Beruflich Dokumente
Kultur Dokumente
July 2011
THOMAS P. DiNAPOLI
STATE COMPTROLLER
GENERAL
MONTH OF
4 MOS. ENDED
JULY 2011
JULY 31, 2011
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
(9)
(1)
DISBURSEMENTS:
Local Assistance Grants:
(1)(2)(8)
General Purpose
Education
Social Services:
Medicaid
(6)
Other Social Services
(7)
Health and Environment
(6)
Mental Hygiene
Transportation
Criminal Justice
Emergency Management & Security Service
Miscellaneous
(7)
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
(3)
Capital Projects
(4)(7)
Total Disbursements
$1,661.2
716.0
(35.9)
88.4
115.0
-2,544.7
-504.4
1,285.1
222.3
100.2
1.4
0.5
8.2
0.5
38.3
2,160.9
512.2
6,021.6
4,309.0
1,025.3
300.3
30.0
24.6
33.4
(2.9)
100.8
12,354.3
554.3
142.5
419.4
2,279.5
556.3
1,264.0
--3,277.1
--16,454.1
$9,496.7
2,964.0
1,326.7
362.1
600.3
14.8
14,764.6
(732.4)
(1,689.5)
759.6
(635.0)
124.6
-4,244.9
(2,047.1)
2,197.8
--
(607.8)
--
DEBT SERVICE
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
$391.6
757.7
407.9
433.8
4,445.3
0.5
6,436.8
$539.1
213.9
-50.7
49.7
1.8
855.2
--
$3,281.5
899.6
-175.4
223.2
5.0
4,584.7
0.7
714.1
---
---
290.0
0.4
67.2
141.0
261.6
5.6
13.7
780.2
1,432.4
3.1
407.0
441.0
1,196.8
24.0
-31.8
4,250.2
----------
----------
363.2
193.8
41.5
1,641.4
1,021.1
444.9
--
--
--
0.5
1,379.2
1.9
7,359.5
--
35.9
--
(922.7)
TOTAL
STATE OPERATING FUNDS
MONTH OF
4 MOS. ENDED
JULY 2011
JULY 31, 2011
$2,200.3
1,123.2
15.6
235.7
1,238.4
1.8
4,815.0
-505.1
1,575.1
222.7
167.4
142.4
262.1
13.8
0.5
52.0
2,941.1
--
$13,169.8
4,621.3
1,734.6
971.3
5,268.8
20.3
25,786.1
512.2
6,735.7
5,741.4
1,028.4
707.3
471.0
1,221.4
57.4
(2.9)
132.6
16,604.5
FEDERAL
SPECIAL REVENUE
MONTH OF
4 MOS. ENDED
JULY 2011
JULY 31, 2011
CAPITAL PROJECTS
MONTH OF
4 MOS. ENDED
JULY 2011
JULY 31, 2011
SPECIAL REVENUE
ELIMINATIONS
MONTH OF
4 MOS. ENDED
JULY 2011
JULY 31, 2011
-----
11.3
4,017.4
4,028.7
--
-----
--
67.1
14,680.1
14,747.2
-1,996.2
--
280.7
2,462.1
445.5
94.2
10.2
2.2
14.4
2.0
41.0
3,352.3
9,327.0
634.0
373.4
59.5
13.9
101.2
7.0
185.5
12,697.7
--
--
--
204.9
220.5
71.5
----
102.2
-106.8
1,119.0
-1,132.8
102.2
0.5
4,763.1
1,119.0
1.9
24,946.4
--3,454.0
--13,194.6
--
748.4
3,451.9
51.9
839.7
574.7
1,552.6
-2,495.4
(5,398.1)
(2,902.7)
(314.1)
(314.1)
--(1,432.5)
(1,432.5)
-2,003.2
(1,621.0)
382.2
-9,293.4
(7,708.5)
1,584.9
---
$13,169.8
4,809.6
1,935.9
995.1
6,619.1
15,305.0
42,834.5
---
---
-786.8
512.2
8,761.4
----------
----------
4,037.2
668.3
272.3
156.2
289.9
28.2
2.5
319.3
6,560.7
15,068.4
1,673.2
1,217.2
553.7
1,375.4
158.6
4.1
931.1
30,255.3
----
----
----
965.1
391.9
464.0
4,125.8
1,811.7
1,780.4
-1,543.9
2,497.0
----
----
102.2
403.6
8,887.5
1,119.0
1,545.8
40,638.0
--
--
570.8
2,196.5
29.5
-10.8
136.5
23.2
140.1
---
226.3
267.3
47.6
51.0
3.1
-758.4
(975.1)
(216.7)
$2,200.3
1,172.6
69.9
247.6
1,632.0
4,135.9
9,458.3
--
---
3,920.9
1,591.2
1,708.9
-2,553.1
(263.3)
2,289.8
--------
188.3
201.3
23.8
1,283.2
604.6
2,301.2
0.1
10.7
3.6
25.6
917.5
340.9
460.9
485.2
(10.9)
474.3
--
1.0
13.8
4.6
$
49.4
54.3
11.9
382.3
116.7
614.6
403.1
670.4
613.0
953.1
(55.8)
--
(195.8)
--
--------
TOTAL
GOVERNMENTAL FUNDS
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
19.2
(97.4)
(78.2)
198.3
(372.3)
(174.0)
--
--
-(190.0)
190.0
--
(30.4)
30.4
-1,992.0
(2,002.1)
(10.1)
-9,301.7
(9,323.3)
(21.6)
508.3
510.2
1,367.1
531.7
549.2
434.1
2,424.6
260.6
120.1
(134.0)
(369.8)
--
--
560.7
2,174.9
2,492.2
1,376.1
2,995.6
2,138.7
471.5
454.0
5,959.3
3,968.8
(129.9)
10.6
(402.9)
(167.1)
--
--
5,426.5
3,812.3
$1,884.4
$1,884.4
$3,505.8
$3,505.8
$1,003.2
$1,003.2
$6,393.4
$6,393.4
$130.7
$130.7
($536.9)
($536.9)
--
$5,987.2
$5,987.2
(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal funds) and Debt Service Funds.
Federal Special Revenue Funds account for all non-capital federal operating grants received by the State.
Capital Projects Funds includes all capital activities regardless of funding source.
--
(9)
(1)
DISBURSEMENTS:
Local Assistance Grants:
(1)(2)(8)
General Purpose
Education
Social Services:
Medicaid
(6)
Other Social Services
(7)
Health and Environment
(6)
Mental Hygiene
Transportation
Criminal Justice
Emergency Management & Security Services
Miscellaneous
(7)
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
(3)
Capital Projects
(4)(7)
Total Disbursements
$1,661.2
716.0
(35.9)
88.4
115.0
-2,544.7
$9,496.7
2,964.0
1,326.7
362.1
600.3
14.8
14,764.6
-504.4
SPECIAL REVENUE
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
$
$391.6
757.7
407.9
433.8
4,512.4
14,680.6
21,184.0
$539.1
213.9
-50.7
49.7
1.8
855.2
$3,281.5
899.6
-175.4
223.2
5.0
4,584.7
512.2
6,021.6
-281.4
-2,710.3
---
---
--
1,285.1
222.3
100.2
1.4
0.5
8.2
0.5
38.3
2,160.9
4,309.0
1,025.3
300.3
30.0
24.6
33.4
(2.9)
100.8
12,354.3
2,752.1
445.9
161.4
151.2
263.8
20.0
2.0
54.7
4,132.5
10,759.4
637.1
780.4
500.5
1,210.7
125.2
7.0
217.3
16,947.9
----------
----------
--
554.3
142.5
419.4
2,279.5
556.3
1,264.0
410.8
244.8
44.6
1,846.3
1,241.6
516.4
---
--
--3,277.1
--16,454.1
--
--
0.5
4,833.2
1.9
20,554.1
102.2
-106.8
1,119.0
-1,132.8
629.9
748.4
3,451.9
-758.4
(975.1)
(216.7)
-2,495.4
(5,398.1)
(2,902.7)
(732.4)
(1,689.5)
610.6
-759.6
(635.0)
124.6
-4,244.9
(2,047.1)
2,197.8
-454.8
(294.6)
160.2
CAPITAL PROJECTS
MONTH OF
4 MOS. ENDED
JULY 2011
JULY 31, 2011
-193.3
51.5
96.6
1,085.0
4,017.4
5,443.8
DEBT SERVICE
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
(607.8)
-2,363.1
(1,505.8)
857.3
--
$
49.4
54.3
11.9
382.3
116.7
614.6
-188.3
201.3
23.8
1,283.2
604.6
2,301.2
-1.0
29.5
--
0.1
10.7
3.6
25.6
---
10.8
136.5
23.2
140.1
---
226.3
267.3
-4.6
13.8
----
613.0
953.1
----
-403.1
670.4
(55.8)
--
-1,543.9
2,497.0
(195.8)
-19.2
(97.4)
(78.2)
198.3
(372.3)
(174.0)
MONTH OF
JULY 2011
4 MOS. ENDED
JULY 31, 2010
$2,200.3
1,172.6
69.9
247.6
1,632.0
4,135.9
9,458.3
$13,169.8
4,809.6
1,935.9
995.1
6,619.1
15,305.0
42,834.5
$2,100.2
1,093.3
197.4
314.7
1,290.7
4,283.7
9,280.0
$10,785.0
4,525.2
1,612.3
1,069.4
6,222.5
15,309.6
39,524.0
$2,384.8
284.4
323.6
(74.3)
396.6
(4.6)
3,310.5
22.1%
6.3%
20.1%
-6.9%
6.4%
-8.4%
-786.8
512.2
8,761.4
0.7
1,005.8
455.7
10,903.8
56.5
(2,142.4)
12.4%
-19.6%
4,037.2
668.3
272.3
156.2
289.9
28.2
2.5
319.3
6,560.7
15,068.4
1,673.2
1,217.2
553.7
1,375.4
158.6
4.1
931.1
30,255.3
2,803.9
267.2
289.5
237.4
630.8
32.7
3.6
233.2
5,504.8
13,972.5
820.8
959.2
511.9
1,270.4
140.3
10.5
660.5
29,705.6
1,095.9
852.4
258.0
41.8
105.0
18.3
(6.4)
270.6
549.7
7.8%
103.8%
26.9%
8.2%
8.3%
13.0%
-61.0%
41.0%
1.9%
965.1
391.9
464.0
4,125.8
1,811.7
1,780.4
1,165.3
423.1
373.4
4,194.4
1,676.5
1,224.4
(68.6)
135.2
556.0
-1.6%
8.1%
45.4%
102.2
403.6
8,887.5
1,119.0
1,545.8
40,638.0
107.7
390.5
7,964.8
1,073.7
1,540.8
39,415.4
45.3
5.0
1,222.6
4.2%
0.3%
3.1%
570.8
2,196.5
1,315.2
108.6
2,087.9
1922.6%
-9,301.7
(9,323.3)
(21.6)
-2,553.0
(2,556.2)
(3.2)
-1,992.0
(2,002.1)
(10.1)
-8,783.6
(8,808.1)
(24.5)
-518.1
515.2
2.9
2,090.8
-5.9%
5.8%
11.8%
508.3
770.8
1,487.2
531.7
549.2
(134.0)
(369.8)
560.7
2,174.9
1,312.0
84.1
2,492.2
1,376.1
2,865.7
2,149.3
471.5
454.0
(402.9)
(167.1)
5,426.5
3,812.3
3,632.2
4,860.1
(1,047.8)
2486.1%
-21.6%
$1,884.4
$1,884.4
$3,636.5
$3,636.5
$1,003.2
$1,003.2
($536.9)
($536.9)
$5,987.2
$5,987.2
$4,944.2
$4,944.2
$1,043.0
21.1%
1. On February 17, 2009, President Obama signed into law the American Recovery and
Reinvestment Act of 2009 (ARRA). This Act contains provisions for direct federal aid for fiscal
relief consisting of increases in the Federal matching rate for eligible State Medicaid expenditures
and funds provided through the Federal State Fiscal Stabilization Fund to restore proposed
reductions in education, higher education, and to maintain essential government services.
Information on state disbursements resulting from ARRA can be found in Appendix C of this report.
2. Special Revenue Federal Funds disbursements include the payments made by the State which
will be reimbursed by the Federal Government in August 2011:
Federal DHHS
Federal USDA/Food and Consumer Services
Federal DHHS/Block Grant
Federal Education
Federal Miscellaneous Operating Grants
Federal Employment and Training Grants
$15.7 million
22.2
-14.2
-2.2
3. Total debt service disbursements include principal and interest on general obligation bonds and
lease-purchase / contractual obligation payments. For a complete analysis of debt payments
please refer to Schedule 5 and Schedule 5a.
4. Certain disbursements from Capital Projects Funds are financed by operating transfers from other
funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities
and the Federal Government. The amounts shown below represent disbursements to be
reimbursed in future months from the sources indicated:
Urban Development Corporation (Correctional Facilities)
Urban Development Corporation (Youth Facilities)
Housing Finance Agency (HFA)
Housing Assistance Fund
Dormitory Authority (Mental Hygiene)
Dormitory Authority and State University Income Fund
Federal Capital Projects
State bond and note proceeds
$13.7 million
7.4
216.5
21.6
378.8
68.0
--
Special Revenue Funds Transfers To Other Funds includes transfers to Debt Service Funds
($1,241.7m) representing the federal share of Medicaid payments for patients residing in Stateoperated Health and Mental Hygiene facilities.
Also included in Special Revenue funds are transfers to the General Fund from the following:
SUNY Income Fund
Tribal State Compact Revenue
Revenue Arrearage Account
Business and Licensing Services Account
Youth Facilities Per Diem
Statewide Public Safety Communications
Miscellaneous State Special Revenue Fund
$9.4 million
43.6
21.6
14.0
13.9
10.0
6.2
Debt Service Funds Transfers To Other Funds includes transfers to the General Fund from the
following funds:
Revenue Bond Tax
Local Government Assistance Tax
Clean Water/Clean Air
$3,086.8 million
891.8
139.1
Also included in Debt Service Funds are transfers to Special Revenue Funds representing receipts in
excess of lease-purchase obligations that are used to finance a portion of the operating expenses for
Departments of Health ($56.8m), Mental Hygiene ($1,071.9m) and the State University ($109.6m).
Capital Projects Funds Transfers To Other Funds includes transfers to the General Fund ($6.0m)
and the General Debt Service Fund ($365.9m).
31.4
5. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a
fund through which disbursements will ultimately be made. The more significant transfers include:
General Fund Transfers to Other Funds are as follows:
State Capital Projects
General Debt Service
MTA Financial Assistance
MTA Operating Assistance
Crimes Against Revenue Account
Financial Management Systems Account
Housing Debt Fund
Banking Services
Alcoholic Beverage Control Account
Court Facilities Incentive Aid
NYC County Courts Operating
72(4)(b) was added to the State Finance Law in 2010 to permit the State's General Debt Service
Fund to maintain a cash reserve for the payment of debt service, and related expenses, during
the current fiscal quarter. As of July 31, 2011 - pursuant to a certification of the Budget Director the reserve amount is $371.8 million, which was funded by a transfer from the General Fund.
$96.5 million
791.7
7.8
18.4
6.0
5.0
1.6
33.1
5.2
77.3
8.6
Also included in the General Fund are transfers representing payments for patients residing in Stateoperated Health, Mental Hygiene and State University facilities to Debt Service Funds ($10.0m), the
State University Income Funds ($86.3m) and the Mental Hygiene Program Account ($898.8m).
6. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances
of medical assistance payments previously made from appropriated State and Federal funds. These
monies are initially credited to an agency escrow account and shortly after receipt are allocated and
refunded to State or Federal fund appropriations from which the medical assistance payments were
originally made.
At month end, the following balances remained in agency escrow accounts. Accounting entries
have been made to reduce medical assistance spending and count these monies as financial
resources of the funds shown.
Allocation of Month-End Balances
General Fund
Special Revenue- Federal
Medicaid Recoveries - Health Facilities
Medicaid Recoveries - Audit
Medicaid Recoveries - Third Parties
Pharmacy Rebates
Medicare Catastrophic Recovery
Medicaid "Windfall" Recovery
Total
---10,352,130
--$10,352,130
$6,924,545
22,855,310
11,309,629
9,234,614
--$50,324,098
Exhibit A Notes
July 2011
(continued)
Abandoned Property
Abandoned Property
Unclaimed Bottle Deposits
Interest Earnings
Receipts from Public Authorities:
Bond Issuance Fees
Cost Recovery Assessments
Empire State/Urban Development Corporation
Environmental Facilities Corporation
Hudson River Park Trust
Power Authority
Thruway Authority - Policing the Thruway
Bond Proceeds
Dormitory Authority
Empire State/Urban Development Corporation
Environmental Facilities Corporation
Housing Finance Agency
Thruway Authority
All Other
Refunds and Reimbursements:
Receipts from Municipalities
Women, Infants and Children Rebates
HESC Student Loan Recoveries
Administrative Recoveries
I di t Cost
Indirect
C t Assessments
A
t
Reimbursements from Cornell University
Hazardous Waste and Oil Spill
Third Party Recoveries
All Other
Health Care Reform Act:
Public Goods and Health Care Initiatives Pools
Revenues of State Departments:
Patient/Client Care Reimbursements
Medical Care Provider Assessments
Industry Assessments - Regular
Student Tuition, Fees and Other SUNY Revenues
Student Tuition, Fees and Other CUNY Revenues
EPIC Fees and Rebates
Miscellaneous Sales, Rentals and Leases
Gifts
All Other
Gaming:
Lottery - Education
Lottery - Administration
Video Lottery Terminal - Education
Video Lottery Terminal - Administration
Casinos
Licenses
Fees
Motor Vehicle - Other
Motor Vehicle - Metropolitan Transportation Authority
Alcohol Beverage Control Licensing
All Other
Fines
TOTAL
$72.3
29.2
2.4
SPECIAL
REVENUE
---
47.5
7.2
13.3
0.4
3.1
---
--
14.6
-------
19.1
----0.6
57.7
42.7
33.6
24.0
27.6
--20.9
39 0
39.0
4.9
--4.5
--
--3.7
5.9
2.0
1,376.1
--
1.5
0.1
(0.6)
525.8
279.7
240.4
311.6
25.3
74.7
9.0
1.9
9.6
6.7
569.7
174.8
186.9
11.5
-48.2
54.1
-----
------
--20.7
123.0
86.3
$600.3
---
7.3
30.6
(0.5)
----
DEBT
SERVICE
(amounts in millions)
83.3
69.3
-268.8
40.7
$4,512.4
CAPITAL
PROJECTS
---
0.2
0.2
--------
--------
-------
381.1
478.2
1.2
-88.9
0.1
3.7
--------
3.5
-4.1
$ Increase/
(Decrease)
$72.3
29.2
10.1
$75.1
37.2
5.7
($2.8)
(8.0)
4.4
37.8
12.8
0.4
3.1
47.5
14.6
42.2
8.3
0.1
0.3
4.3
0.2
17.5
(4.4)
4.5
0.3
2.8
(4.3)
47.3
(2.9)
400.2
478.2
1.2
-88.9
0.7
334.0
273.0
3.8
67.7
63.4
0.5
66.2
205.2
(2.6)
(67.7)
25.5
0.2
104.1
33.6
24.0
48.5
39 0
39.0
4.9
7.2
5.9
10.8
131.6
33.0
21.2
46.9
31 9
31.9
6.8
4.4
(12.5)
19.1
(27.5)
0.6
2.8
1.6
71
7.1
(1.9)
2.8
18.4
(8.3)
--
-------
0.2
--
--
1,376.1
1,331.7
161.7
--57.4
------
---
0.2
687.5
333.8
264.7
369.0
25.3
74.7
14.0
2.0
9.2
592.9
261.9
296.5
367.5
23.2
79.7
13.3
1.8
22.2
94.6
71.9
(31.8)
1.5
2.1
(5.0)
0.7
0.2
(13.0)
-------
-----0.1
569.7
174.8
186.9
11.5
-55.0
588.0
176.1
166.8
10.7
4.6
56.9
(18.3)
(1.3)
20.1
0.8
(4.6)
(1.9)
262.9
--29.0
5.9
$1,283.2
346.2
69.3
20.7
420.8
132.9
$6,619.1
348.9
68.3
15.7
442.2
137.9
$6,222.5
(2.7)
1.0
5.0
(21.4)
(5.0)
$396.6
-----$223.2
24.3
---3.5
--
44.4
EXHIBIT B
ENTERPRISE
MONTH OF
JULY 2011
4 MOS. ENDED
JULY 31, 2011
MONTH OF
JULY 2011
$18.0
297.5
283.2
$32.9
1,325.6
1,116.9
$17.5
---
598.7
2,475.4
0.3
3.4
557.0
1.3
15.8
0.1
2,417.7
560.7
2,434.9
38.0
40.5
RECEIPTS:
Miscellaneous Receipts
Federal Receipts (*)
Unemployment Taxes
TOTAL RECEIPTS
DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits (*)
--
TOTAL DISBURSEMENTS
INTERNAL SERVICE
4 MOS. ENDED
JULY 31, 2011
MONTH OF
JULY 2011
4 MOS. ENDED
JULY 31, 2011
MONTH OF
JULY 2010
4 MOS. ENDED
JULY 31, 2010
$110.9
$35.5
297.5
283.2
$143.8
1,325.6
1,116.9
$28.7
531.5
311.6
$126.0
2,024.3
1,282.3
17.5
110.9
616.2
2,586.3
871.8
3,432.6
8.5
33.4
1.6
35.4
105.5
14.9
8.8
36.8
1.6
557.0
36.7
121.3
15.0
2,417.7
9.8
35.0
822.0
37.7
102.6
12.4
3,222.9
43.5
155.8
604.2
2,590.7
866.8
3,375.6
(26.0)
(44.9)
12.0
(4.4)
5.0
57.0
10.2
34.2
(1.9)
10.2
34.2
(1.9)
4.2
(1.0)
25.5
(1.0)
--
---
--
--
---
---
--
--
38.0
--
40.5
--
10.2
32.3
10.2
32.3
3.2
24.5
(15.8)
(12.6)
22.2
27.9
8.2
81.5
23.4
20.9
32.2
29.0
55.6
49.9
27.3
(46.0)
$61.4
$61.4
$16.4
$16.4
$77.8
$77.8
$35.5
$35.5
(*) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C.
PENSION
PRIVATE PURPOSE
MONTH OF
JULY 2011
4 MOS. ENDED
JULY 31, 2011
RECEIPTS:
Miscellaneous Receipts
EXHIBIT C
MONTH OF
JULY 2011
4 MOS. ENDED
JULY 31, 2011
MONTH OF
JULY 2011
4 MOS. ENDED
JULY 31, 2011
MONTH OF
JULY 2010
4 MOS. ENDED
JULY 31, 2010
$5.3
$26.9
$0.4
$0.7
$5.7
$27.6
$4.6
$27.5
TOTAL RECEIPTS
$5.3
26.9
0.4
0.7
5.7
27.6
4.6
27.5
DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
4.2
1.4
5.7
16.8
5.1
12.5
----
0.1
4.2
1.4
5.7
16.9
5.1
12.5
4.2
1.4
17.6
4.2
6.7
11.3
34.4
--
0.1
11.3
34.5
5.6
28.5
(6.0)
(7.5)
0.6
(5.6)
(6.9)
(1.0)
(1.0)
TOTAL DISBURSEMENTS
---
--
0.4
---
---
---
---
---
---
---
---
--
--
--
--
--
--
--
--
(6.0)
(7.5)
0.4
0.6
(5.6)
(6.9)
(1.0)
(1.0)
(0.1)
1.4
9.5
9.3
9.4
10.7
9.3
9.3
($6.1)
($6.1)
$9.9
$9.9
$3.8
$3.8
$8.3
$8.3
EXHIBIT D
Actual
$20,965
6,847
15,374
43,186
$20,910.4
6,619.1
15,305.0
42,834.5
($54.6)
(227.9)
(69.0)
(351.5)
DISBURSEMENTS:
Local Assistance Grants...............................................
Departmental Operations.................................................
General State Charges....................................................
Debt Service....................................................................
Capital Projects................................................................
Total Disbursements............................................
30,150
5,936
1,789
1,120
1,568
40,563
30,255.3
5,937.5
1,780.4
1,119.0
1,545.8
40,638.0
105.3
1.5
(8.6)
(1.0)
(22.2)
75.0
2,623
2,196.5
(426.5)
9,301.7
(9,323.3)
(41.0)
(77.3)
(73.7)
(21.6)
(44.6)
41
9,379
(9,397)
--
23.0
2,646
2,174.9
(471.1)
3,811
$6,457
3,812.3
$5,987.2
1.3
($469.8)
(*)
Source: DOB 2011-12 Financial Plan First Quarterly Update dated August 2, 2011.
EXHIBIT D
(continued)
GENERAL
$9,530
2,945
1,350
365
607
15
--
Actual
$9,496.7
2,964.0
1,326.7
362.1
600.3
14.8
--
SPECIAL REVENUE
Actual
Over
(Under)
Financial Plan
($33.3)
19.0
(23.3)
(2.9)
(6.7)
(0.2)
--
$392
755
398
445
4,656
14,686
--
3,115
886
132
126
19,071
3,086.8
891.8
139.1
127.2
19,009.5
(28.2)
5.8
7.1
1.2
(61.5)
12,385
2,835
1,265
12,354.3
2,835.8
1,264.0
---
(30.7)
0.8
(1.0)
---
---
---2,510
23,842
16,832
3,089
524
$391.6
757.7
407.9
433.8
4,512.4
14,680.6
----2,363.1
23,547.1
16,947.9
3,087.9
516.4
-1.9
1,567
22,014
---1,505.8
22,059.9
--
----(146.9)
(294.9)
115.9
(1.1)
(7.6)
-(0.1)
791.7
96.5
995.1
163.8
18,501.2
499
508.3
9.3
1,828
1,487.2
(340.8)
1,376
$1,875
1,376.1
$1,884.4
0.1
$9.4
2,150
$3,978
2,149.3
$3,636.5
(0.7)
($341.5)
Source: DOB 2011-12 Financial Plan First Quarterly Update dated August 2, 2011.
----
($0.4)
2.7
9.9
(11.2)
(143.6)
(5.4)
835
103
898
251
18,572
(*)
(43.3)
(6.5)
97.1
(87.2)
(70.8)
Actual
Actual
Over
(Under)
Financial Plan
---(61.2)
45.9
EXHIBIT D
(continued)
DEBT SERVICE
Actual
$4,373
257
3
-2,409
7,042
--
$4,356.5
223.2
5.0
-2,495.4
7,080.1
-12
($16.5)
(33.8)
2.0
-86.4
38.1
-13.8
1.8
$412
1,327
670
41
201
2,651
$413.4
1,283.2
604.6
-198.3
2,499.5
933
953.1
---1,543.9
372.3
2,869.3
----
$1.4
(43.8)
(65.4)
(41.0)
(2.7)
(151.5)
20.1
----
5,372
6,504
538
549.2
11.2
(219)
(369.8)
(150.8)
453
$991
454.0
$1,003.2
1.0
$12.2
(168)
($387)
(167.1)
($536.9)
0.9
($149.9)
1,120
--
Source: DOB 2011-12 Financial Plan First Quarterly Update dated August 2, 2011.
--
Actual
Actual
Over
(Under)
Financial Plan
-1,119.0
-5,398.1
6,530.9
(*)
--
CAPITAL PROJECTS
Actual
Over
(Under)
Financial Plan
(1.0)
-26.1
26.9
1,566
371
2,870
(22.1)
1.3
(0.7)
GENERAL
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
PERSONAL INCOME TAX
Withholding
Estimated payments
Final returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Less: Refunds Issued
Total
CONSUMPTION / USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total
BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total
OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total
TOTAL TAX RECEIPTS
$2,156.5
78.6
27.0
(6.9)
55.7
2,310.9
-(539.1)
(110.6)
1,661.2
$9,113.0
5,962.4
1,554.8
(63.0)
370.5
16,937.7
(391.6)
(3,281.5)
(3,767.9)
9,496.7
641.8
-48.1
-26.1
--716.0
2,715.8
-166.0
-82.2
--2,964.0
(2.6)
6.6
1.7
(41.6)
-(35.9)
--
88.4
$2,429.7
$14,149.5
----
-----------
57.4
-105.8
9.6
--20.5
193.3
------391.6
--391.6
-------539.1
-539.1
-------3,281.5
-3,281.5
CAPITAL PROJECTS
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
-----------
899.6
------899.6
----
138.4
25.5
35.4
48.1
160.5
407.9
-------
-------
-----
----
50.7
---175.4
--175.4
----
96.6
96.6
-----433.8
433.8
$341.4
$1,991.0
$803.7
$4,356.5
15.4
1.1
0.3
(8.5)
43.2
51.5
------
268.2
8.6
404.9
34.1
--41.9
757.7
DEBT SERVICE
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
213.9
------213.9
699.3
93.1
286.2
248.1
-1,326.7
-356.7
5.3
-0.1
-362.1
87.0
1.4
SPECIAL REVENUE
MONTH OF 4 MOS. ENDED
JULY 2011
JULY 31, 2011
50.7
---
-----------
-14.1
36.7
-12.7
-49.4
-128.7
-45.5
-188.3
MONTH OF
JULY 2011
$2,156.5
78.6
27.0
(6.9)
55.7
2,310.9
--(110.6)
2,200.3
$9,113.0
5,962.4
1,554.8
(63.0)
370.5
16,937.7
--(3,767.9)
13,169.8
$2,098.6
69.1
28.4
(1.8)
82.6
2,276.9
--(176.7)
2,100.2
$8,988.7
4,426.6
1,448.5
(28.2)
338.9
15,174.5
--(4,389.5)
10,785.0
913.1
-153.9
46.3
26.1
12.7
20.5
1,172.6
3,883.6
22.7
570.9
162.8
82.2
45.5
41.9
4,809.6
858.9
0.1
132.4
46.3
24.3
11.3
20.0
1,093.3
837.7
119.4
321.6
296.2
361.0
1,935.9
--
12.8
7.7
2.0
(50.1)
97.5
69.9
0.8
54.3
54.3
--200.5
201.3
----
11.9
23.8
96.6
247.6
-356.7
5.3
199.2
0.1
433.8
995.1
$115.6
$413.4
$3,690.4
$20,910.4
11.9
---
-87.0
1.4
62.6
23.8
---
--
$124.3
1,535.8
106.3
34.8
31.6
1,763.2
--(621.6)
2,384.8
1.4%
34.7%
7.3%
123.4%
9.3%
11.6%
---14.2%
22.1%
3,672.4
18.9
500.9
166.8
81.3
44.7
40.2
4,525.2
211.2
3.8
70.0
(4.0)
0.9
0.8
1.7
284.4
5.8%
20.1%
14.0%
-2.4%
1.1%
1.8%
4.2%
6.3%
69.4
25.2
1.6
3.9
97.3
197.4
661.4
156.6
248.2
188.1
358.0
1,612.3
176.3
(37.2)
73.4
108.1
3.0
323.6
26.7%
-23.8%
29.6%
57.5%
0.8%
20.1%
-153.2
1.6
60.2
-99.7
314.7
-427.8
5.9
199.5
0.2
436.0
1,069.4
(71.1)
(0.6)
(0.3)
(0.1)
(2.2)
(74.3)
--16.6%
-10.2%
-0.2%
-50.0%
-0.5%
-6.9%
$3,705.6
$17,991.9
--
$2,918.5
16.2%
2011
APRIL
$3,812.3
MAY
$8,749.4
JUNE
$6,033.7
JULY
$5,426.5
5,537.9
1,140.9
270.3
239.1
1,600.5
4,110.3
1,428.8
1,074.6
128.3
309.9
1,592.4
3,072.3
4,002.8
1,421.5
1,467.4
198.5
1,794.2
3,986.5
2,200.3
1,172.6
69.9
247.6
1,632.0
4,135.9
12,899.0
7,606.3
12,870.9
9,458.3
10.7
840.7
27.5
3,221.4
474.0
3,912.5
3,606.7
415.5
112.5
94.3
193.8
45.1
22
2.2
210.9
5,532.4
3,086.3
225.6
387.2
87.8
475.7
62.7
(1 7)
(1.7)
253.1
7,825.6
1,046.9
450.1
451.9
AUGUST
SEPTEMBER
2012
JANUARY
FEBRUARY
MARCH
2011
$3,812.3
% Increase/
Decrease
-21.6%
13,169.8
4,809.6
1,935.9
995.1
6,619.1
15,305.0
10,785.0
4,525.2
1,612.3
1,069.4
6,222.5
15,309.6
2,384.8
284.4
323.6
(74.3)
396.6
(4.6)
42,834.5
39,524.0
3,310.5
-786.8
512.2
8,761.4
455.7
10,903.8
56.5
(2,142.4)
12.4%
-19.6%
4,338.2
363.8
445.2
215.4
416.0
22.6
11
1.1
147.8
10,336.6
4,037.2
668.3
272.3
156.2
289.9
28.2
25
2.5
319.3
6,560.7
15,068.4
1,673.2
1,217.2
553.7
1,375.4
158.6
41
4.1
931.1
30,255.3
13,972.5
820.8
959.2
511.9
1,270.4
140.3
10 5
10.5
660.5
29,705.6
1,095.9
852.4
258.0
41.8
105.0
18.3
(6 4)
(6.4)
270.6
549.7
7.8%
103.8%
26.9%
8.2%
8.3%
13.0%
61 0%
-61.0%
41.0%
1.9%
979.3
442.7
424.0
1,134.5
527.0
440.5
965.1
391.9
464.0
4,125.8
1,811.7
1,780.4
4,194.4
1,676.5
1,224.4
(68.6)
135.2
556.0
-1.6%
8.1%
45.4%
157.4
317.1
293.2
350.1
566.2
475.0
102.2
403.6
1,119.0
1,545.8
1,073.7
1,540.8
45.3
5.0
4.2%
0.3%
7,955.8
10,314.9
13,479.8
8,887.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
40,638.0
39,415.4
1,222.6
3.1%
4,943.2
(2,708.6)
(608.9)
570.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2,196.5
108.6
2,087.9
1922.6%
-3,470.6
(3,476.7)
-1,335.0
(1,342.1)
-2,504.1
(2,502.4)
(6.1)
(7.1)
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
General Purpose
Education
Social Services:
Medicaid
Other Social Services
Health and Environment
Mental Hygiene
Transportation
Criminal Justice
E
M
t&S
it S
i
Emergency
Management
Security
Services
Miscellaneous
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
4,937.1
(2,715.7)
$8,749.4
$6,033.7
1.7
(607.2)
$5,426.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
-1,992.0
(2,002.1)
(10.1)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
560.7
$5,987.2
(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.
(**) In October 2010, it was discovered that some Economic Development and Housing Program grant disbursements, respectively, were coded as State Capital Projects. Upon further review it was determined these disbursements should
properly be reported as Local Assistance Grants. April through September 2010 disbursements have been restated to reflect this determination.
22.1%
6.3%
20.1%
-6.9%
6.4%
-8.4%
-9,301.7
(9,323.3)
-8,783.6
(8,808.1)
-518.1
515.2
--
(21.6)
(24.5)
2.9
11.8%
5.9%
5.8%
2,174.9
84.1
2,090.8
2486.1%
$5,987.2
$4,944.2
$1,043.0
21.1%
MAY
JUNE
JULY
$2,303.4
4,184.4
1,440.7
(56.8)
123.7
7,995.4
--(2,457.5)
5,537.9
$2,222.9
89.8
50.4
(2.1)
99.2
2,460.2
--(1,031.4)
1,428.8
$2,430.2
1,609.6
36.7
2.8
91.9
4,171.2
--(168.4)
4,002.8
$2,156.5
78.6
27.0
(6.9)
55.7
2,310.9
--(110.6)
2,200.3
922.1
(0.4)
132.5
36.0
18.6
12.1
20.0
1,140.9
869.1
-136.2
37.7
18.5
12.1
1.0
1,074.6
1,179.3
23.1
148.3
42.8
19.0
8.6
0.4
1,421.5
913.1
-153.9
46.3
26.1
12.7
20.5
1,172.6
159.9
(3.3)
1.5
25.7
86.5
270.3
35.4
1.8
6.3
2.9
81.9
128.3
629.6
113.2
311.8
317.7
95.1
1,467.4
-65.6
0.9
48.0
-124.6
239.1
-131.2
1.2
49.4
-128.1
309.9
-72.9
1.8
39.2
0.1
84.5
198.5
-87.0
1.4
62.6
-96.6
247.6
0.0
0.0
0.0
0.0
0.0
0.0
$7,188.2
$2,941.6
$7,090.2
$3,690.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2012
JANUARY
FEBRUARY
MARCH
2011
2010
$ Increase /
(Decrease)
% Increase /
Decrease
$124.3
1,535.8
106.3
34.8
31.6
1,763.2
--(621.6)
2,384.8
1.4%
34.7%
7.3%
123.4%
9.3%
11.6%
---14.2%
22.1%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$9,113.0
5,962.4
1,554.8
(63.0)
370.5
16,937.7
--(3,767.9)
13,169.8
$8,988.7
4,426.6
1,448.5
(28.2)
338.9
15,174.5
--(4,389.5)
10,785.0
0.0
3,883.6
22.7
570.9
162.8
82.2
45.5
41.9
4,809.6
3,672.4
18.9
500.9
166.8
81.3
44.7
40.2
4,525.2
211.2
3.8
70.0
(4.0)
0.9
0.8
1.7
284.4
5.8%
20.1%
14.0%
-2.4%
1.1%
1.8%
4.2%
6.3%
0.0
837.7
119.4
321.6
296.2
361.0
1,935.9
661.4
156.6
248.2
188.1
358.0
1,612.3
176.3
(37.2)
73.4
108.1
3.0
323.6
26.7%
-23.8%
29.6%
57.5%
0.8%
20.1%
0.0
0.0
-356.7
5.3
199.2
0.1
433.8
995.1
-427.8
5.9
199.5
0.2
436.0
1,069.4
-(71.1)
(0.6)
(0.3)
(0.1)
(2.2)
(74.3)
--16.6%
-10.2%
-0.2%
-50.0%
-0.5%
-6.9%
$0.0
$0.0
$20,910.4
$17,991.9
CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes and Fees
0.0
0.0
0.0
0.0
0.0
0.0
0.0
BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
12.8
7.7
2.0
(50.1)
97.5
69.9
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
TOTAL TAX RECEIPTS
(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.
$2,918.5
16.2%
EXHIBIT "F"
2011
APRIL
OPENING CASH BALANCE
MAY
JUNE
JULY
$1,376.1
$4,510.3
$1,809.2
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
4,153.4
689.1
161.2
66.5
77.4
1.6
1,071.6
667.2
28.1
132.4
91.9
13.2
2,610.5
891.7
1,173.3
74.8
316.0
--
1,661.2
716.0
(35.9)
88.4
115.0
--
Total Receipts
5,149.2
2,004.4
5,066.3
2,544.7
10.7
277.3
27.5
2,608.2
474.0
2,631.7
897.9
333.3
16.9
16.5
-12.0
836.0
176.3
78.7
2.6
23.8
10.7
(4.1)
12.0
3,771.7
DISBURSEMENTS:
Local Assistance Grants:
General Purpose
Education
Social Services:
Medicaid
Other Social Services
Health and Environment
Mental Hygiene
Transportation
Criminal Justice
Emergency Management &
Security Services
Miscellaneous
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
0.4
24.4
1,589.4
AUGUST
SEPTEMBER
OCTOBER NOVEMBER
DECEMBER
2012
JANUARY
FEBRUARY
MARCH
$2,492.2
2011
% Increase/
Decrease
$1,376.1
$2,301.7
($925.6)
-40.2%
9,496.7
2,964.0
1,326.7
362.1
600.3
14.8
7,592.1
2,782.6
1,057.4
433.9
580.3
13.3
1,904.6
181.4
269.3
(71.8)
20.0
1.5
25.1%
6.5%
25.5%
-16.5%
3.4%
11.3%
14,764.6
12,459.6
2,305.0
18.50%
-504.4
512.2
6,021.6
455.7
7,653.9
56.5
(1,632.3)
12.4%
-21.3%
1,290.0
293.4
104.5
9.5
0.3
2.5
1,285.1
222.3
100.2
1.4
0.5
8.2
4,309.0
1,025.3
300.3
30.0
24.6
33.4
3,169.7
430.9
208.7
72.0
11.5
23.9
1,139.3
594.4
91.6
(42.0)
13.1
9.5
35.9%
137.9%
43.9%
-58.3%
113.9%
39.7%
0.3
26.1
4,832.3
0.5
38.3
2,160.9
(2.9)
100.8
12,354.3
1.7
90.3
12,118.3
(4.6)
10.5
236.0
-270.6%
11.6%
1.9%
2,279.5
556.3
1,264.0
2,267.1
573.3
749.5
12.4
(17.0)
514.5
0.5%
-3.0%
68.6%
745.9
4.7%
1,559.1
48.0%
602.1
199.1
404.1
525.2
124.8
321.5
597.9
89.9
119.0
554.3
142.5
419.4
2,794.7
4,743.2
5,639.1
3,277.1
2,354.5
(2,738.8)
(572.8)
(732.4)
1,720.3
22.9
-(521.9)
(441.6)
350.8
(52.2)
-(22.0)
(238.9)
1,414.2
(51.7)
-128.7
(235.4)
759.6
(15.5)
-(376.5)
(243.0)
779.7
37.7
1,255.8
124.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
16,454.1
15,708.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(1,689.5)
(3,248.6)
4,244.9
(96.5)
-(791.7)
(1,158.9)
3,650.8
(159.5)
-(923.4)
(1,030.9)
594.1
(63.0)
-(131.7)
128.0
16.3%
-39.5%
--14.3%
12.4%
660.8
43.0%
2,219.9
$1,294.3
129.7%
219.3%
3,134.2
$4,510.3
(2,701.1)
$1,809.2
683.0
$2,492.2
(607.8)
$1,884.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2,197.8
1,537.0
0.0
$0.0
0.0
$0.0
0.0
$0.0
0.0
$0.0
0.0
$0.0
0.0
$0.0
0.0
$0.0
0.0
$0.0
508.3
$1,884.4
(1,711.6)
$590.1
EXHIBIT "F"
TAX RECEIPTS
2011
APRIL
MAY
JUNE
JULY
$2,303.4
4,184.4
1,440.7
(56.8)
123.7
7,995.4
-(1,384.5)
(2,457.5)
4,153.4
$2,222.9
89.8
50.4
(2.1)
99.2
2,460.2
-(357.2)
(1,031.4)
1,071.6
$2,430.2
1,609.6
36.7
2.8
91.9
4,171.2
(391.6)
(1,000.7)
(168.4)
2,610.5
$2,156.5
78.6
27.0
(6.9)
55.7
2,310.9
-(539.1)
(110.6)
1,661.2
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2012
JANUARY
FEBRUARY
MARCH
2011
2010
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$9,113.0
5,962.4
1,554.8
(63.0)
370.5
16,937.7
(391.6)
(3,281.5)
(3,767.9)
9,496.7
$8,988.7
4,426.6
1,448.5
(28.2)
338.9
15,174.5
(496.6)
(2,696.3)
(4,389.5)
7,592.1
0.0
2,715.8
-166.0
-82.2
--2,964.0
2,541.3
-160.0
-81.3
--2,782.6
0.0
699.3
93.1
286.2
248.1
-1,326.7
571.4
109.4
221.3
155.3
-1,057.4
-427.8
5.9
-0.2
-433.9
$11,866.0
CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes and Fees
633.3
-37.2
-18.6
--689.1
610.6
-38.1
-18.5
--667.2
830.1
-42.6
-19.0
--891.7
641.8
-48.1
-26.1
--716.0
141.8
(3.8)
0.2
23.0
-161.2
19.1
1.2
4.6
3.2
-28.1
541.0
89.1
279.7
263.5
-1,173.3
-65.6
0.9
---66.5
-131.2
1.2
---132.4
-72.9
1.8
-0.1
-74.8
-87.0
1.4
---88.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
-356.7
5.3
-0.1
-362.1
$5,070.2
$1,899.3
$4,750.3
$2,429.7
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$14,149.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
(2.6)
6.6
1.7
(41.6)
-(35.9)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
TOTAL TAX RECEIPTS
EXHIBIT "G"
COMBINED
(amounts in millions)
MAY
JUNE
JULY
$2,149.3
$3,397.8
$3,362.9
$2,865.7
$2,149.3
$2,400.8
($251.5)
-10.5%
-162.3
55.7
128.1
1,139.7
2,926.9
391.6
196.0
239.6
84.5
1,174.3
3,757.9
-193.3
51.5
96.6
1,085.0
4,017.4
391.6
757.7
407.9
433.8
4,512.4
14,680.6
496.6
710.5
351.5
436.0
4,367.1
14,611.7
(105.0)
47.2
56.4
(2.2)
145.3
68.9
-21.1%
6.6%
16.0%
-0.5%
3.3%
0.5%
4,412.7
5,843.9
5,443.8
21,184.0
20,973.4
210.6
556.2
606.9
1,265.8
281.4
2,710.3
3,234.3
(524.0)
-16.2%
2,708.8
71.4
90.4
71.5
165.9
33.1
1.8
52.5
3,751.6
2,250.3
49.3
242.8
76.0
425.9
52.0
2.4
54.9
3,760.5
3,048.2
70.5
285.8
201.8
355.1
20.1
0.8
55.2
5,303.3
2,752.1
445.9
161.4
151.2
263.8
20.0
2.0
54.7
4,132.5
10,759.4
637.1
780.4
500.5
1,210.7
125.2
7.0
217.3
16,947.9
10,802.8
372.4
658.4
413.4
1,113.7
116.4
8.8
243.3
16,963.5
(43.4)
264.7
122.0
87.1
97.0
8.8
(1.8)
(26.0)
(15.6)
-0.4%
71.1%
18.5%
21.1%
8.7%
7.6%
-20.5%
-10.7%
-0.1%
444.8
249.6
47.8
0.5
454.1
316.5
102.5
0.6
536.6
430.7
321.5
0.3
410.8
244.8
44.6
0.5
1,846.3
1,241.6
516.4
1.9
1,927.3
1,077.5
474.9
10.7
(81.0)
164.1
41.5
(8.8)
-4.2%
15.2%
8.7%
-82.2%
4,634.2
6,592.4
4,833.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
20,554.1
20,453.9
100.2
0.5%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
629.9
519.5
110.4
21.3%
2,397.7
(1,368.2)
(34.6)
137.6
-1.4%
10.1%
-206.1
61.1
124.6
1,113.4
3,978.4
5,483.6
4,494.3
AUGUST
0.0
0.0
SEPTEMBER OCTOBER
0.0
0.0
0.0
0.0
NOVEMBER DECEMBER
0.0
0.0
0.0
0.0
2012
JANUARY FEBRUARY
2011
APRIL
0.0
0.0
0.0
0.0
MARCH
0.0
0.0
2011
% Increase/
Decrease
1.0%
989.3
(221.5)
(748.5)
610.6
748.3
(489.1)
502.0
(315.4)
658.0
(406.7)
454.8
(294.6)
259.2
186.6
251.3
160.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
857.3
1,029.5
(172.2)
-16.7%
(34.9)
(497.2)
770.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
1,487.2
1,549.0
(61.8)
-4.0%
$3,636.5
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$3,636.5
$3,949.8
($313.3)
-7.9%
1,248.5
$3,397.8
$3,362.9
$2,865.7
2,363.1
(1,505.8)
EXHIBIT "G"
STATE
(amounts in millions)
4 Months Ended July 31
Intra-Fund
2011
APRIL
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Social Services:
Medicaid
Other Social Services
Health and Environment
Mental Hygiene
Transportation
Criminal Justice
Emergency Management & Security Services
Miscellaneous
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
G
General
l State
St t Charges
Ch
Capital Projects
Total Disbursements
-206.1
61.1
124.6
1,101.2
0.1
1,493.1
0.6
MAY
JUNE
JULY
-162.3
55.7
128.1
1,104.6
0.1
$391.6
196.0
239.6
84.5
1,165.8
0.3
1,450.8
2,077.8
1,415.1
1.5
711.3
2012
JANUARY FEBRUARY
-------
$391.6
757.7
407.9
433.8
4,445.3
0.5
$496.6
710.5
351.5
436.0
4,306.5
--
($105.0)
47.2
56.4
(2.2)
138.8
0.5
--
6,436.8
6,301.1
135.7
0.7
--
714.1
825.1
(111.0)
-13.5%
287.0
1.3
194.6
183.3
353.1
5.2
-3.8
1,739.6
290.0
0.4
67.2
141.0
261.6
5.6
-13.7
780.2
----------
1,432.4
3.1
407.0
441.0
1,196.8
24.0
-31.8
4,250.2
1,300.6
7.3
268.8
353.8
1,101.6
23.6
-48.5
3,929.3
131.8
(4.2)
138.2
87.2
95.2
0.4
-(16.7)
320.9
10.1%
-57.5%
51.4%
24.6%
8.6%
1.7%
--34.4%
8.2%
-----
1,641.4
1,021.1
444 9
444.9
1.9
1,692.4
828.7
406 6
406.6
10.7
(51.0)
192.4
38 3
38.3
(8.8)
-3.0%
23.2%
9 4%
9.4%
-82.2%
7,359.5
6,867.7
491.8
-193.3
51.5
96.6
1,073.7
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
461.4
(0.1)
119.9
65.5
421.1
7.4
-10.4
1,087.1
391.4
191.7
44 5
44.5
0.5
397.5
266.5
77.4
77 4
0.6
489.3
369.1
281 5
281.5
0.3
363.2
193.8
41 5
41.5
0.5
1,829.1
2,879.8
1,379.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
221.7
(378.3)
(802.0)
35.9
819.9
(94.5)
556.6
(25.2)
691.4
(132.7)
485.2
(10.9)
725.4
531.4
558.7
474.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$947.1
$153.1
($243.3)
$510.2
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
0.0
394.0
1.5
25.3
51.2
161.0
5.8
-3.9
643.3
1,271.4
$ Increase/ % Increase/
(Decrease) Decrease
2010
MARCH
Transfer
Eliminations (*)
2011
0.0
-21.1%
6.6%
16.0%
-0.5%
3.2%
100.0%
2.2%
7.2%
(922.7)
(566.6)
(356.1)
-62.8%
(190.0)
--
2,363.1
(263.3)
2,397.7
(116.8)
(34.6)
146.5
-1.4%
125.4%
0.0
(190.0)
2,099.8
2,280.9
(181.1)
-7.9%
$0.0
($190.0)
$1,177.1
$1,714.3
($537.2)
-31.3%
EXHIBIT "G"
FEDERAL
(amounts in millions)
4 Months Ended July 31
FEDERAL
2011
APRIL
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Social Services:
Medicaid
Other Social Services
Health and Environment
Mental Hygiene
Transportation
Criminal Justice
Emergency Management & Security Services
Miscellaneous
Total Local Assistance Grants
Departmental Operations:
P
Personal
lS
Service
i
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
----12.2
3,978.3
3,990.5
MAY
$
----35.1
2,926.8
2,961.9
JUNE
$
-----
JULY
$
8.5
3,757.6
----11.3
4,017.4
3,766.1
4,028.7
2012
JANUARY FEBRUARY
Intra-Fund
Transfer
MARCH Eliminations (*)
$
0.0
0.0
0.0
0.0
0.0
0.0
0.0
-------
0.0
--
0.0
2011
$
----67.1
14,680.1
14,747.2
2010
$
----60.6
14,611.7
14,672.3
----6.5
68.4
----10.7%
0.5%
74.9
0.5%
555.6
605.4
554.5
280.7
--
1,996.2
2,409.2
(413.0)
-17.1%
2,314.8
69.9
65.1
20.3
4.9
27.3
1.8
48.6
3,108.3
1,788.9
49.4
122.9
10.5
4.8
44.6
2.4
44.5
2,673.4
2,761.2
69.2
91.2
18.5
2.0
14.9
0.8
51.4
3,563.7
2,462.1
445.5
94.2
10.2
2.2
14.4
2.0
41.0
3,352.3
----------
9,327.0
634.0
373.4
59.5
13.9
101.2
7.0
185.5
12,697.7
9,502.2
365.1
389.6
59.6
12.1
92.8
8.8
194.8
13,034.2
(175.2)
268.9
(16.2)
(0.1)
1.8
8.4
(1.8)
(9.3)
(336.5)
-1.8%
73.7%
-4.2%
-0.2%
14.9%
9.1%
-20.5%
-4.8%
-2.6%
53
53.4
4
57.9
3.3
--
56 6
56.6
50.0
25.1
--
47 3
47.3
61.6
40.0
--
47 6
47.6
51.0
3.1
--
-----
204 9
204.9
220.5
71.5
--
234 9
234.9
248.8
68.3
--
(30 0)
(30.0)
(28.3)
3.2
--
-12.8%
12 8%
-11.4%
4.7%
--
3,222.9
2,805.1
3,712.6
3,454.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
13,194.6
13,586.2
(391.6)
-2.9%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
1,552.6
1,086.1
466.5
43.0%
-190.0
-(1,242.5)
-(1,251.4)
-(8.9)
--0.7%
(8.9)
-0.7%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
767.6
156.8
53.5
574.7
-(466.2)
-(344.8)
-(307.4)
-(314.1)
(466.2)
(344.8)
(307.4)
(314.1)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
190.0
(1,242.5)
(1,251.4)
$301.4
($188.0)
($253.9)
$260.6
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$190.0
$310.1
($165.3)
$ Increase/ % Increase/
(Decrease) Decrease
$475.4
287.6%
EXHIBIT "G"
TAX RECEIPTS
2011
APRIL
MAY
JUNE
JULY
$ --
$ --
$391.6
$ --
--
--
391.6
--
83.3
-95.3
7.5
--20.0
55.0
-98.1
8.2
--1.0
72.5
8.6
105.7
8.8
--0.4
57.4
-105.8
9.6
--20.5
206.1
162.3
196.0
193.3
AUGUST
0.0
SEPTEMBER
0.0
OCTOBER
0.0
NOVEMBER
0.0
DECEMBER
0.0
2012
JANUARY
0.0
FEBRUARY
0.0
MARCH
0.0
2011
2010
$391.6
$496.6
391.6
496.6
268.2
8.6
404.9
34.1
--41.9
287.1
7.4
340.9
34.9
--40.2
757.7
710.5
138.4
25.5
35.4
48.1
160.5
90.0
42.8
26.9
32.8
159.0
407.9
351.5
-----433.8
-----436.0
CONSUMPTION/USE TAXES
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
18.1
0.5
1.3
2.7
38.5
16.3
1.6
1.7
(0.3)
36.4
88.6
22.3
32.1
54.2
42.4
15.4
1.1
0.3
(8.5)
43.2
61.1
55.7
239.6
51.5
-----124.6
-----128.1
-----84.5
-----96.6
124.6
128.1
84.5
96.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
433.8
436.0
$391.8
$346.1
$911.7
$341.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$1,991.0
$1,994.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
TOTAL TAX RECEIPTS
EXHIBIT "H"
2011
APRIL
OPENING CASH BALANCE
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Sales and Use
Other Taxes
Miscellaneous Receipts
Federal Receipts (*)
Total Receipts
DISBURSEMENTS:
Departmental Operations:
Non-Personal Service
Debt Service, including payments on
financing agreements (**)
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2012
JANUARY
FEBRUARY
MARCH
2011
% Increase/
Decrease
$454.0
$1,055.6
$1,191.0
$471.5
$454.0
$410.9
$43.1
10.5%
1,384.5
357.2
1,000.7
539.1
3,281.5
2,696.3
585.2
21.7%
205.5
48.0
66.7
3.2
203.5
49.4
40.5
276.7
27.3
66.3
--
--
213.9
50.7
49.7
1.8
899.6
175.4
223.2
5.0
844.0
175.7
219.8
1.5
4,584.7
3,937.3
13.8
25.7
650.6
1,371.0
855.2
1.4
1.4
6.4
4.6
157.4
293.2
566.2
102.2
1,119.0
1,073.7
45.3
4.2%
158.8
294.6
572.6
106.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
1,132.8
1,099.4
33.4
3.0%
1,549.1
356.0
798.4
748.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
3,451.9
2,837.9
614.0
21.6%
1,009.1
(1,956.6)
402.8
(623.4)
325.1
(1,843.0)
758.4
(975.1)
2,495.4
(5,398.1)
2,508.2
(4,950.0)
(12.8)
448.1
-0.5%
9.1%
(947.5)
(220.6)
(1,517.9)
(216.7)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(2,902.7)
(2,441.8)
(460.9)
-18.9%
601.6
135.4
531.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
549.2
396.1
153.1
38.7%
$1,055.6
$1,191.0
$1,003.2
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$1,003.2
$807.0
$196.2
24.3%
$471.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
6.6%
-0.2%
1.5%
233.3%
1,707.9
(719.5)
0.0
55.6
(0.3)
3.4
3.5
(*) Federal receipts includes credit payments for interest paid on Build America Bonds.
(**) To ensure that all debt service obligations were met and to manage the State's General Fund cash flow, DOB requested agencies and public authorities to prepay debt service and related payments. By the end of July 2010,
the State prepaid $0.5 million of payments due from August through September 2010. However, as part of the 2010-11 budget, the State suspended prepaying debt by establishing a cash reserve in the General Debt Service Fund. See Footnote 5.
647.4
16.4%
(11.9)
-46.3%
EXHIBIT "I"
COMBINED
(amounts in millions)
2011
APRIL
($167.1)
(0.4)
28.5
12.1
MAY
($214.3)
JUNE
($329.4)
JULY
($402.9)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2012
JANUARY
FEBRUARY
MARCH
2011
($167.1)
% Increase/
Decrease
34.0%
-29.5
12.1
14.5
34.0
8.6
-36.7
12.7
14.1
128.7
45.5
11.5
131.9
44.7
2.6
(3.2)
0.8
22.6%
-2.4%
1.8%
48.0
--343.0
127.1
45.5
(1.0)
-320.3
132.2
52.7
1.8
11.9
237.6
228.6
54.3
-11.9
382.3
116.7
200.5
0.8
23.8
1,283.2
604.6
199.0
4.4
23.8
1,055.3
683.1
1.5
(3.6)
-227.9
(78.5)
0.8%
-81.8%
-21.6%
-11.5%
558.3
538.6
589.7
614.6
0.0
2,301.2
2,153.7
147.5
7.2
10.8
5.2
6.3
27.9
134.0
191.4
6.3
-65.7
9.2
26.0
186.2
293.4
15.0
(0.1)
54.9
4.1
60.6
66.5
201.0
1.0
0.1
10.7
3.6
25.6
226.3
267.3
0.0
29.5
10.8
136.5
23.2
140.1
613.0
953.1
15.6
17.5
92.1
26.5
145.2
326.9
623.8
---316.6
---349.5
---474.7
---403.1
---1,543.9
508.0
642.9
675.7
670.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2,497.0
50.3
(104.3)
(86.0)
(55.8)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
-(7.1)
(90.4)
-79.4
(90.2)
-106.8
(94.3)
-19.2
(97.4)
(97.5)
(10.8)
12.5
(78.2)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(47.2)
(115.1)
(73.5)
(134.0)
0.0
0.0
0.0
0.0
0.0
0.0
($214.3)
($329.4)
($402.9)
($536.9)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
6.8%
13.9
(6.7)
44.4
(3.3)
(5.1)
286.1
329.3
89.1%
-38.3%
48.2%
-12.5%
-3.5%
87.5%
52.8%
---1,530.1
---13.8
----
2,153.9
343.1
15.9%
0.9%
(195.8)
(0.2)
(195.6)
-97800.0%
-198.3
(372.3)
-226.9
(376.1)
-(28.6)
(3.8)
--12.6%
-1.0%
0.0
(174.0)
(149.2)
(24.8)
-16.6%
0.0
0.0
(369.8)
(149.4)
(220.4)
-147.5%
$0.0
$0.0
($536.9)
($402.7)
($134.2)
-33.3%
EXHIBIT "I"
STATE
(amounts in millions)
STATE
RECEIPTS:
Consumption/Use Taxes
Auto Rental
Motor Fuel
Highway Use
Business Taxes
Petroleum Business
Transmission
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Social Services
Health and Environment
Mental Hygiene
Transportation
Miscellaneous
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
(*)
($0.4)
28.5
12.1
MAY
JUNE
JULY
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
FEBRUARY
-29.5
12.1
$14.5
34.0
8.6
48.0
--343.0
--
45.5
(1.0)
-320.1
--
52.7
1.8
11.9
237.5
--
54.3
-11.9
382.3
--
431.2
406.2
361.0
497.9
7.2
10.8
5.2
6.3
1.9
134.0
165.4
6.3
-65.7
9.2
2.0
186.2
269.4
15.0
(0.1)
15.1
4.1
0.6
66.5
101.2
1.0
0.1
10.7
3.6
0.8
226.3
242.5
---254.3
---275.0
---378.8
---307.2
419.7
544.4
480.0
549.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
11.5
(138.2)
(119.0)
(51.8)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
-(7.1)
(90.4)
-79.4
(90.2)
-106.8
(94.3)
-19.2
(97.4)
(97.5)
(10.8)
12.5
(78.2)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
($86.0)
($149.0)
($130.0)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($106.5)
AUGUST
2012
JANUARY
MARCH
-36.7
12.7
Transfer
Eliminations (*)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2011
2010
$ Increase/
% Increase/
(Decrease)
Decrease
----
$14.1
128.7
45.5
$11.5
131.9
44.7
$2.6
(3.2)
0.8
22.6%
-2.4%
1.8%
------
200.5
0.8
23.8
1,282.9
--
199.0
4.4
23.8
1,054.7
--
1.5
(3.6)
-228.2
--
0.8%
-81.8%
-21.6%
--
0.0
--
1,696.3
1,470.0
226.3
15.4%
0.0
--------
29.5
10.8
96.7
23.2
5.3
613.0
778.5
15.6
17.5
43.3
26.5
17.3
326.9
447.1
13.9
(6.7)
53.4
(3.3)
(12.0)
286.1
331.4
89.1%
-38.3%
123.3%
-12.5%
-69.4%
87.5%
74.1%
-----
---1,215.3
---1,161.4
---53.9
---4.6%
0.0
--
1,993.8
1,608.5
385.3
24.0%
0.0
--
(297.5)
(138.5)
(159.0)
-114.8%
----
-198.3
(372.3)
-226.9
(376.1)
-(28.6)
(3.8)
--12.6%
-1.0%
0.0
--
(174.0)
(149.2)
(24.8)
-16.6%
$0.0
$ --
($471.5)
($287.7)
($183.8)
-63.9%
EXHIBIT "I"
FEDERAL
(amounts in millions)
FEDERAL
Intra-Fund
2011
APRIL
RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Social Services
Health and Environment
Mental Hygiene
Transportation
Miscellaneous
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
MAY
JUNE
JULY
$ -127.1
$0.2
132.2
$0.1
228.6
$ -116.7
127.1
132.4
228.7
116.7
----26.0
-26.0
----24.0
-24.0
--39.8
-60.0
-99.8
----24.8
-24.8
---62.3
---74.5
---95.9
---95.9
88.3
98.5
195.7
120.7
38.8
33.9
33.0
(4.0)
AUGUST
0.0
0.0
SEPTEMBER
0.0
0.0
OCTOBER
0.0
0.0
NOVEMBER
0.0
0.0
DECEMBER
0.0
0.0
2012
JANUARY
0.0
0.0
FEBRUARY
0.0
0.0
MARCH
Transfer
Eliminations (*)
2011
2010
$ Increase/
(Decrease)
% Increase/
Decrease
$ ---
$0.3
604.6
$0.6
683.1
($0.3)
(78.5)
-50.0%
-11.5%
0.0
--
604.9
683.7
(78.8)
-11.5%
--39.8
-134.8
-174.6
--48.8
-127.9
-176.7
---
0.0
--------
(2.1)
---18.4%
-5.4%
--1.2%
-----
---328.6
---368.7
---(40.1)
----10.9%
(9.0)
-6.9
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
503.2
545.4
(42.2)
-7.7%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
101.7
138.3
(36.6)
-26.5%
---
---
---
---
---
---
---
---
---
--
--
--
--
--
--
--
--
--
$38.8
$33.9
$33.0
($4.0)
--
$101.7
$138.3
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($36.6)
-26.5%
EXHIBIT J
MAY
JUNE
$20.9
$25.4
($74.1)
$23.4
$20.9
RECEIPTS:
Miscellaneous Receipts
Federal Receipts (*)
Unemployment Taxes
4.4
330.5
279.9
5.7
316.6
258.6
4.8
381.0
295.2
18.0
297.5
283.2
32.9
1,325.6
1,116.9
21.2
2,024.3
1,282.3
614.8
580.9
681.0
598.7
2,475.4
3,327.8
0.3
3.6
-606.4
0.3
4.5
0.1
675.5
0.4
4.3
-578.8
0.3
3.4
-557.0
1.3
15.8
0.1
2,417.7
1.4
10.4
0.2
3,222.9
610.3
680.4
583.5
560.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2,434.9
3,234.9
(99.5)
97.5
38.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
40.5
92.9
Total Receipts
DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits (*)
Total Disbursements
4.5
JULY
AUGUST
SEPTEMBER
0.0
0.0
OCTOBER
0.0
NOVEMBER DECEMBER
2012
JANUARY FEBRUARY
0.0
0.0
0.0
0.0
MARCH
0.0
---
---
---
---
--
--
--
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2011
----
2010
($64.1)
-(1.0)
(1.0)
4.5
(99.5)
97.5
38.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
40.5
91.9
$25.4
($74.1)
$23.4
$61.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$61.4
$27.8
(*) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C.
EXHIBIT K
MAY
$32.3
JUNE
$29.2
JULY
$32.2
27.6
33.2
32.6
17.5
Total Receipts
27.6
33.2
32.6
17.5
DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
9.0
21.4
0.1
8.7
24.2
10.5
9.2
26.5
2.7
8.5
33.4
1.6
30.5
43.4
38.4
43.5
(2.9)
(10.2)
(5.8)
(26.0)
7.1
10.7
(1.9)
10.2
--
7.1
8.8
10.2
Total Disbursements
6.2
--
-6.2
3.3
$32.3
(3.1)
$29.2
3.0
$32.2
AUGUST
0.0
0.0
0.0
SEPTEMBER
0.0
0.0
0.0
OCTOBER
0.0
0.0
0.0
NOVEMBER DECEMBER
0.0
0.0
2012
JANUARY
0.0
FEBRUARY
0.0
MARCH
0.0
2011
$29.0
2010
$18.1
110.9
104.8
110.9
104.8
35.4
105.5
14.9
36.3
92.2
12.2
0.0
0.0
0.0
0.0
0.0
155.8
140.7
0.0
0.0
0.0
0.0
0.0
(44.9)
(35.9)
34.2
(1.9)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
25.5
--
32.3
25.5
(15.8)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(12.6)
(10.4)
$16.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$16.4
$7.7
EXHIBIT L
APRIL
$9.3
2012
MAY
$9.3
JUNE
$9.3
JULY
$9.5
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
0.0
0.0
0.0
MARCH
2011
$9.3
2010
$9.3
RECEIPTS:
Miscellaneous Receipts
--
0.1
0.2
0.4
Total Receipts
--
0.1
0.2
0.4
0.0
0.0
0.0
0.0
0.0
0.7
0.3
0.7
0.3
DISBURSEMENTS:
Departmental Operations:
Personal Service
--
Non-Personal Service
--
--
--
--
0.1
--
0.1
--
--
--
--
--
--
--
--
0.1
--
0.1
--
--
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.1
0.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.6
0.2
--
--
0.2
0.4
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
$9.3
$9.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.2
0.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.6
0.2
$9.5
$9.9
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$9.9
$9.5
EXHIBIT M
APRIL
$1.4
2012
MAY
($7.2)
JUNE
($0.5)
JULY
($0.1)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
MARCH
2011
$1.4
2010
--
RECEIPTS:
Miscellaneous Receipts
4.0
12.1
5.5
5.3
Total Receipts
4.0
12.1
5.5
5.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
26.9
27.2
26.9
27.2
17.5
DISBURSEMENTS:
Departmental Operations:
Personal Service
4.6
4.0
4.0
4.2
16.8
Non-Personal Service
1.4
1.4
0.9
1.4
5.1
4.2
0.2
5.7
12.5
6.7
6.6
--
12.6
5.4
5.1
11.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
34.4
28.4
(8.6)
6.7
0.4
(6.0)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(7.5)
(1.2)
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
(8.6)
6.7
0.4
(6.0)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(7.5)
(1.2)
($7.2)
($0.5)
($0.1)
($6.1)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($6.1)
($1.2)
SCHEDULE 1
BALANCE
7/1/11
GENERAL FUND
001-Local Assistance Account
003-State Operations Account
004-Tax Stabilization Reserve
005-Contingency Reserve
006-Universal Pre-K Reserve
007-Community Projects
008-Rainy Day Reserve Fund
013-Attica State Employee Victims'
017-Refund Reserve Account
166-Fringe Benefits Escrow
348-Tobacco Revenue Guarantee
TOTAL GENERAL FUND
SPECIAL REVENUE FUNDS-STATE_
019-Mental Health Gifts and Donations
020-Combined Expendable Trust
023-New York Interest on Lawyer Account
024-NYS Archives Partnership Trust
025-Child Performer's Protection
050-Tuition Reimbursement
052-New York State Local Government Records
Management Improvement
053-School Tax Relief
054-Charter Schools Stimulus
055-Not-For-Profit Short Term Revolving Loan
056-Hudson River Valley Greenway
059-Rehabilitative Alcohol & Substance Abuse Treatment
061-HCRA Resources
073-Dedicated Mass Transportation Trust
160-State Lottery
221-Combined Student Loan
225-MTA Financial Assistance Fund
300-Sewage Treatment Program Mgmt. & Administration
301-EnCon Special Revenue
302-Conservation
303-Environmental Protection and Oil Spill Compensation
305-Training and Education Program on OSHA
306-Lawyers' Fund for Client Protection
307-Equipment Loan for the Disabled
313-Mass Transportation Operating Assistance
314-Clean Air
318-New York State Infrastructure Trust
321-Legislative Computer Services
328-Biodiversity Stewardship and Research
332-Combined Non-Expendable Trust
333-Winter Sports Education Trust
335-Musical Instrument Revolving
337-Rural Housing Assistance
338-Arts Capital Revolving
339-Miscellaneous State Special Revenue
RECEIPTS
DISBURSEMENTS
OTHER FINANCING
SOURCES (USES)
$2,159.134
(2,034.552)
----------
-2,368.431
---123.817
------
$0.046
2,522.710
-------21.939
--
$2,159.180
1,094.284
---1.719
---21.939
--
2,492.248
2,544.695
3,277.122
2.227
61.043
9.646
0.323
0.265
5.065
0.002
0.599
0.663
2.735
0.003
3.421
-0.001
0.020
220.213
91.817
406.411
23.946
73.480
(0.422)
(30.771)
66.825
16.477
8.143
4.139
0.449
94.315
(16.711)
0.067
9.817
-3.475
1.184
0.001
-0.735
1,060.403
-0.007
0.087
3,277.122
0.004
0.990
0.085
0.027
0.025
0.115
0.854
------
0.394
(0.005)
0.356
----
469.666
63.102
211.293
2.059
134.395
254.750
59.688
10.738
0.233
87.164
0.597
5.217
1.564
2.075
2.618
0.120
-5.051
2.774
1.565
0.001
0.660
0.007
76.884
3.495
--
-114.965
2.510
--
0.145
-----0.001
207.876
0.044
------604.780
124.582
BALANCE
7/31/11
$
-1,762.305
---122.098
-----1,884.403
124.582
-------
2.225
60.652
10.224
0.296
0.247
5.037
-------
3.195
0.008
3.065
-0.001
0.020
434.477
95.231
606.966
25.772
121.757
(1.019)
(30.937)
68.035
12.831
5.526
4.679
0.456
56.234
(15.726)
0.067
9.918
(0.652)
---1.046
---(3.136)
--------------
-3.475
1.184
0.001
-442.537
0.736
1,106.036
SCHEDULE 1
(continued)
BALANCE
7/1/11
RECEIPTS
DISBURSEMENTS
OTHER FINANCING
SOURCES (USES)
--
--
0.039
20.329
7.057
2,995.515
0.001
5.787
0.425
1,415.145
0.021
0.122
1,379.282
(9.779)
(306.066)
(11.171)
-116.728
80.591
0.087
(0.250)
(129.860)
206.037
3,549.145
203.289
-39.268
23.573
0.300
7.132
4,028.744
218.000
2,945.209
206.336
-54.262
20.807
0.283
9.083
3,453.980
(0.489)
(313.593)
--(0.087)
---(314.169)
2,865.655
5,443.889
4,833.262
160.175
---
---
----
73.713
0.041
--
0.009
---
721.573
4.832
2.057
(56.555)
0.686
0.023
8.496
(2.078)
0.082
(4.130)
(17.076)
1.166
116.518
213.348
0.039
0.093
215.864
0.018
0.069
9.918
0.258
0.007
--0.004
0.096
0.014
0.273
0.002
0.499
2.282
1.249
6.705
2.416
1.809
32.389
540.824
--
27.288
173.060
5.409
6.095
471.510
---
---
259.297
0.361
---
2.859
---
---
70.863
0.041
-34.549
---
753.606
4.853
2.081
-------
(46.895)
0.679
0.023
8.500
(2.255)
0.094
---------
(4.629)
(19.358)
2.333
111.622
--
474.344
---
----106.755
(22.231)
(15.723)
(14.218)
-101.647
83.357
0.104
(2.201)
130.735
3,636.457
---
-0.023
0.040
26.095
7.360
3,505.722
106.976
(12.371)
106.732
--
0.933
7.765
8.556
50.735
213.927
855.129
----
BALANCE
7/31/11
(0.910)
(11.896)
(32.948)
(50.978)
(214.569)
(216.696)
398.662
422.082
--23.157
148.668
5.166
5.453
1,003.188
SCHEDULE 1
(continued)
BALANCE
7/1/11
CAPITAL PROJECTS FUNDS
002-State Capital Projects
072-Dedicated Highway and Bridge Trust
074-SUNY Residence Halls Rehabilitation and Repair
075-New York State Canal System Development
076-Parks Infrastructure
077-Passenger Facility Charge
078-Environmental Protection
079-Clean Water/Clean Air Implementation
080-Hudson River Park
101-Energy Conservation Thru Improved Transportation Bond
103-Park & Recreation Land Acquisition Bond
105-Pure Waters Bond
106-Outdoor Recreation Development Bond
109-Transportation Capital Facilities Bond
115-Environmental Quality Protection Bond
118-Rail Preservation and Development Bond
119-State Housing Bond
121-Rebuild and Renew New York Transportation Bond
123-Transportation Infrastructure Renewal Bond
124-1986 Environmental Quality Bond Act
126-Accelerated Capacity and Transportation
Improvement Bond
127-Clean Water/Clean Air Bond
291-Federal Capital Projects
310-Forest Preserve Expansion
312-Hazardous Waste Remedial
317-Pine Barrens
322-Lake Champlain Bridges
327-Suburban Transportation
357-Division for Youth Facilities Improvement
358-Youth Centers Facility
374-Housing Assistance
376-Housing Program
378-Natural Resource Damage
380-DOT Engineering Services
384-State University Capital Projects
387-Miscellaneous Capital Projects
388-CUNY Capital Projects
389-Mental Hygiene Facilities Capital Improvement
399-Correction Facilities Capital Improvement
TOTAL CAPITAL PROJECTS FUNDS
TOTAL GOVERNMENTAL FUNDS
-(156.649)
135.097
2.300
(29.116)
0.014
46.884
(0.309)
0.088
0.164
-0.200
-3.391
3.252
--190.848
4.290
0.674
2.657
17.245
25.351
0.893
(122.433)
--0.504
(5.119)
-(21.608)
(183.379)
19.342
(11.620)
172.664
(107.526)
(0.023)
(374.222)
(16.801)
(402.947)
$5,426.466
RECEIPTS
DISBURSEMENTS
213.912
246.287
0.014
0.160
0.001
--
254.042
133.658
4.534
0.350
1.539
--
12.682
11.669
--------------
--------------
---
--116.691
0.001
2.555
--------
--------(0.200)
(23.108)
(0.004)
--(1.263)
120.682
--
---
4.401
2.273
--33.153
0.043
0.110
2.256
78.660
0.177
-(0.041)
0.706
4.785
16.753
614.683
614.683
$9,458.396
40.130
(92.879)
0.460
------
----
--
OTHER FINANCING
SOURCES (USES)
-9.394
13.637
670.401
670.401
$8,887.540
(1.411)
---------0.050
----(78.225)
(78.225)
($10.164)
BALANCE
7/31/11
-(136.899)
131.037
2.110
(30.654)
0.014
47.897
(0.309)
0.088
0.164
---3.391
3.252
--167.740
4.286
0.674
2.657
15.982
21.360
0.894
(125.690)
--0.504
(7.392)
-(21.608)
(216.532)
19.476
(11.730)
170.417
(185.480)
(0.023)
(378.831)
(13.685)
(536.890)
(536.890)
$5,987.158
FUND TYPE
FUND
EQUITY
7/1/11
RECEIPTS
SCHEDULE 2
DISBURSEMENTS
OTHER
FINANCING
SOURCES (USES)
FUND
EQUITY
7/31/11
ENTERPRISE FUNDS
324-Youth Commissary
325-State Exposition Special
326-Correctional Services Commissary
331-Agency Enterprise
351-Sheltered Workshop
352-Patient Workshop
353-Mental Hygiene Community Stores
481-Unemployment Insurance Benefit
TOTAL ENTERPRISE FUNDS
$0.196
5.635
2.168
2.330
1.837
1.095
2.843
7.333
23.437
$0.003
1.696
3.008
0.163
0.113
0.070
0.138
593.522
598.713
$0.006
0.461
2.875
0.134
0.105
0.077
0.139
556.948
560.745
9.642
2.846
0.133
10.194
27.157
0.092
----------
$0.193
6.870
2.301
2.359
1.845
1.088
2.842
43.907
61.405
18.571
31.499
0.206
0.056
1.952
(0.266)
(18.780)
(0.997)
32.241
---0.987
3.922
17.530
0.146
0.260
2.122
3.551
43.522
$55.678
$616.243
$604.267
--
0.032
10.158
-----(0.027)
10.163
$10.163
18.051
17.346
0.247
0.056
1.806
(0.526)
(19.915)
(0.653)
16.412
$77.817
SCHEDULE 3
(amounts in millions)
FUND TYPE
FUND
BALANCE
7/1/11
RECEIPTS
DISBURSEMENTS
OTHER
FINANCING
SOURCES (USES)
FUND
BALANCE
7/31/11
($0.088)
$5.300
$11.315
--
($6.103)
(0.088)
5.300
11.315
--
(6.103)
1.482
8.061
0.362
0.054
0.009
0.006
---
1.835
8.109
9.543
0.416
0.015
--
9.944
AGENCY FUNDS
129-Private Not-For-Profit School Capital
Facilities Financing Reserve
130-School Capital Facilities Financing Reserve
135-Child Performer's Holding
136-Child Performer's Holding II
137-Child Performer's Holding III
152-Employees Health Insurance
153-Social Security Contribution
154-Employee Payroll Withholding Escrow
162-Employees Dental Insurance
163-Management Confidential Group Insurance
165-Lottery Prize
167-Health Insurance Reserve Receipts
169-Miscellaneous New York State Agency
175-Elderly Pharmaceutical Insurance Coverage Escrow
176-CUNY Senior College Operating
179-Medicaid Management Information System Escrow
309-Special Education
344-State University Collection
382-SUNY Federal Direct Lending Program
--
-27.989
0.054
0.075
0.026
493.235
1.005
23.896
7.211
1.256
216.610
0.092
543.369
9.742
51.043
276.429
-81.502
(0.043)
1.145
---
-----
0.001
587.937
81.325
423.492
6.056
0.768
71.005
0.003
54.786
17.603
109.904
4,770.404
-32.859
(3.341)
0.003
596.627
62.296
337.750
6.137
0.673
(16.164)
12.199
6.400
120.203
4,811.989
----
--
-----------
-29.134
0.054
0.075
0.024
484.545
20.034
109.638
7.130
1.351
240.239
0.095
585.956
20.945
40.744
234.844
(63.540)
---------
-114.361
(3.384)
1,733.491
6,153.947
5,938.113
(63.540)
1,885.785
$1,742.946
$6,159.663
$5,949.443
($63.540)
$1,889.626
FUND TYPE
SCHEDULE 4
BEGINNING
BALANCE
7/1/11
RECEIPTS
DISBURSEMENTS
ENDING
BALANCE
7/31/11
ACCOUNTS
060-Tobacco Settlement
149-Sole Custody Investment (*)
650-Comptroller's Refund
TOTAL ACCOUNTS
$2.696
1,599.909
-$1,602.605
--
--
1,570.180
1,583.924
246.915
246.915
$1,817.095
$1,830.839
$2.696
1,586.165
-$1,588.861
SCHEDULE 5
DEBT ISSUED
PURPOSE
DEBT
OUTSTANDING
APRIL 1, 2011
MONTH OF
JULY
DEBT MATURED
4 MONTHS ENDED
JULY 31, 2011
MONTH OF
JULY
INTEREST DISBURSED
4 MONTHS ENDED
JULY 31, 2011
DEBT
OUTSTANDING
JULY 31, 2011
MONTH OF
JULY
4 MONTHS ENDED
JULY 31, 2011
$458,465,328.60
$ --
$ --
$33,966,683.89
$424,498,644.71
59,447,800.41
27,760,083.89
483,211,725.68
81,325,655.84
94,616,438.59
------
------
9,193,360.34
9,622,255.98
4,212,495.72
5,362,107.84
--
50,254,440.07
18,137,827.91
478,999,229.96
75,963,548.00
94,616,438.59
15,810,966.39
--
--
--
532,325.89
15,278,640.50
--
123,967.47
14,737,138.07
31,631,949.01
97,808,886.94
----
----
----
3,595,839.37
4,393,271.79
4,333,150.83
11,141,298.70
27,238,677.22
93,475,736.11
----
310,546.71
494,100.63
1,411,025.29
39,409,145.15
422,127,588.73
---
---
46,882.94
--
3,039,785.33
13,408,728.65
36,369,359.82
408,718,860.08
1,457.34
1,472.42
393,103.69
1,601,295.00
41,509,471.89
36,504,000.00
---
---
---
4,100,471.89
590,000.00
37,409,000.00
35,914,000.00
-23,345.00
532,185.76
60,275.00
30,067.39
--
--
--
30,067.39
--
--
74,926,009.63
--
--
--
2,593,983.57
72,332,026.06
--
1,029,233.79
7,605,848.10
--
--
--
390,412.05
7,215,436.05
--
114,882.90
697,748,567.59
12,284,051.56
45,439,835.48
77,979,040.83
14,255,465.90
640,297,346.72
-------
-------
-------
697,748,567.59
12,284,051.56
45,439,835.48
77,979,040.83
14,255,465.90
640,297,346.72
-------
-------
3,288,021.09
75,831.26
18,976,602.80
----
----
----
-37,435.16
1,162,898.79
3,288,021.09
38,396.10
17,813,704.01
----
-1,516.63
305,807.05
19,475,404.69
8,539,727.23
---
---
---
1,249,757.15
45,035.76
18,225,647.54
8,494,691.47
---
332,640.89
150,487.88
$3,525,287,999.46
$ --
$ --
$101,830,000.00
$3,423,457,999.46
Housing:
Low Cost
Middle Income
Park and Recreation Land Acquisition
Pure Waters
Rail Preservation Development
$ --
1,007,456.48
6,427,255.98
967,704.95
320,699.65
--
$8,770,000.00
--
-------
$ --
26,903.80
197,638.12
24,829.66
9,296.18
307.10
$285,249.62
$5,828,014.76
680,815.11
380,850.62
1,124,378.37
619,753.06
8,597.13
$15,503,477.74
SCHEDULE 5a
DEBT
REDUCTION
RESERVE
FUND
(064)
Special Contractual Financing Obligations:
Managed by Office of General Services:
Department of Trans Region 1 Schenectady
Hampton Plaza
Subtotal
Payments to Public Authorities:
City University Construction
Dormitory Authority:
Albany County Airport
Child Care Facilities
Consolidated Service Contract Refunding
David Axelrod Institue
Department of Health Facilities
Economic Development Housing
Education
General Purpose
Health Care
Judicial Training Institute
Library for the Blind
Mental Health Facilities
OGS Parking
RESCUE
State Department of Education Facilities
State Facilities and Equipment
SUNY Community Colleges
SUNY Dormitory Faclilities
SUNY Educational Facilities
Environmental Facilities Corporation
Housing Finance Agency
Local Government Assistance Corporation
Metropolitan Transportation Authority:
Transit and Commuter Rail Projects
Triborough Bridge & Tunnel Authority:
Javits Convention Center Project
Thruway Authority:
Dedicated Highway & Bridge
Local Highway & Bridge
Transportation
Urban Development Corporation:
Center for Industrial Innovation at RPI
Clarkson University
Columbia Univer. Telecommunications Center
Consolidated Service Contract Refunding
Cornell Univer. Supercomputer Center
Correctional Facilities
Economic Development Housing
General Purpose
South Mall
State Facilities and Equipment
Syracuse University Science and
Technology Center
University Facilities Grant 95 Refunding
Youth Facilities
Subtotal
Total Disbursements for Special Contractual
Financing Obligations (*)
$
$
GENERAL
DEBT
SERVICE
(311-01)
----
$201,774
19,000
$220,774
--
159,647,198
-----------------------
--59,884,539
4,600,029
------------23,825,408
---5,135,165
--
--
82,490,224
--
--
DEPARTMENT
OF HEALTH
INCOME
(319)
LOCAL
GOVERNMENT
ASSISTANCE
TAX
(364)
-----
----
MENTAL
HEALTH
SERVICES
(304)
$
$
----
REVENUE
BOND
TAX
(311-02)
$
$
----
$
$
COMBINED TOTALS
4 MONTHS ENDED JULY 31
2011
2010
$ INCREASE /
(DECREASE)
----
$201,774
19,000
$220,774
$15,030
112,656
$127,686
$186,744
(93,656)
$93,088
--
159,647,198
115,850,271
43,796,927
--59,884,539
4,600,029
14,822,755
10,766,226
17,350,667
49,801,352
--------23,825,408
58,325,259
-19,237,538
5,387,846
868,052
--45,263,541
4,529,904
14,715,620
12,069,515
17,616,208
49,231,809
-428,018
489,719
-----18,536,069
51,341,163
-20,293,969
8,494,517
4,608,178
--14,620,998
70,125
107,135
(1,303,289)
(265,541)
569,543
-(428,018)
(489,719)
-----5,289,339
6,984,096
-(1,056,431)
(3,106,671)
(3,740,126)
82,490,224
82,487,937
--
--
---------------------868,052
-----------------------
--
--
--
--
--
--
--
--
--
--
----
----
362,033,804
---
360,491,944
---
1,541,860
---
-----------
215,600
170,525
3,719,000
72,685,675
493,000
5,978,524
28,718,931
19,674,090
---
315,012
187,163
2,806,000
48,351,936
366,000
36,255,827
31,543,799
18,691,996
---
(99,412)
(16,638)
913,000
24,333,739
127,000
(30,277,303)
(2,824,868)
982,094
---
----14,822,755
------------------
--
STATE
UNIVERSITY
DORMITORY
INCOME
(330)
-----10,766,226
17,350,667
49,801,352
-----------19,237,538
252,681
--
-----------------58,325,259
-----
--
1,184,250
2,287
(1,184,250)
----
362,033,804
---
----
----
----
-----------
215,600
170,525
3,719,000
72,685,675
493,000
5,978,524
-----
-----------
-----------
-----------
------28,718,931
19,674,090
---
-----
363,963
346,759
-$781,589,413
---$14,822,755
---$868,052
-----
---$145,801,485
---$58,325,259
363,963
346,759
-$1,001,406,964
413,875
374,672
1,259,000
$948,197,912
(49,912)
(27,913)
(1,259,000)
$53,209,052
--
$781,810,187
$14,822,755
$868,052
--
$145,801,485
$58,325,259
$1,001,627,738
$948,325,598
$53,302,140
(*) To ensure that all debt service obligations were met and to manage the State's General Fund cash flow, DOB requested agencies and public authorities to prepay debt service and related payments. By the end of July 2010,
the State prepaid $0.5 million of payments due from August through September 2010. However, as part of the 2010-11 budget, the State suspended prepaying debt by establishing a cash reserve balance in the General Debt Service Fund. See Footnote 5.
JULY 2011
PRIOR FYTD
JULY 2010
$6,824.3
0.153%
$0.959
$7,345.6
0.156%
$4.176
JULY 2011
PAR AMOUNT
$ -724.7
3,390.6
3,313.8
1,895.0
$9,324.1
JULY 2010
PAR AMOUNT
$ -857.5
2,446.1
3,233.2
1,790.0
$8,326.8
*Pursuant to 98 of the State Finance Law, the State Comptroller is authorized to invest and keep invested all moneys,
in any fund, held by the State. The Short Term investment Pool (STIP) represents an accounting mechanism that allows
for the separate accounting of individual funds/subfunds (on deposit in State's general checking account) for the purpose
of making short term investments. Pursuant to State Finance Law 4(5) the Short Term Investment Pool is authorized
to temporarily loan to the General Fund-State Operations Account (003) funds for a period of four months or the end
of the fiscal year, which ever is shorter. However, it must be noted that certain funds/subfunds are invested as part of
STIP, but are held by the State Comptroller in a fiduciary capacity. Fiduciary fund balances are restricted and may not
be used for any State purposes since moneys in such funds are held by the State in a trustee (or fiduciary) capacity or
as an agent for individuals, private organizations, or non-State governmental units (e.g. local governments, public authorities).
Therefore, Fiduciary fund balances are not available to be temporarily loaned to the General Fund-State Operations
Account. Fiduciary fund balances are presented in Schedules 3 and 4 of this report.
**Does not include 0% Compensating Balance CD's.
$6,394.6
0.236%
$5.810
Appendix A
Appendix B
American Recovery and Reinvestment Act of 2009 - Schedule of Disbursements of Federal Awards
Appendix C
Appendix D
Appendix E
Appendix F
Appendix G
APPENDIX A
4 Months Ended
July 31, 2011
2011
APRIL
MAY
JUNE
JULY
$159,230,134
$233,568,698
$195,517,861
$220,212,742
$159,230,134
95,292,088
4,880,000
81,083
-2,926
333,645,171
--
98,024,053
5,053,000
50,667
--344,050,332
3,292
105,751,635
5,467,000
45,849
-3,416
339,765,810
--
105,879,252
5,041,000
46,560
-546
358,676,159
22,466
404,947,028
20,441,000
224,159
-6,888
1,376,137,472
25,758
433,901,268
447,181,344
451,033,710
469,665,983
1,801,782,305
DISBURSEMENTS:
Grants - Social Service
Medical Assistance Payments
Grants - Health
Grants - Mental Hygiene
Grants - Miscellaneous
Interest - Late Payments
Personal Service
Non-Personal Service
Employee Benefits/Indirect Costs
98
334,194,941
20,109,283
--7,469
539,959
3,777,687
--
559
398,830,277
56,816,688
12,000
-13,691
897,472
3,160,359
1,611,903
-224,473,884
157,388,232
--21,599
795,142
10,690,401
141,973
-214,207,931
36,906,330
--23,448
789,290
2,822,833
--
657
1,171,707,033
271,220,533
12,000
-66,207
3,021,863
20,451,280
1,753,876
Total Disbursements
358,629,437
461,342,949
393,511,231
254,749,832
1,468,233,449
933,267
933,267
23,000,000
----889,232
23,889,232
32,176,000
----651,598
32,827,598
359,562,704
485,232,181
$233,568,698
$195,517,861
OPERATING TRANSFERS:
Transfers to 002
Transfers to 003
Transfers to 014
Transfers to 311-02
Transfers to 339-AP
Transfers to 345
Total Operating Transfers
Total Disbursements and Transfers
CLOSING CASH BALANCE
------
-----651,598
651,598
55,176,000
----3,125,695
58,301,695
426,338,829
255,401,430
1,526,535,144
$220,212,742
$434,477,295
$434,477,295
Program/Purpose
ADULT HOMES PROGRAM
ADULT HOME RESIDENT COUNCIL PROJECT
AIDS INSTITUTE PROGRAM
HEALTH CARE SERVICES ACCOUNT
OPERATIONAL SUPPORT FOR AIDS HOUSING
CENTER FOR COMMUNITY HEALTH PROGRAM
EVIDENCE BASED CANCER SERVICES
HEALTH CARE SERVICES ACCOUNT
HOSPITAL BASED GRANTS PROGRAM
TOBACCO CONTROL & CANCER SERVICES
OFFICE OF HEALTH SYSTEMS MANAGEMENT
EMERGENCY MEDICAL SERVICES ACCOUNT
HEALTH CARE DELIVERY ADMINISTRATION
HEALTH CARE SERVICES ACCOUNT
HEALTH OCCUPATION DEVELOP/WORK DEMO
HEALTH WORKFORCE RETRAINING PROGRAM
PRIMARY CARE INITIATIVES MONITORING
HEALTH CARE FINANCING PROGRAM
PROVIDER COLLECTION MONITORING ACCOUNT
OFFICE OF HEALTH INSURANCE PROGRAM
FAMILY HEALTH PLUS
MEDICAID FRAUD HOTLINE/ADMIN.
PILOT HEALTH INSURANCE ACCOUNT
MEDICAL ASSISTANCE PROGRAM
BREAST & CERVICAL CANCER GRANTS
D&TC RATES FOR R&R GRANTS (4)
DISABLED PERSONS GRANTS
FAMILY HEALTH PLUS GRANTS
HOME HEALTH R&R RATES GRANTS (5)
MEDICAL ASSISTANCE - INDIGENT CARE FUND
MEDICAL ASSISTANCE - PAYMENTS GRANTS
NURSING HOME FINANCIAL ASSIST GRANTS
NYC MEDICAID GRANTS
NYC PERSONAL CARE WRR RATES GRANTS (6)
PERSONAL CARE WRR RATES GRANTS (7)
PHARMACY SERVICES GRANT
PHYSICIAN SERVICES GRANT
PRIMARY CARE CASE MANAGEMENT
SUPPLEMENTAL MED INS PAYMENTS GRANTS
COMMUNITY SUPPORT PROGRAM
ADULT HOMES RESIDENT COUNCIL
OFFICE OF LONG TERM CARE
ADULT HOME INITIATIVES
ENHANCING ABILITIES & LIFE EXPERIENCE
ELDERLY PHARMACEUTICAL INS COVERAGE PRG
ELDERLY PHARMACEUTICAL INSURANCE COVER
CHILD HEALTH INSURANCE PROGRAM
CHILD HEALTH INSURANCE
APPENDIX B
Appropriation
Amount (1)
59,736
Segregation
Amount
$
April
Disbursements
$
48,000
May
Disbursements
$
June
Disbursements
$
--
12,000
$
--
Total Disbursements
4 Months Ending
July 31, 2011 (3)
July
Disbursements
$
12,000
--
239,382,673
5,119,774
19,716,201
657
2,547,041
3,660,959
1,065,648
149,012
236,072
1,566,199
1,009,011
147,173
4,170,061
9,167,370
3,568,551
865,304
1,004,740
22,143
1,289,427
20,203
23,323
6,087,833
110,044
93,426
163,458
195,548
137,274
105,546
885,791
158,075,380
1,833,500
3,240,698
98
4,277,922
559
7,077,807
34,171,907
66,695,000
24,956,714
4,583,434
543,354
675,394
514,616
158,212
843,594
3,264,818
979,276
410,907
20,970,915
396,875
6,680,268
732,200
1,083,000
637,000
2,564,149
17,628
26,178
28,019
99,313
27,104
1,229,517
50,070
67,248
78,345
-62,964
3,407,700
109,104
563,675
107,466
8,224,000
353,215
1,580,580
452,959
10,684
50,572
436,270
14,917
398,684
852,736
4,055
49,160
67,917
3,960
48,129
1,809,882
33,616
546,545
4,057,200
890,100
45,402,000
697,421,000
49,450,000
1,267,480,848
266,544,800
28,815,000
240,920,400
134,504,000
11,076,800
2,512,396,100
164,606,400
3,842,000
131,376,000
1,957,200
--52,708,100
-69,671,208
68,100,000
13,980,000
---126,847,700
-1,864,000
--
--21,902,000
--65,319,109
33,000,000
-116,220,400
--20,496,000
79,406,000
-63,376,000
---107,212,900
-65,712,582
19,700,000
----32,500,000
----
-----64,814,728
15,644,800
----134,400,000
----
21,902,000
159,921,000
-265,517,627
136,444,800
13,980,000
116,220,400
--314,243,700
79,406,000
1,864,000
63,376,000
--
--
--
---
---
--
--
--
--
--
195,015,346
54,368,668
--
-28,880
96,235
23,883
28,214
--
9,217,600
19,810,800
13,139,296,876
1,957,200
--
60,000
54,000
--
--
21,469,672
3,571,041
2,639,525
95,653
--
25,560
--
121,213
365,772,140
200,322,140
2,577,761
16,581
636,579,869
3,379,230
44,926,922
2,594,342
977,775,261
13,380,149
24,877,521
86,563,822
Program/Purpose
HEALTH CARE REFORM ACT PROGRAM
ADAP/HIV UNINSURED CARE (HRI) (8)
AMBULATORY CARE TRAINING PROGRAM
AREA HEALTH CARE CENTERS
ASSEMBLY PRIORITY DISTRIBUTIONS
AUDIT SERVICE PAYER/PROVIDER COMPLIANCE
CANCER RELATED SERVICES
CATASTROPHIC HEALTH CARE EXPENSE
COMMISSIONER EMERGENCY DISTRIBUTIONS
COMMISSIONER'S PRIORITY POOL DISTRIB.
DIAGNOSTIC & TREAT CTR UNCOMPENSAT CARE
DIVERSITY IN MEDICINE/POST BACCALAUREAT
HEALTH CARE STABILIZATION PROGRAM
HEALTH FACILITY RESTRUCTURING
HEALTH WORKFORCE RETRAINING
INDIVIDUAL SUBSIDY PROGRAM
INFERTILITY GRANT PROGRAM
INFERTILITY SRVCS TREATMENTS & PROC
LONG TERM CARE DEMO PROJECTS
LONG TERM CARE INSUR EDUC/OUTREACH
MEDICAL INDEMNITY
MINORITY PARTICIPATION MED EDUC
NYS AREA HEALTH EDUCATION CENTER (AHEC)
OTHER MEDICAL SCHOOL
PAY FOR PERFORMANCE INITIATIVES
PHYSICIAN LOAN REPAYMENT PROGRAM
PHYSICIAN PRACTICE SUPPORT PROGRAM
PHYSICIAN WORKFORCE STUDIES PROGRAM
PHYSICIAN'S EXCESS MEDICAL MALPRACTICE
POISON CONTROL CENTERS
POOL ADMINISTRATOR-SERVICES & EXPENSES
PRIMARY HEALTH CARE SERVICES
ROSWELL PARK CANCER INSTITUTE
RURAL HEALTH CARE ACCESS DEVELOP
RURAL HEALTH CARE DELIVERY DEVELOP
RURAL HEALTH NETWORK DEVELOPMENT
SCHOOL BASED HEALTH CENTERS
SCHOOL BASED HEALTH CLINICS
SECTION 405.4 HOSPITAL AUDITS
SENATE PRIORITY DISTRIBUTIONS
SUPPLEMENTAL GRADUATE MEDICAL EDUCATION
TOBACCO USE PREVENTION & CONTROL
TOTAL
APPENDIX B
(continued)
Segregation
Amount
$
16,595,833,765 (2)
Appropriation
Amount (1)
1,573,604,993
April
Disbursements
$
May
Disbursements
$
June
Disbursements
$
Total Disbursements
4 Months Ending
July 31, 2011 (3)
July
Disbursements
$
-----
$
-----
30,150,000
2,150,000
786,934
4,202,519
15,216,061
10,349,162
3,111,420
1,450,000
13,638,892
130,871,288
1,683,001
26,995,288
29,184,400
84,367,420
357,330
2,345,602
9,614,046
750,000
450,000
30,000,000
192,625
3,277,043
945,101
9,406,209
1,700,170
6,407,786
258,000
127,400,000
3,722,500
6,903,421
2,915,430
96,359,800
24,963,408
5,480,367
11,689,478
2,777,080
5,538,400
2,027,500
4,099,177
9,027,322
105,969,499
7,565,112,592
----529,004
----2,683,470
635,553
--428,976
--519,787
--------217,195
------298,005
-710,072
--58,335
--3,783,373
359,562,704
----2,065,113
--------92,796
--101,657
-------108,356
85,474
------549,575
-917,826
--29,168
--902,878
462,232,181
-----
-127,399,786
-399,820
--8,018
-135,744
--145,838
--7,054,862
394,162,829
2,510,357
255,401,430
-127,399,786
-399,820
--1,225,858
-2,391,120
--233,701
--14,251,470
1,471,359,144
7,565,112,592 $
(933,267)
358,629,437 $
(889,232)
461,342,949 $
(651,598)
393,511,231 $
(651,598)
254,749,832 $
(3,125,695)
1,468,233,449
974,341
---------
5,274,965
1,706,507
-----
-----
2,783,836
635,553
100,366
---509,905
---
---
169,085
----1,838,076
---
1,556,425
524,748
---
---
797,235
6,706
-----
--------
75,942
256,016
1,838,076
--69,355
83,296
------370,260
-627,478
--360
---
253,653
641,981
636,003
16,596,469,768
(1) Includes amounts appropriated in 2011 as well as prior year appropriations that were reappropriated in the SFY 2011 budget chapters.
(2) Unsegregated appropriation total is $9,030,721,173.
(3) Disbursements from the HCRA Resource Fund includes direct grant payments to program beneficiaries, services and expenses
for administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the States fiscal agent.
(4) Full title is: Diagnostic and Treatment Center Rates Increase for Recruitment and Retention of Health Care Workers.
(5) Full title is: Home Health Recruitment and Retention Rates Grants.
(6) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants.
(7) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants.
(8) Full title is: Aids Drug Assistance Program/Human Immunodeficiency Virus - Uninsured Care - Health Research Incorporated.
Federal Agency
Department of Agriculture
Department of Commerce
National Endowment for the Arts
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Health and Human Services
APPENDIX C
July
Disbursements
Program
Child Nutrition Discretionary Grants Limited Availability
$
Broadband Technology Opportunities Program (BTOP)
Promotion of the Arts - Partnership Agreements
Federal Work-Study Program
Federal Pell Grant Program
Statewide Data Systems, Recovery Act
Teacher Incentive Fund, Recovery Act
Education Technology State Grants, Recovery Act
Education for Homeless Children and Youth, Recovery Act
School Improvement Grants, Recovery Act
Title I Grants to Local Education Agencies, Recovery Act
Rehabilitation Services - Vocational Rehabilitation Grants to States, Recovery Act
Special Education Grants to States, Recovery Act
Special Education - Preschool Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Education State Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Race-to-the-Top Incentive Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act
Independent Living State Grants, Recovery Act
Independent Living Services for Older Individuals Who are Blind, Recovery Act
Education Jobs Fund
ARRA - Scholarships for Disadvantaged Students
Total Education
Aquaculture Grants Program (AGP)
Recovery Act of 2009: Wildland Fire Management
National Clean Diesel Emissions Reduction Program
State Clean Diesel Grant Program
Water Quality Management Planning
Capitalization Grants for Clean Water State Revolving Funds
Capitalization Grants for Drinking Water State Revolving Funds
Leaking Underground Storage Tank Trust Fund Corrective Action Program
Weatherization Assistance for Low-Income Persons
Electricity Delivery and Energy Reliability, Research, Development and Analysis
Total Energy and Environment
Emergency Food Assistance Program (Administrative Costs)
Aging Home-Delivered Nutrition Services for States
Aging Congregate Nutrition Services for States
Total Food and Nutrition Services
Special Supplemental Nutrition Program for Women, Infants & Children (WIC)
State Administrative Matching Grants for the Supplemental Nutrition Assistance Program
WIC Grants To States (WGS)
Homelessness Prevention and Rapid Re-Housing Program (Recovery Act Funded)
Special Education - Grants for Infants and Families, Recovery Act
Child Support Enforcement
Foster Care- Title IV-E
Adoption Assistance
ARRA - Head Start
ARRA - Immunization
ARRA - Child Care and Development Block Grant
ARRA - Emergency Contingency Fund for Temporary Assistance for Needy Families (TANF)
State Programs
ARRA - Communities Putting Prevention to Work: Chronic Disease Self-Management Program
Medical Assistance Program (FMAP) *
AmeriCorps
Total Health and Social Services
-125,113.00
---12,704.90
6,038.84
2,482,097.16
421,476.00
855,163.45
33,719,997.00
1,409,039.50
30,478,537.56
1,984,662.00
42,235,715.00
218,133.91
245,271.00
-14,490.46
20,862,851.00
-135,071,290.78
-38,818.89
--132,729.15
--181,381.54
14,650,405.12
13,487.60
15,016,822.30
Life-to-Date
Disbursements
$
5,824,761.24
3,718,386.43
399,900.00
2,102,760.00
147,198,591.00
247,733.06
36,028.44
25,099,774.35
4,800,923.00
28,430,118.00
808,176,267.00
22,797,634.63
632,556,583.61
26,997,357.38
2,270,520,376.00
1,559,101.27
522,789,366.81
543,761.17
1,225,329.25
215,120,960.00
411,249.00
4,720,556,961.64
7,611.86
456,171.99
1,000,000.00
1,371,402.91
3,037,648.30
221,909,641.94
71,652,039.32
6,484,327.58
250,528,821.29
182,879.85
556,630,545.04
-----
4,891,302.00
2,042,446.00
4,148,718.00
11,082,466.00
---271,350.28
5,468,978.00
24,402,283.00
699,604.63
20,852,972.88
91,819.39
66,754.34
306,151.79
3,470,253.51
17,055,511.00
7,863,026.50
58,065,710.69
32,430,428.00
37,946,570.00
419,271.87
2,587,546.97
92,740,458.90
713,009,170.00
3,533.49
217,582,842.19
--
317,789.56
13,061,173,262.71
6,672,738.91
238,848,215.99
14,064,649,812.62
----
Federal Agency
APPENDIX C
(continued)
July
Disbursements
Program
Department of Education
Health and Human Services
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
1,662,488.81
-1,662,488.81
$
Total Housing
Life-to-Date
Disbursements
6,069,692.25
85,390,231.28
91,459,923.53
Labor
17.207
17.225
17.235
17.258
17.259
17.260
17.275
Public Protection
11.558
12.401
16.588
16.800
16.801
16.802
16.803
Transportation
20.205
20.319
20.509
Department of Commerce
Department of Defense
Department of Justice
Department of Justice
Department of Justice
Department of Justice
Department of Justice
Department of Transportation
Department of Transportation
Department of Transportation
-236,525,587.22
-97,148.07
102,459.34
512,588.96
52,042.89
22,855,217.00
10,010,993,311.30
1,539,762.38
28,065,464.01
69,073,613.37
65,594,662.68
590,438.60
Total Labor
237,289,826.48
10,198,712,469.34
37,897.49
-162,481.83
13,198.63
186,740.37
-792,642.04
956,584.47
7,253,711.82
5,677,413.78
652,324.99
1,461,086.08
2,765,444.88
31,293,919.64
1,192,960.36
50,060,485.66
11,862,593.95
-1,392,950.04
13,255,543.99
728,963,702.15
145,928.43
12,289,457.88
741,399,088.46
642,337,148.71
* For financial reporting purposes, the State includes the value of all checks issued for Medicaid purposes but since federal regulations require that funds be drawn as checks
are cashed, the amounts reported in this Schedule of Federal Award Disbursements includes only checks and electronic payments that have 'cleared' the State's bank accoun
since only checks that have been 'cleared' against the State's bank account are financed through drawdowns from the US Treasury. As of the date of this schedule, $844,000 in
checks have been issued, have not been cashed and therefore (these) are not included in this schedule's reported disbursements.
30,434,551,752.29
APPENDIX D
STATE OF NEW YORK - STATEMENT OF CASH FLOW - PUBLIC GOODS POOL
FISCAL YEAR 2011-2012
1st Quarter
April-June
2011
JULY
$ 258,518,559.21
$ 250,290,079.85
652,953,014.95
252,804,495.65
18,506,742.05
85,326,136.00
0.00
77,626.76
356.32
112,360.36
137,719,159.66
32,380,238.09
4,345,288.92
24,864,051.00
0.00
29,768.29
127.95
1,820,006.64
790,672,174.61
285,184,733.74
22,852,030.97
110,190,187.00
0.00
107,395.05
484.27
1,932,367.00
1,009,780,732.09
201,158,640.55
1,210,939,372.64
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1,009,780,732.09
201,158,640.55
1,210,939,372.64
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
2011-2012
$
258,518,559.21
(813,804,180.32)
(200,499,608.89)
(3,705,422.24)
(1,018,009,211.45)
(295,046,702.12)
(62,824,232.88)
(805,223.58)
(358,676,158.58)
(1,108,850,882.44)
(263,323,841.77)
(4,510,645.82)
(1,376,685,370.03)
(8,228,479.36)
(157,517,518.03)
(165,745,997.39)
$ 250,290,079.85
$ 92,772,561.82
92,772,561.82
APPENDIX E
STATE OF NEW YORK - STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE
FISCAL YEAR 2011-2012
1st Quarter
April-June
OPENING CASH BALANCE
RECEIPTS:
Interest Income
Total Receipts
2011
JULY
2,926.20
3,961.83
3,961.83
2011-2012
545.94
528.67
528.67
2,926.20
4,490.50
4,490.50
DISBURSEMENTS:
Program Disbursements:
Indigent Care
High Need Indigent Care
Other
Total Program Disbursements
(192,658,013.02)
(7,812,000.00)
(1,482,690.74)
(201,952,703.76)
(63,226,844.67)
0.00
105,773.25
(63,121,071.42)
(255,884,857.69)
(7,812,000.00)
(1,376,917.49)
(265,073,775.18)
(201,948,741.93)
(63,120,542.75)
(265,069,284.68)
0.00
0.00
0.00
0.00
100,249,804.45
1,453,094.87
0.00
100,249,804.44
201,952,703.76
31,412,116.44
402,611.79
0.00
31,412,116.44
63,226,844.67
131,661,920.89
1,855,706.66
0.00
131,661,920.88
265,179,548.43
0.00
0.00
0.00
0.00
0.00
0.00
(6,342.09)
(6,342.09)
0.00
0.00
(545.94)
(545.94)
(2,380.26)
$
545.94
(6,888.03)
(6,888.03)
105,755.98
$
106,301.92
103,375.72
$
106,301.92
APPENDIX F
SUMMARY OF OFF-BUDGET SPENDING REPORT
DISBURSED
APRIL '11
(000)
DORMITORY AUTHORITY:
Education - All Other
Education - EXCEL
Department of Health - All Other
CEFAP
Regional Development:
CCAP/RESTORE
Multi-modal
GenNYsis
CUNY Senior Colleges
CUNY Community Colleges
SUNY Dormitories
Upstate Community Colleges
Mental Health
Developmental Disabilities
Alcoholism & Substance Abuse
Brooklyn Court Officer Training Academy
TOTAL DORMITORY AUTHORITY:
DISBURSED
MAY '11
(000)
DISBURSED
JUNE '11
(000)
1
3,713
12
--
6
7,761
1
91
30
23,050
(19)
694
496
--8,485
1,656
14,859
8,902
2,518
1,968
-7
42,617
2,021
14
-41,573
1,721
18,346
5,671
14,298
2,791
216
636
95,146
1,238
--24,490
2,941
10,574
7,669
4,194
862
4
366
76,093
--
554
560
150
----
--
(172)
801
2,761
(1)
22
3,411
DISBURSED
JULY '11
(000)
DISBURSED
AUG '11
(000)
DISBURSED
SEPT '11
(000)
DISBURSED
OCT '11
(000)
DISBURSED
NOV '11
(000)
DISBURSED
DEC '11
(000)
DISBURSED
JAN '12
(000)
DISBURSED
FEB '12
(000)
DISBURSED
MAR '12
(000)
DISBURSED
TOTAL 11-12
(000)
37
34,524
(6)
785
--
--
--
--
--
--
--
--
--
3,755
14
-74,548
6,318
43,779
22,242
21,010
5,621
220
1,009
213,856
--
382
1,511
2,761
83
22
4,759
150
84
-1,198
THRUWAY AUTHORITY:
CHIPS
SHIPS
Marchiselli
Multi-modal
TOTAL THRUWAY AUTHORITY:
53,155
---53,155
-11,473
-5,498
16,971
28,977
-7,332
-36,309
--
--
--
--
--
--
--
--
--
82,132
11,473
7,332
5,498
106,435
TOTAL OFF-BUDGET:
95,922
113,315
115,813
--
--
--
--
--
--
--
--
--
325,050
TOTAL CEFAP
--
ECONOMIC DEVELOPMENT:
Total CCAP
Total Multi-modal
Total GenNYsis
Total Centers for Excellence
Total Empire Opportunity
Total Economic Development
646
----646
--
--
2,581
14
-554
-3,149
2,039
--(172)
2,761
4,628
--
--
--
--
--
--
--
--
--
5,266
14
--
--
--
--
--
--
--
--
--
--
382
2,761
8,423
The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of Off Budget Spending. Such reported disbursements are drawn from unaudited financial data provided by
public authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public
authority bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, 16, of the
Laws of 2006; this schedule is provided for information only.
APPENDIX G
APPENDIX G
(continued)
--
--
--
--
Change
$
--
--
856,641,092.46
928,451,925.66
1,060,544,232.97
1,198,002,448.09
69,557,694.45
1,267,560,142.54
413,840,422.81
449,795,581.85
542,685,701.18
549,932,014.70
2,255,759.78
552,187,774.48
344,096,270.51
169,767,908.42
589,665,685.72
405,471,595.25
(234,880,633.53)
170,590,961.72
--
--
--
--
--
--
--
--
--
--
--
--
41,593,035.56
39,083,166.96
39,532,510.24
35,880,176.04
$1,656,170,821.34
$1,587,098,582.89
$2,232,428,130.11
$2,189,286,234.08
7,739,560.61
($155,327,618.69)
43,619,736.65
$2,033,958,615.39
APPENDIX G
(continued)
072
074
076
079
312
357
374
376
380
387
389
-01
-4Y
-4Z
-6Z
-8A
-AY
-AZ
-BY
-BZ
-CY
-CZ
-DY
-DZ
-EY
-EZ
-FY
-FZ
-GY
-GZ
-HY
-HZ
-IY
-IZ
-JY
-JZ
-KY
-KZ
-LY
-LZ
-MY
-MZ
-NY
-NZ
-OY
-OZ
-PY
-PZ
-QY
-QZ
-RY
-RZ
-SY
-SZ
-UY
-UZ
-VY
-VZ
-WY
-WZ
-XY
-XZ
-YY
-YZ
-ZY
-ZZ
-01
-01
-04
-05
-06
-01
-06
-01
-01
-01
-02
-03
-05
-01
-08
-22
-02
ACCOUNT TITLE
GENERAL FUND
State Operations and Local Assistance
TOTAL GENERAL FUND
CAPITAL PROJECT AND BOND REIMBURSABLE FUNDS
HIGHWAY AND BRIDGE CAPITAL
REHAB/REPAIR MARITIME
D21RVE- MARITIME
D36RVE- CENTRAL ADMIN
RESIDENCE HALL CAMPUS LET BOND PROCEEDS
REHAB/REPAIR ALBANY
D01RVE- ALBANY
REHAB/REPAIR BINGHAMTON
D07RVE- BINGHAMTON
REHAB/REPAIR BUFFALO UNIVERSITY
D28RVE- SUNY BUFFALO
REHAB/REPAIR STONYBROOK
D13RVE- STONYBROOK
REHAB/REPAIR BROOKLYN
D14RVE - HSC BROOKLYN
REHAB/REPAIR SYRACUSE
D15RVE- HSC SYRACUSE
REHAB/REPAIR BROCKPORT
D02RVE- BROCKPORT
REHAB/REPAIR BUFFALO COLLEGE
D03RVE -SUB BUFFALO
REHAB/REPAIR CORTLAND
D04RVE- CORTLAND
REHAB/REPAIR FREDONIA
D05RVE- FREDONIA
REHAB/REPAIR GENESEO
D06RVE- GENESEO
REHAB/REPAIR OLD WESTBURY
D31RVE- OLD WESTBURY
REHAB/REPAIR NEW PALTZ
D08RVE- NEW PALTZ
REHAB/REPAIR ONEONTA
D09RVE- ONEONTA
REHAB/REPAIR OSWEGO
D10RVE- OSWEGO
REHAB/REPAIR PLATTSBURGH
D11RVE- PLATTSBURGH
REHAB/REPAIR POTSDAM
D12RVE- POTSDAM
REHAB/REPAIR PURCHASE
D29RVE- PURCHASE
REHAB/REPAIR FOR UTICA/ROME
D27RVE- CAMPUS RESERVE
REHAB/REPAIR ALFRED
D22RVE- ALFRED
REHAB/REPAIR CANTON
D23RVE- CANTON
REHAB/REPAIR COBLESKILL
D24RVE- COBLESKILL
REHAB/REPAIR DELHI
D25RVE- DELHI
REHAB/REPAIR FARMINGDALE
D26RVE- FARMINGDALE
REHAB/REPAIR MORRISVILLE
D27RVE- MORRISVILLE
STATE PARK INFRASTRUCTURE
CW/CA IMPLEMENTATION DEC
CW/CA IMPLEMENTATION STATE
CW/CA IMPLEMENTATION ERDA
CW/CA IMPLEMENTATION EFC
SITE INVESTIGATION & CONSTRUCTION
HAZARDOUS WASTE CLEAN UP
YOUTH FACILITIES IMPROVEMENT
HOUSING ASSISTANCE
HOUSING PROG FD-HSG TR FD CORP
HOUSING PROG FD AFFORD HSG CORP
HOUSING PROG FD-DEPT OF SOCIAL SERVICES
HOUSING PROG FD-HFA
HIGHWAY FAC PURPOSE
CLEAN AIR CAPITAL
NY RACING ACCOUNT
OPWDD-STATE FACILITIES PRE 12/99
Change
0.00
$0.00
0.00
$0.00
0.00
$0.00
0.00
$0.00
77,881,049.25
0.00
0.00
0.00
651,727.86
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.37
23,643.92
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
23,642,082.62
83,333.33
0.00
0.00
308,700.00
0.00
125,370,880.21
3,468,178.25
21,607,748.05
111,434,375.05
19,837,306.22
41,149,975.56
0.00
11,014,350.77
0.00
12,500,000.00
0.00
118,875,153.68
0.00
0.00
0.00
654,445.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
26,202,424.57
83,333.33
0.00
0.00
308,700.00
0.00
130,074,785.01
4,292,381.70
21,607,748.05
111,434,375.05
19,837,306.22
52,399,975.56
0.00
11,189,872.11
0.00
12,500,000.00
0.00
137,947,289.65
0.00
0.00
0.00
654,980.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
28,139,663.86
169.29
0.00
0.00
308,700.00
0.00
137,259,853.73
3,741,544.34
21,607,748.05
111,434,375.05
19,837,306.22
52,399,975.56
0.00
11,419,104.50
0.00
114,337,367.00
0.00
276,504,091.86
0.00
0.00
0.00
650,535.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
29,115,978.88
169.29
0.00
0.00
308,700.00
0.00
144,393,138.27
5,119,317.43
21,607,748.05
111,434,375.05
19,837,306.22
52,399,975.56
0.00
11,620,473.07
0.00
129,946,225.00
0.00
(49,662,652.56)
0.00
0.00
0.00
26,978.35
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1,538,449.11
0.00
0.00
0.00
0.00
0.00
2,198,883.26
2,272,653.98
0.00
21,790,000.00
112,500.00
11,250,000.00
0.00
110,055.56
0.00
78,387,335.00
0.00
0.00
$0.00
(9)
226,841,439.30
0.00
0.00
0.00
677,513.35
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
30,654,427.99
169.29
0.00
0.00
308,700.00
0.00
146,592,021.53
7,391,971.41
21,607,748.05
133,224,375.05
19,949,806.22
63,649,975.56
0.00
11,730,528.63
0.00
208,333,560.00
0.00
(7)
APPENDIX G
(continued)
050
052
061
160
300
301
313
314
339
-01
-02
-01
-AF
-J6
-29
-03
-06
-01
-02
-F7
-H4
-IC
-K5
-K6
-S4
-S5
-S6
-XB
-01
-02
-01
-02
-03
-05
-08
-10
-13
-15
-16
-17
-20
-25
-26
-44
-47
-60
-62
-68
-81
-90
-93
-95
-A4
-A5
-A6
-AG
-AH
-AI
-AQ
-AX
-AY
-B3
ACCOUNT TITLE
DSAS-COMMUINTY FACILITIES
OMH-COMMUNITY FACILITIES
OPWDD-COMMUNITY FACILITIES
OASAS-COMMUNITY FACILITIES
DASNY - OMH ADMIN
DASNY - OPWDD ADMIN
DASNY - OASAS ADMIN
OMH -STATE FACILITIES
OPWDD -STATE FACILITIES
OASAS -STATE FACILITIES
CORR. FACILITIES CAPITAL IMPROVEMENT
DOCS-REHABILITATION PROJECTS
TOTAL CAPITAL AND BOND REIMBURSABLE FUNDS
STATE SPECIAL REVENUE FUNDS
TUITION REIMBURSEMENT FUND
VOCATIONAL SCHOOL SUPERVISION
LOCAL GOVERNMENT RECORDS MGMT
HOSPITAL BASED GRANTS PROGRAM
EPIC PREMIUM ACCOUNT
CHILD HEALTH INSURANCE
LOTTERY-EDUCATION
VLT EDUCATION
ENVIR FAC CORP ADM ACCT
ENCON ADMIN ACCT
HAZARDOUS BULK STORAGE
ENCON-UTILITY ENVIRONMENTAL REGULATION
FEDERAL GRANTS INDIRECT COST RECOVERY ACCOUNT
ENCON-LOW LEVEL RADIOACTIVE WASTE SITING
ENCON-RECREATION
ENCON CONSERVATIONIST MAGAZINE ACCT
ENVIRONMENTAL REGULATORY
NATURAL RESOURCES ACCOUNT
MINED LAND RECLAMATION ACCT
PUBLIC TRANSPORTATION SYSTEMS
METROPOLITAN MASS TRANSPORTATION
OPERATING PERMIT PROGRAM
MOBILE SOURCE
HEALTH-SPARC'S
OPWDD PROVIDER OF SERVICE
NYS THRUWAY AUTHORITY
MENTAL HYGIENE PROGRAM
MENTAL HYGIENE PATIENT INCOME ACCOUNT
FINANCIAL CONTROL BOARD
RACING REGULATION ACCOUNT
RACING REGULATION ACCOUNT
QUALITY OF CARE
CYBER SECURITY UPGRADE
CERTIFICATE OF NEED ACCT
HOSPITAL AND NURSING HOME MANAGEMENT
SU DORM INCOME REIMBURSE
ENERGY RESEARCH ACCOUNT
CRIMINAL JUSTICE IMPROVEMENT
FINGERPRINT IDENTIFICATION & TECH ACCOUNT
ENV LAB REF FEE
CLINICAL LAB FEE
PUBLIC EMP REL BOARD
RADIOLOGICAL HEALTH PROTECTION
TEACHER CERTIFICATION PROGRAM
BANKING DEPARTMENT ACCOUNT
CABLE TELEVISION
DOS BUSINESS AND LICENSING
INDIRECT COST RECOVERY
HIGH SCHOOL EQUIVALENCY PROGRAM
RAIL SAFETY INSPECTION
CHILD SUPPORT INCENTIVE REVENUE
MULTI - AGENCY TRAINING ACCOUNT
CRITICAL INFRASTRUCTURE ACCT
0.00
0.00
0.00
0.00
13,350,156.47
44,910,959.21
0.00
0.00
0.00
609,752.85
62,588.12
0.00
451,444.00
5,273,994.12
7,274,343.21
0.00
27,202,841.19
19,146,150.52
0.00
0.00
0.00
12,173,620.65
2,990,170.29
49,211.78
0.00
1,185,448.62
0.00
0.00
668,971.73
6,186,730.50
3,460,590.42
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
20,565,997.16
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
15,927,917.01
48,290,189.36
0.00
0.00
0.00
796,362.24
42,419.30
0.00
1,242,680.30
4,201,313.30
7,083,734.80
0.00
26,926,400.52
19,301,484.16
6,750.76
0.00
0.00
12,986,038.01
535,508.67
223,957.66
21,548,945.18
0.00
0.00
0.00
164,811.12
6,139,043.96
3,269,483.40
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
20,621,069.57
0.00
0.00
0.00
0.00
0.00
0.00
1,111,097.62
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
15,944,497.72
93,217,111.74
0.00
0.00
0.00
957,922.06
20,592.00
0.00
0.00
4,442,007.09
7,155,476.15
0.00
26,166,359.99
19,543,015.64
88,741.76
3,421,576.60
9,582,167.71
13,755,508.49
413,950.21
858,229.24
50,102,581.25
2,395,616.24
0.00
0.00
274,111.87
5,973,155.30
4,154,139.53
0.00
0.00
0.00
0.00
9,843.18
739,101.74
0.00
0.00
0.00
20,912,576.63
0.00
0.00
0.00
0.00
0.00
0.00
2,474,071.82
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1,119,481.88
0.00
0.00
501,032.18
4,835,731.73
7,625,309.24
0.00
28,061,340.77
20,006,610.70
455,743.03
3,825,630.94
34,877,214.60
16,296,932.00
413,723.15
1,123,061.76
84,946,365.96
1,147,716.10
0.00
0.00
661,484.33
6,066,913.71
7,540,516.55
16,400,918.67
0.00
0.00
0.00
0.00
739,101.74
0.00
0.00
0.00
22,763,028.81
0.00
0.00
0.00
0.00
0.00
0.00
2,642,796.23
0.00
0.00
0.00
0.00
0.00
Change
0.00
271,986.78
0.00
2,254,468.75
(1,022,294.23)
396,831.70
(108,678.22)
2,857,525.93
0.00
0.00
0.00
(3,116,348.96)
$69,557,694.45
0.00
0.00
0.00
0.00
0.00
21,474,781.98
0.00
0.00
0.00
161,559.82
0.00
0.00
620,681.97
122,052.79
112,739.00
0.00
(156,532.98)
(60,208.90)
70,502.11
(3,825,630.94)
(34,877,214.60)
572,751.82
(413,723.15)
71,811.88
27,400,414.11
23,425.36
0.00
0.00
(498,662.25)
(70,609.80)
1,218,116.04
0.00
0.00
0.00
0.00
0.00
3,807,500.00
0.00
0.00
0.00
(3,176,779.61)
0.00
0.00
0.00
0.00
0.00
0.00
1,551,377.74
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
21,474,781.98
0.00
0.00
0.00
1,281,041.70
0.00
0.00
1,121,714.15
4,957,784.52
7,738,048.24
0.00
27,904,807.79
19,946,401.80
526,245.14
0.00
0.00
16,869,683.82
0.00
1,194,873.64
112,346,780.07
1,171,141.46
0.00
0.00
162,822.08
5,996,303.91
8,758,632.59
16,400,918.67
0.00
0.00
0.00
0.00
4,546,601.74
0.00
0.00
0.00
19,586,249.20
0.00
0.00
0.00
0.00
0.00
0.00
4,194,173.97
0.00
0.00
0.00
0.00
0.00
APPENDIX G
(continued)
261
265
267
269
290
291
291
291
480
484
486
486
-04
-10
-01
-00
-09
-10
ACCOUNT TITLE
INSURANCE DEPT
BELL JAR COLLECTION ACCOUNT
INDUSTRY AND UTILITY SERVICE
REAL PROPERTY DISPOSITION
PARKING ACCOUNT
ASBESTOS SAFETY TRAINING
PUBLIC SERVICE
REG MANUFACTURED HOUSING
SPECIAL CONSERVATION ACTIVITIES
BATAVIA SCHOOL FOR THE BLIND
INVESTMENT SERVICES
SURPLUS PROPERTY ACCOUNT
OPWDD DAY SERVICES ACCOUNT
FINANCIAL OVERSIGHT
REGULATION INDIAN GAMING
PROFESSIONAL EDUC SERVICE
ROME SCHOOL FOR THE DEAF
DSP-SEIZED ASSETS
ADMINISTRATIVE ADJUDICATION
FEDERAL SALARY SHARING
NYC ASSESSMENT ACCT
CULTURAL EDUCATION ACCOUNT
EXAMINATION & MISC REV
TRANSPORTATION REGULATION
CONSUMER PROTECTION BD.
LOCAL SERVICE ACCOUNT
DHCR MORTGAGE SERVICES
DMV-COMPULSORY INS PRGM
HOUSING INDIRECT COST RECOVERY
DHCR-HOUSING CREDIT AGENCY APPLY FEE
EPIC PREMIUM
OTDA INCOME ACCOUNT
LOW INCOME HOUSING CREDIT MONITORING
PROCUREMENT OPPORTUNITY NEWSLETTER
EFC-CORPORATION ADMINISTRATION
MONTROSE VETERAN'S HOME
MOTOR FUEL QUALITY ACCOUNT
DEFERRED COMPENSATION ADMIN
RENT REVENUE OTHER - NYC
RENT REVENUE
TAX REVENUE ARREARAGE ACCOUNT
OGS-SOLID WASTE MGMT
OCCUPATIONAL HEALTH CLINICS
SALES TAX RE-REG FEE ADMN
EQUITABLE SHARING AGMT
TAX RETURN PREPARER REG FEE ADM
S.U. NON-RESIDENT REV. OFFSET
STATE POLICE MV ENFORCE
DOT - HIGHWAY SAFETY PRGM
EFC DRINKING WATER PROGRAM
DOH DRINKING WATER PROGRAM
NYCCC OPERATING OFFSET
TOTAL STATE SPECIAL REVENUE FUNDS
FEDERAL FUNDS
FEDERAL USDA/FOOD AND NUTRITION SERVICES FUND
FEDERAL HEALTH AND HUMAN SERVICES FUND
FEDERAL EDUCATION GRANTS FUND
FEDERAL BLOCK GRANT FUND
FEDERAL OPERATING GRANTS FUND
MILITARY AND NAVAL AFFAIRS
DEPARTMENT OF TRANSPORTATION
FEDERAL CAPITAL PROJECTS FUND (ALL OTHER)
UI ADMINISTRATION
FEDERAL UNEMPLOYMENT INS OCCUPATIONAL TRAINING
DOL WORKFORCE INVESTMENT ACT
DOL FEDERAL GRANTS
TOTAL FEDERAL FUNDS
Change
0.00
0.00
0.00
0.00
0.00
107,808.04
0.00
0.00
0.00
6,840,551.55
614,846.54
0.00
1,105,797.16
997,700.51
96,993,579.56
0.00
196,141.11
4,576,552.38
3,560,189.56
0.00
0.00
14,452,981.32
0.00
0.00
0.00
0.00
858,981.51
0.00
0.00
0.00
0.00
0.00
0.00
0.00
44,411.51
0.00
0.00
143,432.81
9,052,970.87
361,012.52
1,798,687.92
0.00
0.00
0.00
0.00
0.00
52,432,929.92
34,612,410.50
2,328,041.94
0.00
5,346,985.06
11,851,439.68
$413,840,422.81
0.00
0.00
0.00
0.00
0.00
79,202.01
0.00
0.00
0.00
6,015,683.70
37,410.68
0.00
0.00
520,737.96
97,335,633.87
0.00
1,284,910.98
9,653,609.92
2,199,943.01
0.00
0.00
13,282,917.36
0.00
0.00
0.00
0.00
254,163.83
0.00
0.00
0.00
0.00
0.00
0.00
0.00
201,495.14
0.00
0.00
34,639.17
1,166,109.83
391,909.96
1,798,687.92
0.00
0.00
0.00
0.00
0.00
52,442,588.32
53,680,091.34
2,573,125.49
0.00
3,940,900.46
12,482,613.96
$449,795,581.85
0.00
0.00
0.00
0.00
0.00
108,901.31
0.00
0.00
0.00
6,505,183.99
400,041.34
0.00
0.00
714,702.65
99,717,543.65
0.00
1,508,446.23
11,984,586.84
0.00
0.00
0.00
12,587,104.27
0.00
0.00
0.00
0.00
1,024,589.78
0.00
0.00
0.00
0.00
0.00
0.00
0.00
299,457.73
0.00
0.00
109,511.18
6,776,293.98
480,664.99
1,798,856.59
0.00
0.00
516,452.80
0.00
52,242.98
52,450,343.96
41,636,508.84
1,831,186.35
0.00
4,797,462.22
14,783,265.54
$542,685,701.18
0.00
0.00
0.00
0.00
0.00
126,513.59
0.00
0.00
0.00
5,818,147.92
500,402.26
0.00
0.00
909,205.91
99,926,168.67
0.00
1,033,757.73
12,230,078.38
0.00
0.00
0.00
12,971,049.85
0.00
0.00
0.00
0.00
1,350,022.72
0.00
0.00
0.00
0.00
0.00
0.00
0.00
389,742.57
0.00
0.00
137,148.66
8,681,044.02
263,877.41
1,801,007.30
0.00
0.00
0.00
0.00
0.00
52,457,424.35
65,045,650.64
2,078,426.77
0.00
5,086,010.23
17,075,681.64
$549,932,014.70
0.00
0.00
0.00
0.00
0.00
(5,439.64)
0.00
0.00
0.00
181,287.54
(158,434.87)
0.00
0.00
(419,888.77)
1,071,506.02
0.00
267,270.35
1,794,026.43
2,227,726.52
0.00
0.00
(1,609,385.96)
0.00
0.00
0.00
0.00
(647,361.41)
0.00
0.00
0.00
0.00
0.00
0.00
0.00
97,359.86
0.00
0.00
(63,803.73)
(7,511,001.34)
(11,207.58)
0.00
0.00
0.00
0.00
0.00
0.00
5,948.26
(9,916,807.00)
176,673.81
0.00
367,185.12
2,281,753.78
$2,255,759.78
6,693,951.84
3,789,772.77
207,004,526.41
0.00
39,288,031.89
12,456,677.75
53,609,245.43
20,901,526.72
347,301.70
0.00
0.00
5,236.00
$344,096,270.51
2,663,801.83
7,113,640.86
44,666,967.02
0.00
58,860,594.40
13,037,506.84
32,457,571.23
5,321,719.78
3,266,023.27
0.00
2,374,847.19
5,236.00
$169,767,908.42
8,340,277.71
454,535,557.45
47,817,227.30
0.00
58,433,038.79
11,842,782.38
0.00
5,739,288.44
1,092,442.29
0.00
1,865,071.36
0.00
$589,665,685.72
16,190,739.87
312,107,755.11
11,352,419.43
0.00
46,780,776.69
10,844,706.83
0.00
5,653,084.53
2,291,621.70
0.00
250,491.09
0.00
$405,471,595.25
12,788,034.24
(261,854,818.16)
3,040,281.93
0.00
12,812,651.42
54,632.60
0.00
(1,380,278.37)
(2,291,621.70)
0.00
1,950,484.51
0.00
($234,880,633.53)
28,978,774.11
50,252,936.95
14,392,701.36
0.00
59,593,428.11
10,899,339.43
0.00
4,272,806.16
0.00
0.00
2,200,975.60
0.00
$170,590,961.72
(1)
(2)
(3)
(4)
(5)
(7)
(6)
(8)
APPENDIX G
(continued)
ACCOUNT TITLE
179
-02
AGENCY FUNDS
MMIS - STATE & FEDERAL
TOTAL AGENCY FUNDS
325
331
-01
-55
ENTERPRISE FUND
STATE FAIR RECEIPTS FUND
OGS CONVENTION CENTER ACCOUNT
TOTAL ENTERPRISE FUND
323
-03
-05
-06
-07
-08
-09
-12
-13
-14
-15
-17
-18
-19
-20
-21
-23
-26
-27
-28
-02
-05
-09
-10
-12
-14
-17
-18
-20
-23
-24
-26
-27
-28
-30
-ZV
-01
-04
-00
-01
-00
334
394
395
396
397
Change
0.00
$0.00
0.00
$0.00
0.00
$0.00
0.00
$0.00
0.00
$0.00
0.00
$0.00
0.00
0.00
$0.00
0.00
0.00
$0.00
0.00
0.00
$0.00
0.00
0.00
$0.00
0.00
0.00
$0.00
0.00
0.00
$0.00
834,316.06
163,641.56
1,739,130.22
344,647.71
2,162,579.46
0.00
2,172,318.67
0.00
0.00
0.00
1,870,360.32
0.00
173,865.36
0.00
0.00
273,099.92
763,219.04
0.00
0.00
0.00
0.00
0.00
108,638.64
0.00
1,257,608.72
6,360,078.48
0.00
0.00
4,700,595.57
0.00
0.00
0.00
307,699.53
48,643.31
0.00
0.00
1,429,936.31
13,503,438.89
3,379,217.79
0.00
$41,593,035.56
718,941.14
298,770.19
1,880,478.25
161,737.51
2,424,296.81
0.00
2,456,412.97
393,942.04
0.00
0.00
2,110,913.40
0.00
189,605.74
0.00
0.00
196,075.52
665,207.62
0.00
0.00
0.00
0.00
0.00
12,318.90
5,630.27
1,352,277.59
5,988,543.48
0.00
0.00
0.00
0.00
0.00
430,318.82
330,987.65
90,870.28
0.00
0.00
1,677,200.23
14,258,035.80
3,440,602.75
0.00
$39,083,166.96
496,241.52
348,870.87
1,967,789.81
0.00
2,401,180.13
0.00
2,653,722.03
572,780.28
0.00
0.00
1,297,367.80
0.00
0.00
0.00
0.00
337,949.29
756,198.21
0.00
0.00
0.00
0.00
0.00
39,330.69
40,675.36
1,206,932.53
5,646,223.33
0.00
0.00
693,653.62
0.00
0.00
430,318.82
340,723.49
169,944.20
0.00
0.00
1,786,357.82
14,742,698.99
3,603,551.45
0.00
$39,532,510.24
262,014.82
0.00
2,084,475.26
0.00
515,072.94
0.00
2,695,875.59
0.00
0.00
0.00
451,249.70
0.00
1,264,135.28
0.00
0.00
191,654.93
571,202.40
0.00
0.00
0.00
0.00
0.00
0.00
11,773.02
1,277,359.41
5,603,393.33
0.00
0.00
0.00
0.00
0.00
430,873.23
270,762.41
213,625.01
0.00
0.00
260,105.86
15,374,322.65
3,405,225.15
997,055.05
$35,880,176.04
(77,072.44)
0.00
101,949.76
0.00
(203,770.18)
0.00
139,217.98
0.00
0.00
0.00
(259,779.91)
0.00
15,718.80
0.00
0.00
(23,973.37)
(98,866.89)
0.00
0.00
0.00
0.00
0.00
0.00
9,479.47
109,322.41
(106,645.00)
0.00
0.00
6,663,002.55
0.00
0.00
0.00
15,079.69
463,044.42
0.00
0.00
202,399.36
1,654,379.91
(519,313.63)
(344,612.32)
$7,739,560.61
184,942.38
0.00
2,186,425.02
0.00
311,302.76
0.00
2,835,093.57
0.00
0.00
0.00
191,469.79
0.00
1,279,854.08
0.00
0.00
167,681.56
472,335.51
0.00
0.00
0.00
0.00
0.00
0.00
21,252.49
1,386,681.82
5,496,748.33
0.00
0.00
6,663,002.55
0.00
0.00
430,873.23
285,842.10
676,669.43
0.00
0.00
462,505.22
17,028,702.56
2,885,911.52
652,442.73
$43,619,736.65
$1,656,170,821.34
$1,587,098,582.89
$2,232,428,130.11
$2,189,286,234.08
($155,327,618.69)
$2,033,958,615.39
Temporary Loans are authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 58, Part BB, Section 1 and 1A, of the Laws of 2011-12.
The loans represent authorizations made by the Legislature to allow certain funds/accounts to make appropriated payments regardless of the fund (cash) balance.
Such loans are made from the State's Short-Term Investment Pool (STIP) and are intended to satisfy temporary cash shortfalls whenever scheduled disbursements
exceed available revenues during the fiscal year. Generally, temporary loans are repaid from the first cash receipts of the fund or account; however, in some cases actual
revenues are not sufficient to repay all loans made to the fund or account and a transfer from the General Fund "Repayment of Receivables" appropriation is approved by the Budget Director.
NOTE:
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)