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Learning Lessons Independent

Evaluation
April 2011

Attaining Health Outcomes through


Synergies of Rural Water Supply,
Sanitation, and Hygiene
Background
Water and sanitation crisis claims lives through diseases and supply, but also at the quality of water? How do we ensure
associated illnesses. About 3.6 million people die each year the synergy of results of the interventions on water supply,
from water-related diseases. The 2010 report of the World sanitation, hygiene, and wastewater management? This
Health Organization of the United Nations and the United synthesis draws key lessons from evaluations and completion
Nations Children’s Fund concerning the progress on sanitation reports of ADB-financed rural WSS projects, particularly
and drinking water insights into ways for improving project contributions to the
revealed that 884 million attainment of health outcomes.
people in the world “ 884 million people in
do not use improved the world do not use
source of drinking water; improved source of Highlights of Lessons
almost all of them are Delivering meaningful health outcomes requires synergy
from developing regions.
drinking water; almost
between development and management of WSS,
About 2.6 billion people all of them are from wastewater, and solid waste, together with the promotion
do not use improved developing regions. of hygiene. Addressing sanitation concerns and improving the
sanitation, and most of About 2.6 billion people management, including disposal and treatment, of solid waste
them live in South Asia
and East Asia. The vast
do not use improved and wastewater can minimize hazards that often threaten the
delivery of clean water to communities (i.e., from the water
majority of population sanitation, and most of
source to distribution points). For example, experiences in
without access to water them live in South Asia Pakistan and the Philippines have shown that sanitation and
and sanitation lives in and East Asia.”
rural areas. Seven out of
10 people without basic
sanitation, and more than eight out of 10 people without
access to improved drinking water sources, are rural dwellers.
While the water policy of the Asian Development
Bank (ADB) became effective in 2001, ADB’s operations have
included water supply and sanitation (WSS) projects since
1992. Recognizing the need to provide people with access to
adequate clean water, most of the ADB loan approvals for the
water sector in 1992–2009 went to WSS projects for both rural
ADB Photo Library

and urban populations.


Common to most rural WSS projects is the goal of
improving health and living conditions of rural communities,
in part, by reducing the incidence of water-related and
waterborne diseases. Clean water supply is a determinant of
A woman fetches water in a river in Papua New Guinea. Contamination of water
public health. How then do we ensure that projects are not sources by solid waste, animal droppings, and wastewater from washing and
only looking at sourcing, distribution, and expansion of water laundry often poses health and sanitation hazards to the community.
wastewater hazards have threatened the quality of water, cluttered project design (i.e., having multiple expected
causing situations that have rendered the supply of outcomes with a range of diverse components) could create
nonpotable water in some project areas. Contamination of implementation difficulties and result in the non-attainment
water sources has been attributed to wastewater leakage of results.
from septic tanks and poor drainage systems (i.e., runoff
water near wells and standpipes is susceptible to solid wastes, Gender roles in the management of household health
animal droppings, and should be acknowledged at the onset. In many situations,
wastewater from washing Appreciation of the women have critical and recognized roles to play in taking care
and laundry). Development of their families’ health and general well-being. Participation
critical links between
synergy between water and involvement of women in the design and management of
supply, sanitation, and water, sanitation, sanitation facilities, as well as in promoting public awareness
waste management can hygiene, and health and education in personal hygiene, is important. For example,
be strengthened through is important in a WSS project in Sri Lanka recognized women as the principal
strong commitment and achieving health water collectors and users. Their participation was considered
focus, supported by sizable a top priority in all aspects
investment in sanitation outcomes that last. of the project development, Imbalanced and poorly
aimed at improving implementation, and
drainage and street pavements, minimizing sanitation hazards operations. Consequently,
recognized gender roles
in and around water supply systems, and managing solid the beneficiaries were can seriously threaten
waste and wastewater at both the household and community highly motivated and the development
levels effectively. Appreciation of the critical links between willing to make substantial effectiveness of
water, sanitation, hygiene, and health is important in achieving financial contributions for
projects.
health outcomes that last. For example, in Monaragala District the construction of water
in Sri Lanka, hygiene education and water conservation supply facilities and latrines.
campaigns have effectively reinforced health benefits derived In contrast, poor social mobilization and lack of women’s
from the rural WSS pilot project. participation in the WSS projects in Pakistan and Indonesia
Conceptual frameworks demonstrating clear logical did not contribute to the sustainability of project benefits.
links between planned development interventions, expected Therefore, imbalanced and poorly recognized gender roles can
outcomes, and impacts (i.e., social, environmental, economic seriously threaten the development effectiveness of projects.
and institutional) tend to provide better results. For example,
lessons from rural WSS development interventions in Pakistan
indicated that the interventions did not result in significant
reduction of waterborne diseases. Time savings in collection
and delivery of water did not result in increased incomes
as opportunities for income generation were limited. The
poor achievements of desired outcomes indicate the lack
of conceptual and logical links between inputs, outputs,
outcomes, and impacts in the project design. It is important

ADB Photo Library


for a project to have a logic model to explain the best ways to
achieve the expected outcomes and impacts.
Project designs should be realistic. Only directly relevant
components should be included in a project design. Although
reducing poverty, improving health conditions, and ensuring
Nepali women fetch water for their families. Participation and involvement of
positive environmental women in the design and implementation of sanitation facilities, as well as in
impacts are legitimate Project designs promoting public awareness and education in personal hygiene, is important.
objectives of development should be realistic.
initiatives, they may be less Health benefits of WSS projects should be inclusive and
relevant in a given project Only directly relevant accessible to the poor. Alternative water sources and supply
context. WSS projects components should be schemes, as well as sanitation technology options, should be
directly aimed at achieving included in a project made available to the poorest and vulnerable segments of the
health outcomes should design. population who are too cash constrained to participate in rural
not be loaded and be infrastructure development. Affordability is a key consideration
mistaken with components for inclusiveness among the intended beneficiaries, although
that are aimed at reducing income poverty, especially if these the poor have often demonstrated their willingness to pay
components are not provided with adequate institutional for water. For instance, the cost of household water supply
support or resource provision. An overly complex and connection has limited the participation of poor households in
Punjab, Pakistan. Provision of community standpipes at late 1990s. Due to water abstraction beyond the
selected but convenient locations may have been more replenishment rate, communities suffered from water
appropriate to reach out to this segment of beneficiaries. shortages during the dry season. In some cases, water supply
facilities were abandoned as a result of over-abstraction
Health outcomes should be realistically established. of water.
Baseline data (i.e., at the individual, household, and
community levels) should be utilized as benchmarks to set
realistic improvement
targets. Good baseline
data and realistic targets Good baseline data
can help steer project and realistic targets
implementation toward can help steer project
achieving expected results.
implementation
Without such benchmarks,
the monitoring of project toward achieving
expected results.

ADB Photo Library


implementation may
face difficulties, and the
measurement of outcomes
and impacts that can be attributed to a project can be elusive.
For example, the cited rural water supply projects in the
A woman collects water sample for checking and testing in one of the water
Philippines and Bangladesh had failed to provide appropriate distribution points in the People’s Republic of China.
baseline indicators for measuring improved public health.
This has resulted in difficulties in measuring the impact of the Improving the delivery of safe water entails capacity
projects on public health. building of stakeholders and beneficiaries, and requires
partnership with appropriate organizations. Effective
The supply of safe water should be appropriately solutions to problems can often be delivered through
maintained to sustain health benefits. Water shortages acquisition of knowledge and practical skills. For example,
can undermine the sustainability of health benefits of WSS cases of high-level bacteriological contamination, both at the
projects. Ideally, a water system should be able to meet the water source and distribution
needs of a community for at least 10 years before requiring points, can be prevented with Effective solutions
a large-scale expansion. In this regard, WSS project designs proper training on simple to problems can
should include demand forecasts that take into account chlorination and other basic
often be delivered
population growth projections to minimize risks of water water treatment methods.
shortages. Conducting groundwater investigations, over a Further, increasing demand through acquisition
period of time to determine variations in yield and recharge for sanitation—by establishing of knowledge and
rates, could also prevent water shortages. An effective water a functional partnership practical skills.
demand management, coupled with public awareness with community-based
campaigns, can also serve as a cost-effective alternative to organizations, nongovernment
water supply expansion, particularly in water-scarce areas. organizations, and private sector entities—
Much can be learned from the Philippine experience in the can help reduce or eliminate sanitary hazards at water
sources. Implementation of appropriate operation and
maintenance systems has been proven to contribute to
the delivery of safe water. This entails enhancement of
commitment and ownership among the beneficiaries
through, among others, effective social mobilization,
formation of community-level water users’ associations,
cash and labor contributions, designation of operation
and maintenance responsibility, and provision of appropriate
training thereto. For example, the lack of recognition by
public officials of the importance of community involvement
ADB Photo Library

led to the poor achievement of outcomes in the first rural


WSS project in Indonesia. After almost 4 years after project
completion, most of the water supply and sanitation facilities
were abandoned or not functioning as originally intended.
These problems were primarily due to poor maintenance
Many residents in the southern Philippine island of Mindanao do not have
easy access to potable water in their homes. The Mindanao Agrarian Reform and the inability of communities to pay for the operation
Communities Project—funded by ADB—is helping change that. and maintenance of the facilities.
In summary, while significant progress has been achieved in ___. 2000b. Project Completion Report: Second Water Supply
the implementation of rural WSS projects, in terms of coverage and Sanitation Project in Sri Lanka. Manila (Loan No.
and achievements of health outcomes, experiences have led 1235-SRI, paras. 48 and 51). Available at www.adb.org/
us to the following lessons, which can help in ensuring good Documents/PCRs/SRI/pcr_sri23209.pdf
project designs and sustaining project benefits. These include ___. 2002. Impact Evaluation Study: Water Supply and
n Ensuring synergies among WSS, wastewater, and solid Sanitation Projects in Selected Developing Member
waste management, together with hygiene and health Countries. Manila (Appendixes 3 and 6, paras. 41 and
promotion programs, to attain desired health outcomes 74). Available at www.adb.org/Documents/IES/Water/
and impact; ies_reg_2002_17.pdf
n Acknowledging, catalyzing, and enabling gender roles in ___. 2003. Project Completion Report: Punjab Rural Water
health management; Supply and Sanitation (Sector) Project in the Islamic
Republic of Pakistan. Manila (Loan No. 1349-PAK, paras. 47
n Ensuring inclusiveness in the design of a project, with and 52–53). Available at www.adb.org/Documents/PCRs/
appropriate schemes that would ensure that the poor PAK/pcr_pak_23221.pdf
are not excluded from the health benefits of ___. 2005. Performance Audit Report: Rural Water Supply and
WSS projects; Sanitation Sector Project in Indonesia. Manila (Loan No.
n Establishing baseline data and realistic targets for 1352-INO, paras. 45–46, 52, and 55). Available at
health outcomes; www.adb.org/Documents/PPARs/INO/ppa-ino-26314.pdf
___. 2009a. Impact Evaluation Study: Impact of Rural Water
n Addressing water resource capacity, demand forecast, and
Supply and Sanitation in Punjab, Pakistan. Manila (paras.
supply management, and taking population growth rates
44–45, 57, 64–65, 75, 81, 84–87, 89, 90–92, and 96).
into account to prevent or minimize water shortages; and
Available at www.adb.org/Documents/IES/PAK/
n Building capacity of beneficiaries, and building partnership IES-PAK-2009-26.asp
with appropriate organizations, to ensure sustained supply ___. 2009b. Project Completion Report: Rural Infrastructure
of safe water for lasting development effectiveness. Support Project in Indonesia. Manila (Loan No. 2221-INO,
para. 54). Available at www.adb.org/Documents/PCRs/
References INO/39597-INO-PCR.pdf
___. 2009c. Project Completion Report: Third Water Supply
ADB. 1995a. Performance Audit Report: District Towns Water and Sanitation Sector Project in Sri Lanka. Manila (Loan
Supply Project in Bangladesh. Manila (Loan No. 571-BAN, No. 1575-SRI, para. 52.ii and iv). Available at www.adb.org/
para. 50). Available at www.adb.org/Documents/PPARs/ Documents/PCRs/SRI/28153-SRI-PCR.pdf
BAN/ppar_ban_15006.pdf
Water Facts. Available at www.water.org/learn-about-the-
___. 1995b. Performance Audit Report: Island Provinces Rural water-crisis/facts/
Water Supply Sector Project. Manila (Loan No. 812-PHI,
World Health Organization Media Centre. 2010. Access to
paras. 50 and 63). Available at www.adb.org/Documents/
Safe Drinking Water Improving; Sanitation Needs Greater
PERs/PE441.pdf
Efforts. Available at www.who.int/mediacentre/news/
___. 2000a. Performance Audit Report: Second Island releases/2010/water_20100315/en/index.html
Provinces Rural Water Supply Sector Project in the
Water for All. Available at www.adb.org/water/policy
Philippines. Manila (Loan No. 1052-PHI, paras. 53, 59, 65–66,
/default.asp
and 68). Available at www.adb.org/Documents/PERs/
pe-536.pdf

Disclaimer
The views and assessments contained herein do not necessarily reflect the Learning Lessons are a synthesis of key lessons drawn from evaluation and
views of the Asian Development Bank (ADB) or its Board of Directors or the completion reports of ADB-supported projects and programs. Lessons presented
governments they represent. ADB does not guarantee the accuracy of the data in this brief are not prescriptive, and users are advised to carefully review these
and accepts no responsibility for any consequence of their use. lessons in the context of country, sector, and thematic conditions. Lessons are
extracted from the Evaluation Information System (EVIS).
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million struggling on less than $1.25 a day. ADB is committed to reducing poverty 1550 Metro Manila, Philippines
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Based in Manila, ADB is owned by 67 members, including 48 from www.adb.org/evaluation
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are policy dialogue, loans, equity investments, guarantees, grants, and
technical assistance.

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