Beruflich Dokumente
Kultur Dokumente
An ERP Comparison
Abstract
& The role of grammatical gender and number representa- well as when this happened at the beginning of the sentence
tions in syntactic processes during reading in Spanish was stud- (at the noun), but the last segment of the P600 effect was
ied using the event-related potentials (ERPs) technique. The greater for the middle sentence position, which could indicate
electroencephalogram was recorded with a dense array of differences in the complexity of reanalysis processes. Differ-
128 electrodes while Spanish speakers read word pairs (Experi- ences between grammatical gender and number disagreement
ment 1) or sentences (Experiment 2) in which gender or were found in late measures. In the word pairs experiment, P3
number agreement relationships were manipulated. Disagree- peak latency varied across conditions, being later for gender
ment in word pairs formed by a noun and an adjective (e.g., than for number disagreement. Similarly, in the sentence
faro–alto [lighthouse–high]) produced an N400-type effect, experiment, the last segment of the P600 effect was greater for
while word pairs formed by an article and a noun (e.g., el–piano gender than for number violations. These event-related po-
[the-piano]) showed an additional left anterior negativity tentials (ERPs) effects lend support to the idea that reanalysis
effect (LAN). Agreement violations with the same words in- or repair processes after grammatical disagreement detection
serted in sentences (e.g., El piano estaba viejo y desafinado could involve more steps in the case of gender disagreement,
[the m-s piano m-s was old m-s and off-key]) resulted in a pattern as grammatical gender is a feature of the lexical representation
of LAN–P600. This effect was found both when the violation in contrast to number, which is considered a morphological
occurred in the middle of the sentence (at the adjective), as feature that combines with the stem of the word. &
INTRODUCTION
(Corbett, 1991). Number, on the other hand, is always
Agreement rules have an important role in parsing and considered a conceptual feature signaling the quantity
language comprehension in general, especially in richly of the referent, and therefore the number morphological
inflected languages. They are important and necessary representation of any concept is variable because it can
information for computing grammatical dependencies adopt at least two different forms, singular and plural.
between the different elements of a sentence in order to For this reason, number has been considered a morpho-
build its syntactic structure. Furthermore, agreement logical marker that combines with the stem it modifies
contributes to discourse cohesion, establishing long- (Ritter, 1988), whereas grammatical gender has been con-
distance references across sentences. Among the fea- sidered a fixed property of stem (Harris, 1991). As we
tures used to compute agreement are the marking of will see below, this lexical feature remains as one of the
gender and number, as well as others such as person or most important differences between gender and num-
case. Gender can be a conceptual characteristic or a ber, with relevant consequences at the syntactic level.
formal property of words. Semantic gender is marked Gender and number have been studied from both
for words referring to animate entities, there being a formal and processing perspectives. A concern of the
transparent relationship between the biological sex of formal approach is how to represent gender and num-
the referents and the gender of nouns and pronouns. ber features syntactically. According to some authors
Many languages, in addition to semantic gender, also (e.g., Ritter, 1988), noun phrases can be considered
have gender as an exclusively grammatical property of complements of a higher syntactic projection, the deter-
many nouns. In this case, there is no conceptual basis miner phrase (see Figure 1). Thus, between the noun
for the distinction of gender and this can be considered phrase and the determiner phrase, there could be other
as arbitrarily assigned and invariable because only one functional heads. If a feature is a syntactic head, that
form (feminine or masculine) is assigned to each noun feature is available to the syntactic parser for all syntactic
operations, such as movement, co-referential processes,
or agreement. A feature independently represented in
1
University of California, 2Universidad de La Laguna, Tenerife, the lexicon must have semantic content and therefore has
Spain to be variable. Number fulfils the requisites of having
D 2005 Massachusetts Institute of Technology Journal of Cognitive Neuroscience 17:1, pp. 137–153
with word pairs. The grammatical priming effect reveals
that a word is recognized faster when preceded by an-
other word that agrees with it than when preceded
by a word that does not agree (Lukatela, Kostic, Todoro-
vic, Carello, & Turvey, 1987). Using this procedure, the
empirical evidence on whether gender and number
agreement mechanisms are similar is mixed. Whereas
two studies have not found differences between gender
and number processing (Colé & Seguı́, 1994; Lukatela
et al, 1987), Faussart, Jakubowitz, and Costes (1999) re-
ported longer recognition times when words disagreed
Figure 1. Formal representation of grammatical gender and number in gender than when they disagreed in number. These
in the determiner phrase structure (see text). authors explain this effect within the framework of
classical models of lexical retrieval, according to which
the target word is retrieved in three successive stages:
variability and semantic content and so can be consid- lexical access, recognition, and integration. The first step
ered as syntactic head. Therefore, some authors, when would be the process by which the right lexical entry is
describing the structure of the determiner phrase, con- located and lexical identification carried out. In the
sider that number is realized as the head of an indepen- second step, the relevant lexical content of that entry
dent functional projection (namely, the number phrase) would be accessed, that is, semantic information, gram-
which is situated between the determiner and the noun matical category, or morphological information. Finally,
(Ritter, 1988). On the other hand, grammatical gender, the third stage would include all postlexical processes of
a formal feature of the noun, is not variable and cannot integration concerning the context. Grammatical agree-
be selected from the lexicon independently of the rest ment would take place at this last stage. Because gender
of the noun features. Consequently, Ritter (1993) argues is a stem inherent feature, integration process failure
that gender can never be the head of its own syntactic regarding gender agreement would make the system go
projection. According to this proposal, under some cir- back to the lexical identification stage in order to check
cumstances there will be different consequences for if the right entry had been selected. Nevertheless, num-
grammatical gender and number syntactic processing. ber is not considered a stem inherent feature, so if num-
There are language production data suggesting that ber agreement is not detected, the processor would only
gender and number agreement are probably processed have to check the final processes of recognition without
or represented in different ways. For example, the rates returning to the initial processes of lexical access. The
of gender and number agreement errors within a lan- difference in access time employed by the processor
guage usually differ considerably, being greater for when detecting a gender as compared to a number in-
number than for gender, which could be interpreted consistency would reflect the additional cost of going
as evidence for different agreement mechanisms (Vig- back one more step.
liocco, Butterworth, & Garrett, 1996). In addition, Igoa, A different proposal that predicts differences for gen-
Garcı́a-Albea, and Sánchez-Casas (1999), in an analysis of der and number agreement during syntactic processing
error production, found that exchange errors affected comes from the studies of De Vincenzi (1999) and De
mostly number suffixes, seldom number and gender Vincenzi and Di Domenico (1999), who examined the
simultaneously and never gender alone. These differ- use of morphological information in pronoun resolution
ences in the error rates suggest that gender is retrieved mechanisms in Italian. They found that although both
directly from the lexicon and assigned to the phrase number and gender are used to activate an antecedent
structure together with the lemma, because grammatical at the end of a sentence, only number information re-
gender is part of the lemma, while number is derived activates the antecedent immediately after pronouns
by rule. Therefore, gender morphemes should be within the sentence. They explain these differences in
stranded less often than number morphemes, which number and gender information relying on serial models
are hypothesized to be assigned directly to the phrases of language processing (Frazier, 1987), according to
as closed class items (Bock & Levelt, 1994; Garrett, which the construction of structural representations
1982). This proposal has been recently supported by initially employs only information relevant to syntactic
another production study in Spanish in which the analysis. In this first step, only features with autono-
number of combined gender and number errors was mous projections on syntax, such as number (following
not greater than that expected at random, showing that Ritter, 1993), would be used to establish coherence be-
these features are processed independently (Antón- tween pronoun and noun. On the contrary, gender in-
Méndez, Nicol, & Garret, 2002). formation, which does not have separate identity inside
Processing of gender and number agreement in com- the syntactic structure, would only be considered at a
prehension has been studied using grammatical priming later stage with lexical and semantic information.
two types of word pairs are localized in the left ante- nent peaks earlier in the agreement condition than in
rior area. both disagreement conditions. More detailed inspection
The N400 component was followed by the P3 com- of averaged electrode groups revealed longer peak
ponent, which was present in all conditions and showed latency for the gender disagreement condition as com-
similar amplitudes across these. However, systematic pared with the number disagreement condition and sta-
peak latency variations were appreciated. This compo- tistical analysis confirmed these observations.
Figure 3. Topographical
maps obtained by
interpolation from
128 electrodes at 350, 400, and
450 msec. Maps were
computed from values
resulting from the subtraction
between agreement and
disagreement waves (gender
and number conditions
collapsed). The first row shows
the effects in article–noun
word pairs, the second row in
noun–adjective pairs, and
the third row shows the
differences between the effects
of both types of word pairs.
Table 1. F Values and Significance Levels Resulting from Post Hoc Comparisons between the Average Amplitude Values of the
Experimental Conditions (Agreement versus Gender Disagreement and versus Number Disagreement), for Each Word Pair Type
(Article Plus Noun and Noun Plus Adjective) and for Each Electrode Region (Anterior, Central, and Posterior) in Each Hemisphere
(Left and Right)
Article–Noun Word Pairs Noun–Adjective Word Pairs
Figure 4. Grand averages of the target words for the agreement, gender disagreement, and number disagreement conditions, at the beginning
(left) and at the middle of the sentence (right).
electrode region) are listed in Table 2. It can be seen that cal agreement,’’ ‘‘electrode region,’’ and ‘‘hemisphere’’
comparisons between the disagreement conditions did [F(4,20) = 8.44; p < .01; e = 0.62; with normalized data
not show any reliable differences in this time window. F(4,20) = 8.14; p < .01; e = 0.62]. F values and
significance levels of the post hoc tests (comparisons
between the different experimental conditions in each
700–900 msec Time Window: P600b
electrode region) are listed in Table 2. This table shows
As in the previous window, an ANOVA showed the same how the disagreement effects are located in central and
three-way interaction between the factors ‘‘grammati- posterior regions and are greater in the right hemi-
Table 2. F Values and Significance Levels Resulting from Post Hoc Comparisons between the Average Amplitude Values of the
Experimental Conditions (Agreement versus Gender Disagreement and versus Number Disagreement, and Gender Disagreement
versus Number Disagreement), for Each Time Window of the P600 Effect (from 500 to 700 msec and from 700 to 900 msec) and for
Each Electrode Region (Anterior, Central, and Posterior)
Agreement vs. Agreement vs. Gender Disagreement vs.
Gender Disagreement Number Disagreement Number Disagreement
df = 1, 23 Left H. Right H. Left H. Right H. Left H. Right H.
cesses, rather on the role that these representations play (amplifiers input impedance >200 M
). EEG was fil-
in the early construction of the syntactic structure. tered with an analogue bandpass filter of 0.01–100 Hz
In sum, manipulations of gender and number agree- (50 Hz notch filter) and a digital 35-Hz low-pass filter was
ment resulted in different ERP effects. Anterior negativ- applied before analysis. The signals were sampled con-
ities were found in both experiments and have been tinuously throughout the sessions with a sampling rate
related with the failure of automatic syntactic integra- of 250 Hz.
tion. This effect was accompanied by a more posterior Epochs from the continuous EEG in the interval
N400 effect in the word pair presentation and a P600 between 100 and +900 msec with respect to the onset
effect in the sentence context. While the N400 effect of the target were averaged and analyzed. Baseline
seems to reflect difficulty in the integration of the mor- correction was performed using the average EEG activity
phological features of the words, the P600 effect would in the 100 msec preceding the onset of the target word
be associated to syntactic analysis of the sentence and as a reference signal value. Following baseline correc-
presented two different phases. The late phase was re- tion, trials with artifacts were rejected. Less than 15% of
lated with reanalysis processes and was sensitive to the trials were excluded by this operation and these
the position in which the violation was presented, being were evenly distributed across the different experimen-
greater when the violation was located in the middle of tal conditions. Furthermore, electrodes with a high level
the sentence. The comparison between gender and of artifacts (>10%) were substituted by the average
number agreement processes showed differences in late value of the group of nearest electrodes. Separate ERPs
measures, that is, gender disagreement produced longer were formed for each of the experimental conditions,
latencies of the P3 component in the word pair exper- each of the subjects and each of the electrode sites.
iment and greater amplitudes of the P600 second phase Six regions of interest were computed out of the
in the sentence experiment. These late effects are con- 129 electrodes, each containing the mean of a group
gruent with the proposal that reanalysis processes are of 11 electrodes. The regions were (see electrode num-
costlier after detection of gender violations because of bers in Figure 7): left anterior (13, 20, 21, 25, 28, 29, 30,
the lexical nature of grammatical gender. 34, 35, 36, and 40), left central (31, 32, 37, 38, 41, 42, 43,
46, 47, 48, and 50), left posterior (51, 52, 53, 54, 58, 59,
60, 61, 66, 67, and 72), right anterior (4, 111, 112, 113,
METHODS 116, 117, 118, 119, 122, 123, and 124), right central (81,
88, 94, 99, 102, 103, 104, 105, 106, 109, and 110), and
Participants right posterior (77, 78, 79, 80, 85, 86, 87, 92, 93, 97, and
Twenty-two undergraduates (11 women and 11 men) 98). Additional analyses were carried out for other
participated in Experiment 1, and 24 (18 women and electrode groups, including frontal and occipital regions,
6 men) participated in Experiment 2. All of them were and midline locations. As these revealed similar results
native Spanish speakers, with no history of neurological they are not considered here.
or psychiatric impairment, and with normal or corrected- Different repeated-measures ANOVAs were performed
to-normal vision. Ages ranged from 18 to 26 years introducing these groups of electrodes as the different
(mean = 20.3 years) in Experiment 1, and from 18 to levels of the electrode region factor (anterior, central,
and posterior) and the hemisphere factor (left and second list, word pairs included a noun followed by an
right), and the experimental variables as additional adjective. The combination of the different gender and
factors. Effects related with electrode region factor or number forms of articles and adjectives resulted in the
hemisphere factor will only be reported when they in- different experimental conditions:
teract with the experimental manipulations. In cases of Article–noun word pairs:
interaction of any experimental factor with the electrode
region or hemisphere factors, data were normalized (a) Agreement, e.g., El piano (the m-s piano m-s).
following the vectorial scaled procedure recommended (b) Gender disagreement, e.g., La piano (the f–s