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Special Critical periods of obesity1

Article

in childhood

for

the

development

William
ABSTRACT

H Dietz
Critical periods of development have been well not

been

carefully

explored for efforts entrain period prevalence the process

(12). development and body for stage of that the

Nonetheless, of obesity promote

the

identification may serve of In this will alterations use the the word critical onefor and for the adto the disbe

recognized However,

for many behavioral as others have pointed

and developmental out, such periods Many periods of

processes. of critical periods have not been focus preventive the sug- mechanisms decussion, gesdefined that increase that entrain that a critical the later

the

characterization its distribution. of obesity physiologic We with that will during

widely reported for nutritional diseases. gest that two and possibly three critical velopment tation occurs begins obesity and of between at these and its obesity infancy, 5 and 7 y of and its the age, complications. period and early

observations exist for These include rebound Obesity

fat

and

development in which obesity.

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as a developmental to describe because (14) does

adiposity

adolescence.

is initiated

periods appears complications. associated the preventive


J Clin Nutr

to increase the The mechanisms obesity of on

risk of persistent period, that account for self remain process should The olescence velopment

its definition not imply the represent Each

to draw along a mechanism period of three these of adiposity critical will be

or after accounts rebound,

the increased risk unclear. Nonetheless, serve stages. KEY ment, to focus
Am

with existence efforts


1994;59:955-9.

at these ages critical periods these

that follows. prenatal period, appear to of obesity.

developmental

periods considered

the dein turn.

WORDS children

Obesity,

diabetes,

fat

distribution,

develop-

Prenatal
Obesity

period

Introduction Obesity ulation of graphic sity, icant the the onset


more

Follow-up is now one the United behavioral of the most prevalent States (1, 2). Although factors (3, 4) appear early in life diseases in the popthat prenatal a variety of demodevelopment associated with obeIn October

studies and and of


1944

of

infants

exposed

to

famine

prenatally

or

of infants perinatal fatness


the

of diabetic mothers overor undernutrition life.


occupation

strongly suggest influences the

and

in later
German

the familial resemblances in fatness5, 6) indicate ( genetic effect on susceptibility to the disease. severity persistence obesity
severe

of

obesity of that obesity persists


disease

and

age into into


(7),

at onset adulthood. adulthood


childhood-onset

restricted food supthe a signifplies to the western Netherlands. At the beginning ofthe occupation In general, the average per capita daily ration approximated 7533 kJ (1800 affect the likelihood of kcalld) (15) and declined to 25 1 1 Id (600 kcal/d) in the 6 mo that Although childhoodfollowed. In May, 1945, after liberation, food supplies again promay be associated with vided 71 14 U (1700 kcal/d). The clear delineation of the onset and obesity accounts

adult

for well

a minority Critical or For described

of the sensitive for

cases (10) many

of obesity periods physiologic of in

present and

in adults

(8, have

9).

end
of

of the
the effects

famine
of

in the
maternal

Netherlands permitted
nutrition on

a careful
subsequent

assessment
growth. At the

development

cesses. trimester malities,


One of

example, of pregnancy later


examples best

exposure produces intrauterine


of

the fetus a variety exposure


phenomenon

been time behavioral (1 1) prowho to rubella in the first was of congenital abnorto the virus
(12) is

of their military had been exposed compared


Holland that

induction, the growth of 19-y-old to famine in utero or in the age-matched


not been

Dutch men perinatal period from Obesity areas

with
had

control
exposed

subjects
to the

drawn
famine (15).

whereas
the

does
the

not.

of

this

effect

of and

fetal 12th

dihydrotestosterone exposure wk of fetal Likewise, the same of

exposure females the period development absence produces

on

the

external female

genitalia. between the pseudoher8th


icine,
2

From
England

the Division
Medical

of Pediatric
Boston, HD25579 to WH

Gastroenterology
and from Tufts NICHD New University and

and Nutrition,
School grant of

New
Mcd-

Intrauterine maphrodites. males during external The


development J Clin

to testosterone produces of

Center, by grant

Boston. Supported P30-DK46200 Medical Center,

dihydrotestosterone in ambiguous or feminized at critical periods


obesity,

from
3

NIDDK.
Address 213, 750 reprint requests Dietz, England

genitalia possibility
entrain

(13). that nutritional


nutritional

Box

alterations
states, such

of Received
has Accepted

as

adult

Washington Street, Boston, MA 02111. May 26, 1993. for publication November 10, 1993.
Nutrition

Am

Nutr

1994;59:955-9.

Printed

in

USA.

1994

American

Society

for

Clinical

955

956
was

DIETZ defined as a weight-for-height appeared lowest


>

120% among

of standard. men exposed

The

preyin
.

alence utero
period.

of obesity

to famine postnatal among

in the last trimester of pregnancy or in the immediate In contrast, the prevalence of obesitywas increased men who of infants that for period the were exposed (Fig of diabetic the third entrainment 1). mothers trimester offer additional may In a large to famine in utero of pregnancy

EJ
I

Non-Diabetics

Diabetics 95% Confidence Interval

young tnmesters Studies the

in the twofirst support represent population 40 for 6O a


F...
..

1#{149}

suggestion

of pregnancy of fatness. mothers or an

critical of Pima diabetic

mothers and based on the

their infants (16), presence of diabetes

were defined as abnormal glucose


U

tolerance test. Prediabetic mothers were mal glucose tolerance who subsequently sity
50th 50th

defined as those with nordeveloped diabetes. Obeas a weight 140% of the

20

in the

infants

and

children

was

defined

percentile desirable weight-for-gestational age or 140% of the percentile ofweight-for-height. Infantsborn to diabetic mothers were fatter at birth than were infants of prediabetic or nondiabetic mothers dren of
significantly

tJ
who Adapted were

AGE FIG 2. Prevalence

:1
Pettit

AT EXAMINATION at subsequent
prediabetic, et al (16).

(years) ages
or

(16). Furthermore, diabetic mothers


higher than

the prevalence at ages -9, 5 10the prevalence

of obesity among chil14, and 15-19 y was


of obesity among

of obesity
diabetic, from

among
nondiabetic

children
during

born
their

of

the

same

age born

to pre-

or

nondiabetic children mothers confirmed

mothers

(Fig

2).

children to mothers pregnancy.

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The

prevalence appeared of the Several

of obesity among the to be independent of the childs other birth (16). studies have large

of diabetic mothers also obesity status at the time the the the persistent at ages In these observed

follow-up possibility

studies that the

of infants intrauterine

of diabetic environment none of the

mothers, may latter that operate

and entrain

support subcxin utero.

of birth weight for the subsequent 1 1, 15 (18), and 17 y (19), and the tracking of birth weight was infants of diabetic mothers. or maternal obesity, both sequent likely fatness. to parallel However, birth weight,

risk of obesity in adulthood (9). lower than that

effect sequent fatness. Nonetheless, 6 (17),dude the possibility of genetic studies among Pathophysiology diabetes The and subtional are is withundersimplest exposure conceptualization is that appetite during this period. may

observations

determinants

None determined of which affect because these the findings

gestational birth weight are consistent

of the regulation Early the control may affect

effects of in utero nutriand adipocyte numbers in utero exposure to either of hypothaadi-

prevalence

of diabetes

entrained

or overnutrition

differentiation

lamic centers responsible for the in utero exposure to undernutrition pocyte whereas pocyte pair the Likewise, nutrition
U. #{163}0 against or

of food intake (15). Late reduce the extensive of may

replication that late in utero hyperplasia regulation third may


promote

occurs exposure Therefore, intake,

in the last trimester to overnutrition early and undernutrition predispose undernutrition cellularity logical factors or of

pregnancy, cause adimay imobesity. or and overprotect no affect adi-

(15). trimester influence

of food

to later

and postnatal adipose tissue


obesity.

later

Although firm adipose pocyte ticoids pogenic mone The fects effects evidence tissue

these exists mass

mechanisms for either. include

represent Additional differential

hypotheses, that may

0
LU

C:,

site-dependent

sensitivity to or metabolism (21), alterations in lipoprotein enzymes receptor effects usually of (22, numbers of prenatal associated prenatal exposure 23), (24). nutritional with obesity on fatness, or changes

insulin (20) or glucocorlipase or mitochondrial liin insulin or lipolytic on suggest the morbid from that the horefthe en-

exposure appear and diseases English blood

dissociated

trainment of obesity dent processes. For weight increased

and its associated example, in several the risk of elevated

may be indepencohorts, low birth pressure in children in or diabetes mortality (25, 28).

COHORT

FIG 1. Prevalence ofobesity in 19-y-old men exposed to famine either The effects of low birth weight on morbidity persisted after conin utero or during early postnatal life. Exposure to famine in the last trol for geographic region, socioeconomic status, mode of infant trimester of pregnancy or early infancy is associated with a reduced prevfeeding, and smoking. The same studies failed to demonstrate alence of obesity at age 19 y, whereas exposure early in pregnancy is any increase in morbidity or mortality for those individuals associated with an increased prevalence of obesity at age Adapted 19 y. from Ravelli et al(15). whose birth weight was greater than average.

and adults adulthood

(25, 26), abnormal (27), and increased

glucose tolerance cardiovascular

CRITICAL These ses. risk dren nal For first-trimester apparent example, contradictions infants exposure whose offer birth several weight may

PERIODS testable is low incur an

FOR hypothebecause increased

OBESITY whereas as teenagers of 20% of obese (36, risk persists Adolescence only

DEVELOPMENT 10% (9). of obese Approximately females returned adult males 70% to had of normal onset obese weight

957 of their males, over obesity but a only 10-y

to undernutrition

of subsequent whose birth undernutrition and represent

adiposity and hypertension or diabetes. weight is low because of third-trimester may diabetes, the Infants have that

Chil- period mater- ticular hyduring mdi-that

37). These findings indicate that girls may be at parfor adult obesity if their disease is present or develops and adulthood also appears that adolescent-onset may herald to represent obesity a lifelong a critical in females problem. period for the into

incur but who an the

an not are

increased obesity. exposed risk

risk Perhaps obese,

of subsequent the to but latter latter maternal normal-weight

adolescence,

pertension viduals individual overnutrition risk esis related cesses of would

metabolically increased development

(29). may

in utero of obesity, of the of subsequent

entrainment a lower study of

of obesity-associated individuals studied 1935), when 50th was mortality (BMI > 75th compared

morbidity. SS-y a follow-up In during the Third Harvard

Growth

subsequent suggest

morbidity.

Confirmation of diabetic mothers later in development.

hypoth- Study obesity- were on school protween several classified high

(1922overweight years 25th and diseases as school weight

was increased among men who percentile) during their high with men who were (38). both The mortality suggesting lean Morbidity men and persisted that the (BMI befrom women effect mordiadult of even

disease in infants that differ or occur

depends

percentile) adolescents also increased among during on high morbidity resulted effects more did school. and

Period Several bound of divided subsequently again occurs Changes

of adiposity
sources may by begins represent adiposity. height2 decreases to increase. of

rebound
data another The increases (30, The 31). time (m)] suggest critical body in Beginning at which that the period mass the time for index first the of the year second rebound thickness cohort adiposity development [BMI; of wt life, BMI

obese weight at age

significant

subsequent

when rebidity rectly, (kg)

53 y was effects from the to suffer than Danish personal

controlled,

and mortality rather than

from adolescent obesity of adolescent obesity on consequences women. Data of obesity from (41), young and 1991)

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5 at y of age,

weight. Men tended and ent during adolescence

presadult Norwesupport

has been called the in fatness measured

period of adiposity by triceps-skinfold from a small

increase overweight gian men (30, 31). appear these

Dutch (39), (HT Waaler,

(40), Swedish communication,

observations.

to follow a similar pattern (5). Longitudinal observations 31) gest hood skinfold whose pared 6.5 and a somewhat that the time effect In both thicknesses adiposity with children late (31).

significant

Pathophysiology (30, by which adolescent-onset obesity lead to an larger cohort in southwestern Ohio (32) sug- The mechanisms increased likelihood of adverse sequelae or the persistence of at which adiposity rebound begins may have a obesity is not clear. One potential explanation for the apparent on fatness in adolescence (30, 32) and adultentrainment of morbidity during adolescence may be the pattern adolescents and adults, BMI and subscapularof fat deposition that occurs at this time. Boys, and to a lesser were significantly greater among children extent girls, appear to deposit fat centrally and lose fat periphrebound began early (before.5 y of age), 5 cornin France whose adiposity 31). clearly rebound a relationship was average between as they (6.0-. erally are apparently mature absent (43). and (42). from some Estrogen female gluteal and progesterone abdominal, femoral, androgen depots receptors (44). These receptors or omenexist in abfindings

y) or Although

(after 7 y) (30, these data show

posity rebound has not been of adiposity

and subsequent fatness, the prevalence examined. Therefore, the evidence that rebound represents obesity effect of children a critical is not adiposity who yet period for established. rebound on earlier

tissue adi-tal adipose dominal, omental, of obesity that the the period suggest adolescence the devel- during

However,

sexual dimorphism may be determined be deposited fat may be in adipocyte

of adipose tissue deposition by default. If androgens In gluteal metabolism, the abregion. as

opment of subsequent explanation for the posity a longer parallel. only may be that of period Therefore, gains period

rebound

fat may An alternate are present, sence of androgens, eventual adiRegional differences grow fatter for

intraabdominally. deposited in the receptors or

time. Rates of BMI increases differences in fatness at subsequent onset of the age-related increase No published to subsequent

reflect

an earlier

as differential effects of insulin on glucose uptake and limay remain well polysis may contribute to this process. ages may Intraabdominal fat in obese adults predicts diabetes (45), heart in fatness, (46), hypertension studies have disease fat distribution morbidity thermore, the sex-related differences tion inal (50). Increased fat may act on to reduce release the liver (47, 48), and hyperlipidemia (49). Furmay account for in the incidence a large proportion of of myocardial infarcfrom insulin of intraabdomresistance, glucose to glucose (52). may

and parallel linked the or mortality.

in fatness thereafter. of adiposity rebound

of free fatty acids to produce hepatic suppression

Adolescence
Obesity
Adolescence velopment obesity of appear represents obesity. greater of Both for the the females final risk proposed of than onset for period and males. appears several for persistence the

and

insulin-mediated and release (51). These and non-insulin-dependent

hepatic

production intolerance deLikewise, of decrease

effects contribute diabetes mellitus in the portal to contribute

increased insulin

free clearance

fatty

acids and

circulation hyperinsulinemia

The canalization throughout childhood

(53). Hyperinsulinemia and insulin resistance have been associto increase ated with hypertension (54,55). The high-risk plasma lipid prostudies obfile associated with increased intraabdominal fat appears indeserved an increased incidence of obesity in adolescent girls (34, pendent of hyperinsulinemia and abnormal carbohydrate metab35). Long-term follow-up studies of adolescents suggest that olism (56). An alternative perspective is that insulin resistance 30% of all obese adult women were obese early in adolescence, may represent a primary rather than a secondary event (57, 58). fatness (18, 33). with age Furthermore,

958
Whether to the tissue stimuli acting tributes remission to have have genie relapse and its yet appears any of the same of obesity more Fatty may sensitive potential remains than mechanisms unclear. does gluteal also Abdominal fat to

DIETZ predispose adipose lipolytic fat fat conobesity who no or studies lipoor fat the
Age (years)
7 8 9 10 11 12 13 14 15 16 17 18

9
8
1 I C

persistence (59, 60). on the liver to rates increased indicated stimuli play of obesity. distribution

7
6

acids released from intraabdominal help explain why intraabdominal and are higher may than also those fat. explain in women, However, to lipolytic why

hyperinsulinemia, in men that deposition adipocyte a central Careful and are of

tend C)
V

a a a

5
4

females males 3 2

\,\IIIIhhIItCC%C,,I

of gluteal role in the studies of the synergistic essential.

C) C

responses

likelihood of remission the ontogeny of body factors that affect

persistence

of obesity

Summary These critical obesity observations periods and exist its attendant and effects suggest that at least for the two and possibly

in childhood complications

development

FIG 3. Incidence of obesity among 859 females and 1019 males measured annually between the ages of 7 and y in the Third 18 Harvard Growth Study, 1922-1935. The figure supports the assertion that the periods of adiposity rebound (ages 5-7 y) and adolescence represent times of increased risk for the development of obesity. Children were three not studied before age 7 y. of later

of diabetes,

hypertension.

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at each of the critical periods outlined obesity that originate unclear. Likewise, age-specific therapeutic success have been confirmed in several studies, at least one of which has been established, and only limited data have followed subjects into adulthood, few longitudinal observations the potential hazards of weight-reduction have followed children with sufficient frequency through child- regarding Such data are essential to identify hood and adolescence to confirm that incident or persistent obe-children. effective time and target for efforts to prevent and sity increases at the periods outlined above. One exception is the Third ments several elude males with lescence Harvard Growth cohort Boston children appear adiposity marked
<

hypercholesterolemia. Although the

cardiovascular of birth weight

disease. on subsequent

The

relative

risks

of the

complications

or persistence rates been the treat

of obesity above remain have published therapy most childhood not in

cost-

Study,

which

included

annual

measure- obesity. in I gratefully acknowledge the inGrand, and Aviva Must for their and Aviva Must for her assistance

U
assistance of Jeffrey A Flier, Richard reviews of early drafts of the manuscript, with the data included in Figure 3. J

on a sizable towns near data from and females the peak of that

of children from (38). Although 7 y of to show rebound, age, an

1st to 12th grades this study did not data in both

incidence early peak and a second than in

that coincides peak in adoReferences males (Fig periods these persistent 3). I. Gortmaker
obesity

is more

in females

These observations represent critical periods obesity The also is the focus mechanisms

support the likelihood that these two periods for the onset of obesity. Whether critical periods for the onset deposition of of our current research. that trigger adipose tissue

SL, Dietz
in the United Freedman GS. Secular

WH,
States. DS,

Sobol
Am

AM,
J Dis of

Wehler
Child GL,

CA.
Harsha in early

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l987;141:535-40.

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PERIODS
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