Beruflich Dokumente
Kultur Dokumente
Tarun Singh
Abstract
2005 Australian AC Nielsen poll in which 75% of those surveyed agree that
concern that these racial and ethnic tensions have influenced the judicial
the issue of fewer probation sentences being given to ethnic and racial
minorities, when the option is available (Mustard, 2001). This paper looks to
characteristics of the soldiers and were instead random. In this paper, I argue
1.1Motivation
The motivation for this paper is twofold: the first to see if the executions
and commutations were biased against the Irish minority and secondly to
historians have an accurate claim in saying that the Irish were discriminated
against and secondly, would allow us to use this data set as a random
Studies done on race and prison sentences in United States federal courts
studies have suggested that the bias also extends to decisions regarding
probation, where minorities are again less likely to be given probation when
the option is available, and have found that certain minorities are more likely
penalty. Proponents of the death penalty cite the potential deterrent effects
of the death penalty, while others argue that the deterrent effect may not be
activity. Thus, it would seem reasonable to conclude that the death penalty
causal effects of crime (Chen and Horton, 2008). By showing that the
the data can be drawn upon to test the deterrent effect of the death penalty.
2. Historical Information
The British military’s decision to sentence over 3,000 of its own soldiers to
death in WWI, and actually executing about 10% of such cases, was an
government were rare even for serious transgressions; however, 2,007 of the
3,055 soldiers given the death sentence were tried for desertion (McHugh,
1999). Many commanders in the British military viewed the death penalty as
3,000 soldiers were sentenced to death but only 355 were actually executed,
some historians have suggested the military employed “an implicit policy on
the confirmation of death sentences that amounted to a form of
was used as a means to combat the high desertion rates that the British
were facing. Military commanders were trying to balance executing too few
or too many soldiers while maintaining morale and avoiding public scrutiny
military, who was presented a briefing regarding the merits of the case and
information regarding the soldier’s ability and past record. Decisions were
usually made within two weeks, and the soldier’s were typically executed 24
hours after being made aware of the decision (Chen and Horton, 2008). The
process also allowed for an appeals process in which the soldier could
petition the King for a commutation within 24 hours of when the execution
was to be administered but historians have stated that most soldiers were
not aware of the appellate procedure and therefore the death penalty was
It is important to note that there have been mixed reviews given to the
Irish and their fighting ability in WWI. Some historians have stated that the
Irish were aware of the poor disciplinary records (Bowman, 2003). Others
have argued that the Irish fought more valiantly than other soldiers as
awarded to soldiers by the end of WWI, but had every group received Victoria
Crosses at the same rate as Irish soldiers, the number would have been
around 350.
3. Data
Our data is comprised of a data set of capital cases, data set of absentee
lists recorded by the British government, and a data set of Irish last names.
The capital cases data set has 3,342 observations which are recorded from
October 1914 to September 1923. The capital cases data set includes the
soldier’s name, unit, rank, date of death sentence, offence, final sentence,
The absentee data set contains 2019 observations from 1914 to 1917 which
records details of soldiers who were reported to be absent during roll call.
The data contains the name of soldiers, their military number, rank, unit,
date the soldier was reported absent, age, height, description and who filed
the report.
commutations by using data from capital cases and data from absentee lists.
Since the motivation for the paper is partially driven by the deterrence effect
of the death penalty, we will be only looking at soldiers who were tried for
variable of died (which tells us if the soldier was actually executed) with a
binary variable of whether the soldier is Irish (as determined by the soldier’s
last name). I will also run various regressions to see if other variables such as
Furthermore, I will look at whether the Irish were more or less likely to
receive a full pardon (meaning that the case was thrown out and no
punishment was given), while again using various regressions which will try
to control for other variables. To use more descriptive variables I merge the
capital case data and the absentee data (on last name first initial and year)
variables (died and fullpardon) are binary variables the paper relies on using
Secondly, the paper examines whether the Irish are more like to be
absent during roll call as this would provide the British military with a rational
be greater. This will be especially important if it turns out that the Irish were
Essentially, if the Irish were more likely to be absent, then it would make
strategic sense to punish the Irish more, and therefore may lead to a non-
smaller crimes such as sleeping are leading to executions, especially for Irish
soldiers, the soldier may sense a bias and therefore be less inclined to
commit a more egregious crime like desertion. Thus, the paper analyzes the
data as well. The paper then shifts focus slightly and examines whether
addition, the paper breaks down Non-Desertion crimes and analyzes if Irish is
a significant predictor for any of these crimes. Finally, the paper attempts to
given a certain type of sentence. We further break down the data and check
if the Prison and Labor sentences received by Irish soldiers were more severe
4. Empirical Strategy
impact variables like Irish have on the binary variables of Died, FullPardon
general idea of the effect of our explanatory variables while the Logit and
categories, for instance, sentence length isn’t entirely continuous but is more
rarely receives a 272 day sentence; in these cases I use an ordered probit
specification.
4.1 Specifications
distribution function
each regression is not listed, but the above specifications cover all
Historians have argued that the capital cases suggest that there was
bias based upon soldier characteristics such as race, ethnicity and physical
characteristics have been thought to include the soldier’s height, age, etc.
Furthermore, running a simple correlation test between Died and Yr reveals a
months since the start of the war and monthsss2 which is just
(monthssincestart)^2.
We are able to address the concerns regarding racial, ethnic and year
bias using the data that is provided in the capital cases data set which allows
for these control variables. (The capital cases data set does include the age
of soldiers that were executed, however it does not not include the age for
any of the soldiers that were partially commuted or fully pardoned, meaning
90% of the data on desertion would not include soldier age. Using any data
from age from this data set would yield high standard errors.) In order to
address the lack of descriptive variables available in the capital data set I
chose to merge the capital cases data set with the absentees data set. The
data was merged on the soldier’s last name, first initial and year of absence/
year of trial. After merging the two data sets, I proceeded to drop those
observations in which the soldiers’ whose units did not match in both the
capital cases and absentees data sets. Doing so we are left with only 37
observations, but the merged dataset allows us to control for variables such
Similarly, when analyzing the Absentee data set to check for whether
the Irish were more likely to report absent in roll call, I attempted to control
for yrs and height in inches to help limit any possible bias. The Non
sentence regressions all use the same controls as the pre-merge Desertion
data. These controls are used for the same reasons as before, and the reason
for not attempting to merge with Absentee data to establish more control
variables is due to the small number of observations we were left with after
it should help omit any significant omitted variable bias that would otherwise
Of the 2,007 soldiers who were sentenced to death for desertion, 405
or about 20.2 percent of these soldiers were Irish. Of those who were actually
executed (274 soldiers total) about 20.1 percent or 55 soldiers were Irish.
Similarly, a total of 123 of the 2,007 soldiers received a full pardon and were
The results of this paper lead us to believe that there is likely little bias
for executions that was based on race. The preliminary regressions in which
(contrary to what should have been seen according to historians) that was
far from significant. However, when controlling for the time in which the
sentence was given, we see that although the p-value on Irish does not
change too much, Yrs and Monthssincestart turns out to be highly significant
(see Table 1 regressions 4-9). Yrs and Monthssincestart are shown to have a
merging the data with the absentee list, we see that the effect on Yrs
either that the merge data points (only 37) are not representative of the
2,007 data points from capital cases data set or that the standard errors are
extremely high due to the lack of data. Thus, although Irish is shown to be
significant when adding other control variables there is too little, and most
likely a non-random sample of data after the merge occurred. These post-
The summary statistics alone suggest that the Irish were more likely to
be given full pardons than the rest of their colleagues, however on further
examination this seems to be inaccurate. Although all regressions showed a
positive effect of being Irish on the likelihood of being give a full pardon, no
percent level. Like the case with executions, controlling for Yrs did not make
the effect of Irish statistically significant but did show the effect of Yrs to be
significant at even the 1 percent level (see Table 1 regressions 10-15). The
regressions show a negative effect of Yrs on full pardons, meaning as the war
went on a soldier was significantly less likely to receive a full pardon than
earlier in the war. This is supported by the summary statistics, which show
(see appendix). Although the post-merge data for full pardons showed the
uncomfortable drawing any conclusions from the data due to the same
percent level. This information, combined with 5.1a and 5.1b tells us that as
the war progressed the British military shifted away from executions and full
pardons and towards partial pardons. So although fewer soldiers were being
executed as time went on, fewer were also being fully pardoned. However,
remain, were the Irish more likely to receive a prison sentence or labor
sentence than their non-Irish counterparts and within these sentences were
The absentee data did not reveal much in terms of showing that the
Irish were more likely to be absent for roll call. Of the 1563, total soldiers that
were reported absent 20.86 percent, or 326 of the soldiers were Irish. This
we check to see if yrs had any effect on the number of Irish soldiers
reporting absent. Doing so, we were left with 1405 observations in which the
variable yrs had a negative impact on Irish that was significant at the 5
percent level. However, when running the same regressions but also
that the negative coefficient on yrs is still there but it is no longer significant
crimes, 233 or about 17.45 percent of these soldiers were Irish. Of those who
were actually executed (166 soldiers total) about 12.7 percent or 21 soldiers
were Irish. Similarly, a total of 109 of the 1,335 soldiers received a full
pardon and were ultimately given no sentence. Of these 109 soldiers, about
13.8 percent or 15 soldiers were Irish. Of the 1,059 soldiers receiving partial
evidence to show that the Irish were treated differently than other soldiers,
Looking at the summary statistics alone leads one to believe that the
there was a bias against Irish soldiers we would’ve expected to see more
than 17.45 percent of the soldiers executed to be Irish, but Instead we found
a figure almost 5 percent lower. Our suspicion that the Irish are being treated
12 of Table 3. All the regressions show that Irish has a negative effect on the
level in all 12 regressions. What are significant are the time variables. The
variable Yrs, has a positive effect on the chance of being executed which is
and logit regressions when adding the squared term Monthsss2. These
rose as the war went on. Fortunately, Yrs and Monthssincestart are variable
that are easy to control for when attempting to analyze the deterrent effect
seen with the fact that Yrs had an insignificant relationship with being fully
in the desertion data as well as non-desertion data the fact that Yrs is
Like the case with the execution data, the numbers suggest that the
of Irish soldiers, although the difference is only about 1 percent. Again our
positive coefficient on Irish, but as in 5.3b neither Irish nor Yrs had a
significant effect on the dependent variable. Like in the full pardon data, we
on Yrs is not significant in our non-desertion data but is in the desertion data.
would expect that there would be no correlation between execution and the
regressions. Like in the 5.1a, we see that the time variables, Yrs and
offenders are more likely to be executed regardless of whether they are Irish.
A possible concern from 5.4a is that the effect of being Irish is being
looking at whether the soldier was a repeat offender, rather than randomly
predictor, and having looked into whether all non-desertion crimes were
sleeping it may provide Irish soldiers with a deterrent effect that carries over
to desertion. Of the crimes listed in the capital cases data set I chose to only
use those which had at least ten observations in order to somewhat minimize
standard errors. Using this method there were 12 non-desertion crimes that I
shown in Table 5 the only crimes which yielded any significant results were
significant (at the 5 percent level) negative impact on the amount of soldiers
positive effect of Yrs on died for those soldiers prosecuted for sleeping (also
equals 0 if the soldier was given a prison sentence and equals 1 if the soldier
However, regressions 4-9 show that as time went on the British military
moved away from issuing labor sentences and towards prison sentences.
mentioned earlier, this doesn’t tell us whether the Irish were being treated
equally, as it doesn’t address whether the lengths of the prison and labor
sentences being received by Irish soldiers are commensurate with their non-
When disentangling whether the Irish are more likely to receive longer
prison sentences that were issued, ranging from 2 years to Life. Thus, a
that Irish is not a significant predictor, but the time variables Yrs and
coefficients that are significant at the .1 percent level, meaning that as the
sentence.
sentences ranging from 168 days to Life respectively. Like with prison
sentences, Irish was not a significant predictor for labor sentence length
positive at the .1 percent level (see Table 8). This means that the British
were increasing sentence length for all partial commutations as the war went
on.
6. Possible Explanations
The results from the data provide us with mixed results, when looking
those who believe the death penalty was used randomly as a deterrent tool.
to be less need for more executions later due to the lag effect of an
execution. This would also explain why we say prison sentence and labor
sentence lengths increase over time, if fewer people are being executed,
those who may have been on the “borderline” of executions may instead be
given life sentences. This also follows historical accounts that cite the
explanation: the repeat offenders data shows that the commander in chief
was taking into account the soldier’s priors when making the decision to
execute, which is far from random. However, higher execution rates at the
start of the war does not match the theory of some historians who have
argued that the Irish became more likely to desert after Irish conscription
began in 1918 as it made for lower likelihood of Irish home rule (Gregory and
Peseta 2002).
Similarly, a soldier being less likely to receive full pardons as the war
went on seems reasonable under two possible theories. The first theory is
that of experience; as the war proceeded, the British would have had a
war went on, since hypothetically only legitimate cases were being given the
cases where we see that executions increased as the war went on, giving
some credence to this theory. The second possible explanation is that the
military was trying to avoid media and political attention due to its capital
punishment policies and therefore a push away from executions as the war
given the results regarding repeat offenders. Although Yrs has been shown to
how much of this effect can in fact be attributed to years. The potential for
pursue a more complete absentee data set that extends beyond 1917. This
would allow for better merging between the capital and absences data sets
and would allow testing for historian claims, which have suggested a change
in Irish attitude towards the war after 1918 as the year brought with it forced
7. Conclusion
The execution of its own soldiers for desertion has been a controversial
issue since a few years after WWI when the Labor Party brought the issue to
somewhat tense race relations between Irish and non-Irish worse. To add
this paper leads me to believe that the Irish weren’t discriminated against in
the administration of the death penalty and other sentencing, but it is also
unlikely that the decision making was truly random. There is still potential for
potential for this data to be used effectively to measure the deterrence effect