Sherman, CT 06784 (860) 354-5424 H * (917) 754-5751 C * cb507a3c@westpost.net
Senior Business Analyst / Project Manager specializing in IT consulting with 20+
years of industry experience working with Wall Street brokerage firms and devel oping solutions-focused approaches designed to support the objectives of a progr essive organization. ________________________________________PROFILE OF QUALIFICATIONS * Analyze, manage and align IT projects with key corporate objectives using a br oad scope of Securities Industry and business services knowledge to determine cl ient needs, expedite requests and oversee development, testing, and implementati on of front end and back-office clearance software. * Project Leader fostering teamwork that reflects positively on business product ivity, corporate well-being and client satisfaction. * Strong communications skills, both oral and written with the ability to effect ively work with all business representatives and clientele through to executive level. * Excels at multitasking in deadline-driven environment. ________________________________________ PROFESSIONAL SYNOPSIS C&K CONSULTANTS, RAMSEY, NJ 1983- 2010 PROVIDED CONSULTING SERVICES TO CLIENTS WITHIN THE FINANCIAL INDUSTRY IN DIFFERE NT CAPACITIES DEPENDENT ON CLIENT NEEDS. Project Manager (1999 - 2010) * Provided leadership as project manager for: Project Scoping, Detail Planning, Use Case Modeling, Risk Analysis, Production Turnover and Close out Assessment o f mandated Exchange and Utility testing, company mergers and unique street-wide events impacting back office clearance software. * Participated in project initiation for C&K software product development which determined high level milestones and identified assumptions and constraints. * Actively interfaced among stakeholders and client's internal auditors during a ll phases of SDLC of new client software, verifying start to end process was SOX -Compliant. * Conducted detail planning by decomposing project scope into deliverables, iden tifying and sequencing activities including their dependences and critical paths and allocating C&K programming resources accordingly. * Coordinated execution of project plans. Held status meetings and conference ca lls with client stakeholders, C&K staff, Exchanges and Utilities. Reviewed iter ations of "use case testing" while addressing schedule, risk and quality control , taking corrective actions as needed. Preserved artifacts and updated project- tracking documents. * Executed production turnover after compiling final stakeholder signoffs, verif ying version release, and coordinate transparent rollout. Cataloged and archived project artifacts and host "lessons learned" close out meeting with team member s and stakeholders. Senior Business Analyst (2001 - 2010) * Organized back office set up of new business during migrations; cataloged requ irements for transfer and cutover of Online and Post Trade data and coordinated set up of DMM Securities and OCS Step-Out Trading for transfer of positions. * Developed interfaces to multiple internal and external sources to capture and process Trade Date/Settlement Date transactions for Proprietary and Equities tra ding for Regular and Non-Regular Way settlements. * Promptly acted on all Exchange and Utility notifications that would impact cle aring. * Worked with back office teams on any reconciliation and/or balancing issues du ring system testing and development. * Ensured business continuity by maintaining and monitoring offsite Disaster Rec overy Systems (IBM RS/6000); developing and enhancing offsite recovery procedure s and BCP as needed. * Created auto-sys (crontab) jobs to synchronize QA box with production for dail y iteration testing and change management for software development. * Created and maintained reconciliation tools (SQL) of Display Book activity, CC G transmission (FIX format) against DTCC contracts for alarm / research purpos es. * Provided 24/7 operational support for business unit regarding programming, pro cessing and communications.
Senior Account Manager (1990 - 1999)
* Provided in-house consulting services to maintain and customize C&K software f or front-end and back office clearance applications including: P&L, Stock Record , Open Items, Trade Entry, General Ledger, Online Form 81, Floor Brokerage/ Comm ission Billing, Compliance (Short Interest, Short Report), MLP, Proxies and, T-C ontracts. Programmer (1986 - 1990) * Developed and updated C&K Back Office clearance software for Equities trading and Fixed Income. * Provided "On Call" 24/7 client support for all back office clearance operation s. Technical Writer (1983 - 1986) * Developed and enhanced operational informational models and technical specific ations of C&K clearance software and product development, including data flows, program narratives, and operational procedures for system overview. ________________________________________ RECENT PROJECTS SLP Creation Expand DMM (Designated Market Maker) data capture and self clearance platform to include additional business with the creation of an SLP (Supplemental Liquidity Provider) on the NYSE. Alternative Daily Trade Activity Uploads Create secondary and tertiary Daily Trade Activity upload process using DMM Post Trade Position Minder (Display Book) file and DTCC Contracts as backup to on-li ne SPARS activity. CMS Conversion to CCG Convert front end capture and processing of Daily Activity form CMS SPARS record s to CCG FIX Format records (Street wide conversion for DMM) ________________________________________ PROFESSIONAL DEVELOPMENT & TECHNICAL SUMMARY Programming Coursework PACE UNIVERSITY Fundamentals of the Security Industry NEW YORK INSTITUTE OF FINANCE Extensive Mechanical Engineering Coursework UNIVERSITY OF CONNECTICUT Proficient using Microsoft Office (Excel / Access / Word / PowerPoint) * Microso ft Project * Microsoft Visio * TCP / IP * Connect: Direct (NDM) Programming Experience: RPG * AIX / UNIX *OCL*SQL *CL * DOS * RS / 6000 * IBM S ystem / 38 * Internet Applications