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Repair of Neonates and Young Infants With Ebstein’s Anomaly and Related

Disorders
Christopher J. Knott-Craig, Steven P. Goldberg, Edward D. Overholt, Edward V. Colvin
and James K. Kirklin
Ann Thorac Surg 2007;84:587-593
DOI: 10.1016/j.athoracsur.2007.03.061

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CARDIOVASCULAR
Repair of Neonates and Young Infants With
Ebstein’s Anomaly and Related Disorders
Christopher J. Knott-Craig, MD, Steven P. Goldberg, MD, Edward D. Overholt, MD,
Edward V. Colvin, MD, and James K. Kirklin, MD
Department of Thoracic and Cardiovascular Surgery, University of Oklahoma Health Sciences Center, Oklahoma City, Oklahoma,
and Division of Cardiothoracic Surgery, University of Alabama at Birmingham, Birmingham, Alabama

Background. Severely symptomatic neonates and young (n ⴝ 4), significant intracranial hemorrhage (n ⴝ 3),
infants with Ebstein’s anomaly usually die without surgical hepatic necrosis and renal insufficiency (n ⴝ 3), and
intervention. The relative risks and benefits of single- malignant tachyarrhythmias (n ⴝ 4). Operations con-
ventricle palliation versus a two-ventricle repair are un- sisted of tricuspid valve repair (n ⴝ 23) or valve replace-
certain. In a recent series, 69% early survival with single- ment (n ⴝ 2), Blalock-Taussig shunt only (n ⴝ 1), and
ventricle palliation was reported in 16 neonates with bilateral pulmonary arterioplasty with bidirectional
Ebstein’s anomaly. Our institutional bias has been to do Glenn (n ⴝ 1). Hospital survival was 74%, and there have
a two-ventricle repair in all such patients. been no late deaths during a median follow-up period of
Methods. We reviewed our entire surgical experience 5.4 years (range, 0.2 to 12 years). Three patients required
with a two-ventricle repair in the severely symptomatic tricuspid valve replacement during the follow-up period.
neonate (n ⴝ 22) and young infant (n ⴝ 5). The indica- Late arrhythmia requiring medication is present in 1
tions for operation were ventilator dependence, severe patient. All patients are currently in New York Heart
cardiac failure, prostaglandin-dependent circulation, and Association functional class I.
gross cardiomegaly. Conclusions. Two-ventricle repair currently has similar
Results. Between 1994 and 2006, 27 consecutive pa- early survival compared with single-ventricle palliation.
tients with Ebstein’s anomaly underwent operation. As- The advantages of a better physiologic repair can be
sociated comorbidities included anatomic or functional anticipated for a longer follow-up period.
pulmonary atresia (n ⴝ 18), ventricular septal defects
(n ⴝ 3), small left ventricle (n ⴝ 3), hypoplastic branch (Ann Thorac Surg 2007;84:587–93)
pulmonary arteries (n ⴝ 3), previous cardiac surgery © 2007 by The Society of Thoracic Surgeons

E bstein’s anomaly (EA) represents a downward, or


apical displacement of the posterior and septal leaf-
lets of the tricuspid valve, with a resultant redundant
redundant atrialized right ventricle and utilization of the
saillike anterior leaflet in construction of a competent
monocuspid valve [6 –9]. Symptomatic neonates and very
“atrialized” component of the right ventricle situated young infants with EA usually present as critically ill,
above the plane of the valve annulus. The anterior leaflet unstable patients, most of whom will die in early infancy
is abnormally broad, often described as saillike, although without a surgical procedure [7]. In addition, neonates
still based at the true annulus [1, 2]. In the symptomatic with severe tricuspid regurgitation or gross cardiomeg-
neonate with EA, the leading edge of the anterior leaflet aly, and who are otherwise asymptomatic, are reported to
is often attached to the free wall of the right ventricle. have an associated mortality in infancy of 45% [10, 11].
Associated cardiac anomalies such as pulmonary atresia Single-ventricle palliation of the neonate with EA was
are common, making a two-ventricle repair technically first suggested by Starnes and associates in 1991 [12]. We
very difficult [3, 4]. During the past three decades, many successfully did the first two-ventricle repairs in neo-
repairs have been developed in adults [5] and older nates in 1994, and reported those in 2000. In 2002, Sano
children, with variations on the theme of plication of the and coworkers [13] reported a modified technique of
Accepted for publication March 21, 2007. single-ventricle palliation using “ventricular exclusion.”
Presented at the Forty-third Annual Meeting of The Society of Thoracic When presented with a critically ill neonate or young
Surgeons, San Diego, CA, Jan 29 –31, 2007. infant with EA, the first essential surgical decision that
needs to be made is whether a two-ventricle repair is
Address correspondence to Dr Knott-Craig, University of Alabama at
Birmingham, 716 Ziegler Research Bldg, 703 19th St S, Birmingham, feasible, or whether palliation with embarkation on a
AL 35294; e-mail: ckc@uab.edu. single-ventricle pathway is the more reasonable ap-

© 2007 by The Society of Thoracic Surgeons 0003-4975/07/$32.00


Published by Elsevier Inc doi:10.1016/j.athoracsur.2007.03.061

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588 KNOTT-CRAIG ET AL Ann Thorac Surg
NEONATAL EBSTEIN’S REPAIR 2007;84:587–93

Table 1. Associated Comorbidities


Comorbidity n

Pulmonary atresia (functional 7, anatomic 11) 18


Ventricular septal defect 3
CARDIOVASCULAR

Small left ventricle 3


Hypoplastic branch pulmonary arteries 3
Previous cardiac surgery 4
Grade III or IV intracranial hemorrhage 3
Ischemic hepatic necrosis and renal failure 3
(creatinine ⬎1.5)
Malignant tachyarrhythmias 4

proach. The relative risks and benefits of single-ventricle


palliation compared with two-ventricle repair are uncer-
tain. In 2006 Reemtsen and colleagues [4] updated their
results of single-ventricle palliation (closure of the tricus-
pid orifice with a fenestrated patch, aortopulmonary
shunt, and later Fontan completion) in 16 neonates with
EA, with 69% early survival. Our institutional prefer- Fig 2. Tricuspid annuloplasty stitch placed in coronary sinus and at
ence has been to perform a two-ventricle repair in all location of anteroposterior commissure. (ASD ⫽ atrial septal defect.)
neonates and young infants with EA and similar dis-
orders. The results of this approach are presented in
this manuscript. neonates responded well to nitric oxide and prolonged
anesthesia, and were ultimately weaned from the venti-
lator and discharged without surgical intervention. One
Patients and Methods patient subsequently had a successful repair at 8 months
Between 1994 and December 2006, we operated on 27 of age. There were no neonates with Uhl’s anomaly in
consecutive symptomatic neonates (n ⫽ 22) and young this series.
infants (n ⫽ 5) with EA, at Children’s Hospital of Okla- The indications for operation were ventilator depen-
homa and University of Alabama at Birmingham. Ap- dence, prostaglandin-dependent circulation, severe car-
proval for this analysis was obtained from the institu- diac failure, and gross cardiomegaly. Table 1 describes
tional review boards. This series includes 1 neonate the associated comorbidities in our patients, most com-
operated on in Indianapolis with John Brown, MD, and 1 monly pulmonary atresia (n ⫽ 18, 67%), ventricular septal
in San Diego with Glenn Pelletier, MD. Three additional defects (n ⫽ 3), small left ventricle (n ⫽ 3), hypoplastic
branch pulmonary arteries (n ⫽ 3), previous cardiac
operation (n ⫽ 4), significant intracranial hemorrhage
(n ⫽ 3), ischemic hepatic necrosis and renal insufficiency
(creatinine ⬎ 1.5; n ⫽ 3), and malignant tachyarrhythmias
(n ⫽ 4). Recent clinical and echocardiography follow-up
was complete. Median follow-up was 5.4 years (range, 0.2
to 12 years).
In one patient, the Starnes repair was successfully
taken down, and the patient was converted to a two-
ventricle repair with tricuspid valve replacement. An-
other critically ill infant transferred with complete heart
block, device closure of an atrial septal defect, and prior
tricuspid valve replacement with a tissue prosthesis.
After subsequent balloon disruption of the bioprosthesis
at the referring institution, the patient underwent suc-
cessful repeat replacement of the tricuspid valve, re-
moval of the atrial septal defect device, and patch closure
of the atrial septum. One patient remained ventilator-
dependent despite prior Blalock-Taussig shunt and bal-
loon dilatation of the pulmonary arteries before being
referred for a two-ventricle repair. Another patient had
four prior sternotomies and three Blalock-Taussig shunts
Fig 1. Sebening single-stitch valvuloplasty (papillary muscle before being referred for repair.
of anterior leaflet through tethered septal leaflet). The essential principles in our two-ventricle repair, as

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Ann Thorac Surg KNOTT-CRAIG ET AL 589
2007;84:587–93 NEONATAL EBSTEIN’S REPAIR

Fig 3. (A) Approximation of annuloplasty


stitch creates two openings, the “caudal” orifice
containing the entrance to the atrialized right
ventricle. (B) Closure of the caudal opening
plicates the atrialized right ventricle and cre-

CARDIOVASCULAR
ates a competent monocuspid valve.

previously described [8, 14] are as follows: (1) creation of The operation is conducted with full cardiopulmonary
a competent monocuspid tricuspid valve, based on the bypass and bicaval cannulation, using either moderate
anterior leaflet; (2) reduction atrioplasty; (3) partial clo- systemic hypothermia or circulatory arrest. After identi-
sure of the atrial septal defect, leaving behind a small fying the course of the right coronary artery (so as not to
fenestration; and (4) simultaneous repair of other cardiac injure it during the atrial reduction), the free wall of the
defects, enumerated above. The actual technique of par- enlarged right atrium is widely excised. The atrial septal
ticularly the valve repair has evolved with time, with defect is closed with a patch, although a 3- to 4-mm
most recent emphasis being placed on the addition of a fenestration is left behind. We have found that this aids
Sebening single-stitch approach (Fig 1) to keep the ante- in decompressing the right heart and improving cardiac
rior leaflet approximated to the interventricular septum, output postoperatively. The crux of the valve repair,
minimizing tricuspid regurgitation during episodes of again, rests on creation of a monocuspid valve using
pulmonary hypertension [15]. the broad sheet of the anterior leaflet, such that when the
annular diameter is reduced with an annuloplasty, the
edge of the anterior leaflet will coapt directly against its

Fig 4. Detachment of anterior leaflet from tricuspid annulus. Sub-


valvular attachments are mobilized. Fig 5. Annuloplasty stitch with reattachment of anterior leaflet.

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590 KNOTT-CRAIG ET AL Ann Thorac Surg
NEONATAL EBSTEIN’S REPAIR 2007;84:587–93

tion may be low (and tolerated) for the first 3 to 5 days


after surgery. We have found isoproterenol infusion (0.05
␮g · kg⫺1 · min⫺1) to be the most useful inotropic agent
in the perioperative period.
CARDIOVASCULAR

Results
In all but 2 patients, two-ventricle repairs were per-
formed. In 1 patient with a small right ventricle and only
mild tricuspid regurgitation, but with a prostaglandin-
dependent circulation, a Blalock-Taussig shunt only was
done. This was taken down 6 months later and a bidirec-
tional Glenn added. Another infant who had three pre-
vious Blalock-Taussig shunts elsewhere, before being
referred for repair, had extensive bilateral patch augmen-
tation of the pulmonary arteries and a bidirectional
Glenn.
Seventy-four percent (20 of 27 patients) survived to
hospital discharge. Recent follow-up was achieved in all
survivors. The median follow-up was 5.4 years (range, 0.2
to 12 years). There have been no late deaths. All patients
Fig 6. Augmentation of anterior leaflet with an autologous pericar- are currently in New York Heart Association class I
dial patch before annuloplasty. functional status. Three patients have required tricuspid
valve replacement during the follow-up period. Biopros-
theses were placed 2 to 4 years after their initial opera-
facing septal wall. The annuloplasty stitch is placed with tion. Although 4 patients had symptomatic tachyarrhyth-
one pledgetted end in the coronary sinus, the other mias preoperatively, and despite the well-known
pledgetted end at the location of the commissure be- association of EA with accessory pathway tachydysrhyth-
tween the anterior and (if otherwise present) posterior mia [2, 6], we have had only 1 patient (5%, 1 of 20
leaflets (Fig 2). Approximation of the annuloplasty stitch patients) manifest a transient tachyarrhythmia requiring
effectively partitions the tricuspid valve orifice into two medication during the follow-up period.
openings, the “main” orifice and a more “caudal” or Of the 7 nonsurvivors, the factors associated with their
“rightward” orifice (Fig 3A). If the valve is then compe- poor outcome were variable. Of the 11 patients with
tent, the caudal orifice is closed, plicating the atrialized anatomic pulmonary atresia, 6 died (66%) postopera-
portion of the right ventricle at the same time as reducing tively. Three patients required support with an extracor-
the annular diameter (Fig 3B). A more complex repair is poreal membrane oxygenator postoperatively—1 patient
required if the anterior leaflet is dysplastic, poorly fenes- experienced extracorporeal membrane oxygenator pump
trated (restricting right ventricular inflow), or more failure on the third postoperative day; 1 required extra-
firmly tethered to the underlying myocardium. In these corporeal membrane oxygenator followed by tricuspid
cases, the leaflet is taken down from the annulus [16, 17], valve replacement, the function having been deemed
freed up from its underlying attachments (Fig 4), and “marginal” by echocardiography; the third extracorpo-
then reattached to the newly reduced annulus (Fig 5). If
the anterior leaflet does not reach the opposing wall, then
it can be detached from the annulus and enlarged with
an autologous pericardial patch to allow it to bridge the
gap (Fig 6). In two of our patients, a modified Blalock-
Taussig shunt was added to improve postoperative pul-
monary blood flow. In all patients, the placement of a
peritoneal dialysis catheter has become very helpful in
draining postoperative ascites, aiding diaphragmatic ex-
cursion and postoperative pulmonary mechanics.
Postoperatively, the patients initially remain para-
lyzed, sedated, and ventilated. We use large tidal vol-
umes on the ventilator (12 to 15 mL/kg) because the lungs
are usually suboptimal, their full development having
been difficult in a chest crowded by cardiomegaly. We
institute all measures to reduce elevated pulmonary
vascular resistance, including inhaled nitric oxide. Oxy- Fig 7. Echocardiogram of a patient with an unacceptably small left
gen carrying capacity is optimized by maintaining a ventricle. (LA ⫽ left atrium; RA ⫽ right atrium; RV ⫽ right
hematocrit of at least 45% to 50%, as the oxygen satura- ventricle.)

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2007;84:587–93 NEONATAL EBSTEIN’S REPAIR

Fig 8. Management algorithm of Ebstein’s pa-


tients based on associated anomalies and over-
all stability. (B-T ⫽ Blalock-Taussig; LV ⫽ left
ventricle; MPA ⫽ main pulmonary artery;
Pulm. ⫽ pulmonary; RV ⫽ right ventricle.)

CARDIOVASCULAR
real membrane oxygenator patient had hypoplastic pul- nary shunt, followed 4 months later by a bidirectional
monary arteries, and underwent homograft replacement Glenn anastomosis, with an excellent result.
of the pulmonary valve. Although this patient subse- From our experience (74% survival), it seems evident
quently had excellent hemodynamics, she experienced a that some neonates may have had a better chance of
severe intracranial hemorrhage and support was with- survival with an alternative operation. This was most
drawn. No patient requiring extracorporeal membrane evident in patients with anatomic pulmonary atresia,
oxygenator support survived to hospital discharge. Two which was associated with a 66% mortality. Many of
patients had small left ventricles preoperatively, and these patients had small pulmonary arteries; others had
succumbed to low cardiac output after surgery (Fig 7). diminutive functional right ventricles. As the primary
There was a technical error in 1 patient, involving injury chordae to the anterior leaflet often originate from rudi-
to the right coronary artery during the reduction atrio- mentary papillary muscles in the infundibulum, these
plasty. After this case, we adopted a policy of mandatory may easily be injured during the construction of a right
marking of the right coronary artery course with a sur- ventricular outflow tract patch or pulmonary valve re-
gical pen before making any atriotomy. Finally, 1 criti- placement, making the tricuspid repair inadequate.
cally ill patient came to us already having suffered a The dilemma remains how to decide which operation
grade IV intracranial hemorrhage associated with Staph- is most suitable for each patient: from our experience, we
ylococcus aureus septicemia. This patient underwent sur- currently feel confident in our ability to repair a neonate
gery at 10 days of life, but unfortunately had a recurrence who has some prograde flow across the pulmonary valve,
of the intracranial hemorrhage, and despite a satisfactory albeit while optimizing the pulmonary vascular resis-
repair, the situation was irretrievable and support was tance with inhaled nitric oxide and a low-dose infusion of
withdrawn. isoproterenol. Figure 8 represents our management algo-
rithm when approaching a patient with EA, based on
their associated anomalies, as well as their overall clinical
Comment
stability. Patients with pulmonary atresia—representing
Since 1994 we have operated on 27 critically ill neonates greater than 60% of the patient group in our series—seem
or young infants, and have been able to achieve early to fall into two general groups: those who are relatively
survival rates that are similar to recent reports involving stable on the ventilator, often with gross cardiomegaly,
single-ventricle palliation [4]. In our opinion, it remains a severe tricuspid regurgitation, and a dysplastic (rather
feasible, reasonable approach, and the benefits of having than a true EA-like) valve; and those who are very
a two-ventricle system will surely be realized over the unstable with ongoing progressive metabolic acidosis
course of a longer follow-up period. In contrast to the and functional pulmonary atresia, often with retrograde
recent report by Reemtsen and associates [4] of 16 pa- flow back through the pulmonary valve. The former
tients with single-ventricle palliation in whom the tricus- usually do well with either a two-ventricle repair if they
pid valve was not amenable to repair, we felt comfortable have a decent size functional right ventricle, or just an
repairing all but 1 neonate. This patient had prostag- initial shunt followed by a 1½-ventricle repair at 4 to 6
landin-dependent circulation and 2/4 tricuspid regurgi- months of age if they have small functional right ventri-
tation; we elected to initially place a small aortopulmo- cles; the latter are probably best served with initial

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592 KNOTT-CRAIG ET AL Ann Thorac Surg
NEONATAL EBSTEIN’S REPAIR 2007;84:587–93

ligation of the main pulmonary artery and a Starnes of the chest, 7th ed, vol 2. Philadelphia: Elsevier Saunders,
single-ventricle palliation. 2005:2219 –31.
3. Dobell ARC. Ebstein’s Abnormality of the tricuspid valve. In:
The surgical management of critically ill neonates and Arciniegas E, ed. Pediatric cardiac surgery. Chicago: Year
young infants with EA remains challenging. The judg- Book Medical Publishers, 1985:315–23.
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CARDIOVASCULAR

ventricle will be adequate to maintain circulation in the surgical therapy for Ebstein’s anomaly in neonates. J Thorac
setting of initially high pulmonary vascular resistance is, Cardiovasc Surg 2006;132:1285–90.
5. Dearani JA, Danielson GK. Surgical management of Eb-
in our opinion, still very subjective; furthermore, the stein’s anomaly in the adult. Semin Thorac Cardiovasc Surg
adequacy of a small, possibly anatomically abnormal, 2005;17:148 –54.
and compressed left ventricle is equally subjective. Those 6. Danielson GK, Maloney JD, Devloo RAE. Surgical repair of
patients with diminutive pulmonary arteries may be best Ebstein’s anomaly. Mayo Clin Proc 1979;54:185–92.
7. Carpentier A, Chauvaud S, Mace L, et al. A new reconstruc-
served by initially placing an aortopulmonary shunt and tive operation for Ebstein’s anomaly of the tricuspid valve.
delaying definitive palliation or repair until the patient is J Thorac Cardiovasc Surg 1988;96:92–101.
3 to 5 months old. Those with small left ventricle proba- 8. Knott-Craig CJ, Overholt ED, Ward KE, et al. Neonatal
bly should be considered for transplantation. repair of Ebstein’s anomaly: indications, surgical technique,
and medium-term follow-up. Ann Thorac Surg 2000:69:
It should be noted that initial Starnes palliation does not
1505–10.
irrevocably place the patient on a one-ventricle pathway. 9. Boston US, Dearani JA, O’Leary PW, Driscoll DJ, Danielson
We successfully converted a 3-month-old critically ill ven- GK. Tricuspid valve repair for Ebstein’s anomaly in young
tilator-dependent infant to a two-ventricle repair, and this children: a 30-year experience. Ann Thorac Surg 2006;81:
patient is currently an asymptomatic school-going child. 690 –5.
10. Celermajer DS, Cullen S, Sullivan ID, et al. Outcome in
This is certainly possible if the right ventricle muscularizes neonates with Ebstein’s anomaly. J Am Coll Cardiol 1992;19:
and hypertrophies during the first months of life, particu- 1041– 6.
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which can be corrected at reoperation. field JE. Morbid anatomy in neonates with Ebstein’s anom-
aly of the tricuspid valve. J Am Coll Cardiol 1992;19:1049 –53.
Finally, the management of neonates and young infants 12. Starnes VA, Pitlick PT, Bernstein D, et al. Ebstein’s anomaly
with EA and functionally similar cardiac conditions remains appearing in the neonate. J Thorac Cardiovasc Surg 1991;
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DISCUSSION
DR FRANK A. PIGULA (Boston, MA): Thank you, Dr Goldberg, I think the Ebstein’s anomaly is not only the tricuspid valve
for a very interesting and provocative presentation. disease but also disease of the right ventricle and right atrium, or
While discussants are lining up, I would just make one note. I right heart disease.
would make a comment that the artwork was also done by Dr Our approach is to exclude these diseased right ventricles and to
Goldberg in these presentations. create the 1–1/2 or one-ventricle repair because the dilated right
And my question to you is how do you handle the pulmonary ventricle compresses the left ventricle, so the left ventricle seems to
valve in the patients that have functional pulmonary atresia? be small. But in most of the Ebstein’s, the left ventricle is not small.
What is the strategy there? I wondered whether in your patients the dilated right ventricle will
still be dilated and compress the left ventricle, so that means the
DR GOLDBERG: Ordinarily, the pulmonary valve is normal, or intraventricular septum, the motion changed from paradoxic to nor-
just a little smaller than usual. If it is about 7 mm, we leave it mal motion later, all the hemodynamic data of your patients, because
alone. If it is hypoplastic, we will use a transannular patch. If the we can compare the hemodynamic result in a 1–1/2 or a one-ventricle
tricuspid repair is suboptimal, then we would replace the repair versus a two-ventricle repair. Do you have any data?
pulmonary valve with a pulmonary homograft.

DR SHUNJI SANO (Okayama, Japan): Congratulations on your DR GOLDBERG: That is an excellent question. Obviously we
excellent results. are all well aware of your quite elegant and novel operative

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Ann Thorac Surg KNOTT-CRAIG ET AL 593
2007;84:587–93 NEONATAL EBSTEIN’S REPAIR

repair. For a question that detailed, I might defer to Dr Knott- DR JOSEPH A. DEARANI (Rochester, MN): Yes. I wanted to
Craig for some of those details. follow up with what Dr Knott-Craig said. I think that the
single-ventricle approach has its greatest application when you
have severe tricuspid regurgitation and anatomic pulmonary
DR CHRISTOPHER J. KNOTT-CRAIG (Birmingham, AL): We
atresia. In Ebstein’s anomaly, the right ventricle is always

CARDIOVASCULAR
have not used the ventricular exclusion technique in the neo- myopathic to a certain degree and sometimes the right ventric-
nates. I am not sure it is possible. Regarding those patients with ular dysfunction can be quite severe. The combination of pro-
anatomic pulmonary atresia: the functional RV (right ventricle) gressive pulmonary valve and tricuspid valve dysfunction, usu-
is often very small. And when you open that right ventricular ally regurgitation, is added insult to the abnormal right
outflow tract, the functional RV may easily be injured. In that ventricle. While a biventricular circulation with repeated pul-
setting, if those right ventricles are real small now, we would monary and/or tricuspid valve replacements may be reasonable
probably now do either a BT (Blalock-Taussig) shunt, or stream- in older patients, the alternative strategy of a single ventricle
line the patient to some alternative repair other than a two- approach without the need for potentially two valve replace-
ventricle repair. ments would be our preference for infants and young children.

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Repair of Neonates and Young Infants With Ebstein’s Anomaly and Related
Disorders
Christopher J. Knott-Craig, Steven P. Goldberg, Edward D. Overholt, Edward V. Colvin
and James K. Kirklin
Ann Thorac Surg 2007;84:587-593
DOI: 10.1016/j.athoracsur.2007.03.061

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