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AMERICAN ARBITRATION ASSOCIATION * * * * * * * * * * * * * * * * * In the Matter Between: * * CITY OF HARTFORD * * -and* * IAFF, LOCAL 760 * * * * * * * * * * * * * * * * * *

April 7, 2010

Volume 3

TERMINATION HEARING

HELD BEFORE: HARVEY M. SHRAGE, Arbitrator

CHERYL S. DAMATO/COURT REPORTING SERVICE CHERYL S. DAMATO, CERTIFIED COURT REPORTER LICENSE NO. 00298 300 TOLL GATE ROAD BERLIN, CONNECTICUT 06037 (860)828-8847

APPEARANCES: Representing the City of Hartford: ATTORNEYS FOR THE CITY OF HARTFORD 550 Main Street Hartford, Connecticut 06103 BY: IVAN A. RAMOS, Corporation Counsel

Representing Daniel C. Nolan FERGUSON & DOYLE, P.C. 35 Marshall Road Rocky Hill, Connecticut 06067 BY: JAMES C. FERGUSON, Esquire ALSO PRESENT: DEB COLLINS-CARABILLO DAN NOLAN VINCENT FUSCO SCOTT BRADY PETER TOWEY

CHERYL S. DAMATO/COURT REPORTING SERVICE

. . . The following is the Arbitration in the Matter between: AMERICAN ARBITRATION ASSOCIATION -and-

IAFF, LOCAL 760, held before HARVEY M. SHRAGE, Arbitrator, and Cheryl S. Damato, Certified Court Reporter in and for the State of Connecticut, held at the Sheraton Hotel, East Hartford, Connecticut, at 8:56 a.m. on Wednesday, April 7, 2010.

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M I C H A E L

P A R K E R ,

recalled as a witness by the Union, having been previously duly sworn by the Arbitrator, was examined, and testified further on his oath as follows:

THE ARBITRATOR: everyone.

Good morning,

We're beginning day three of this matter

between the City of Hartford and IAFF Local 760, and we are in the middle of the cross examination which will continue here with Union's counsel.

CROSS EXAMINATION CONTINUED BY MR. FERGUSON: Q Good morning chief? MR. RAMOS: witnesses. THE ARBITRATOR: Off the record. We have sequestered the

(Off-the-record discussion.) BY MR. FERGUSON: Q I am going to try not to go over ground I Despite my best efforts. THE ARBITRATOR: Let the record

already covered.

reflect, and I appreciate the reminder, that there was an agreement to sequester witnesses and at this time all witnesses have been sequestered and we can

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continue. BY MR. FERGUSON: Q You stated in your testimony that there were

three complaints brought forth against Mr. Nolan. A Q Yes. And the first one came from the chief operating

officer of the City of Hartford? A Q A Q Yes. And the second came from AC Milner? Yes. And the third came from Local 760 President

Fusco, correct? A Q Correct. And they were all basically within the same time

frame within days of each other? A Q Yes. Prior to those complaints, had you had any other

complaints concerning Deputy Chief Nolan? A Q A Q In regards to? In regards to anything. I don't think so, no. And refresh my recollection: You have been on

the department and in charge of personnel for how long? A Q Thirteen-and-a-half years. So for more than half of Dan Nolan's career, you

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know of no charges against him on any matter prior to the three that were brought forth in that short time frame, correct? A Q A suspended. Q A Q A During your tenure? When I was there, yes. For what? I believe he was suspended for a couple days You're going back to disciplines or -Disciplines or any complaints. I am aware that he was disciplined. He was

for -- it was under Chief Dobson's administration, and I think it was removing a ladder, taking his ladder out of service at a scene or disrespecting Assistant Chief Smith, something to that effect. Q A Q A Q A Q A Q Do you recall the time frame? I thought it was a two-day suspension. The time frame of when it occurred? When it happened? Yes. Prior to 2000. Other than that, anything else? Not that I can recall, no. And that was prior to him being promoted to his

position he held?

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He was a line lieutenant, I believe, suppression

division at the time. Q So it didn't in any way affect his career ladder

or his promotional -A Q No. Is it accurate to say that the complaint from

the chief operating officer was anonymous? A Q Yes. Did you inquire or attempt in any way to find

out where that complaint came from? A Yes. I requested did he have any more I was told no.

information. Q A Q

So it was an anonymous complaint? Yes. In your experience in being in charge of

personnel and labor, is it common for you to investigate anonymous complaints? A Q action: A time, no. Q A Q Fifty percent of the time approximately. And do they usually result in disciplinary anonymous complaints? I am trying to recall. I would say most of the

The complaints are to follow up. But in this case you followed it up? I was directed to. You were directed to by whom?

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A Q

Chief Teale, I believe. With regard to the complaint from AC Milner,

that related to mileage? A Q correct? A Q Yeah, I didn't find any serious problems. So basically we're here today from the anonymous What Yes. And that was determined not to be sustainable,

charge of the chief operating officer of the city. was the nature of the complaint, of the anonymous complaint from the chief operating officer? A

His complaint was that Chief Nolan was I believe

meeting with applicants prior to the interview with the chief and myself for the hiring process and that he was giving the applicants the questions that we were asking at the interview. Q And what was your determination with regard to

that anonymous complaint? A Q We found nothing to substantiate it. So it's fair to say the only complaint which

caused you to discipline or recommend the discipline of Chief Nolan was the complaint from Local 760 President Fusco? A Q Yes. And was that an anonymous complaint?

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A Q

Yes. Did you ever determine who the member or members

of the fire department were who made the complaints about D.C. Nolan that were passed on to you from -A Q No. No. So we're here today because of an anonymous

complaint from a member or members of the department and you have never determined who made those complaints? A The anonymous complaint came from the president

of the union to me. Q You're not answering my question. We're here

today because of an anonymous complaint from a member or members of the department and you have never determined who those members were? A Q A Yes, I have not. Okay. You attempted to determine that?

I asked President Fusco if I could have the name

and he declined. Q And did you ask any -- withdrawn. You also in your investigation spoke to members of the class which Chief Nolan oversaw, correct? A Q A Q Yes. Approximately 20 members? Yes. Did you ask each and every one of those members

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or any of those members if they had filed a complaint through President Fusco? A Q No. Okay. So it's possible that none of the members

of the class ever complained about Chief Nolan? A Q It's possible. All right. But you didn't even attempt to try

to find out if they were the complainants? A Not through them, no. Through the president of

the union. Q Did Assistant Chief Milner when he reported the

complaint or the concern regarding the mileage of D.C. Nolan, did he indicate how he came upon or about making that complaint? A Yes. He informed me that there was a Garmin in

Chief Nolan's car and I believe Superintendent Smith who is in charge of the maintenance division checked it or was doing something with it and came up with New York Airport, Airport of New York and I think Boston on it. Q Is it common for members of the department or

the supervisors of the department to check on Garmins or GPSs in personnel cars? A Q A It's the first time I know of. And does everybody have one? I believe -- I know there's probably three or

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four out there in the chief's cars. Q A Q A Q Are they supplied by the city? Mine is. The fire marshal's is.

What about Chief Nolan's? I am not sure. So do you think it's appropriate for somebody to

go into what might be a personal GPS in somebody's car? A If it's inside the city vehicle. If it was

checked, if it was on. Q

I don't have the facts on that.

Is it proper for somebody to go into a city car

and go through checkbooks, mail or anything else that might be in the car that's personal in nature? A Q A No. How do you differentiate between the two? I don't know if that's a city Garmin, city

property or not. Q But you went ahead and what might not have been

city property and investigated it anyway, correct? A Q Yes. With regard to the Milner investigation, are you

aware that the superintendent actually reported the investigation concerning the Garmin about five months prior to his complaint, Milner's complaint to you? MR. RAMOS: this point. I am going to object at

This is not the subject of the

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discipline that's at issue here.

We didn't sustain

any of those allegations so they're not really -THE ARBITRATOR: Union on it. it. Go ahead. MR. FERGUSON: Basically there are a Well, let me hear the

I think I know where they're going on

number of charges against him anonymous in nature. Two of the three have been determined not to be effective. We're claiming disparate treatment.

We're claiming he's being treated differently than anybody else. There's no action that that has been

done to anybody before. THE ARBITRATOR: I'll allow it. The

question of how it plays out and the weight of it, but in terms of the argument the Union wants to make here I think is within the realm. Go ahead. BY MR. FERGUSON: Q A Q Are you aware of that, that it was five months? No. Would that be appropriate for somebody whether

it's a chief, officers or anybody else to hold information and then make a complaint contemporaneous with other complaints about somebody's action or inactions?

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A Q A about it. Q

I would like to have had it sooner. Does a complaint ever get stale? No, I wouldn't say so, unless someone finds out If it's brought to my attention. Well, you're aware that D.C. Nolan had been on

administrative leave for over three months by the time A.C. Milner filed his fire service, correct? A Q Yes. And so it was post the administrative leave You agree with that,

determination that it came to light. correct? A Q

Yes, it was brought to my attention, correct. And what about the other two complaints? Were

those post his administrative leave? A I don't believe so. I don't recall exactly the

time that I received it. Q A But they could have been? No. I think I received -- no, it was before I interviewed him when he was still

administrative leave.

working there, I believe. Q So he was put on administrative leave pending an

investigation for what actions exactly? A chief. Q For what actions? He was placed on administrative leave by the

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While we were looking into the allegations

against him. Q Which ones? It couldn't have been A.C. Milner.

You just testified that happened post administrative leave. A It was done after we received a complaint from That's what initiated it and

the chief operating officer.

same time I received the Union complaint. Q So you received two of the three complaints

contemporaneous and then later you got the AC Milner mileage complaint? A They all came out the same time. I believe A.C.

Milner was the last one in writing. complaint. Q

He made a verbal

Well if A.C. Milner's complaint, if his fire

service was actually three months after he was on administrative leave, wouldn't that make the other two, if they were all contemporaneously because that was your testimony previously? A Yeah. I just don't recall the exact times these

things unfolded. Q Did you find it unusual in any way that the

three different complaints about D.C. Nolan were just prior to the new recruit class starting? A No, I didn't put any relationship with it.

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Prior to this incident, had you ever received

any complaints about D.C. Nolan concerning his running of the training division or the training school? A Q No, no formal complaints. Can you recall any other time when you received

three nearly simultaneous albeit differently-based complaints about one fire official? A Q A Q No, never recall that. And you didn't find that unusual? Oh, yes, I did. And you don't find it ironic in any way that

these complaints were received just prior to him training a new recruit class? A I didn't put that together at all. I just

thought it was ironic they had all three complaints coming in. Q Now, you made some -- you testified concerning Do you recall that testimony?

the issue of Play Stations. A Q Yes.

And you stated in your direct that you asked

D.C. Nolan specific questions about the allegations against him, correct? A Q Yes. There were eight questions that you gave to him.

There were eight questions that you posited to him?

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A Q A Q A Q

I had written questions. There were eight? If that's what there were. Do you remember? I don't have them in front of me, no. And I believe Attorney Ramos asked you if you

recalled exactly how you phrased the questions to D.C. Nolan in regards to the Sony Play Stations? A Q Yes. And you replied that you asked if he requested

from recruits in training to donate Sony Play Stations in return for reduced hours to be run? A Q A Q Yes. Okay. And what was his answer to that?

He said no. Okay. And that question was posited based on

what information that you had that was the predicate for those questions or that question? A Q The Union's complaint. The Union's complaint. So the Union actually

told you that he was soliciting Play Stations from -A Q It's in writing. And was that confirmed by testimony or

statements from any of the 20 members of the class? A Yes.

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And who?

Who exactly confirmed that?

Who in

the class confirmed that? A Q A Q A Q notes? A I don't have my notes with me but I believe it That Play Stations were requested? Uh-huh. Quite a few. Who? I don't have them in my notes but I would say -What do you mean you don't have them in your

was Shapiro that bought them. Q A Q Ashley Shapiro? Yes. And did he confirm that information when you

talked to him? A Q Yes. So it's your testimony here under oath that

Ashley Shapiro told you that Chief Nolan asked him and other members of the class to purchase Play Stations? A He was asked to purchase Play Stations, tickets

-- Play Stations. Q Stations. A Play Stations. He was asked -- I don't have the I am going from memory but No, no, we're just dealing with -- just Play

exact question in front of me.

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he was asked if Play Stations were purchased before he reduced towers and he said yes. Q requested? A Q I believe so, yes. So if Ashley Shapiro said that wasn't true, then And did he say that he specifically was

he'd be changing his testimony or statement? A Q I had quite a few other guys that mentioned it. We're dealing with Ashley Shapiro. So if he

said that didn't happen, then he would be changing his statement to you? A Q I believe so, yes. And the fact that he stated to you that Chief

Nolan asked him directly to purchase Play Stations is reflected in your notes? A No, I don't have anything that says directly he

was asked by Chief Nolan. Q complete? A My notes are what they are. They're the facts Okay. So is it fair to say your notes aren't

that were given to me. Q The facts were given to you according to your

testimony here today that Ashley Shapiro was asked by Chief Nolan? A I don't think I said that. I said he was asked

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to purchase a Play Station.

I don't think I said he was I am not sure that was

asked directly by Chief Nolan. even in my question. Q Nolan? A I am not sure.

Well, who was he asked by if it wasn't Chief

If I had my notes I could tell

you exactly what the question was. Q I am not concerned with the question. I am

trying to ascertain -- he's been terminated and partly because the allegation is -A Q A Most of the guys. We're asking about Ashley Shapiro. To the best of my knowledge I believe the squad

leaders asked for the donations. Q A Q A Q A Q And who were the squad leaders again? I can't remember their names. But you talked to the squad leaders, correct? They were part of the investigation, yes. And you can't remember who they were? No. And when Mr. Ramos asked you what did D.C. Nolan

say with respect to Sony Play Stations, you stated that D.C. Nolan said he never requested Sony Play Stations; is that correct? A I believe so, that's correct.

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And as you sit here today you cannot tell me or

name one person in that class or anybody else that you investigated who directly stated that D.C. Nolan requested Play Stations, is that correct? A I am trying to recall the testimony. I can't

recall if that was directly asked. felt intimidated. Q

I know they said they

I am not asking you about that.

I am asking you

a specific question about a specific incident. A Q I can't recall. Okay. Can you recall -- we talked about Can you recall any of the other 19 who

Ashley Shapiro.

directly stated that Chief Nolan asked him or her to purchase a Play Station? A Q No. You also stated that D.C. Nolan -- you

investigated whether he requested members of the class to purchase training tickets -- pardon me, raffle tickets in exchange for reduced hours, correct? A Q Yes. Now, who of the 20 people that you investigated,

or not investigated but spoke to as part of your investigation, specifically said that Chief Nolan requested that they purchase raffle tickets in exchange for reduced towers?

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A Q

I don't recall their names. Do you recall if their names are explicitly a

part of the report that you did or the investigatory notes that you made prior to making your recommendation? A Q What was the first part of that? Do you recall if your notes reflect who of the

A Q A Q A

Yes. You do? Yes. They do, okay. Squad leaders. Mentioned that they were in the

squad when they were being asked to get donations. Q I am not talking about donations. I am talking

about raffle tickets right now. specific. A Q Okay.

We're being more

Do you recall if they ever specifically were

asked by D.C. Nolan? A Q A I believe it was the squad leaders. He asked the squad leaders specifically? To the best of my recollection, I believe it was

the squad leaders when he had his meetings at the end of the day. Q And your notes will reflect who those people

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were? A I think some of the squad leaders were

designated in my notes, yes. Q A Okay. I think McCue was one, Stevenson was, Marvin I don't know what they call them battalion

Stevenson was. leader. Q A Q A

So McCue and Stevenson? Yes. Anybody else? Those six squad leaders, I believe. I don't

have their names. Q And you would suspect since he stated that if

you were claiming under oath, he would state that that was accurate? A Q That's what it says in my notes, yes. Other than the raffle tickets and the Play

Stations, were there any other specific items requested by D.C. Nolan according to your investigation? A I believe money was involved. A T-shirt was donated. A salsa lesson

was donated.

Recruits were asked

to go to businesses to solicit donations. Q Let's take them one at a time. Who specifically

stated that Chief Nolan solicited money from the recruits? A Squad leaders through their meetings.

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Q A Q A

Which squad leaders? I don't have their names. Are they reflected in your notes? I believe so. If I had my notes I could tell

What about the salsa lesson?

Was it more than

A Q A Q A

I believe there was one salsa lesson. And who specifically indicated to you? I can't recall his name. What about the T-shirt? Can't recall his name. Something like a $20

T-shirt was donated. Q A Q

Family members donated money.

We're on the T-shirts now. T-shirt, okay. And you say that Deputy Chief Nolan or Training

Chief Nolan directed members of the class to solicit donations from businesses? A Q Through the squad leaders, yes. Let's talk about soliciting businesses. You

testified that was a concern, I believe, because it would reflect negatively on the department to have a member of the department going out into the community to solicit business. A Yes.

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So is it fair to say that as the person

responsible for discipline, that that is verboten; that that is not allowed in the department to do that kind of thing? A Q A Q To walk into a business and solicit money? Yes. We frown on it. Did you ever discipline anybody else because

they did that? A Q Not that I recall. Are you aware that that is an ongoing

proposition as we speak? A Q A Q To solicit businesses? Yes. No. And has there ever been an SOP or directive from

you, Chief Teale or any other leader of the department indicating that was not allowed? A Q I am not familiar with one. So even though you frown on it, you have never

made it an official policy of the department to prohibit such activity? A Q I don't believe so. Isn't it true that you're aware that every year

members of the department pass the boot for MS?

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A Q

Yes. And you have never directed members of the

department not to take part in that activity? A Q Correct. And that members of the department as part of

that activity, go to businesses soliciting money? A Q A I am not aware of that. Not at all? Not going to businesses. We stand out in the

street and receive the money. Q So it's okay to do it directly from the public

but not to do it from businesses who might have deeper pockets? A Q For muscular dystrophy, it's for causes. What about the recent activity in writing from Are

members of the department soliciting money for Haiti? you aware of that? A Q Yes.

And that's also allowed or countenance in the

department? A Q A Q Yes. Was it in writing? I don't believe so. Was there a directive that that was an exception

that was unpublished?

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A Q A cause.

I don't believe so. That the rules of the department to -We frown on it. Something for Haiti or national

THE ARBITRATOR: one. A Or national cause. THE ARBITRATOR: A Yeah, we do.

I didn't get the last

You do allow it?

BY MR. FERGUSON: Q So you make a determination, don't publish it,

that certain causes are okay and yet are disciplining a, quite frankly, terminating a 20-year member of the department with no -- with one previous discipline when he was a line lieutenant for engaging in basically the same activity? A towers. They were soliciting money to have reduced That would be an added on. It's a little

difference there. Q What's the difference? It's a charitable

contribution. A They felt intimidated. They felt this

individual had control of their career. Q Okay. So it's not the activity of charitable It's about the person who

contribution you object to.

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asked it and his relation with the people involved, correct? A We do not authorize individuals on the fire

department to go on, without our knowledge to go in to businesses representing the fire department for donations. Q A that. Q recent. So let's take Haiti because that's the most With regard to Haiti, somebody was in charge of Do you know who did that on behalf of the At all? We don't. Without our knowledge we don't allow

doing that. department? A Q A Q

I can't recall.

The city did it also.

And you approved of that? Yes, I approved of that. Somebody came to you ahead of time and said it's

okay to do that and you're allowed to do that, to solicit? A Q No one came to me, no. Okay. On direct you were asked about the drill

tower, correct, and running towers? A Q Yes. And you were asked during your testimony to

describe the inside of the drill tower at the fire academy. A Do you recall that testimony? Yes.

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You stated that it had metal stairs going up,

that it had no windows and it was six stories high? A Q A Q A Q A No windows. It had openings.

So it does have -Well, it does have openings. And it's metal stairs? I believe so, yes. You believe or are you sure? I haven't been down there in years but I believe

it's metal stairs. Q So it wouldn't surprise you if that's incorrect

and it's actually concrete stairs? A No, it wouldn't surprise me. It's been years

since I have been in there. Q I show you this picture and ask you if you can

recognize it? A Q A Yes. What is that? That's where they -- that's the tower where they

ran their stairs, they ran their punishment towers, I guess, at the training facility. Q correct? A Six stories high, one, two, three, four, five, And it's not six stories high, it's five,

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Q A

You're counting the roof? One, two, three, four, five, six. MR. FERGUSON: Okay. I'd like to

offer that? MR. RAMOS: No objection. Union 1 is received. Received in

THE ARBITRATOR: (Union Exhibit 1: evidence - described in index.) MR. RAMOS: Looks different, though. THE ARBITRATOR: all need to have the same one.

It's a good picture.

Hold on a second.

We

(Off-the-record discussion.) THE ARBITRATOR: been received. Union Exhibit 1 has

There was a bit of confusion as to

different versions of it that were inadvertently circulated. Union 1 is the official -- Union 1 does

not show the stairs right in front of you as you look at the picture. It shows the stairs, just a slight

bit of the stairs to the side and that will be the official copy. I am giving it back to the Union's counsel who will make additional copies at this point. BY MR. FERGUSON:

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I am going to show you the stairs.

Do you

recognize those stairs? A It looks like the ones in the training tower. MR. FERGUSON: THE ARBITRATOR: I'd like to offer that. Union 2 is marked and

received, which is the stairs which is identified as the stairs and tower and that's being returned to Union counsel as well to make additional copies. (Union Exhibit 2: evidence - described in index.) BY MR. FERGUSON: Q With regard to your questioning of the members Received in

of the class, did they tell you that they had to run six stories each time? A Q No, I don't recall that. Did they tell you they ran all the way to the

roof every time? A Q No, I don't recall that either. There was significant testimony from you

concerning your concern that the running of towers in the case of that class was excessive, correct? A Q Yes. Okay. Did any member of the class indicate to

you the number of towers that were actually run on a daily basis by members of the department?

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I believe some of the probation firefighters

mentioned they were doing like 20 a day or something to that effect. Q 20 a day? A Q No, I don't. Do you recall some saying they didn't run 20 a Do you recall which said that they were running

A Q

I am sure some said that. But your testimony is that some unnamed -- I

don't want to use the word witnesses -- firefighters that you questioned said they ran 20 towers a day? A Q According to my notes. According to your notes. And did they say how

many times they ran 20 towers a day? A Q I can't recall. Do you recall how many you said ran 20 towers a

A Q A Q

I can't recall. You can't recall even one? It's in my notes. Is the objection the number of towers they ran a

day or the fact that he gave multiple towers as discipline? A The objection?

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Well, the objection:

the thing that you find

warrants termination. run 20 towers a day? A

Is it because they had to actually

What warrants termination is firefighters that

felt intimidated by soliciting and donating and in return they get reduced towers where they felt towers were being added on just to increase donations. And we had, out of We had a vast

20, 19 people in the class, one cadet. majority say there were donations.

Some of them felt

intimidated and Chief Nolan denied all of them. Q Okay. So is there anything other than the fact

that Chief Nolan denied it and the fact that members came to you and complained that or in your investigation determined they were intimidated, is that the sole reason he's being terminated, those two things: the fact that

members were apparently intimidated because they had to buy raffle tickets or they were requested to buy, not had to but were requested to buy raffle tickets, and the fact that when you talked to Chief Nolan he denied that. that the reason? A Is there anything else? Is

I wasn't part of the hearing that terminated I do the preliminary hearing to present the

Chief Nolan. facts. Q

I am asking you based on the facts you elicited, Objection?

was there any other --

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MR. FERGUSON: Q

MR. RAMOS:

Finish.

Was there anything other than what you just

stated that caused you in your investigation to recommend to the chief the action that ultimately took place regarding -A I didn't recommend anything. I gave the chief

the facts of what my investigation showed. Q Well, in your opinion as somebody who does

discipline, is effectively in charge of discipline, what actually did you find that was in violation of department rules and regulations albeit not written, that caused you to determine that there was some actions that were wrong that were conducted by Chief Nolan? A Q A In my opinion? Yeah. Oh, okay. Abuse of power, having them again go

out for soliciting money, et cetera. Q A And what else? I have 20 people come in front of me saying, Chief

most of them, the majority saying this went on.

Nolan denied it except for maybe -- let me correct. Except for the running of the tower at -- I can't think of the -- he did say that -- I can't think of the name of it right now. It just slipped my mind. Anyway, there was

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one that Chief Nolan said. Q A Q A Q The Big Climb? Yes. He admitted the Big Climb? Yes. Was it okay for him to engage them in donations Is that okay?

for the Big Climb? A yes. Q A Q A

If it was just for the Big Climb in my opinion,

And the other was the Lea Foundation? The Lea Foundation was another one. Was that okay? It's okay to a point where it wasn't being used

to reduce towers, put towers back on. Q Okay. So the Big Climb was okay. The Lea

Foundation was okay? A Q In my opinion, yes, the Big Climb was okay. So what exactly -- what exact charitable

donations that were sought by Chief Nolan to the extent that that's true, was not okay? A Q A From what I investigated? Yeah. He asked for money. No routes were given. He

asked for any donations. Q For what?

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Tickets to be purchased.

He had family members.

He had recruits going to their families to get donations. Q I understand the allegation. I am asking what

events or what charitable donations were not okay? A Most of them didn't even know what they were

donating to. Q Is it your claim that Chief Nolan enriched

himself in any way as a result of these donations? A Q No. Going back to the 20 towers a day, did they say,

the ones that supposedly said 20 towers a day, did they say how many times they ran 20 towers a day? A Q A Q times 5? A The general consensus was they were running I don't recall. Did you ask? How many times a day, I am not sure. How many days? They were there for 14 weeks, 14

towers almost every day. Q A Q Twenty towers a day? Approximately, from my memory. If there were no donations involved for

allegedly reducing towers, would 20 towers a day be cause to terminate somebody? A Depends what the towers were given for. No.

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No, it wouldn't be cause for termination if

there was no quid pro quo in your estimation? A Q Not to me, no. So you don't object to the number of towers.

You object to the fact that in your words they were, members were intimidated to get reduced towers by making donations; correct? A Q A Yes. And that constitutes abuse of power? The abuse of power was the intimidation where The towers were given just

donations would reduce towers. to a higher number.

Some more donations were being

brought in to reduce towers and at the end they thought that Chief Nolan had their career in his hands. Q Isn't that true for every training chief; that

the careers are in the hands of the training chief and the training department with regard to their activities during the 14 weeks; isn't that true? employees, right? A Right, they're probationary. They can recommend They're probationary

hiring or dismissal. Q Right. As a matter of fact, Chief Nolan, during

that class, did recommend dismissal of a number of firefighters: A three?

I believe he did, yes.

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As a matter of fact you personally came to the

training division to investigate his recommendations, correct? A Q I have done that a few times. And in fact you did recommend that at least one,

if not two members of that training class be dismissed for not performing up to the standards of the department on the recommendation of Chief Nolan, correct? A Q That sounds accurate. With regard to the raffle tickets, you said that

approximately half of the class stated in their statements to you that Chief Nolan, through the squad leaders, recommended that they purchased raffle tickets and if they did they would be reduced towers, correct? A Q A more. Q A Q Well, you previously testified? Yes. Half, okay. So it's safe to say half of them Yes. So half of them said that wasn't true? I don't know. I am going at least half, maybe

denied that too, correct, or a little less than half? A Q A I am not sure that's the right number. I am just going by what you said. The majority of the class knew about raffle

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tickets as a total, knew about raffle tickets, knew about donations. Q Okay. Just answer the questions. Your counsel

will have a chance to ask you all the questions he wants after I am done. There was also some testimony on direct concerning Wiis. A Q Yes. And what was your testimony, if you can restate Do you recall that?

it here, concerning Wiis? A A Wii was supposed to be purchased for Captain

Costello, I believe, which the money was reimbursed back to I think it was Shapiro. Q And is that also -- was that to reduce towers?

Was that also to reduce towers? A Q I was given that impression, yes. Were you given that impression or was it stated

by Mr. Shapiro? A I believe it was to reduce towers. It was all

part of the system, the ongoing problem. Q That wasn't a donation. That was something that

one of the members of the training division was looking -A It wasn't a donation because I believe the

firefighter was reimbursed. Q Is that one of the reasons he's being

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terminated?

That he sought on one of the members of the

department -A Again, it was taken as part of the whole

donation thing for reduced towers. Q When you spoke to D.C. Nolan, did you ever ask Was that ever one

him about the Wiis, the Wii incident? of your questions to Chief Nolan? A Q A Q I don't believe so.

So he never had an opportunity to explain that? I grouped that in with the Play Stations. Even though the Play Stations were for charity

and the Wii was for -A Just electronic games, Wii or Play Stations. I

used them both. Q There's no evidence on the record from your

investigation that anybody was directed by Chief Nolan to purchase a Wii or chair for charitable donation? A Anything on the record? The recruits were -- I

was told the recruits were told to get a Wii or electronic game for Captain Costello for his wife so she could give it to him. Q A Q A And that was at the Laudermill hearing, correct? I wasn't at the hearing. You weren't at the hearing? No.

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Q situation? A Q A of them. Q

So when did you learn about the Costello's Wii

From one of the recruits. That was Ashley Shapiro? I am not sure it was Ashley Shapiro. A couple

You testified previously that it was

Ashley Shapiro. A I believe he's the one, to the best of my

recollection, that purchased the electronic games. Q A Did he tell you that? I believe he did, to the best of my

recollection. Q A Q Okay. Yes. But did anybody tell you that it was at the And other people mention that he did?

direction of D.C. Nolan directly? A Directly. I am not sure. I believe it came

through squad leader meetings. Q And you don't even know as you sit here today

whether it was D.C. Nolan who directed them through the squad leaders to find a Wii for Captain Costello? A Q Squad leaders. I can't recall that.

And you do recall that you never questioned

D.C. Nolan in your investigation, in your discussion with

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him at the start of the investigation about the Wiis? A Q I believe that's accurate. Okay. Your question No. 3 of your questions,

did D.C. Nolan tell you in the class that if you participate in the Big Climb on your own time, the towers would be reduced, correct? A Q A I guess. And 7 of them said yes and 13 said no? That's correct. THE ARBITRATOR: What you're referring

to there is something in evidence? MR. FERGUSON: don't know if it's in. THE ARBITRATOR: referring to earlier. This is what I was He created a chart. I

It was marked for

identification as City 2, is that consistent? MR. RAMOS: That's correct. But I don't have a I'd

THE ARBITRATOR: copy of that.

I take it I didn't receive that.

have to go back in the transcript. MR. FERGUSON: MR. RAMOS: in. I want it in. MR. FERGUSON: about it. I am asking questions It's City Exhibit 2.

Well, Jim doesn't want it

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THE ARBITRATOR: it coming in now? MR. FERGUSON: THE ARBITRATOR:

Are you agreeing to

Yes. City Exhibit 2 is now

received, and if the arbitrator can get a copy of it. MR. RAMOS: Okay. What I am referring to

MR. FERGUSON: is the second to last page. THE ARBITRATOR:

Let the record

reflect the question counsel for the Union referred to that -Why don't we just take a three-minute break here and everyone can stretch their legs. (City Exhibit 2: evidence - described in index.) (A recess was taken at 9:48 a.m. and the hearing resumed at 9:55 a.m.) THE ARBITRATOR: If we could just go Received in

back to that last exhibit we were just referring to now received as City 2 and, Mr. Ferguson, you made reference to. MR. FERGUSON: Yeah, on the second to

last page, there's responses from the -- my question was predicated upon the second to last page which is a chart of the answers of the people concerning the

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various questions which are on the preceding pages that were asked of the members of the department or the class. THE ARBITRATOR: MR. FERGUSON: questions. THE ARBITRATOR: I am asking whether What are we doing? I am going to ask some

you're all set to go so he can continue. MR. RAMOS: I am all set. The witness has in

THE ARBITRATOR: front of him City Exhibit 2. MR. FERGUSON: he has no recollection. THE ARBITRATOR:

He can refer to it if

Fair enough.

The

witness does not have in front of him City Exhibit 2. There are some questions that are going to be asked and if at a particular point we'll get it to him if necessary to look at. BY MR. FERGUSON: Q And I was asking you question No. 3, did

D.C. Nolan tell you or the class that if you participated in the Big Climb on their own time that towers would be reduced; and your answer was yes? A Q Yes. And according to your chart, 7 recruits said yes

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and 13 said no; is that correct? A Q If that's what it says. Question No. 4, D.C. Nolan asks you to donate

money for punishment towers to be reduced? A Q Yes. And according to your chart, 8 of the recruits

said yes and 10 said no? A Q That's what it says. So according to this chart these also had

inconsistent answers that contradicted each other, correct? A Q Yes. That's how they said yes or no to.

And that would by shear logic stating that if

they were inconsistent internally among themselves that some of them would be inconsistent with D.C. Nolan's testimony also, correct? A Q A I wouldn't know. Right? Well, they answered the questions and some were I try not to

saying yes and some were in the gray areas. point the gray areas -Q

But 12 of them said no; 8 of them said yes.

Twelve of them were consistent with Nolan and 8 weren't? A Q Okay. Do you know who those 8 were off the top of your

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head? A Q No. Did those members you questioned, were any of

them ultimately dismissed from the class? A Q A Q A Q A Q The members I questioned? Yes. One member was I believe. Just one? Maybe two if you count -- two. And do you recall what their responses were? No. Okay. Would you expect that the ones that were

dismissed might have negative feelings towards Chief Nolan? A Q Yes. In fact, you know that they did have negative

feelings towards Chief Nolan, correct? A I wouldn't know that but I would expect if they

lost the job. Q Were those members that were disgruntled might

have negative opinions against D.C. Nolan, were they appointed or recommended to another class? A Q Yes. And is that, in your experience, something that

happens very often in the department; that members of the

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department who are dismissed for inadequate performance are allowed to reenter another class? A Q No. Is that a policy of the department to allow them

to do that? A Q A Q involved? A There's politics involved with a lot of things. I don't believe it's a policy. Was there any politics involved in that? I wasn't involved with any discussions. Okay. So it's possible there were politics

I wasn't involved with discussions. Q Fair enough. Of the 20 people that you questioned, did you credit the testimony of any of them more than others? A Q response? A I just brought them in and we try to get them No. Not at all. You gave equal weight to each

completed in a week's time the best we could, do it in a short period. Q With so many different answers to the seven

questions and so many inconsistencies among the members of the class, how did you reach a conclusion with regard to what you're asserting here today?

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A stated. Q

I didn't have -- those are the facts that were

So you never concluded like you're testifying

today that he was abusive of power and that he required members -- members were intimidated? that? A I concluded myself. I never put it in writing You never concluded

or was never involved in any meetings. Q So that leads me back to my previous question.

Based on the inconsistency in the testimony where in one case 8 recruits said yes with regard to donating money for reduction in towers and 12 said no, how did you conclude that the 8 were correct since you didn't weight anybody differently, and the 12 were incorrect? A That was one question out of how many questions?

There was a lot of -Q I am asking about that question. So you would

conclude that the 12 were right because you didn't weight them, that D.C. Nolan never asked members of the class to donate money because 12 said no and 8 said yes. If you

didn't weight them, if you didn't weight the 8 higher than the 12, how did you come to the conclusions? A Q A Are you talking my personal? Well, you're the one that conducted the -This is a preliminary investigation. I

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conducted a preliminary investigation and it has to go to the chief's office. There's no conclusions or anything.

It's just facts given to me. Q But now you're testifying, Chief, with all due

respect, and I do have respect that you didn't weight them and you have concluded that Chief Nolan intimidated and abused power? A Q Some of the recruits, yes. I am a little confused. You say that all you

did was report the facts and now you're testifying that based on those facts that you have concluded that Chief Nolan abused his power and he did a quid pro quo or solicited money for reduction in towers. conclusion, correct? A Q Correct. And you also said you didn't weight the answer, That's your

that you didn't credit any of the particular firefighters or members of the class differently than others; and again, wouldn't you say that if 8 recruits said yes to the quid pro quo and 12 said no, that more than half the class, in fact 60 percent of the class said he didn't do that, correct, according to that answer? A Q That's what the answers were given to me, yes. But yet you conclude that the 8 recruits who

said yes were correct and the 12 that said no were

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incorrect, correct? A I concluded there was reason to believe that

this should go to a formal hearing. Q But now you're here testifying based upon

your -- withdrawn. Is it fair to say that once you concluded your report, you were no longer involved in the process? A Yes. MR. RAMOS: stated many times. MR. FERGUSON: I claim it. Here's the question. You stated, Objection. It's been

THE ARBITRATOR:

I want to make sure I am clear on this.

and I just want to make sure I am stating what you have already stated. You stated you did not make any

recommendations in your report, is that correct? A Correct. THE ARBITRATOR: Did you have any

conversations with the chief or anyone who is in a position or who made the decision in this case as to your recommendations? A I had a conversation with the chief to go

forward with a formal investigation and I think I was in there one day and I said, We have to do -- I would recommend a formal investigation.

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MR. FERGUSON: Q

THE ARBITRATOR:

Okay.

I think that

you have exhausted his personal beliefs on this question here because the connection is not there. MR. FERGUSON: I'll move on.

I also read the report of your findings that you

submitted to Chief Teale, and is it fair to say that you only documented negative comments about D.C. Nolan? A I would say the majority of it, yes, to the best

of my recollection. Q Were there any positive comments made by the

recruits concerning the class and D.C. Nolan? A voluntary. end. it. I believe some of them mentioned that it was I am not sure if I put that in the page at the

Some of them said it was voluntary -- this could do He would say it was voluntary that they could donate

but they also felt intimidated at the same time. Q What about any other positive comments about Did you ask any

recruits, about the class in general? questions concerning that? A Q No. No? THE ARBITRATOR:

Let me make sure.

The last comment you said that some of the recruits said that he said to them, they said it was voluntary

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if they wanted to donate or not donate. A Yes. I believe two or three; or I shouldn't

give a number but some of the recruits did say that but they also felt they were intimidated and they said it was sort of a -- forgot the word they said, but they felt intimidated and they were going to do it and they just wanted to get through training. THE ARBITRATOR: proceed. BY MR. FERGUSON: Q And do you recall who those specific members who Thank you. You may

said they were intimidated are? A Q No. Wouldn't you think it would be important, since

that's the reason he's being terminated, to note who was making these charges against Chief Nolan? A Q A Q I believe it's in my notes. It is? Yes, it is. Okay. And you previously testified this last

time just as a way of recalling, you also testified that towers were reduced in many ways, correct? A Q scores? Yes. Trivia, good old class performance, high test

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A Q A Q A Q

Yes. Do you find anything wrong with that? No. That's okay? Yes. And you didn't denote that in your report to

Chief Teale? A Q A Q That they were reduced for that also? For a lot of reasons. I don't believe so. Now, you testified that there were a certain

charities that are countenance or allowed or recommended or supported by the department, correct? A Q correct? A Q A Q A Q Yes. In a more formal way? Yes. The chief one being United Way? Yes. And each member of the fire department receives Yes. And others that are supported by the whole city,

a donation form for United Way along with a payroll deduction slip, is that correct? A Yes.

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And it's also true that that's voluntary; they

don't have to do it, correct? A Q Yes. It's also the case that the fire department

members must complete a form stating even if they choose not to donate to the United Way, they would check "choose not to", correct? A Q I believe it's on the form, yes. And wouldn't that be a situation where a member

might feel intimidated if they don't choose to donate to the United Way since that's something that's supported by the department? A Q I don't know. I don't believe so. So in other words, it's

So that's different.

okay for you or Chief Teale or the leadership of the department to formally submit United Way slips to all the members of the department with a payroll deduction slip and if somebody doesn't want to donate, they have to check specifically that they don't want to donate, correct? A Q Yes. And you don't think that could be intimidating

to members of the department? A I don't believe so. I don't see how it could

Well, don't you -- not you personally but

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doesn't the leadership of the department have final say in who's promoted? A Q A Q A Q The chief does, yes. Okay. And it's the chief's charity, correct?

It's the city's charity. But he supports it; he's out front about it? Yes. And that's not the only charitable charity or

charitable event that is supported by the department, is it? A Q The only charitable event? No, it isn't.

The fire department is also involved with the

Cromwell Children's Home, correct? A Q Yes. And that's something that the chief seeks

donations from the members of the department for, correct, or has in the past? A Q In the past I believe. Okay. And MDA we mentioned, and there's also

toy drives for local elementary schools during Christmastime? A Q A Q Yes. And you support that? Yes. And in fact charities, that charity --

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withdrawn. With regard to the toy drive, merchants are specifically solicited, aren't they? A I don't know. I am not part of that. I don't

collect the toys. Q But if there were. If somebody comes here and

testifies, you have no problem with it because you know that it goes on, correct? A Q A Q A the Union. Q So it's okay if it's a member of the department If they solicit toys? Yes. If they solicit for toys if we're aware of it? Yeah. I don't think the fire department. I think it's

if it's Union activity but not for training? A We know where they're given. They're given to

the children of the city. Q So is it your complaint that there's not a

solicitation but rather that you don't know or didn't know with regard to this whether or not the charities went to Lea Foundation, for example, or the Big Climb or any of the other charities? A That's not my complaint at all. That's not my

concern, I should say.

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Okay.

You stated in your previous testimony on

direct that you had a big concern about the safety of the recruits, correct? A Q Yes. And you said the city's great concern about the

investment in a recruit firefighter are for them to be injured or removed from a class reduces the amount of firefighters they can put on the line, correct? A Q Yes. And is it fair to say that you were also

concerned about the safety of line personnel? A Q Yes. Would this concern extend the concern of the

public citizens they are paid to protect? A Q Yes. Is it accurate to say when you want to

supplement the line firefighters you in fact want them to be supplemented with probationary firefighters who can perform these fire evolutions not to endanger the firefighters or the public? A Q Yes. And in fact that's why you send firefighter

recruits to training for 14 weeks, correct? A Q Yes. So that at the end of 14 weeks they can perform

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the necessary evolutions safely to protect their fellow firefighters and also the public? A Q Yes. In previous testimony you define what the

recruits' training consists of during the 14 weeks of the academy. A Q Do you remember that testimony? Yes. I think I briefed over it.

You stated it consists of a hose evolutions,

ladder evolutions, medical training, paramilitary in structure, and that there were practical evolutions they were graded on in order to pass. your testimony? A Q Yes. To your knowledge, would one of these evolutions Is that consistent with

that recruits are required to pass be known as "roof ladder ventilation evolution"? A Q A Q Yes. And you're familiar with that, correct? Yes. Correct me if I'm wrong, but this evolution

would require a recruit to, one, raise a 35-foot ladder up a two- or three-story building? A Q With other recruits, yes. Then carry a 14- or 16-foot roof ladder up the

35-foot ladder, right?

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A Q

With another recruit, yes. Slide the roof ladder on the beam up to the

pitch of the roof? A Q Yes. Then flip the ladder on the side and push the

hook end of the ladder over the peak of the roof on the building? A Q A Q Yes. And that's the evolution, correct? Yes. Once that is accomplished, the recruit would

then take up a gas powered saw, correct? A Q A Q Yes, they would bring up equipment. And how much does that gas powered saw weigh? I am not sure. Okay. Twenty pounds. And then they have to cut a

Fair enough.

ventilation hole in the roof, 4- by 4-foot ventilation hole, correct? A Q Yes. And the purpose of that is what? The purpose of

cutting the hole in the roof is what? A Q A The training purpose. Well, the actual purpose. Getting the gasses out. MR. RAMOS: I am going to object --

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MR. FERGUSON: Q testimony. it.

MR. FERGUSON: MR. RAMOS:

Why? I

-- on this whole line. Did I miss

don't see the relevance of all that. something? MR. FERGUSON:

I am going to get to

MR. RAMOS:

It's very interesting. It's part of his direct

MR. FERGUSON:

I am going to cross-examine on it. THE ARBITRATOR: I am going to let you

continue and then we may take a break. We're in the ventilation hole. MR. FERGUSON: He's answered yes.

Is it fair to say this operation during a fire

emergency is performed during five or ten minutes? A Q A Q It's done as quick as possible. Huh? Yes. Is this a crucial task when people are known to

be trapped in a building? A Q Yes. And when recruits perform this evolution at the

academy, is it in a controlled environment? A Yes.

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With no actual smoke, fire, power lines down and

recruits would have an air mask on, correct? A Q Correct. Do you remember being in a meeting at the

training academy along with Debra Collins with human resources during the first week in November of 2007? A Q I don't recall. Regarding the -- let me -- regarding the

substandard performance of Felicia Graves, one of the recruits? A Q Yes, I believe we did have a meeting. And did D.C. Nolan make it clear to you that

recruit Graves was failing academically and physically and violated the code of conduct policy because of her safety issue and her lack of ability? A Q To the best of my recollection. And he put it in writing also. He gave you a

fire service to that, right? A I don't recall but I believe that would be the

normal course to follow. Q And do you recall at the conclusion of that

meeting that you actually went out the front door of the academy along with Ms. Collins and D.C. Nolan and Lieutenant Juda to see Recruit Graves to perform that duty?

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A Q

Yes. Do you remember her performance or can you

describe what you witnessed? A I believe Recruit Graves was at the top of the

Another probation for her was a firefighter behind She was having trouble pushing

her with the roof ladder.

the roof ladder up the roof on the beam, if I remember correctly. Q And after fifteen minutes isn't it true that she

could not effectively perform this evolution? A Q It was a while, yes. And you specifically, you personally asked

D.C. Nolan to stop the evolution? A I don't recall that but I think I would have

stopped it, yes. Q And would it be fair to say that recruit Graves

was being evaluated in a controlled environment without dangerous smoke, fire or children to be rescued? A Q Yes. Would it be fair to say that she could not

perform minimally the requirements of that evolution? A Q service. Yes. And you previously testified you received a fire What action did you take after you received the

fire service?

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A Q A Q

On Recruit Graves? Uh-huh. I don't recall. Well, let me refresh your recollection or Isn't it true that you and AC Milner met with

attempt to.

Graves and allowed her to continue in the class despite all the deficiencies in the Nolan fire service and after you requested that she be dismissed from the class? A Q Yes, I believe that's accurate. Is this a common -- is it common practice for

two assistant chiefs to have a private conversation with a recruit with numerous violations to include safety to be allowed to continue in the academy? A chiefs. Q Is it common after viewing, understanding all We have conversations with recruits to assistant

the problems that she was having with a myriad of evolutions, with a myriad of safety concerns, to allow somebody to continue at that point? A We had the meeting with her and she was allowed We do not have the ability to That's up to the chief of the

to stay in the class.

remove her from the class. department. Q

Did you make a recommendation to the chief to

remove her from the class?

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A Q A Q A Q class? A Q

I believe I did. You did? Yes. At that time? Within that time period. And the chief allowed her to continue in the

I believe so, yes. And you're aware, are you not, that many of the

towers -- withdrawn. You're aware that the way discipline occurs and has occurred for many, many years in the department is all recruits, if some recruit does something wrong that the whole class receives the same punishment, whether it's a run? A Q Yes. That's standard operating quasi military

procedure, correct? A Q Yes. And the idea behind that is that you work as a

group, you work as a team on the fire grounds when you become a firefighter and that you're only as strong as your weakest link; would you agree with that? A Q Yes. And would you agree that in the estimation of

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the fire training division, that Recruit Graves just could not cut the mustard, correct? A Q Yes. But she was allowed to continue by, you say,

Chief Teale another couple of months, correct? A Q She was allowed to stay in the class. Would you consider that to be preferential

treatment for someone? A I believe, yes, because we were looking for

female recruits. Q Okay. So if she had been a male recruit,

there's no doubt in your mind that she would have been dismissed from the class? A Q I am not sure. Well, based on your experience. Based on your

experience. A Q Yes. Ultimately, two months later, she was dismissed

from the class? A Q She was dismissed. And why? Let me refresh your recollection. Wasn't it due

to more violations and substandard operations? A Q Substandard performance, I believe. And substandard performance?

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A Q

Yes. But yet you previously testified here today that

Recruit Graves was invited back into the next class? A Q A Yes. Why? The chief of the department allowed her back in Other people that have --

the class as other members.

that were removed from the class. Q Based on your experience in the fire service for

over 30 years, is that consistent with the way you would run a department? Well, you did run a department. Would

you have done that same thing in West Hartford when you were the chief? A Q No. Now, she wasn't the only member of that

department of the training class that was dismissed during that 14 weeks, correct? A Q A Q There was other members dismissed. One was Edsel Rodriguez? Yes. And he was also dismissed due to consistent

substandard academic and physical performance, correct? A I believe so, yes. THE ARBITRATOR: going in a similar direction? Are you going to be

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MR. FERGUSON:

No, I am almost done. Thank you, though.

We're going to move right along. I understand. BY MR. FERGUSON: Q A Q And he's not a female. Yes.

Edsel is a male, right?

And he was also recommended for dismissal by

Chief Nolan prior to the actual dismissal, correct? A Q Correct. And in spite of that, he was allowed to continue

in the department, in the class for some weeks thereafter? A Q Yes. Okay. And after he was dismissed, he was also

invited back to attend the following class? A Q Yes. Is that consistent with the way these things

formally happen; that people are invited back to a subsequent class? A Q No. And the subsequent class was just

coincidentally, maybe ironically shortly after anonymous complaints against Chief Nolan and he was suspended, correct, or placed on -A Q Yes. So he was taken out of the class. They were

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allowed to come back in even though they had inadequately performed in the first class, correct? A Q A Q Yes. Okay. Was that political?

I don't make those decisions. Okay. Do you know if they have any connections Aren't you Aren't you aware

with -- let's pick a name -- Mayor Perez? aware, sir, let's just cut to the chase.

that Felicia Graves and her father, former member of the fire department, are good friends with Mayor Perez? A Q I wasn't aware of that. What about Edsel Rodriguez? Does he have any

connection with Mayor Perez? A Q I believe he's acquainted with Mayor Perez, yes. And a third member of that class, Aida Ramos was

also invited back to the next class after being dismissed, correct? A Q Yes. So there's three members of the department who

were inadequate academically or physically and yet they were invited back to the next class? A Q Yes. Has that ever happened before to your knowledge

in the 13 years you've been in the department? A I can't recall that --

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Q A Q

Okay. -- that it happened. And let's just throw one more name out there. He also was written up for substandard

Ernesto Santiago.

performance and dismissed from the class, correct? A Q A Q Yes. And he was allowed to come back also? Yes, he was. And Aida Ramos and Ernesto Santiago also have

political connections in the town? A Q A Q I am not aware of it. You're aware of any connection to Mayor Perez? I am not aware. With regard to the investigation of Chief Nolan,

was the -- you said you did the preliminary investigations? A Q A Q Yes. And you recommended a formal investigation? Yes. Is that normally what happens with an Is there normally an investigation after

investigation?

you conduct it with regard to discipline? A Q A Yes. They do a formal.

Who does the formal? The chief will do it.

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To your knowledge did the chief do the formal

investigation in this case? A Q A This case? Yes. There was a meeting in his office when he had

corporation counsel there and he was conducting it. Q Isn't it true that after you had talked to --

maybe you don't know but if you don't state it and we'll go on -- isn't it true that the investigation was actually conducted by corporation counsel, by this gentleman here? A Q It was in the chief's office. It was in the chief's office. And do you know

of any other time in 13 years -- you and I have done a lot of disciplinary situations -- where the corporation counsel -MR. RAMOS: irrelevant. MR. FERGUSON: it. It's absolutely relevant. THE ARBITRATOR: No, it's not. I claim Objection. It's

It's part of my case. Let's finish this

line of questioning here and then we're going to meet outside. Go ahead. BY MR. FERGUSON: Q Do you know of any other time in 13 years, and I

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would venture to guess just from my recollection you and I have been involved in formal and informal investigations of firefighters a hundred times in the last 13 years, of those hundred, what other time other than Chief Nolan was the corporation counsel involved in what you term a formal investigation? A When Chief Nolan was disciplined back under We had -- I can't think of I believe you were

Chief Dobson's administration.

the lawyer's name now for the city. involved with that. Q

So other than Chief Nolan who at the time was a

lieutenant, right? A Q Yes. And there's been investigations in my tenure of

deputy chiefs, captains, lieutenants, many line firefighters, other than Chief Nolan, has any other investigation, formal or informal been conducted albeit under the auspices of a chief by a member of the corporation counsel? The answer is no, correct? A I am trying to recall if there's any others.

Because corporation counsel is involved with some of our disciplines, terminations. No, I don't recall. Q Not at the investigation stage?

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A Q A Q

I would agree with that. I am talking about the investigation. Yes. There's never been in the hundred-plus

investigations I have been involved in and you have been involved in many of them if not all of them, where the corporation counsel is involved. A Yes. MR. FERGUSON: THE ARBITRATOR: Let's talk. (Short recess for counsel and the arbitrator to confer.) BY MR. FERGUSON: Q Moving back to the issue of safety, you stated I am going to move on. Off the record.

in previous testimony that deputy chief of training is assigned the safety officer's role in the department, correct? A Q A Yes. And what does he do as a safety officer? He responds to major incidents and he has the He can

ability to overrule the incident commander.

change, alter or completely stop any evolution going on at a fire scene in fear of safety of the firefighters or civilians.

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And that's to protect the safety and not just

the firefighters but the public, too? A Q Yes. And so it would be important for him as the

training chief to make certain that nobody gets out of the academy unless they can effectively perform the functions of a firefighter? A Q Yes. So you would agree with me that it's part of his

responsibility to wash out firefighters who are incapable of performing at least at a minimum level on the fire grounds? A Q A Q To recommend, yes. Right, the chief ultimately decides that? Yes. And is it true that normally the chief goes

along with what the training chief says with regard to the ability of the firefighters? A I would say after the chief looks into it, he

would make a decision. Q Other than these four people we have talked

about in testimony today, do you know of any other firefighters that were recommended for dismissal or ever reinstated? A I don't remember the names but some got hurt in

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a previous class and have gone back. Q But I am not talking about people who were hurt

or in fact there was one actually that was called to jury duty for a significant period of time? A Q Yes. I am talking about people who could not

physically or academically perform the functions of a firefighter. Do you know of any who were washed out for

those reasons directly related to the abilities of the functions of a firefighter who have ever been reinstated and put into a subsequent class? A Q No. Now, subsequent to Nolan's suspension while he

was still employed, there was another class, correct? A Q Yes. And five recruits quit or were dismissed from

that class, correct? A Q A Q I don't recall but we dismissed people, yes. Were any of them invited back? I don't recall. Okay. I don't think so.

Now, in your direct testimony you

testified that platoon leader Marlin Stevenson specifically brought up issues pertaining to safety during the investigation. A Yes. Do you recall that testimony?

He was concerned with it, yes.

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You stated that he was concerned with all the

towers they were doing, correct? A Q Yes. Is he one of the ones that said they ran 20

towers a day? A Q I can't recall. And you said that he specifically said to you it

was not safe, that recruits could become injured and not complete the training, is that correct? A Q Yes. So your testimony, just to be clear on the

record, is that former platoon leader Marlin Stevenson explicitly said he had the safety concerns of towers under the command of D.C. Nolan? A Q A Q Yes. And he brought that to your attention? Yes. Okay. MR. FERGUSON: questions of the witness. THE ARBITRATOR: Mr. Ramos? MR. RAMOS: Yes. Thank you. I have no further

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MR. RAMOS: Q A BY MR. RAMOS: Q

REDIRECT EXAMINATION

Let's go to the issue of providing false Deputy Chief Nolan

statements during your investigation.

volunteered the information that salsa lessons were donated, correct? A Q A Q Yes, I believe so. He told you that information? I believe so, yes. That was a donation given -MR. FERGUSON: Salsa lessons or lesson? MR. RAMOS: Salsa lessons. I am going to object.

I believe it was one lesson. MR. RAMOS: Okay.

All right.

Did you specifically ask him about

salsa lesson, about the salsa lesson? A Q A Q No. This is something that he told you? I believe it had to do with the Big Climb, yes. Now, so you're telling us that he volunteered

information that a donation was given about salsa lesson, correct? A I believe so, yes.

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But when you specifically asked him about cash

donations, what did he say? A Q He said there was no cash donations. When you specifically asked him about Play

Stations, what did he say? A Q No Play Stations. He didn't volunteer any information about Play

Stations like he did with the salsa lesson? A Q That's correct. Now, raffle tickets, did he volunteer any

information about raffle tickets? A kind. Q Okay. Now I am going to -- now that your notes He said no raffle tickets or any tickets of any

are in evidence, I would like you to -- I am going to show you a page which unfortunately they're not numbered but it's the fifth page in. THE ARBITRATOR: Exhibit 2? MR. RAMOS: Yes. The witness has City This is City

THE ARBITRATOR: Exhibit 2. MR. FERGUSON: numbered. THE ARBITRATOR:

Mine are actually

Yeah, at the top

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left. MR. RAMOS: They don't follow. I agree some seem to

THE ARBITRATOR:

be numbered and some seem to not be numbered but you're saying five pages including the top sheet? MR. RAMOS: Yes. That would be a

MR. FERGUSON: non-numbered page. MR. RAMOS:

It says March 27, 2008. I am going to mark

THE ARBITRATOR:

the top of it with a 5 indicating it's the fifth page. MR. RAMOS: It's important because I

think that page is important and that's why I am asking. THE ARBITRATOR: BY MR. RAMOS: Q Assistant Chief Parker, what is that page? What You may proceed.

does that page show of your notes? A Q This is the interview with Deputy Chief Nolan. So would that contain the answers to the

questions you asked him? A Q Yes. Now, could you point, physically point us to

your notes as to the issue of raffle tickets and tell us

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what it says? A Down at the bottom, "No raffle tickets solicited

during recruit class and did not have any raffle tickets or any tickets of any kind." Q Did you make those notes during your interview

of Deputy Chief Nolan? A Q Yes. Now I am going to ask you the same issue with What did he Could

respect to the issue of Play Stations.

respond with respect to the issue of Play Stations? you help us with your handwriting? A games." Q Okay. "No Sony Play Stations or electronic video

Same question I am going to ask you about Is there any notation with respect to the

cash donations.

issue of cash donation? A Yes, Chief Nolan's reply did not ever say donate No cash to reduce towers.

cash, gifts to reduce towers. No one made cash donations. Q Okay.

Specifically, let's focus on that last

one that says No -- is that your underline? A Q A Q Yes. And then it says "No one made cash donations"? Right. Now you spoke with several -- you spoke with

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approximately 20 recruits.

Did you have recruits

specifically come and tell you that they brought cash donations? A Q Yes. Yes. Now, would it be fair to say that -- well,

isn't it true that not all of them made cash donations, correct? A Q A Q Correct. Only some of them? Yes. So in the back of this document that I am

showing you of your notes, you would have notes of each interview with each recruit, correct? A Q Yes. Okay. Now, just for example purposes, let's

look at -THE ARBITRATOR: record. (Off-the-record discussion.) THE ARBITRATOR: has now been numbered. City Exhibit No. 2 Let's go off the

The numbering that each side

has put including the arbitrator is put at the bottom right-hand corner is the official pagination and would be used as reference with witnesses as well as in the brief.

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Okay.

So Mr. Ramos, you wanted the

witness to take a look at City Exhibit 2, page -MR. RAMOS: Thirty-four. We were

looking at Marlin Stevenson. BY MR. RAMOS: Q Now, before I ask you, I believe is that correct

that that's the page of your interview of Marlin Stevenson, page 34? A Q Yes. Now, before I ask you, these recruits, they

narrated their own personal recollection of what transpired? A Q Yes. Okay. And in the case of Marlin Stevenson,

apparently you have somewhat of an independent recollection of what he said? A Q Yes. Do you find him to be credible under what he was

telling you? A Q Yes. And why would that be? What factors would you

take in determining that he was credible? A The way he answered the questions directly. He

had a lot of knowledge of what was being the platoon leader. He had knowledge of -- he's a close tie with

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Chief Nolan and his meetings. credible. Q

And he came across very

Now, did he narrate specifically what at first

he undertook to get cash donations, for example? A Q Yes. Now, based on your notes now that you have them,

could you tell us, what were those efforts that he described to you? A Solicit to sell raffle tickets, bring gifts for

an auction to reduce towers, Saint Patrick's Day parade $20 for tickets. Street function. Q To raise money. It was at the Arch

It's a restaurant. There's a

Now, can you look at the next?

reference to a day spa, $200.

What does that indicate?

Do you recollect what was that donation that you have there? A Q A spa, $200. Yes. What is it? He went in and solicited for donation for a day Salsa lesson. He brought in the day spa. I

believe Stevenson brought in salsa and Shapiro for Play Station, 10 or 20 dollars was donated. Q Okay. Now, is there any way based on your --

that Deputy Chief Nolan would not have any knowledge of this information that Marlin Stevenson is providing you?

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A Q A himself. Q

No.

He said it came from his squad meetings.

And who sat at those squad meetings? Deputy Chief Nolan and the squad leaders

So firefighter Stevenson recruit at the time

says that these items were discussed at these meetings, these issues? A Q Yes. Do you know if Deputy Chief Nolan rejected any

of these donations, didn't accept it? A Q I have no knowledge of it. Okay. But when you interviewed, for example --

when you interviewed the firefighters, did they narrate to you then bring into the station and giving it to the chief -- to the academy, I mean, not the station? A He said he brought the donations in. To give it

directly to the chief, I don't recall. Q Okay. All right. Now, I see -- now here it

says "No receipts" right under no receipts is -- page 35, we're on. What does it say right under no receipts? This

is again Marlin Stevenson. A "The squad leaders asked to sell and get gifts.

Squad leader and class addressed." Q And can you tell us what your recollection is -What does that mean?

"squad leader and class addressed."

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That the whole class was addressed to sell or

get gifts, sell tickets or get gifts. Q Okay. So that would put into context in

narrative form what you tried to do just by providing the chart you provided on page 37? A Q Yes. So isn't it fair to say that the narrative

recollection that recruits had was also taken into consideration in your recommendation to continue with the investigation? A Q A Yes. And why was that? There were so many recruits -- it was usually

when we have investigations like this, usually the person being investigated and the witnesses are pretty much on track. This is totally different. Chief Nolan had no

recollection and denied asking the recruits to sell tickets or collect any money. At their first few

interviews I think it was obvious that we had a difference of opinion on what was going on; and again, I thought there were just a couple of disgruntled recruits in the beginning but I believe we had enough information on this investigation for another hearing to be arranged so that Chief Nolan could answer these allegations again. Q Now, you are the person -- you testified that

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you're the person in charge of personnel matters on behalf of the chief of the department, correct? A Q Yes. And is it fair to say that whenever disciplinary

matters occur, you often consult with other departments on different issues? A I consult with corporation counsel and HR on Most of it is done in-house.

some of the issues. Q A Q

So you would contact my office, correct? Yes. And depending on the severity of the issue,

isn't that dependent on how severe the disciplinary issue involves? A Q Yes. Do you think providing false statements to a

superior is a fairly severe disciplinary matter? A Q Yes. What if that person is the third highest ranking

member of the department? A Q Very serious. Going again to the issue of false statements.

Attorney Ferguson very well pointed out how stringent requirements have to be to know that we get the utmost, the best people out there doing our work as firefighters, correct?

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A Q correct? A Q A Q

Yes. Because there's safety concerns involved,

Yes. Discipline is a necessity in this field? Yes. And wouldn't you say that being able to trust

the word of your commander one hundred percent is of utmost importance? A Q Yes. And based on your preliminary investigation,

were you concerned about the trust that the recruits, the new or new men and women coming in would have in the third highest ranking member of the department? A Q Yes. Okay. Now, let me take you back to -- I was I

looking through the notes and I think I messed them up. am trying to find where the, point out to the arbitrator where your notes start regarding -- because they're very lengthy. Each individual recruit. I believe it starts

somewhere around page -- I believe they start somewhere on page 10, is that correct? it's page 11. I think I am wrong. I think

Well, you help me out, please? THE ARBITRATOR: What are we

identifying?

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MR. RAMOS: the whole section.

I just want to identify

He's not going to testify in

detail but the whole section he testifies of his notes. THE ARBITRATOR: MR. RAMOS: Interviews?

Interviews, yes. Starts on 11. Is that

THE WITNESS:

MR. RAMOS:

Yes.

So hopefully in

deliberations or in discussions in brief, we know what those notes are. THE ARBITRATOR: Fair enough.

Starts on 11 and goes to 36 for the discussion.

This also included members of the training division and our EAP, employee assistance person, Ms. Fay Soltys also, so you have got the 19 recruits, a cadet and members of the training division and Ms. Fay Soltys was in that investigation. BY MR. RAMOS: Q A Q A Fay Soltys is the EAP? Yes. She's retired now.

What was the relevance of her being present? She was on the panel with the chief and myself.

She was the -- she was keeping us in line of who was coming in to be interviewed. She was our administrator at

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the panel.

She didn't ask any questions.

She did the

introductions. Q Now, you testified that the recruits tell you What happened Do you know

that someone requested -- did I hear right? with the Wii?

Not the Play Station, the Wii.

what happened, who got it? A No. It was brought up -- to be honest with you, It was brought up by a

I didn't even know what a Wii was.

recruit early on saying it was a Wii and he explained to me what it was. Q And when you asked about electronic games to

Deputy Chief Nolan, did he have any acknowledgment of the purchase of the Wii? A Q No Play Stations or electronic games. Did he tell you, "I don't know what a Play Did he say, "Explain to

Station is," Deputy Chief Nolan?

me what you mean by Play Station"? A Q I don't believe so, no. Now, at this point in your investigation, did

you try to get a handle on exactly how many towers were issued? Was that something that you tried to get a

definitive number? A them. Q But you didn't try to gather? It was all over. Fifty, 100, 200 on some of

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A other. Q

I didn't compare the testimonies with each

But they were numbers like I think in your

report going back to C-4, you quoted, you included some quotes that indicated that towers were issued in excess of of ten towers, is that correct? A Q If that's what it says there, yes. Now, there's, Attorney Ferguson mentioned that

there are a number of charities that from time to time the city has somehow been involved or city employees have been involved. Is that openly acknowledged that those

donations are sought and is that something that's somehow kept from people knowing about this? A Q A Q Yes. The city charities, yes.

So we all know about it, correct? Yes. In the case of the charities that, and the

donations, are submitted in a form -A Q A Q A Q Yes. -- to a particular charity? Yes. In a formal way? Yes. Now, at that point in your investigation, I

guess you were -- were you -- did you go as far as to

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determine whether donations were accepted by Deputy Chief Nolan? A Q They were accepted, yes. Okay. Now, changing the line of questioning,

you stated quite openly that you had a difference of opinion on how you would have handled Felicia Graves, her situation with the department, correct? A Q Yes. You would defer from the chief, you have a

different opinion from the chief? A Q Yes. And you are the assistant chief for the

department, correct? A Q Yes. And since this Felicia Graves situation

occurred, it's been a number of years now, correct, maybe two years? A Q Yes. Okay. Have you suffered or received any

retaliation for deferring from the chief, having an opinion that's contrary to the chief with respect to Felicia Graves? A Q No. Have you sensed any hostility from city hall,

meaning the mayor or anyone under him for your difference

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of opinion in the case of Felicia Graves? A Q No. Do you think that partisan politics had anything

to do with the Felicia Graves decision? A Q The decision to remove her from the class? Well, strike that. Has anyone called you or has anyone called you personally or let you know that she, they deferred with you and that they're not happy with your recommendation? A Q No. Do you know of anyone that's taken adverse

action against Deputy Chief Milner who also witnessed some of this? A No, I know of no action. MR. RAMOS: I have nothing further. Give us a couple

MR. FERGUSON: minutes. THE ARBITRATOR: (Short recess.) MR. FERGUSON: questions of the witness. THE ARBITRATOR:

Off the record.

I have no further

Thank you.

(Witness excused.) MR. RAMOS: I am ready to continue

with the chief but I need a few minutes to talk to

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him, please. THE ARBITRATOR: it now? MR. RAMOS: It's 11:30. Tell me honestly what Okay. What time is

THE ARBITRATOR:

you really -- I don't mean to suggest you wouldn't tell me honestly, but what's a responsible amount of time here because if somebody wants to get a snack bar or something like that, I'd rather use the time in between now than do you need 10 minutes, 15, 10 minutes, 20. MR. RAMOS: About 20 to 25. Why don't we

THE ARBITRATOR:

reconvene at noon and then if somebody wants to go down and get a hamburger. (A recess was taken at 11:31 a.m. and the hearing resumed at 12:10 a.m.)

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C H A R L E S

A L L E N

T E A L E ,

called as a witness by the City, having been first duly sworn by the Arbitrator, was examined, and testified on his oath as follows:

THE ARBITRATOR:

If you would state

your name for the the record, please. A Charles Allen Teale, Sr. THE ARBITRATOR: And what position,

just official for the record, do you hold? A Chief of the Hartford Fire Department. THE ARBITRATOR: held that position? A Ten years as of March 26, 2010. THE ARBITRATOR: And were you employed And how long have you

by the City of Hartford prior to that time? A Yes. I have been. THE ARBITRATOR: A How long overall?

Restate the question, please. THE ARBITRATOR: How long have you

held a position with the City of Hartford? A Twenty-eight years. THE ARBITRATOR: with the fire department? And has that all been

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Yes. THE ARBITRATOR: And prior to being

chief, what position did you hold? A I was the deputy chief of training. THE ARBITRATOR: you hold that position? A Approximately four years. THE ARBITRATOR: And if you could just And for how long did

go back prior to that, what position did you hold? A Captain of training. THE ARBITRATOR: And do you recall

approximately how long you held that position? A Two years. THE ARBITRATOR: us back. A I served in the suppression division as a And just keep taking

lieutenant prior to that for a period of approximately six months. Prior to that I was a lieutenant in the training Prior to that I was a

division for a year and a half.

lieutenant in the suppression division for approximately one year. And prior to that I was a firefighter in the

suppression division for five years. THE ARBITRATOR: Your witness. Thank you.

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DIRECT EXAMINATION

Good afternoon, Chief Teale.

I am going to ask

you a little bit to describe.

I hear from your testimony

today right now that you have quite a bit of experience in the training division, is that correct? A Q That's true. And that would be approximately 13 years of

experience more or less in the training division or more than that. A No, it was actually less than that. The figures

I gave were approximations. Q

It was more like ten years.

And maybe my notes are mistaken. So you worked in the fire academy on different,

or the training division in different capacities, correct? A Q That's correct. Now, can you give us based on that knowledge and

you rose up to be deputy chief of training? A Q That's correct. Not all fire chiefs have necessarily come from

that background, correct, from the training division? A Q I don't believe anyone has. But in your case you are, so could you describe

for us, because it's an issue today, it's a termination of a deputy chief of training. Could you describe for us

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based on your knowledge as chief and as a former deputy chief of training of the duties of that position with respect specifically -- I'll ask you to explain with respect to the recruits at the academy? A Well, under general direction, you administer a And in

program for the training of fire recruits.

addition to that responsibility, you administer a program that's designed to meet various standards that the suppression division in particular has to meet with regard to training purposes. Q But with respect to the training of recruits,

what duties or powers does the deputy chief of training have with respect to the dismissal of recruits? A Well, the deputy chief of training cannot

dismiss a recruit but the deputy chief of training can recommend the dismissal of a recruit. Q A Okay. And normally that's taken into consideration by

the person who has the authority which is the director of human resources, to dismiss. Q Okay. Now, describe briefly for us what the

training program is for a new recruit that comes into our academy? A Well, the -- there are various standards in

particular to the National Fire Protection Associations,

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1001, which is the professional standard for firefighters, dictates what training is necessary. There are other

standards that must be adhered to with regard to hazardous material training. I believe it's OSHA regulations

29 CFR 2910.130 that takes also into consideration confined space rescue. the fire department now. We do have EMS responsibility in We did not when I was deputy

chief of training or at least to the extent so there are standards related to EMS response that must be taken into consideration. There are various standards and various

organizations that have some say as to what must be taught in the training academy. Q A Q And how long is the program? A minimum of 14 weeks. Is it fair to say -- I just want to move on. Is it fair to say it's a fairly rigorous training that a recruit goes through? A It is very rigorous. It used to be called drill

school because the information is supposed to be drilled into a portion of the brain so that when you have to act under stressful life-threatening circumstances, the information is readily available and you can act according to your training. Q generally? And how long are the days of training,

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A five p.m. Q

Generally from eight o'clock -- eight a.m. until

And do you know if they're required to study at

night for a test too? A Q There's nothing but studying. So after you finish a long day, a recruit

finishes a long day of exercises and lectures, he goes and studies at home? A He or she should be studying all the time. You

must understand, of course, that the information, it must be learned, understood and retained. It's not just

learned, understood and retained, it must be implemented, utilized under life-threatening conditions. Knowing the

information can be a difference between life or death for a citizen or for the recruit who will become a firefighter. Q Thank you. I think we covered some of these So I'll ask

areas earlier so I don't want to repeat them.

you to explain briefly, what does it mean -- in a different area -- what does it mean to be the safety officer for the department? A Well, the safety officer, commonly referred to

as the incident safety officer, is the person responsible more so than anyone else for the safety on the fire ground. In the Hartford Fire Department, typically the

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safety officer is utilized on the fire ground of a multiple alarm fire in the Hartford Fire Department to make an evaluation of various things that could affect the safety of a firefighter. For example, just for example,

the potential of a building to collapse, the proper wearing of personal protective equipment by the firefighters, whether or not actually firefighters should be in a particular area. The safety officer has, because

of rank and because of position on the fire ground as safety officer, has the ability to put a stop to an evolution if the safety officer feels as if the evolution will result in serious injury or death. Q So if a second alarm fire or higher breaks out

anywhere within the City of Hartford, is it fair to say that that safety officer will have to be at the scene? A Q A Q Yes. So at any time? Yes. Somewhat to oversee in safety matters the

companies involved with fighting that fire? A Q Absolutely. Okay. So, and in the City of Hartford, who is

the safety officer? A Q That would be the deputy chief of training. And you've held that position or that

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designation to us, deputy chief of training? A Q Yes, I have. And Deputy Chief Nolan as deputy chief of

training had that designation also, correct? A Q That's correct. Thank you very much. Let's move on now.

Did there come a time to your attention when there were allegations regarding Deputy Chief Nolan regarding the training academy? A Q Yes. What were you made aware of when you heard about

this allegations? A Initially, the allegations were that the

recruits were being asked to do things physically that they should not be asked to do. Recruits have to take a

strength and ability test called the CPAT prior to becoming recruits. Therefore, while going through

training it isn't necessary to take a test to become firefighters. They have already taken the test. And if

they are recruits they have already passed the test, so the concern that was brought to my attention was excessive physical training. I looked into the matter through the

assistant chief of operations and the assistant chief of personnel and labor relations and came to realize that there was a physical or strength and agility test being

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planned for the recruits and I ordered that the test be stopped; that it not be used. Q Now, later on did it come to your attention that

a complaint had been filed by the -- by Local 760 Firefighters Union? A Q Yes. Okay. That was sometime afterwards. And what was -- what did you do in

response to that complaint? A I directed the assistant chief of personnel and

labor relations to conduct a preliminary investigation into the matter. Q A Q And who would that be? Assistant Chief Michael Parker. Were there any others besides that brought by

Local 760, were there any other complaints that you were aware of that were brought to the department's attention? A Q There were many. Okay. There were several.

And so did Chief Parker commence an

investigation regarding the allegations? A Q Yes, he did. And do you know what Assistant Chief Parker did

to conduct that investigation, what steps did he take? A Initially he notified the deputy chief of

training to come in and answer questions related to his conduct during that recruit class in question.

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Q A Q A

Do you know what those questions pertained to? Yes. Could you explain? They were questions related to the use of towers There were

for punishment, an excessive number of towers.

questions related to receiving money, the deputy chief of training receiving money from recruits in exchange for a reduction of the towers. an exchange of gifts. There was questions related to

When the recruits brought in gifts, There were several

the towers would be reduced. questions. Q

There were many, many questions. Okay. And again, I think I asked you if Chief

Parker conducted an investigation? A Q Yes. And did he forward to you any findings, any

document with his findings of fact of what he found out during that investigation? A Q Yes, he did. And I am going to show you City 4. Do you recognize that document? A Q A Yes, I do. What is it? This appears to be the initial document that was

sent to my attention from Assistant Chief Parker regarding his preliminary investigation.

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Okay.

Thank you.

Now, did you, after reading this document, did you have any concerns regarding Chief Parker's findings? A Yes, I did, and primarily the concern I had was

the information that was being presented by the recruits seemed to be in such abundance and in unison that I thought there was conspiracy against the deputy chief of training. Q A What do you mean by that? I thought they sat down and said, Let's say

something bad about the deputy chief of training and if we say the same thing, it will get him in trouble. Q And did you -- do you have any other concerns

regarding Assistant Chief Parker's report? A Well, the primary concern that I did have was if

this was some form of conspiracy, the director of human resources should be made aware of it and because it would, should they all be lying in essence, the recruits, it would mean that it would be necessary to terminate them. They were at-will employees. I didn't believe the I just did

allegations to be true at that point in time. not know if they were true. Q

So at that point, what steps did you take to try

to determine whether this allegation or this statement made by the recruits were true or not? What did you do?

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I felt it was necessary to conduct an

investigation utilizing the assistance of human resources and corporation counsel. Q And describe what the investigation consisted

We brought in the recruits, then probationary

firefighters and we brought in the training officers and questioned them regarding this matter. Q Union? A Q Union? A To the best of my recollection, the Union Yes. Who were present during this meeting from the Was the Union present, representatives from the

president was present, Vince Fusco. Q A Do you know if Scott Brady was present? I believe Scott Brady was present but I am just

not certain. Q recruit? A Q Yes. You brought each one of them one-by-one and So you brought in each probationary former

spoke with them one-by-one? A Q Yes, I did. And as they came in -- could you again tell us

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who was present at the meeting specifically? A To the best of my recollection there was Union

president, Scott Brady, Deb Collins-Carabillo, and corp counsel, yourself. Q And when they completed -- who asked the

questions of the recruits? A I asked some of the questions and also corp

counsel asked some of the questions. Q And when they completed answering your question

or my questions, what did we -- did we do anything else to secure their testimony? A Eventually it was necessary to obtain affidavits

from each person that testified including some of the training officers. Q Now, did you specifically ask, during that

investigation, did you specifically ask this probationary firefighters, former recruits now about allegations that Play Stations were brought in by some of them during their time in the training academy? A Q Yes. And what information did you elicit from that,

did you obtain in general terms? A They did indicate that the Play Stations were

brought in, in an attempt at reducing the number of towers that they were receiving for punishment.

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Okay.

And was this corroborated by more than

one of them? A Q tickets? A Q Yes. And what did they say or did they confirm or Yes, it was. Now, did you ask them questions regarding raffle

deny that there were raffle tickets being sold? A They confirmed that raffle tickets had been sold

and the more raffle tickets they sold, the less towers they would have to run. There was a system, a formula

that they shared that actually showed that the more raffle tickets they brought in, the fewer towers they would have to run. Q Now, did you ask, and again, we have, the city

has kept a copy of the affidavit signed by these individuals, correct? A Q Yes. I am asking you if you asked them, did you -- my

next question is, did you also ask them whether they had provided donations in cash to Deputy Chief Nolan? A Yes. I do recall asking that question and they Sometimes it was

did indicate that they brought in cash. their own money.

Sometimes it was money from relatives

but they did bring in cash.

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I am going to ask you more specifically each one

of these questions but let's move on. Now, did you ask them specifically whether there was an understanding between them and Deputy Chief Nolan that towers would be reduced if they brought in these gifts or donations? A Yes, there was an understanding. In fact, there

was a formula that was utilized besides what it was, it was $100 equals ten towers, something to that effect. Q Do you know how the recruits became aware of

this formula? A They were approached during roll call. They

were also approached -- he would meet with these squad leaders, I believe they were referred to as. He would

meet with them periodically and I think there were four of them, and through them he would disseminate information also. Q Okay. Now, let's go specifically to some of the

issues with each one of these four areas. I think we should ask you -- the Play Stations. Did the recruits, did they mention how they -- not all of them bought Play Stations, correct? A That's correct. MR. FERGUSON: not to lead the witness. I am going to ask him

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THE ARBITRATOR:

Sustained.

How many Play Stations were provided by the

recruits, do you recall? A Q I recall two. Now, how did it come to be that everyone became

aware that these two Play Stations were donated? A An announcement was made according to the

probationary firefighters that the Play Stations were brought in and as a result of the Play Stations being brought in, towers would be reduced. This is what a

probationary firefighter said took place during roll call, so it was a means by which the person who brought in the Play Station would be rewarded for their efforts and the entire class would know that the reduction in towers was one of the gifts that was brought in. Q A Q And who made this announcement? The deputy chief of training. Now, with respect to the raffle tickets, did

they say in what context these raffle tickets were offered and where in the academy? A The raffle tickets went to the various squad

leaders and the squad leaders gave the raffle tickets to the members of the recruit class and the members of the recruit class went out into the community. Sometimes they

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went to businesses.

Sometimes they went to relatives.

Sometime they bought them themselves but in any event they would sell the tickets or buy the tickets and bring the money back to the deputy chief of training. Q So they would bring it back to the deputy chief

of training, but who gave it to them -- did you determine who gave it to them in the first place? A Q A leaders. Q A Q A Who gave them to the squad leaders? The deputy chief of training. And then the squad leaders went on to sell them? Well, squad leaders did sell them but also the Sometimes they Gave them the tickets in the first place? Yes. It seems as though it went through the squad

rest of the recruit class sold them, too. bought them themselves. Q

Now, during those interviews, what did you learn

regarding the punishments posted by Deputy Chief Nolan? A The punishments were extreme and excessive. As

a training officer I have run towers with recruit classes, as many as six, and I think that's as much as I could do. But there were times when some of the recruits could not run fast enough to meet with the approval of the deputy chief of training and because they ran too slow the entire

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class would get 75 towers.

Now, to give you an idea of They

what that consists of, each tower is six stories. could not physically run that many towers.

I don't know

if anyone can, so in order to offset the number of towers, they had to bring in money or gifts. That was the system

that was established according to the recruits and some of the training officers. Q Okay. Now, let's go back and clarify some of

these things. You say they didn't run fast enough? A Q done? A That's correct. Can you explain in what context was this run What is this that you're referring to? At the end of the day, the recruits and the

deputy chief of training would go on a run and on the way back, if he passed any of the recruits, there would be towers assigned to the entire recruit class. One recruit

in particular, Ms. Felicia Graves, and actually second recruit, Mr. Salestino Jimenez often could not run fast enough to keep up with the deputy chief of training, and when they could not run fast enough the entire recruits would get more towers. One time they were assigned 150

towers because he passed both, Salestino Jimenez and Felicia Graves. Q So you say you spoke with the recruits. Were

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you able to corroborate the specific testimony with anyone other than a recruit? A that, yes. Q I'll ask you, did you ask this question of any With the training officers I was able to do

of the lieutenants at the academy? A Q A Q that be? A Q I believe it was Michael Patterson. Did he specifically -- was asked specifically Yes, I did. And did you obtain an affidavit from him? Yes, I do recall receiving at least one. And who would that be, what lieutenant would

about assigning 75 towers to Felicia Graves because you specifically asked him about that? A Q That I just don't recall. Okay. Well, now, also going back to the issue

of the run, this daily run, as a former deputy chief of training and someone with experience in the academy, what's the purpose or the importance of this run within the whole context of the training? A To make certain that the recruits stay in good

physical condition, particularly with regard to their cardiovascular ability. that is demanding. They're going into a profession

They're going to have to be concerned

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about not only exerting themselves but doing so while wearing turnout gear and in an extreme heat environment and under a very stressful set of circumstances, so we do engage or have engaged in physical training in making an attempt to be certain that they remain in good shape. Once again, they've proven they do the job through CPAT. It's not an evaluation. It's just so when they get on the

line, they can handle the rigors of firefighting. Q So how important is the speed factor of this

daily run in your opinion? A There is no criteria that I know of that can be

utilized to determine how fast a recruit can or should run. Q Because just to give you an example, in the case

of other professions like police, running within a certain speed is of utmost importance. training? A Not in fire training but I believe with the Is that the case in fire

police, you're referring to the evaluation process? Q A training. Right. Necessary to become -- that's not during That's during the test necessary to become a

police officer, so there is a criteria, physical criteria for becoming a firefighter but it isn't during the training process. It's during the evaluation process.

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Q A Q

Prior to entering the academy? Correct. So having explained that, the role that running

serves and the training of a firefighter, what is your opinion of the punishments being imposed, that were being imposed by Deputy Chief Nolan at this time? A Unnecessary, ineffective, possibly likely to

cause injury; and when utilized in conjunction with an exchange for money and gifts, unacceptable and unconscionable. Q All right. Now, I am going to backtrack a

little bit with respect to again the issue of money. Do you have, without looking at the affidavits that we took down in your notes, do you have any recollection of some of the amounts and some of the efforts, some of the amounts collected by some of the recruits? A I believe one recruit in particular brought in Precise amounts I don't

approximately $200, Fred Nelson. recall. Q

Do you happen to know Fred Nelson prior to

becoming a firefighter? A Yes. He was a cadet prior to becoming a

firefighter and explorer prior to that. Q Now, can you briefly tell us what is the

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explorer program? A They are inner-city youth who have expressed an

interest in becoming firefighters but not necessarily. Sometimes they're just interested in being part of an organization, the Explorers Post is like a boy scout troop. Q So in that capacity you met Fred Nelson as a

young explorer? A Q That's correct. Do you happen to know his upbringing and his

family a little bit? MR. FERGUSON: BY MR. RAMOS: Q A Q from? A Q Oh, he said he got it from his parents. Okay. Do you happen to know -- do you feel that How much money did Fred Nelson bring in? To the best of my recollection $200. Did he tell you where he brought that money Relevance?

was -- do you happen to know based on your, on your knowing him whether or not his parents were in a position to make that kind of contribution. MR. FERGUSON: What's the relevance? THE ARBITRATOR: Sustained. I am going to object.

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As I indicated to both of you off the record earlier, I think we know what the focal point of this case is and we should stick to it. BY MR. RAMOS: Q What did you ascertain with respect to going to

area -- I think you mentioned that -- I don't know if you mentioned about the issue of going to area businesses and seeking donations. A What did you ascertain?

The leader of the recruit class,

Marlin Stevenson, I recall did relay that he went to local businesses to sell raffle tickets. whatever these tickets were. Not raffle tickets,

But in any event, he went to

different businesses in his uniform trying to sell tickets when he should have been studying. He would take the

money and he would turn the money over to the deputy chief of training. He was not the only person who did that.

There were several members of the recruit class who in addition to going to their family members, went to area businesses and gave the impression that it was something related to a fire department function of which we knew nothing about whatsoever. in uniform. And once again, they did this

Fred Nelson in particular as I recall, his

family lived on Garden Street, one of the poorest neighborhoods in the state, and he got $200 from them. know they didn't have money for this purpose but he got I

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that money from them and he turned that over, too. Q Now, did you ask the recruits why they were Did you ask them

seeking these donations or these gifts? that? A Q Yes, I did.

Can you tell us, did you get -- what kind of

responses did they give you? A Many of them were concerned about the direct

effect of not bringing in the money, meaning that they would have to run more towers if they didn't. They were

concerned about running more towers because they thought they would get injured. And other people expressed

concern over the fact that they knew the deputy chief of training's opinion of them as recruits would be used to determine whether or not they could become firefighters. They were very, very concerned, in essence, with losing their jobs if they didn't please him. Q Did some of them say, was there something -- a Did they say it was mandatory or

mandatory thing? voluntary? A

They didn't indicate it was mandatory but if

they didn't do it, they knew they would have to run their tower and they also knew it was possible they could lose their jobs. And once again they were concerned about If you get injured,

getting injured running those towers.

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you can get wiped out of the training academy and you won't become a firefighter, at least not that time around. Q Now, so when you completed this interview

process with all the recruits with your investigation, what did you do then? A training. Q A Q terms? A That he was to come in and answer to charges Okay. Yes. Okay. And what did you state to him in general Did you do so in writing? What was your next step?

I scheduled to bring in the deputy chief of

related to his conduct as a deputy chief of training during that recruit class. Q Okay. I am going to show you a document. THE ARBITRATOR: BY MR. RAMOS: Q Chief Teale, do you recognize this document I City 5.

just showed you? A Q A Yes, I do. And what is this? This is the letter telling him to come in for

the Laudermill hearing. Q Is this the letter you referred to now I believe

you said the charges, you scheduled a meeting with him?

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A Q A Q office? A Q

Yes. So that was the Laudermill? Yes. And this is how you notified him to come to your

That's correct. Okay. Now, I am going to direct your

attention -MR. FERGUSON: MR. RAMOS: Are you offering that?

Yes, I offer it. No. City 5 is received,

MR. FERGUSON: THE ARBITRATOR:

November 19, 2008, letter to Deputy Fire Chief Nolan from Fire Chief Teale. (City Exhibit 5: evidence - described in index.) BY MR. RAMOS: Q A What were the charges? Abuse of authority, providing false statement to Received in

superior, jeopardizing the health and safety of firefighter recruits, misuse and failure to abide by direct warning you not to attend department activities. Q Now, you say that on the first sentence of the

Laudermill letter you indicate that on April 21 Deputy Chief Nolan had been placed on administrative leave?

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A Q A Q A

That's correct. And did you notify so in writing back then? Yes. Take a minute. (Pause.) I just have to get my glasses. THE ARBITRATOR: Let's move it along

here. Any objection to City 6? MR. FERGUSON: THE ARBITRATOR: No. City 6 is received:

April 26, 2008, letter from Deputy Fire Chief Nolan to Chief Teale placing the grievant on administrative leave starting month, April 21, 2008. (City Exhibit 6: evidence - described in index.) THE ARBITRATOR: of -BY MR. RAMOS: Q So you had placed -- Deputy Chief Nolan had been If that takes care Received in

on administrative leave during the period of time you were interviewing the recruits and conducting this investigation, correct? A Q That's correct. Is there any instructions that you gave Deputy

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Chief Nolan when you placed him on administrative leave? A Q A Yes, there were. Can you tell us what that is? That he wasn't to visit any fire department

facilities or contact any employees in the fire department unless receiving permission from me; and if he needed to access his office or personal effects, that he had to contact me to make the necessary arrangements. And also

that he had to be available during city hours during his regular work schedule and that he had to provide me with a telephone number that he could be reached at. Q Okay. So when you drafted the charges, were

there any charges filed for any violation of those instructions? A Q I'm sorry. Would you repeat that, please?

In your letter charging him in the Laudermill

letter explaining his charges, were there any charges related to violations of the orders you gave him when you placed him on administrative leave? A Q A Yes, there were. And what was that charge about? Well, in particular I recall there was, he

disobeyed a direct order not to contact any employees in the fire department unless he had permission from me. Q And did you have information that he had

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contacted department employees at that time? A So it appeared. I did see him interacting with In particular at the

members of the department.

graduation ceremony of the recruit class that graduated on August 8, 2008, he attended the graduation ceremony among other things. MR. FERGUSON: that? A 8/8/08. MR. FERGUSON: BY MR. RAMOS: Q So that was one of the charges listed in your Thank you. What was the date of

Laudermill letter? A Q That's correct. In addition to all the charges provided on the

second page, top of the second page, correct? A Q That's correct, yes. Now, I am going to direct your attention to the

issue of false statements, providing false statements to the superior. What were the areas that Deputy Chief Nolan

was accused of providing false statements to Deputy Chief Parker? A You mentioned area. That there were no raffle tickets of any kind,

no Play Station or electronic games were exchanged, no money exchanged. There may have been some others but

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that's what stands out most. Q Was there the issue of -MR. FERGUSON: He's reading them. issues. I am going to object.

He can ask if there's any other

He said he's already testified what he

remembers. THE ARBITRATOR: MR. RAMOS: BY MR. RAMOS: Q I am going to move on to the other charge of Sustained.

I will rephrase.

abuse of authority. What were the -- where were the areas of concern with respect to that charge? A I felt it was an abuse of authority to have the

recruits after assigning them an unacceptable number of towers per infraction to tell them that they can reduce the number of towers by giving him money and gifts. thought that was direct abuse of authority. Q Okay. So did you conduct a Laudermill hearing I

regarding these charges? A Q Yes, I did. During the hearing, did you specifically ask

Deputy Chief Nolan whether he sold raffle tickets? A Q Yes, I did. And what did he tell you in response to your

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question? A He said that, something comparable to the effect

that "At first I did not remember having any raffle tickets but now that I think about it, I did have raffle tickets to sell." Q And did you find that explanation credible in

light of your -- of all the evidence that was before you? A No, I did not, because it was at least ten

months prior to my asking him the question that he was asked the question by Chief Parker. He could not remember

having raffle tickets when he talked to Chief Parker, which is why he said no, apparently, but he said no, he didn't have raffle tickets but now all of a sudden he could remember he had raffle tickets. answer acceptable. Q Now, did you ask whether he obtained Play I didn't find the

Stations from the recruits? A He said that he didn't know what a Play Station

was, as I recall. Q Stations? A I just remember him saying he didn't know what a Did he say anything further regarding Play

Play Station was. Q And did you find that explanation in response to

the charge of providing a false statement with respect to

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the issue of Play Stations, did you find that was a truthful answer? A No, I did not. The answer he gave to Chief If

Parker was no, he did not receive any Play Stations. he didn't know what a Play Station was, how could he

answer no to the question when Chief Parker asked him the question? He would have said, "I didn't know what a Play

Station is," then so no, I didn't find that acceptable. Q What about with respect to the testimony

provided by the recruits to you in their interviews? Would that shed any light as to whether he was telling the truth or not? MR. FERGUSON: about what? MR. RAMOS: Okay. Rephrase the Object. Vague. Truth

THE ARBITRATOR: question. BY MR. RAMOS: Q All right.

The recruits came to you and

described the form in which they donated Play Stations, correct? A Q That's correct. I think you testified that it's already in

testimony that announcements were made by Deputy Chief Nolan regarding the receipt of a Play Station, correct?

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That is correct according to what the

probationary firefighters said. Q Now, that testimony, how do you reconcile the

testimony of the recruits describing how Deputy Chief Nolan announced the receipt of the Play Station? How do

you reconcile that with the fact that he didn't know what a Play Station is? A truthful. I couldn't understand how it could have been The recruits answered the questions with regard

to gifts and money in a way that made you think that they didn't know there was something wrong going on. It's as

if they thought it was accepted practice and a policy of the Hartford Fire Department. So they simply provided the

Play Station and the money and any other gifts that they could, thinking that it was just the right thing to do which it obviously is not, especially in exchange for reduction in towers. THE ARBITRATOR: I just want to make

sure I understand the last -- the recruits thought it was proper -A No, they answered the questions in such a way to

make you think they didn't know it was improper for them to have to reduce the number of towers by giving them money. THE ARBITRATOR: I just want to make

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sure.

In other words, I want to understand what When you asked the recruits the

you're saying. question. A Yes.

THE ARBITRATOR:

The response you got

from the recruits lead you to the conclusion that the recruits believed that this was sort of common practice and an appropriate practice in the Hartford Fire Department to bring these items in to work with? A That's what it appeared. They thought this was

what was required of them. honestly.

They discussed it openly and

The day before graduation they were rehearsing When they were in line

for their graduation ceremony.

practicing for graduation, they were collecting money to give to Chief Nolan. It was that commonplace. THE ARBITRATOR: the right thing to do? A They thought it was. Apparently they were They thought it was

convinced of it. BY MR. RAMOS: Q Now, let's go to the issue of money. Did you

ask in your Laudermill hearing with Chief Nolan, whether he obtained money, received cash donations, I am going to say cash donations from the recruits? A He did say he did receive cash donations but not

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to exceed a concern amount. total. Q

I believe he said it was $200

Well, you're testifying, and did you find that

answer to be truthful? A I did not because based upon what the recruits

told me, the amount of money that was brought in far exceeded $200. I couldn't tell if it was less than $2,000

and I simply could not determine exactly how much money was exchanged. Q money? A Q Yes, he did. Did you find that based on that testimony that But he did admit in the Laudermill taking some

he told the truth to Chief Parker with respect to the question as to whether he received cash donations? A He lied to Chief Parker but he told me the He did receive money but

partial truth about the money.

he indicated it wasn't much money. Q So you're telling me you believe him to have

lied to Chief Parker and then to you again? A He did lie to Chief Parker but once again he

told me that he did receive some money but he indicated how much money he received which was less than the amount he obviously received. individual. He received at least $200 from one

The rest of the recruit class also tried to

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contribute money. Q And did those recruits state the approximate

amounts or the amounts that they donated in their affidavits? A Yes, but only approximate amounts. No one

seemed to keep any receipts. Q A Q And was that a concern? A great concern. Now, with respect to the issue of lying, I want Did there come a time when

to ask you one more question.

you tried to ascertain how many towers -- during the Laudermill, you tried to ascertain how many towers was Deputy Chief Nolan giving as punishments? A Q A Yes, I did. And what did you ask Deputy Chief Nolan? How many towers did he assign to the recruits

for infraction, and I recall him saying, "I doubt 75; ten tops," is what he indicated. Q Did you ask him specific -- could you describe

for us exactly what questions -- how you phrased your question to him with respect to the issue of the towers? A I simply asked him how many towers did you

assign at one time to the recruits per infraction and he indicated ten tops. Q Did you ask any follow-up questions?

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I asked him if he at one time assigned to the

recruit class 75 towers, because one of the recruits could not run fast enough and he said, "I doubt 75 towers." That's the answer I got. "I doubt 75." Q A It wasn't a very clear answer.

He said, "Ten, tops."

Did you find that answer truthful? No, because there were too many of the recruits

that attested to the fact that there were many, many more towers than ten they were assigned at one time; and at the end of the day, sometimes the training officers would be assigned to watch recruits as they ran off some of their towers. Q Now, let's go to the issue of the charge of

violating your order not to contact members of the department. Did you ask Deputy Chief Nolan about that

charge, whether that was indeed the case? A I did ask him about interacting with members of

the department and he said that he didn't think it was a reasonable order for me to tell him not to have contact with members of the department. He did indicate that he

had relatives on the job that were -- he could contact but this wasn't about his relatives. He attended several

functions of the Hartford Fire Department and interacted with many more people than just his relatives. he interacted with people who were part of the In fact,

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investigation and that was a grave concern. Q Now, when you say of grave concern, could you

explain why? A The reason why he was ordered not to interact

with members of the department so that an investigation could be conducted without people who were being questioned during the investigation interacting with the deputy chief of training. That means that when we, I

brought in some of the members of the department that were in the training division working as instructors, they had interacted with the deputy chief of training. know what conversations took place. Q You stated -- what was the event that you I don't

mentioned that he had attended? A That was just one in particular. I believe

there were several but I witnessed one event, the graduation ceremony of August 8, 2008. And also he

attended the September 11 observance ceremony that we had at the Old State House on September 11. He did send me an

e-mail late the prior evening asking if he could attend but I never gave him permission to do so; and once again, that e-mail was sent late the previous evening which I could not pick up the following day after the September 11 ceremony. Q But as far as the graduation ceremony, did he

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ask you in any way to, contact you to go to graduation? A Q Not at all. Graduation ceremony, does it involve people that

he would normally work with as deputy fire chief? A Q correct? A You're going to have many of the instructors who Absolutely. Deputy chief of training.

It's his division's activity for the most part,

were working in the recruit class prior to the one that graduated on August 8 of 2008. Q And some of those instructors you interviewed,

did you interview for your investigation, correct? A Q Yes, I did. Now, with respect there was another charge I Did you make a

believe of misuse of a city vehicle. finding with respect to that issue? A

I could not determine that there was a misuse of I

the department vehicle by the deputy chief of training.

did look into the matter and just could not conclude that there was an abuse of the vehicle. During the time period

in question, the vehicle was assigned to other people. It's possible that someone else could have run up the mileage on the vehicle, and the deputy chief of training did indicate that was the case. Q So that was not taken into consideration at all

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in your decision? A No, inconclusive. Just couldn't determine that

he had abused the vehicle. Q So we have the charges in front of us in I would like you to, starting from -- I am

Exhibit C-5.

going to ask you one by one, asking you the following question. Did you find -- did you find the charge of

abuse of authority -- did you find Deputy Chief Nolan to have engaged in abuse of authority and why? A Yes, I did find him to engage in abuse of He

authority because of the treatment of the recruits.

was in a position of power to recommend whether these individuals would be hired as firefighters. He used that

position in order to get them to sell raffle tickets for him to bring him gifts, to bring him money and when they didn't bring them in at the rate that was acceptable to him, he punished them with an inordinate number of towers and even threatened them that once they got on the line, that they would have to come back once they were hired as firefighters, that they would have to come back and run more towers. These individuals were coerced into bringing That's abuse of authority.

him money and gifts. Q

Now, with respect to the issue of providing -There's still one issue. Is there

now, let me rephrase.

anything wrong with asking for donations per se in the

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City of Hartford? A There's nothing wrong with it but you can't You can ask for donations

coerce a person into doing so.

but no one is forced into giving them money or gifts and getting money from family members and members of the business community. Q Now, you stated that -- let me move on to the

second charge. With respect to the issue of providing false statements to a superior, what were your findings with respect to that issue? A He did provide false statements to Assistant Assistant Chief Parker asked him several

Chief Parker.

questions that if he had answered them honestly, we would simply have not been here today. We could have probably But what

addressed the matter completely at that stage.

happened is we had to bring in recruits, I'm sorry, probationary firefighters which is highly unusual. I

can't recall probationary firefighters being called in anything other than discipline. employees. They were at-will

Those are the ramifications of providing false We could have provided fairly

statements to a superior.

simply -- it would have called for corporation counsel and HR but it would have been resolved in a more simple fashion, I believe. They were probably terrified.

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One of the charges is jeopardizing the health Could you elaborate a

and safety of firefighter recruits.

little bit about the charge, first of all? A Yeah. The number of towers they had to run even

initially I was surprised to see at the graduation ceremony that particular recruit class that there was a videotape shown which I could not find later but the videotape showed the recruits running towers in their civilian attire. And I came to realize after questioning

the recruits that they were told to run towers the very first day of training. And I can't imagine what they

could have done to warrant such treatment and I asked the deputy chief of training why did you assign the recruits towers on the very first day of training while they're still in their civilian attire, which is dangerous? And

he said, "I don't know, you will have to ask them that." Q Was this a question you asked during the

Laudermill hearing? A Q Yes, it is. In relation to the charge of jeopardizing the

health and safety? A Q Yes. And when he says you would have to ask them

that, what is your opinion or -- strike that. He says you would have to ask them that. Do you

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consider that an appropriate response to your question? A No. And particularly in light of the support He was

this man has received from this administration.

promoted from the rank of lieutenant and elevated to the rank of deputy chief of training, the third highest ranking position in the Hartford Fire Department. He had On He

the complete and total support of my administration. my watch the budget of his division almost doubled. received additional personnel. from this administration.

He had nothing but support

To receive an answer like that

was completely and totally disrespectful and totally unnecessary. He should have just answered the question That's the way he's been treated:

openly and honestly. openly and honestly. Q training.

You reference his promotion to deputy chief of Who was the chief who promoted him to deputy

chief of training? A Q I was. I promoted him to captain also.

Now, we'll go back to that. Well, let's ask you now. Allegations have been

made that this is as a result of some sort of vendetta resulting from Felicia Graves and her performance at the fire training academy. Was there a recommendation to

dismiss Felicia Graves by Deputy Chief Nolan? A Yes, there was.

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What was the reason for that recommendation to

dismiss her? A Q A She disobeyed a direct order. And what was the direct order? To get back here. She was -- physical training When they

apparently took place at the end of the day.

completed physical training so they didn't have to spend time taking showers while on department time they got in their cars and went home. When they finished doing this

one run in particular, Felicia Graves didn't run it fast enough so the deputy chief of training -- I later came to find out. I didn't know this when she was dismissed -The

gave her 75 towers, gave the recruit class 75 towers.

entire recruit class knowing that they would have to work off those towers either by running the towers or getting money, were not pleased with her in the least bit. fact, they were very, very upset with her. In

She was upset,

perhaps audibly so, meaning that she could have been crying and she walked away from the deputy chief of training to get to her car. At that time the deputy chief She did not get back

of training said, "Get back here."

there and he yelled out, "If you don't get back here now," something to this effect, "If you don't get back here now, don't ever come back." And he followed up by turning her

in for disobeying a direct order.

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And did you support that recommendation of

terminating her, dismissing her for not obeying a direct order? A Q Yes, I did. There is a reason why I did.

Well, you did not support Deputy Chief Nolan's

recommendation for dismissal? A No, I did support his recommendation to dismiss There is a reason for

her from the training academy. that. Q A

Can you explain the reason for that? Certainly. The deputy chief of training has to

maintain a certain level of control over the recruit class, it is true. His orders must be followed. If she

disobeyed a direct order, she heard the order and understood the order and then she should be dismissed from the class. However, when I did interview her to discuss

this entire matter, it became apparent to me that she possibly did not hear the order. If she didn't hear the

order or didn't understand the order, termination would not be necessary so I did not terminate. I dismissed her

from the program, put her back in her previous position as a cadet and allowed her to go into the next class. Q Were there any other concerns brought to your

attention regarding Felicia Graves? A Prior to that occurrence there were. She seemed

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to have a problem with her helmet.

It couldn't stay on

for some reason, and it was brought to my attention by the deputy chief of training that it was possibly due to her hair style that her helmet wouldn't stay on. saying that much. I recall him

That is all I can recall him saying And you must understand

about her at this point in time.

a recruit class does have several people in it that normally have challenges. That's the only challenge I

recall about Recruit Graves. Q Other than insubordination -- other than the

letter of dismissal for insubordination later on by Deputy Chief Nolan -A Q A For disobeying a direct order, yes. So you recall two incidents? Yes. Well, the initial incident was mundane.

He was not recommending dismissal because her helmet came off. He was just complaining about it. And sometimes

they're a forwarning.

If things of this sort continue, Obviously, we can't have a

something has got to happen.

person on the fire ground who can't keep their helmet on. It's unsafe. So I understand why it's necessary to

address it informally but this was no informal complaint. When he turned her in for disobeying for a direct order, he wanted her out of the class. Q And did she join the following class?

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A Q A Q A Q

Yes, she did. And in the training academy? Yes. And did she pass that class? Yes, she did. And those classes, who goes to administer the

final evaluations in those classes? A The final individual to recommend hire or

dismissal is the deputy chief of training. Q Is there any -- are there any other personnel

involved in judging their evolutions and performance? A Q A They judge but they can only recommend. And who would they be? Well, there were two captains of training. I

believe there were four lieutenants, several firefighters, perhaps a detailed captain so there were three captains. The precise number of people I don't recall. Q And did they recommend her to graduate in that

second class? A Q Yes, they did. Now, is there any other personnel outside of the

city that monitors the evolutions or grades the evolution? A There is the Connecticut academy provides a

testing for the position of, or the certification of Firefighter 1 and Firefighter 2. They make evaluations in

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determining whether a person should be hired. Q A statement? Is that a state agency? May I retract the latter portion of that last The Connecticut academy does not make a They just determined the

recommendation to hire.

firefighter to that status. Q And do you know if they got the firefighter

status at that point? A Yes, to the best of my knowledge she did. (Short recess.) BY MR. RAMOS: Q Chief Teale, you indicated that you found that

four out of the five, Deputy Chief Nolan had engaged in the conduct that he was accused of doing in four out of the five charges. Now, I would like you to tell us today

why did you find that termination was the appropriate punishment in this case? A I gave serious thought to anything else but --

including demotion but I simply could not find the place where a person who abuses authority, provided false statement to a superior, jeopardized the health and safety of subordinates, in this case recruits, but would do so in general and a person that would disobey a direct order. could not think of a position, what position could that work, as a captain, as a lieutenant, as a firefighter, not I

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in the Hartford Fire Department.

This conduct is

unacceptable at any rank in the Hartford Fire Department, unacceptable, so I was left with no choice but termination. Q Thank you. One follow-up question to that.

Could there have been a position where he would not have had to interact with any of his recruits that contradicted his testimony? A fashion. No. No, the department isn't structured in that

No matter what job you have, you have to Even if

interact with other members of the department.

they were put on different tours or shifts because of our -- the shortage in personnel that we have in the department, we periodically have to have people cover with overtime. around it. Q Do you consider -- would you consider a There's -- they would have to interact; no way

mitigating factor the fact that he claims that he didn't know that requesting, aggressively requesting for these donations was wrong? Do you consider that a mitigating

factor at all in this case? A Q A No. Why is that? Because if that was the reason why he engaged in

the behavior -- if that was the reason why he behaved in

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the behavior he engaged in, why did he lie about it when questioned by Chief Parker? If he didn't know that was

the wrong thing to do, he'd say, Yeah, I did that, and then when told that was the wrong thing to do, you apologize, take full -- take responsibility for your actions, apologize, make full restitution. money you took. Give back all the gifts. Give back the Promise never We

to do it and take whatever discipline is given to you. all make mistakes but you don't get out of it by lying. That's the problem here. It started off with a lie and

then went downhill from there.

Disobeying a direct order. If he

These are the things that happened after the fact.

had just told the truth when he was brought in by Chief Parker, we probably could have resolved this in a better fashion than termination. MR. RAMOS: Nothing further. THE ARBITRATOR: go off the record. (Off-the-record discussion.) THE ARBITRATOR: Let me just state for Mr. Ferguson, let's Thank you, Chief Teale.

the record by pre-agreement we agreed to end promptly at two o'clock and do need to stick to that schedule, so whatever time is left and whatever appropriate breaking point a minute before two, I'd appreciate it

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if we do cut it at that tipping point. Mr. Ferguson?

CROSS EXAMINATION BY MR. FERGUSON: Q Prior to the alleged charges which ended in the

termination of Deputy Chief Nolan, did you have any kind of a relationship with him? A Q A Q Yes. How would you describe that? It was a good professional relationship. Okay. And you worked together in some capacity

or another for 25 years that he was on the department prior to his termination, correct? A We worked in the same firehouse at one time, if

that's what you're referring to. Q A Q Uh-huh. Yes. And you bumped into him professionally in

various capacities after that? A Q A Q Yes. Did you work with him at the training academy? No. Not at all, okay. So you had left when he became -- when he went

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there originally as a captain? A following. I vacated the position and he assumed the He went into the position of captain of

training, not deputy chief but captain. Q In fact, you had a relationship with his family

too; you gave a eulogy at his dad's funeral, correct? A Q Yeah. And prior to these charges, you were chief for

six, seven years? A than that. Q A Q Well, you were chief? Oh, for seven years, you're right. So a few years have gone by since. Prior to I suppose. Actually, it's a little bit more

this incident, this training class, did you ever have any reason to challenge his integrity? A No. In fact I defended him when people said bad

things about him. Q Okay. And did you ever have any question to

challenge his honesty? A Q No, I can't say that I did. Okay. And while you were chief and he was the

deputy chief of training, he operated previous recruit classes, correct? A I can only recall one. You're referring to

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classes. Q 2001.

Maybe there were but I just -He went into the academy around 2001, 2000,

Are you saying there was only one class between

2001 and the class that caused him to be terminated? A Q A classes. Q A Q A Q When was that? I believe it was in 2001. There was no class in 2004? Maybe there was, sir, but I just don't remember. Okay. Okay. But whether it was one or two or I don't recall another class. There was no other class? There was one class so that would make two

another number, you never had any problems with him in the conducting of the classes at that time? A Q Did not have any problem. Would it be fair to say that -- withdrawn. With regard to charitable contributions, isn't it true that you're personally aware and that Deputy Chief Nolan has been involved in many charities throughout his entire career at the Hartford Fire Department? A one. Q A And would that be the Lea Foundation? Yes. I am aware that he has been involved in at least

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And you're aware of that because you have had

some personal involvement in it also? A Not really. I attended one meeting but the

extent of the involvement would just be limited to attending the meeting. Q And at that meeting you did not become aware

through a discussion that occurred at that meeting that in fact fire department members were contributing and actively participating in the Lea Foundation? A Q people -A Q A No. That was not discussed in front of the other Who was at that meeting? I don't recall, sir. Well, it was a number of people, correct? Oh, there are quite a few people but it was ten

years ago and quite frankly it was a meeting that I attended because I was thinking about running the tower in CityPlace and I didn't do it, but that's the only reason why I was there to ascertain whether or not I would have or not. Q But do you recall a discussion about the charity

and how charitable contributions would be elicited? A sort. I don't remember that at all, no, nothing of the Once again, the purpose of my attending that

meeting was to determine whether I was going to run; the

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police chief was also considering it. THE ARBITRATOR: tower? A CityPlace's stairwell is 38, 39 stories high and You mean to run the

I was doing physical training by practicing running that tower. THE ARBITRATOR: what you mean by "run." Okay. I wasn't sure

You mean physically run. It's the Big Climb that

MR. FERGUSON: we're talking about.

THE ARBITRATOR:

I am not sure where

that climb had actually taken place. BY MR. FERGUSON: Q While we're on that subject, I am going to skip

ahead but that doesn't matter to you. A number of members of the department participate in the Big Climb, correct? A To the best of my knowledge they do but

precisely who, I don't know. Q A Q And it is a charitable event? Yes, it is. Have you taken a position against members of the

department participating in that climb? A Q Not at all. Have you taken a position with regard to making

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charitable contributions to that event? A Q No, not at all. With regard to charitable contributions, is

there anything in writing that prohibits members of your department from participating and/or collecting money for charitable events? A There's nothing in writing to prohibit people

from participating, from contributing to charitable events, no. Q And we're not here today because Chief Nolan

engaged in collecting money for charity, are we? A Q No, that's not the reason why we're here. We're here today -- and if Chief Nolan collected

money outside of the training class for the Lea Foundation, the Big Climb, for the Irish Society, for anything else, you would not be disciplining him, correct? A Q I would not be disciplining him for that, no. As a matter of fact, you're aware that right

now, members of the Phoenix Society for at least a month and a half have been collecting money for Haiti? A Q A Q I was made aware of that, that's correct. And there's nothing wrong with that? No, sir. So this has nothing at all to do with collecting

money for charities?

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A Q

That's correct. If in fact it turns out that Chief Nolan did not

coerce firefighters to give money in a quid pro quo fashion, coerce them, then we wouldn't be here? A There are several things, reasons why we're

Q A

I am asking about that one particular reason. I think we may be here because he disobeyed a

direct order. Q A Q A Okay. We may be here because he lied to a superior. Okay. We may be here for a variety of reasons,

unfortunately. Q But that would not be the reason, if he didn't

coerce employees, that wouldn't be one of the reasons? A Q That's correct. Okay. Good. THE ARBITRATOR: Can I just follow up? If the

This has been a curiosity.

grievant had asked those of the recruits whether they would be willing to contribute -- "I have got this charity, are you willing to contribute," and some people did and some people did not and it was the beginning and the end of that conversation, where

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would that fit into what you've just been asked by Mr. Ferguson? A There would have not been an objection to a The problem was the quid pro quo. I gotcha, okay.

request for donations.

THE ARBITRATOR:

Just hang on one second. (Pause.) BY MR. FERGUSON: Q Now, with regard to charitable giving within the

department, is there any written directive, standard operating procedure or anything else from your office or from the office of the nonunionized support units -assistant chiefs directing employees not to participate in charitable events? A Not to the best of my recollection. There are

hundreds of policies but I don't recall that sort of thing. Q case? A Q Right. And is there anything in the department policies And you would know that now at least after this

or directives written that preclude or prevent or direct employees not to collect money from businesses in town for any reason, charitable event or otherwise? A No, there's nothing in writing.

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Okay.

And that's even after this event.

There's never been anything put in writing against that? A We have never had a problem with it up until

And you don't find anything wrong with the

Phoenix Society going to local businesses collecting money for charity as members of the fire department, specifically Haiti? A I don't have a problem with them doing that,

it's true, but I don't condone them coercing them in doing so. Q And do you have any information in this case

that Deputy Chief Nolan coerced any business or any member of the public to give to any charity that he was collecting for? A Q No business or member of the general public? Yeah. Do you know of any -- I am not talking We're talking about general public. I

about the class.

just want to define what we're talking about here.

Do you

have any evidence, did you make any determination, did you base any of your reasons for termination upon the fact that members -- that Deputy Chief Nolan went to local businesses or individuals in the town to collect money for the charities that he supports? A I don't have any evidence that he coerced any

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businesses or members of the general public into giving money. Q So when we use the word "coercion," you're

talking about his interactions with members of his class, the 20 people in his class? A yes. Q Okay. And with regard to the members of the We'll get to that in a minute. I am talking about the members of the class,

class -- withdrawn.

You're aware as the chief of the department that the city and the department support the United Way? A Q Yes, sir, I am. And you sent out as a regular part of your

responsibilities written requests for contributions to the United Way, correct? A Q That's correct. And part of that request is a check mark for

people who do not wish to contribute, correct? A The exact form of the documentation I can't tell That's something that I don't

you what it consists of. get involved with.

That's the United Way interacting

directly with the department. Q Okay. Would it surprise you that the form has a

check mark for people to indicate that they do not wish to contribute?

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It would not surprise me.

I have filled out I haven't recently,

that paperwork myself in the past. though. Q

And so there would be written evidence of people

who want to contribute to United Way and those who don't? A Q That's correct, but I never see any of it. Okay. But you could. It goes through your

office, correct? A Q A Q A Q A No, it does not. It doesn't? It doesn't go through your office?

No, it does not. There's not a check-off for deductions? That would go -It goes through your payroll? It goes through the payroll services. If you're

saying it goes through the department in general, that's a little different. I misunderstood your question. So it

goes through the department in general but I want you to understand that I don't view this information. need for it whatsoever. they make -Q Is there something in writing that explains that I have no

It goes to the United Way and

to the people who contribute and don't contribute in the department? They would know you would not know who

contributes and who doesn't?

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A Q

No, there's nothing in writing to that effect. Since you of course make the final determination

on who gets promoted, correct? A Q I do make the final decision who gets promoted. And it's very clear, Chief, that you support the

United Way? A Q That is quite true. And you ask the other members, the members under That's something you

your direction also support it, too. would like them to do? A Q

I don't ask them to do so, no. It's not clear to the members of the department

that you support and that the department supports United Way? A I certainly do support it and the department and

city supports the United Way but I never ask any individual or even groups of individuals directly to give to the United Way or any other fund-raising function that I am involved with. Q Are you involved in any of the local charities

on your own? A Q A Very much so, yes. Like which ones? Camp Courant, Boys and Girls Clubs of Greater

Hartford, United Way, I don't know if the Connecticut

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Historical Society is referred to as one.

I have been

involved with many other organizations but most recently those are the ones that I have -Q Have you ever solicited contributions on behalf

of any of those organizations? A Q Have I ever solicited? Have you ever solicited on behalf of those

organizations' contributions? A Q A Yes. Sold tickets to events for those? No, not selling tickets. What I generally do is

public speaking engagements for them, and I contribute my own money to these various organizations. Q Okay. Do you recall in 2007 and 2008 shortly

before this occurred or while this was occurring, I guess, that you made a request to D.C. Nolan that he elicit members of the class to participate in the Veteran's Day parade? A Yes, I did ask. I generally ask if anyone is

interested in marching in the parade and I am sure I informed Chief Nolan that the recruits could march also. Q A You asked them if they would march, correct? No, I did not. I said that they could march. One of the things that I have I

didn't ask them to march.

come to realize is when you ask people in the department

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to do things, you end up paying them. (Laughter.) MR. RAMOS: Good answer. This may be an

THE ARBITRATOR:

appropriate point to stop rather than starting another few questions. MR. FERGUSON: THE ARBITRATOR: Sure. Let me say again,

this was by pre-arrangement in starting early, et cetera. Since the chief is on the witness stand now,

although it seems like this may be an easier request than usual since I'll be informed that he will be retiring shortly, you can't discuss this case with counsel or anyone else. Unfortunately, we'll be

coming back here on the 21st but at this point we'll pick up exactly where we left off at this point and we'll presumably complete, at minimum that day, complete your testimony and release you from having to be present. Thank you all. the 21st. MR. FERGUSON: THE ARBITRATOR: At 8:30? We'll start at 8:30. And I'll see you on

We can go off the record. (The hearing was adjourned at

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1:53 p.m.)

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CERTIFICATE

I hereby certify that the foregoing 155 pages are a complete and accurate computer-aided transcription of my original Stenotype notes taken of the Arbitration hearing in the Matter of: CITY OF HARTFORD -AND- IAFF,

LOCAL 760, held before HARVEY SHRAGE, Arbitrator, and before Cheryl S. Damato, Certified Court Reporter/Notary Public in and for the State of Connecticut, held at the Sheraton Hotel, East Hartford, Connecticut, commencing at 8:56 a.m. on Wednesday, April 7, 2010.

____________________________ Cheryl S. Damato Court Reporter-Notary Public

My Commission expires: December 31, 2013

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I N D E X

WITNESS Michael Parker Charles a. Teale

DIRECT

CROSS 4

REDIRECT 75

RECROSS

94

142

CITY EXHIBITS (Received in Evidence) EXHIBIT NO. 2 5 6 DESCRIPTION PAGE 42 117 118

Notes of Parker ....................... Notice of Laudermill hearing .......... Letter to Teale from Nolan, 4/26/08 ...

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UNION EXHIBITS (Received in Evidence) EXHIBIT NO. 1 2 DESCRIPTION PAGE 29 30

Photo of tower ........................ Photo of stairs and tower .............

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