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A Guide to

Understanding
Color
Communication
Table of Communicating Color . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

Contents Ways to Measure Color . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

Integrated Color – Throughout the Supply Chain . . . . . . . . . . . 4-5

Applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

Attributes of Color
Hue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Chroma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Lightness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Scales for Measuring Color


The Munsell Scale . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
CIE Color Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9-10
Chromaticity Values . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

Expressing Colors Numerically


CIELAB (L*a*b*) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
CIELCH (L*C*h°) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12-13

Color Differences, Notation and Tolerancing


Delta CIELAB and CIELCH . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
CIE Color Space Notation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Visual Color and Tolerancing . . . . . . . . . . . . . . . . . . . . . . . . . . 15
CIELAB Tolerancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
CIELCH Tolerancing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
CMC Tolerancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16-17
CIE94 Tolerancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Visual Assessment vs. Instrumental . . . . . . . . . . . . . . . . . . . . . 18
Choosing the Right Tolerance . . . . . . . . . . . . . . . . . . . . . . . . . 18

Other Color Expressions


White and Yellow Indices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

Glossary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20-24

© X-Rite, Incorporated 2002

1
Communicating How would you describe the color
of this rose? Would you say it’s
But even without such physical
considerations, each observer
Color yellow, sort of lemon yellow or interprets color based on personal
maybe a bright canary yellow? references. Each person also
verbally defines an object’s color
Your perception and interpretation differently.
of color are highly subjective. Eye
fatigue, age and other physiolog- As a result, objectively communi-
ical factors can influence your cating a particular color to
color perception. someone without some type of
standard is difficult. There also
must be a way to compare one
color to the next with accuracy.

The solution is a measuring instru-


ment that explicitly identifies a
color. That is, an instrument that
differentiates a color from all
others and assigns it a numeric
value.

2
Ways to Today, the most commonly used
instruments for measuring color
not reflect back to the eye. A 0/45
instrument, more effectively than
Measure Color are spectrophotometers. any other, will remove gloss from
the measurement and measure the
Spectro technology measures appearance of the sample exactly
reflected or transmitted light at as the human eye would see it.
many points on the visual spec-
trum, which results in a curve.
Since the curve of each color is as Multi-Angle
unique as a signature or finger-
print, the curve is an excellent tool In the past 10 or so years, car
for identifying, specifying and makers have experimented with
matching color. special effect colors. They use
special additives such as mica,
Sample
The following information can help pearlescent materials, ground up
Viewing Specular you to understand which type of seashells, microscopically coated
Port Port instrument is the best choice for colored pigments and interference
8˚ 8˚ specific applications. pigments to produce different
Sp

Reference
colors at different angles of view.
her

Beam
e

Port Large and expensive goniometers


Spherical
were traditionally used to measure
Spherically based instruments these colors until X-Rite introduced
have played a major roll in formula- a battery-powered, hand-held,
tion systems for nearly 50 years. multi-angle instrument. X-Rite
Sample Being Measured
Most are capable of including the portable multi-angle instruments
Spherical “specular component” (gloss) while are used by most auto makers and
measuring. By opening a small their colorant supply chain, world-
trap door in the sphere, the “spec- wide.
ular component” is excluded from
the measurement. In most cases, Colorimeter
Light Source
databases for color formulation are
more accurate when this compo- Colorimeters are not spectropho-
nent is a part of the measurement. tometers. Colorimeters are tristim-
r

R
ve

ec

ulus (three-filtered) devices that


ei

ei

Spheres are also the instrument of


ec

ve
R

choice when the sample is make use of red, green, and blue
textured, rough, or irregular or filters that emulate the response of
approaches the brilliance of a first- the human eye to light and color. In
surface mirror. Textile manufac- some quality control applications,
turers, makers of roofing tiles or these tools represent the lowest
Sample Being Measured
acoustic ceiling materials would all cost answer. Colorimeters cannot
0/45 compensate for metamerism (a
likely select spheres as the right
tool for the job. shift in the appearance of a
sample due to the light used to illu-
minate the surface). As colorime-
0/45 (or 45/0) ters use a single type of light (such
45˚ Light
25˚ Source as incandescent or pulsed xenon)
15˚ 75˚
No instrument “sees” color more and because they do not record
Specular
like the human eye than the 0/45. the spectral reflectance of the
This simply is because a viewer media, they cannot predict this
110˚
does everything in his or her power shift. Spectrophotometers can
to exclude the “specular compo- compensate for this shift, making
45˚
45˚ nent” (gloss) when judging color. spectrophotometers a superior
When we look at pictures in a choice for accurate, repeatable
Sample Being Measured
glossy magazine, we arrange color measurement.
Multi-angle ourselves so that the gloss does

3
Integrated The instrumentation and communi-
cation of color data is as important
Color – as the color data itself. Throughout
the supply chain, different
Throughout the suppliers may use different
processes and equipment for color Special Effect and
Supply Chain formulation and quality assurance, Pearlescent Paint
making compatibility an essential
component. The X-Rite MA68II spectropho-
tometer offers a full range of
X-Rite products are designed for angular viewing (15˚ to 110˚) for
integration and compatibility accurate evaluation of the changes
throughout the supply chain. For exhibited in metallic, pearlescent
example a large installation may use and special effect paint finishes.
integrated, networked color formula- The unique dynamic rotational
tion and quality assurance software, sampling (DRS) technology utilizes
such as X-RiteColor® Master, and a simple, robust optical system
several X-Rite sphere instruments which provides simultaneous
throughout the shop. A small measurement of all angles. The
supplier with X-Rite QA-Master I MA68II interfaces with X-RiteColor
installed on a single computer and Master software for complete color
one SP62 spectrophotometer will quality control applications.
be compatible with the larger
installation. Sphere and 0/45
Instruments
Color control is required in a wide
variety of applications, in varied X-Rite offers a wide range of
scopes. This is why X-Rite offers sphere and 0/45 spectrophotome-
the following process solutions: ters in portable and countertop
models that offer superb inter-
Color Formulation and instrument agreement and
Quality Assurance repeatability. These instruments
are easy to use and can be setup
From basic quality assurance for streamlined, automated capture
functions to the most sophisti- of color data.
cated color formulation needs,
X-RiteColor Master software,
combined with X-Rite instruments,
provides the ultimate flexibility to
scale software packages to unique
needs now and over time. Multiple
math engines can easily and accu-
rately formulate opaque, translu-
cent and transparent colors at
fixed loads or with minimized
pigment usage. With all databases
operating from the same structure
in a network installation, managing
color standards and measure-
ments makes X-RiteColor Master
the most efficient software for
enterprise and supply chain
processes.

4
Non-Contact Color
Measurement

The X-Rite TeleFlash system provides


online color measurement and evalua-
tion of color deviation to the running
production line. TeleFlash can accu-
rately measure the color of products
that are textured, finely patterned or glossy, such as extruded vinyl, bulk
goods, coil coatings, synthetic films, paints (wet and dry), textiles,
carpeting, granules, food pigments, paper, powders, glass, ceramics,
metal, minerals and plaster.

TeleFlash offers a measuring distance of up to five feet, tolerating small


variations in the measuring distance from system to sample. The system’s
thermochromism compensation allows for color measurement without the
time usually required for cooling and stabilizing.

Multi-User, Network Installations and Portable Data

The networkability of X-Rite software makes it easy to communicate data


and share standards across an enterprise. This ease translates into effi-
ciency which has a direct effect on profitability. For applications without
networked computers, X-Rite Color-Mail can be used for fast, easy
communication of color data via standard e-mail. ColorMail can be a
seamless part of X-RiteColor Master software.

Calibrated, On-Screen Color

X-Rite offers the only color formulation and quality assurance software to
use the International Color Consortium’s (ICC) standard device profiles for
on-screen color. This means that colors will be consistently displayed on
different computers, so long as ICC profiles are used. Use X-Rite monitor
optimizers and auto-scan densitometers for complete color calibration and
control on computers, printers and scanners.

Retail Color Matching Systems

MatchRite color matching systems are used worldwide in retail paint sales
and home decor services. With networkable installation, portable measure-
ment instruments and hundreds of available paint databases (plus the
ability to create new databases), MatchRite is the most widely installed
color matching system.

5
Applications Spectrophotometry’s applications
are seemingly boundless. Color-
• Corporate logo standardization

matching measurements are made • Color testing of inks


every day by those comparing a • Color control of paints
reproduced object to a reference
point. Spectrophotometry-assisted • Control of printed colors on
color measurement can be useful packaging material and labels
in areas such as:
• Color control of plastics and
textiles throughout the
development and manufacturing
process
• Finished products like printed
cans, clothing, shoes,
automobile components, plastic
components of all types

6
Attributes Each color has its own distinct
appearance, based on three
Hue

of Color elements: hue, chroma and value When asked to identify the color of
(lightness). By describing a color an object, you’ll most likely speak
using these three attributes, you first of its hue. Quite simply, hue is
can accurately identify a particular how we perceive an object’s color
color and distinguish it from any — red, orange, green, blue, etc.
other.
The color wheel in Figure 1 shows
the continuum of color from one
hue to the next. As the wheel illus-
trates, if you were to mix blue and
green paints, you would get blue-
green. Add yellow to green for
Yellow yellow-green, and so on.

Chroma

Chroma describes the vividness or


Green Red dullness of a color — in other
words, how close the color is to
either gray or the pure hue. For
example, think of the appearance of
a tomato and a radish. The red of
the tomato is vivid, while the radish
Blue
appears duller.

Figure 2 shows how chroma


changes as we move from center to
Figure 1: Hue the perimeter. Colors in the center
are gray (dull) and become more
saturated (vivid) as they move
Less Chroma More toward the perimeter. Chroma also
is known as saturation.

oma
Chr n)
t u r atio
(Sa

Figure 2: Chromaticity

7
Attributes
of Color
continued

Lightness
The luminous intensity of a color — i.e., its degree of lightness — is called
its value. Colors can be classified as light or dark when comparing their
value.

For example, when a tomato and a radish are placed side by side, the red
of the tomato appears to be much lighter. In contrast, the radish has a
darker red value. In Figure 3, the value, or lightness, characteristic is
represented on the vertical axis.

White White

Lightness

Black Black

Figure 3: Three-dimensional color system depicting lightness

8
Scales for The Munsell Scale color differences that our eyes
detect?
Measuring In 1905, artist Albert H. Munsell
originated a color ordering system
Color — or color scale — which is still
CIE Color Systems
used today. The Munsell System of
The CIE, or Commission
Color Notation is significant from a
Internationale de l’Eclairage
historical perspective because it’s
(translated as the International
based on human perception.
Commission on Illumination), is the
Moreover, it was devised before
body responsible for international
instrumentation was available for
recommendations for photometry
measuring and specifying color.
and colorimetry. In 1931 the CIE
The Munsell System assigns
standardized color order systems
numerical values to the three prop-
by specifying the light source (or
erties of color: hue, value and
illuminants), the observer and the
chroma. Adjacent color samples
methodology used to derive values
represent equal intervals of visual
for describing color.
perception.
The CIE Color Systems utilize
The model in Figure 4 depicts the
three coordinates to locate a color
Munsell Color Tree, which provides
in a color space. These color
physical samples for judging visual
spaces include:
color. Today’s color systems rely on
instruments that utilize mathematics • CIE XYZ
to help us judge color. • CIE L*a*b*
Figure 4: Munsell Color Tree
• CIE L*C*h°
Three things are necessary to see
color:
To obtain these values, we must
• A light source (illuminant) understand how they are calculated.
• An object (sample)
As stated earlier, our eyes need
• An observer/processor
three things to see color: a light
source, an object and an
We as humans see color because
observer/processor. The same
our eyes process the interaction of
must be true for instruments to see
light hitting an object. What if we
color. Color measurement instru-
replace our eyes with an instrument
ments receive color the same way
—can it see and record the same
our eyes do — by gathering and
120

120
Percent Reflectance

100
Relative Spectral Power

80 100

60 80

40 60

20 40

20

400 500 600 700 400 500 600 700


Wavelength (nm) Wavelength (nm)
Figure 5: Spectral curve from a measured sample Figure 6: Daylight (Standard Illuminant D65/10˚)

9
Scales for
Measuring Color
continued

filtering the wavelengths of light reflected from an object. The instrument


perceives the reflected light wavelengths as numeric values. These values
are recorded as points across the visible spectrum and are called spectral
data. Spectral data is represented as a spectral curve. This curve is the
color’s fingerprint (Figure 5).

Once we obtain a color’s reflectance curve, we can apply mathematics to


map the color onto a color space.

To do this, we take the reflectance curve and multiply the data by a CIE
standard illuminant. The illuminant is a graphical representation of the light
source under which the samples are viewed. Each light source has a power
distribution that affects how we see color. Examples of different illuminants
are A — incandescent, D65 — daylight (Figure 6) and F2 — fluorescent.

We multiply the result of this calculation by the CIE standard observer.


The CIE commissioned work in 1931 and 1964 to derive the concept of a
standard observer, which is based on the average human response to
wavelengths of light (Figure 7).

In short, the standard observer represents how an average person sees


color across the visible spectrum. Once these values are calculated, we
convert the data into the tristimulus values of XYZ (Figure 8). These
values can now identify a color numerically.

2° Observer (CIE 1931)


Tristimulus Values

2.0 10° Observer (CIE 1964)


z(λ) A spectrophotometer measures
1.5 spectral data – the amount of
light energy reflected from an
y(λ)
1.0 object at several intervals along
x(λ) the visible spectrum. The
spectral data is shown as
0.5
a spectral curve.

0.0
380 430 480 530 580 630 680 730 780
Wavelength (nm)
Figure 7: CIE 2° and 10° Standard Observers

300
120
Intensity
Reflectance

100 120 250


Tristimulus Intensity
Power

Values

X = 62.04
2° Observer (CIE 1931)
Intensity

80 100 10° Observer (CIE 1964)


200
2.0

X X =
Reflectance

z(λ)
Spectral

60 80
Reflectance

Y = 69.72
150
1.5
Reflectance
Percent

40 60 y(λ)
100
1.0
Relative

40 x(λ)
20

20
0.5
50 Z = 7.34
0.0
0
400 500 600 700 400 500 600 700 380 430 480 530 580 630 680 730 780
Wavelength (nm) Wavelength (nm) Wavelength (nm)

Spectral Curve D65 Illuminant Standard Observer Tristimulus Values

Figure 8: Tristimulus values

10
Chromaticity Values

Tristimulus values, unfortunately, have limited use as color specifications


because they correlate poorly with visual attributes. While Y relates to
value (lightness), X and Z do not correlate to hue and chroma.

As a result, when the 1931 CIE standard observer was established, the
commission recommended using the chromaticity coordinates xyz. These
coordinates are used to form the chromaticity diagram in Figure 9. The
notation Yxy specifies colors by identifying value (Y) and the color as
viewed in the chromaticity diagram (x,y).

As Figure 10 shows, hue is represented at all points around the perimeter


of the chromaticity diagram. Chroma, or saturation, is represented by a
movement from the central white (neutral) area out toward the diagram’s
perimeter, where 100% saturation equals pure hue.

Hu
e
y
Figure 9: CIE 1931 (x, y)
chromaticity diagram Saturation

Figure 10: Chromaticity diagram


x

11
Expressing To overcome the limitations of
chromaticity diagrams like Yxy, the
at the same time. As a result,
single values can be used to
Colors CIE recommended two alternate, describe the red/green and the
uniform color scales: CIE 1976 yellow/blue attributes.
Numerically (L*a*b*) or CIELAB, and CIELCH
(L*C*h°).
CIELAB (L*a*b*)
These color scales are based on
When a color is expressed in
the opponent-colors theory of color
CIELAB, L* defines lightness, a*
vision, which says that two colors
denotes the red/green value and
cannot be both green and red at
b* the yellow/blue value.
the same time, nor blue and yellow
Figures 11 and 12 (on page 13)
show the color-plotting diagrams
for L*a*b*. The a* axis runs from
left to right. A color measurement
movement in the +a direction
depicts a shift toward red. Along
the b* axis, +b movement repre-
sents a shift toward yellow. The
center L* axis shows L = 0 (black
or total absorption) at the bottom.
At the center of this plane is
neutral or gray.

To demonstrate how the L*a*b*


values represent the specific
colors of Flowers A and B, we’ve
plotted their values on the CIELAB
Color Chart in Figure 11.

Flower A:
The a* and b* values for Flowers
L* = 52.99 a* = 8.82 b* = 54.53 A and B intersect at color spaces
identified respectively as points
A and B (see Figure 11). These
points specify each flower’s hue
(color) and chroma (vividness/dull-
ness). When their L* values
(degree of lightness) are added in
Figure 12, the final color of each
flower is obtained.

CIELCH (L*C*h°)

While CIELAB uses Cartesian


coordinates to calculate a color in
a color space, CIELCH uses polar
coordinates. This color expression
can be derived from CIELAB. The
L* defines lightness, C* specifies
chroma and h° denotes hue angle,
an angular measurement.
Flower B:
L* = 29.00 a* = 52.48 b* = 22.23

12
90˚
Yellow
The L*C*h° expression offers an +b*
advantage over CIELAB in that it’s
very easy to relate to the earlier
systems based on physical Hue
samples, like the Munsell Color
Scale.

L* = 116 (Y/Yn)1/3 – 16
a* = 500 [(X/Xn)1/3 – (Y/Yn)1/3]
b* = 200 [(Y/Yn)1/3 – (Z/Zn)1/3]

L* =116 (Y/Yn)1/3 – 16
C* = (a2 + b2)1/2 180˚ 0˚
Green Red
h° = arctan (b*/a*) -a* +a*

Xn, Yn, Zn, are values for a


reference white for the
illumination/observer used.

Blue
-b*
270˚
Figure 11: CIELAB color chart

Figure 12: The L* value is represented on the center axis. The a* and b* axes
appear on the horizontal plane.

13
Color Delta CIELAB and CIELCH The expressions for these color
differences are ∆L* ∆a* ∆b* or DL*
Differences, Assessment of color is more than a Da* Db*, and ∆L* ∆C* ∆H* or DL*
numeric expression. Usually it’s an DC* DH* (∆ or D symbolizes
Notation and assessment of the color difference “delta,” which indicates difference).
(delta) from a known standard.
Tolerancing CIELAB and CIELCH are used to Given ∆L* ∆a* ∆b*, the total differ-
compare the colors of two objects. ence or distance on the CIELAB
diagram can be stated as a single
value, known as ∆E*.
∆E*ab = [(∆L2) + (∆a2) + (∆b2)]1/2
Let’s compare the color of Flower
A to Flower C, pictured below.
Separately, each would be classi-
fied as a yellow rose. But what is
their relationship when set side by
side? How do the colors differ?
Using the equation for ∆L* ∆a*
∆b*, the color difference between
Flower A and Flower C can be
expressed as:
∆L* = +11.10
∆a* = –6.10
∆b* = –5.25
Flower A: L* = 52.99 a* = 8.82 b* = 54.53 The total color difference can be
expressed as ∆E*=13.71
The values for Flowers A and C
are shown at the bottom of this
page. On the a* axis, a reading of
–6.10 indicates greener or less red.
On the b* axis, a reading of –5.25
indicates bluer or less yellow. On the
L* plane, the measurement differ-
ence of +11.10 shows that Flower
C is lighter than Flower A.
If the same two flowers were
compared using CIELCH, the color
differences would be expressed as:
∆L* = +11.10
∆C* = –5.88
∆H* = 5.49
Referring again to the flowers
Flower C: L*=64.09 a*=2.72 b*=49.28
shown below, the ∆C* value of
–5.88 indicates that Flower C is less
Color difference of Flower C to A chromatic, or less saturated. The
∆H* value of 5.49 indicates that
∆L* = +11.10, ∆a* = –6.10, ∆b* = –5.25 Flower C is greener in hue than
∆E*ab = [(+ 11.1)2 + (–6.1)2 + (–5.25)2]1/2 Flower A. The L* and ∆L* values are
identical for CIELCH and CIELAB.
∆E*ab = 13.71

14
CIE Color Space Notation

∆L* = difference in lightness/darkness value

Lightness
+ = lighter – = darker

∆a* = difference on red/green axis


+ = redder – = greener Hue
Chroma
∆b* = difference on yellow/blue axis
+ = yellower – = bluer

∆C* = difference in chroma


+ = brighter – = duller

∆H* = difference in hue Figure 13: Tolerance ellipsoid

∆E* = total color difference value

Refer to Figure 11 on page 10.


a*
Visual Color and Tolerancing b*

Poor color memory, eye fatigue, color blindness and viewing

Lightness (L*)
Standard
conditions can all affect the human eye’s ability to distinguish
color differences. In addition to those limitations, the eye does
not detect differences in hue (red, yellow, green, blue, etc.),
chroma (saturation) or lightness equally. In fact, the average
observer will see hue differences first, chroma differences
second and lightness differences last. Visual acceptability is
best represented by an ellipsoid (Figure 13).

As a result, our tolerance for an acceptable color match Figure 14: CIELAB tolerance box
consists of a three-dimensional boundary with varying limits
for lightness, hue and chroma, and must agree with visual
assessment. CIELAB and CIELCH can be used to create
those boundaries. Additional tolerancing formulas, known
as CMC and CIE94, produce ellipsoidal tolerances.
Samples within the box
b* and not in the ellipsoid are
CIELAB Tolerancing numerically correct but
visually unacceptable

When tolerancing with CIELAB, you must choose a difference


limit for ∆L* (lightness), ∆a* (red/green), and ∆b* (yellow/blue).
∆b*
These limits create a rectangular tolerance box around the
standard (Figure 14).

When comparing this tolerance box with the visually accepted


Samples within
ellipsoid, some problems emerge. A box-shaped tolerance the ellipsoid
around the ellipsoid can give good numbers for unacceptable are visually
acceptable
color. If the tolerance box is made small enough to fit within
a*
the ellipsoid, it is possible to get bad numbers for visually ∆a*
acceptable color (Figure 15).
Figure 15: Numerically correct
vs. visually acceptable

15
Color Differences,
Notation and
Tolerancing
continued

CIELCH Tolerancing

CIELCH users must choose a difference limit for ∆L* (lightness), ∆C*
(chroma) and ∆H* (hue). This creates a wedge-shaped box around the Standard
standard. Since CIELCH is a polar-coordinate system, the tolerance box
can be rotated in orientation to the hue angle (Figure 16).
∆H*

Lightness
When this tolerance is compared with the ellipsoid, we can see that it
more closely matches human perception. This reduces the amount of ∆L*
disagreement between the observer and the instrumental values
(Figure 17).

CMC Tolerancing
Ch
rom ∆C*
CMC is not a color space but rather a tolerancing system. CMC toler- a
ancing is based on CIELCH and provides better agreement between
visual assessment and measured color difference. CMC tolerancing was
developed by the Colour Measurement Committee of the Society of Dyers Figure 16: CIELCH tolerance
and Colourists in Great Britain and became public domain in 1988. wedge

The CMC calculation mathematically defines an ellipsoid around the stan-


dard color with semi-axis corresponding to hue, chroma and lightness. The
ellipsoid represents the volume of acceptable color and automatically
varies in size and shape depending on the position of the color in color
space.

Figure 18 (on page 17) shows the variation of the ellipsoids throughout b*
color space. The ellipsoids in the orange area of color space are longer ∆H*
and narrower than the broader and rounder ones in the green area. The
size and shape of the ellipsoids also change as the color varies in chroma ∆C*
and/or lightness. ∆H*

The CMC equation allows you to vary the overall size of the ellipsoid to
better match what is visually acceptable. By varying the commercial factor ∆C*
(cf), the ellipsoid can be made as large or small as necessary to match
visual assessment. The cf value is the tolerance, which means that if
cf=1.0, then ∆E CMC less than 1.0 would pass, but more than 1.0 would ∆H*
fail (see Figure 19 on page 17).
∆C*
Since the eye will generally accept larger differences in lightness (l) than in a*
chroma (c), a default ratio for (l:c) is 2:1. A 2:1 ratio will allow twice as
much difference in lightness as in chroma. The CMC equation allows this
Figure 17: CIELCH tolerance
ratio to be adjusted to achieve better agreement with visual assessment
ellipsoids
(see Figure 20 on page 18).

16
Yellow

Tolerance ellipsoids are


tightly packed in the
orange region.

Green Red

Tolerance ellipsoids
are larger in the
green region.

Blue
Figure 18: Tolerance ellipsoids in color space

Cross sections Hue and chromaticity tolerances


of the ellipsoid become smaller as lightness
increases or decreases

Chroma
Hue

Chroma
Hue

Standard

cf = 0.5 cf = 1

Figure 19: Commercial factor (cf) of tolerances

17
Color Differences,
Notation and
Tolerancing
continued

CIE94 Tolerancing

In 1994 the CIE released a new tolerance method called CIE94. Like (1.4:1)
CMC, the CIE94 tolerancing method also produces an ellipsoid. The user
has control of the lightness (kL) to chroma (Kc) ratio, as well as the

Lightness
(2:1)
commercial factor (cf). These settings affect the size and shape of the
ellipsoid in a manner similar to how the l:c and cf settings affect CMC.

However, while CMC is targeted for use in the textile industry, CIE94 is Hue
targeted for use in the paint and coatings industry. You should consider the Chroma
type of surface being measured when choosing between these two toler-
ances. If the surface is textured or irregular, CMC may be the best fit. If the
surface is smooth and regular, CIE94 may be the best choice.

Visual Assessment vs. Instrumental

Though no color tolerancing system is perfect, the CMC and CIE94 equa-
tions best represent color differences as our eyes see them.
Figure 20: CMC tolerance
ellipsoids
% Agreement
Tolerance Method with Visual

CIELAB 75%
CIELCH 85%
CMC or CIE94 95%

Choosing the Right Tolerance


When deciding which color difference calculation to use, consider the
following five rules (Billmeyer 1970 and 1979):

1. Select a single method of calculation and use it consistently.

2. Always specify exactly how the calculations are made.

3. Never attempt to convert between color differences calculated by


different equations through the use of average factors.

4. Use calculated color differences only as a first approximation in setting


tolerances, until they can be confirmed by visual judgments.

5. Always remember that nobody accepts or rejects color because of


numbers — it is the way it looks that counts.

18
Other White and Yellow Indices white a material should appear, be
it photographic and printing paper
Color Certain industries, such as paint, or plastics.
textiles and paper manufacturing,
Expressions evaluate their materials and prod- In some instances, a manufacturer
ucts based on standards of white- may want to judge the yellowness
ness. Typically, this whiteness or tint of a material. This is done to
index is a preference rating for how determine how much that object’s
color departs from a preferred
white toward a bluish tint.

The effect of whiteness or yellow-


ness can be significant, for
example, when printing inks or
dyes on paper. A blue ink printed
on a highly-rated white stock will
look different than the same ink
printed on newsprint or another
low-rated stock.

The American Standards Test


Methods (ASTM) has defined
whiteness and yellowness indices.
The E313 whiteness index is used
for measuring near-white, opaque
materials such as paper, paint and
plastic. In fact, this index can be
used for any material whose color
appears white.

The ASTM’s E313 yellowness


index is used to determine the
degree to which a sample’s color
shifts away from an ideal white.
The D1925 yellowness index is
used for measuring plastics.

The same blue ink looks like a different color when


printed on paper of various whiteness

19
Glossary absolute white – In theory, a mate-
rial that perfectly reflects all light
black – In theory, the complete
absorption of incident light; the
energy at every visible wavelength. absence of any reflection. In prac-
In practice, a solid white with known tice, any color that is close to this
spectral reflectance data that is used ideal in a relative viewing situation —
as the “reference white” for all meas- i.e., a color of very low saturation
urements of absolute reflectance. and very low luminance.
When calibrating a spectropho-
tometer, often a white ceramic brightness – The dimension of color
plaque is measured and used as the that refers to an achromatic scale,
absolute white reference. ranging from black to white. Also
called lightness, luminous
absorb/absorption – Dissipation of reflectance or transmittance (q.v.).
the energy of electromagnetic waves Because of confusion with satura-
into other forms (e.g., heat) as a tion, the use of this term should be
result of its interaction with matter; a discouraged.
decrease in directional transmittance
of incident radiation, resulting in a c* – Abbreviation for chromaticity.
modification or conversion of the chroma/chromaticity – The inten-
absorbed energy. sity or saturation level of a particular
achromatic color – A neutral color hue, defined as the distance of
that has no hue (white, gray or black). departure of a chromatic color from
the neutral (gray) color with the
additive primaries – Red, green same value. In an additive color-
and blue light. When all three addi- mixing environment, imagine mixing
tive primaries are combined at 100% a neutral gray and a vivid red with
intensity, white light is produced. the same value. Starting with the
When these three are combined at neutral gray, add small amounts of
varying intensities, a gamut of red until the vivid red color is
different colors is produced. achieved. The resulting scale
Combining two primaries at 100% obtained would represent increasing
produces a subtractive primary, chroma. The scale begins at zero for
either cyan, magenta or yellow: neutral colors, but has no arbitrary
100% red + 100% green = yellow end. Munsell originally established
100% red + 100% blue = magenta 10 as the highest chroma for a
100% green + 100% blue = cyan vermilion pigment and related other
pigments to it. Other pigments with
See subtractive primaries higher chroma were noted, but the
appearance – An object’s or mate- original scale remained. The chroma
rial’s manifestation through visual scale for normal reflecting materials
attributes such as size, shape, color, may extend as high as 20, and for
texture, glossiness, transparency, fluorescent materials it may be as
opacity, etc. high as 30.

artificial daylight – Term loosely chromatic – Perceived as having a


applied to light sources, frequently hue — not white, gray or black.
equipped with filters, that try to
reproduce the color and spectral chromaticity coordinates (CIE) –
distribution of daylight. A more The ratios of each of the three tris-
specific definition of the light source timulus values X, Y and Z in relation
is preferred. to the sum of the three — desig-
nated as x, y and z respectively.
attribute – Distinguishing character- They are sometimes referred to as
istic of a sensation, perception or the trichromatic coefficients. When
mode of appearance. Colors are written without subscripts, they are
often described by their attributes of assumed to have been calculated for
hue, chroma (or saturation) and illuminant C and the 2° (1931) stan-
lightness. dard observer unless specified
otherwise. If they have been

20
obtained for other illuminants or in the space approximately represent applications and by color measure-
observers, a subscript describing the equal color differences. Value L* ment instruments.
observer or illuminant should be represents lightness; value a* repre-
used. For example, x10 and y10 are sents the red/green axis; and value color order systems – Systems
chromaticity coordinates for the 10° b* represents the yellow/blue axis. used to describe an orderly three-
observer and illuminant C. CIELAB is a popular color space for dimensional arrangement of colors.
use in measuring reflective and Three bases can be used for
chromaticity diagram (CIE) – A transmissive objects. ordering colors: 1) an appearance
two-dimensional graph of the chro- basis (i.e., a psychological basis) in
maticity coordinates (x as the CMC (Colour Measurement terms of hue, saturation and light-
abscissa and y as the ordinate), Committee of the Society of Dyes ness; an example is the Munsell
which shows the spectrum locus and Colourists of Great Britain) – System; 2) an orderly additive color
(chromaticity coordinates of mono- Organization that developed and mixture basis (i.e., a psychophysical
chromatic light, 380-770nm). It has published in 1988 a more logical, basis); examples are the CIE System
many useful properties for ellipse-based equation based on and the Ostwald System; and 3) an
comparing colors of both luminous L*C*h˚ color space for computing DE orderly subtractive color mixture
and non-luminous materials. (see delta E*) values as an alterna- basis; an example is the Plochere
tive to the rectangular coordinates of Color System based on an orderly
CIE (Commission Internationale de the CIELAB color space. mixture of inks.
l’Eclairage) – The International
Commission on Illumination, the color – One aspect of appearance; a color space – Three-dimensional
primary international organization stimulus based on visual response to solid enclosing all possible colors.
concerned with color and color light, consisting of the three dimen- The dimensions may be described in
measurement. sions of hue, saturation and light- various geometries, giving rise to
ness. various spacings within the solid.
CIE 1976 L*a*b* color space – A
uniform color space utilizing an color attribute – A three-dimen- color specification – Tristimulus
Adams-Nickerson cube root formula, sional characteristic of the appear- values, chromaticity coordinates and
adopted by the CIE in 1976 for use ance of an object. One dimension luminance value, or other color-scale
in the measurement of small color usually defines the lightness, the values, used to designate a color
differences. other two together define the chro- numerically in a specified color
maticity. system.
CIE 1976 L*u*v* color space – A
uniform color space adopted in 1976. color difference – The magnitude color temperature – A measure-
Appropriate for use in additive mixing and character of the difference ment of the color of light radiated by
of light (e.g., color TV). between two colors under specified a black body while it is being heated.
conditions. This measurement is expressed in
CIE chromaticity coordinates – terms of absolute scale, or degrees
See chromaticity coordinates (CIE). color-matching functions –
Relative amounts of three additive Kelvin. Lower Kelvin temperatures
CIE chromaticity diagram – See primaries required to match each such as 2400K are red; higher
chromaticity diagram (CIE). wavelength of light. The term is temperatures such as 9300K are
generally used to refer to the CIE blue. Neutral temperature is white, at
CIE daylight illuminants – See standard observer color-matching 6504K.
daylight illuminants (CIE). functions. color wheel – The visible spectrum’s
CIE luminosity function (y) – See continuum of colors arranged in a
color measurement – Physical
luminosity function (CIE). circle, where complementary colors
measurement of light radiated, trans-
CIE standard illuminants – See such as red and green are located
mitted or reflected by a specimen
standard illuminants (CIE). directly across from each other.
under specified condition and mathe-
matically transformed into standard- colorants – Materials used to create
CIE standard observer – See stan-
ized colorimetric terms. These terms colors — dyes, pigments, toners,
dard observer (CIE).
can be correlated with visual evalua- waxes, phosphors.
CIE tristimulus values – See tris- tions of colors relative to one
colorimeter – An optical measure-
timulus values (CIE). another.
ment instrument that responds to
CIELAB (or CIE L*a*b*, CIE Lab) – color model – A color-measurement color in a manner similar to the
Color space in which values L*, a* scale or system that numerically human eye — by filtering reflected
and b* are plotted using Cartesian specifies the perceived attributes of light into its dominant regions of red,
coordinate system. Equal distances color. Used in computer graphics green and blue.

21
Glossary
continued

colorimetric – Of, or relating to, electromagnetic spectrum – The be arranged according to some other
values giving the amounts of three massive band of electromagnetic criteria such as a geometric progres-
colored lights or receptors — red, waves that pass through the air in sion based on lightness. Such scales
green and blue. different sizes, as measured by may be used to describe the relative
wavelength. Different wavelengths amount of difference between two
colorist – A person skilled in the art have different properties, but most similar colors.
of color matching (colorant formula- are invisible — and some completely
tion) and knowledgeable concerning hue – 1) The first element in the
undetectable — to human beings.
the behavior of colorants in a partic- color-order system, defined as the
Only wavelengths that are between
ular material; a tinter (q.v.) (in the attribute by which we distinguish red
380 and 720 nanometers are visible,
American usage) or a shader. The from green, blue from yellow, etc.
producing light. Waves outside the
word “colorist” is of European origin. Munsell defined five principal hues
visible spectrum include gamma
(red, yellow, green, blue and purple)
complements – Two colors that rays, x-rays, microwaves and radio
and five intermediate hues (yellow-
create neutral gray when combined. waves.
red, green-yellow, blue-green,
On a color wheel, complements are emissive object – An object that purple-blue and red-purple. These 10
directly opposite from each other: emits light. Emission is usually hues (represented by their corre-
blue/yellow, red/green and so on. caused by a chemical reaction, such sponding initials R, YR, Y, GY, G,
contrast – The level of variation as the burning gasses of the sun or BG, B, PB, P and RP) are equally
between light and dark areas in an the heated filament of a light bulb. spaced around a circle divided into
image. 100 equal visual steps, with the zero
fluorescent lamp – A glass tube
point located at the beginning of the
filled with mercury gas and coated
D65 – The CIE standard illuminant red sector. Adjacent colors in this
on its inner surface with phosphors.
that represents a color temperature circle may be mixed to obtain contin-
When the gas is charged with an
of 6504K. This is the color tempera- uous variation from one hue to
electrical current, radiation is
ture most widely used in graphic another. Colors defined around the
produced. This, in turn, energizes the
arts industry viewing booths. See hue circle are known as chromatic
phosphors, causing them to glow.
Kelvin (K). colors. 2) The attribute of color by
gloss – An additional parameter to means of which a color is perceived
daylight illuminants (CIE) – Series consider when determining a color to be red, yellow, green, blue, purple,
of illuminant spectral power distribu- standard, along with hue, value, etc. White, black and gray possess
tion curves based on measurements chroma, the texture of a material and no hue.
of natural daylight and recommended whether the material has metallic or
by the CIE in 1965. Values are illuminant – Mathematical descrip-
pearlescent qualities. Gloss is an
defined for the wavelength region tion of the relative spectral power
additional tolerance that may be
300 to 830nm. They are described in distribution of a real or imaginary
specified in the Munsell Color
terms of the correlated color temper- light source — i.e., the relative
Tolerance Set. The general rule for
ature. The most important is D65 energy emitted by a source at each
evaluating the gloss of a color
because of the closeness of its wavelength in its emission spectrum.
sample is the higher the gloss unit,
correlated color temperature to that Often used synonymously with “light
the darker the color sample will
of illuminant C, 6774K. D75 bluer source” or “lamp,” though such usage
appear. Conversely, the lower the
than D65 and D55 yellower than D65 is not recommended.
gloss unit, the lighter a sample will
are also used. appear. illuminant A (CIE) – Incandescent
illumination, yellow-orange in color,
delta (D or ∆) – A symbol used to Gloss is measured in gloss units,
with a correlated color temperature
indicate deviation or difference. which use the angle of measurement
of 2856K. It is defined in the wave-
and the gloss value (e.g. 60˚ gloss =
delta E*, delta e* – The total color length range of 380 to 770nm.
29.8). A 60˚ geometry is recom-
difference computed with a color mended by the American Society for illuminant C (CIE) – Tungsten illumi-
difference equation (∆Eab or ∆Ecmc). Testing and Materials (ASTM) D523 nation that simulates average
In color tolerancing, the symbol DE standard for the general evaluation daylight, bluish in color, with a corre-
is often used to express Delta Error. of gloss. lated color temperature of 6774K.
dye – A soluble colorant — as grayscale – An achromatic scale illuminants D (CIE) – Daylight illu-
opposed to pigment, which is insol- ranging from black through a series minants, defined from 300 to 830nm
uble. of successively lighter grays to white. (the UV portion 300 to 380nm being
dynamic range – An instrument’s Such a series may be made up of necessary to correctly describe
range of measurable values, from steps that appear to be equally colors that contain fluorescent dyes
the lowest amount it can detect to distant from one another (such as or pigments). They are designated as
the highest amount it can handle. the Munsell Value Scale), or it may D, with a subscript to describe the

22
correlated color temperature; D65 is identification of a specimen by its surface, or inside a medium containing
the most commonly used, having a Munsell hue, value and chroma as particles.
correlated color temperature of visually estimated by comparison
6504K, close to that of illuminant C. with the Munsell Book of Color. spectral power distribution curve
They are based on actual measure- – Intensity of radiant energy as a
ments of the spectral distribution of nanometer (nm) – Unit of length function of wavelength, generally
daylight. equal to 10-9 meter (a.k.a. one given in relative power terms.
billionth of a meter, or a milli-micron).
integrating sphere – A sphere spectrophotometer – Photometric
manufactured or coated with a highly observer – The human viewer who device that measures spectral trans-
reflective material that diffuses light receives a stimulus and experiences mittance, spectral reflectance or rela-
within it. a sensation from it. In vision, the tive spectral emittance.
stimulus is a visual one and the
Kelvin (K) – Unit of measurement spectrophotometric curve – A
sensation is an appearance.
for color temperature. The Kelvin curve measured on a spectropho-
scale starts from absolute zero, observer, standard – See standard tometer; a graph with relative
which is -273˚ Celsius. observer. reflectance or transmittance (or
light – 1) Electromagnetic radiation absorption) as the ordinate, plotted
radiant energy – A form of energy with wavelength or frequency as the
of which a human observer is aware
consisting of the electromagnetic abscissa.
through the visual sensations that
spectrum, which travels at 299,792
arise from the stimulation of the
kilometers/second (186,206 spectrum – Spatial arrangement of
retina of the eye. This portion of the
miles/second) through a vacuum, components of radiant energy in
spectrum includes wavelengths from
and more slowly in denser media order of their wavelengths, wave
about 380 to 770nm. Thus, to speak
(air, water, glass, etc.). The nature of number or frequency.
of ultraviolet light is incorrect
radiant energy is described by its
because the human observer cannot specular gloss – Relative luminous
wavelength or frequency, although it
see radiant energy in the ultraviolet fractional reflectance from a surface
also behaves as distinct quanta
region. 2) Adjective meaning high in the mirror or specular direction. It
(“corpuscular theory”). The various
reflectance, transmittance or level of is sometimes measured at 60˚ rela-
types of energy may be transformed
illumination as contrasted to dark, or tive to a perfect mirror.
into other forms of energy (electrical,
low level of intensity.
chemical, mechanical, atomic, specular reflectance – Reflectance
light source – An object that emits thermal, radiant), but the energy of a beam of radiant energy at an
light or radiant energy to which the itself cannot be destroyed. angle equal but opposite to the inci-
human eye is sensitive. The emission
reflectance – The ratio of the inten- dent angle; the mirror-like reflectance.
of a light source can be described by
sity of reflected radiant flux to that of The magnitude of the specular
the relative amount of energy
incident flux. In popular usage, it is reflectance on glossy materials
emitted at each wavelength in the
considered the ratio of the intensity depends on the angle and the differ-
visible spectrum, thus defining the
of reflected radiant energy to that ence in refractive indices between
source as an illuminant. The emis-
reflected from a defined reference two media at a surface. The magni-
sion also may be described in terms
standard. tude may be calculated from
of its correlated color temperature.
Fresnel’s Law.
lightness – Perception by which reflectance, specular – See spec-
white objects are distinguished from ular reflectance. specular reflectance excluded
gray, and light-colored objects from (SCE) – Measurement of reflectance
dark-colored. reflectance, total – See total made in such a way that the spec-
reflectance. ular reflectance is excluded from the
luminosity function (y) (CIE) – A measurement; diffuse reflectance.
plot of the relative magnitude of the saturation – The attribute of color The exclusion may be accomplished
visual response as a function of perception that expresses the by using 0˚ (perpendicular) incidence
wavelength from about 380 to amount of departure from a gray of on the samples. This then reflects
780nm, adopted by CIE in 1924. the same lightness. All grays have the specular component of the
zero saturation (ASTM). See reflectance back into the instrument
metamerism – A phenomenon chroma/chromaticity. by use of black absorbers or light
exhibited by a pair of colors that traps at the specular angle when the
match under one or more sets of illu- scattering – Diffusion or redirection of
radiant energy encountering particles incident angle is not perpendicular,
minants (be they real or calculated), or in directional measurements by
but not under all illuminants. of different refractive index. Scattering
occurs at any such interface, at the measuring at an angle different from
Munsell Color System – The color the specular angle.

23
Glossary
continued

specular reflectance included lighter and less saturated than the X – 1) One of the three CIE tristim-
(SCI) – Measurement of the total color without the white added. ulus values; the red primary. 2)
reflectance from a surface, including Spectral color-matching functions of
total reflectance – Reflectance of
the diffuse and specular reflectances. the CIE standard observer used for
radiant flux reflected at all angles
calculating the X tristimulus value. 3)
standard – A reference against from the surface, thus including both
One of the CIE chromaticity coordi-
which instrumental measurements diffuse and specular reflectances.
nates calculated as the fraction of
are made. transparent – Describes a material the sum of the three tristimulus
standard illuminants (CIE) – that transmits light without diffusion values attributable to the X value.
Known spectral data established by or scattering.
Y – 1) One of the three CIE tristim-
the CIE for four different types of tristimulus – Of, or consisting of, ulus values, equal to the luminous
light sources. When using tristimulus three stimuli; generally used to reflectance or transmittance; the
data to describe a color, the illumi- describe components of additive green primary. 2) Spectral color-
nant must also be defined. These mixture required to evoke a partic- matching function of the CIE stan-
standard illuminants are used in ular color sensation. dard observer used for calculating Y
place of actual measurements of the tristimulus value. 3) One of the CIE
tristimulus colorimeter – An instru-
light source. chromaticity coordinates calculated
ment that measures tristimulus
values and converts them to chro- as the fraction of the sum of the
standard observer (CIE) – 1) A
maticity components of color. three tristimulus values, attributable
hypothetical observer having the tris-
to the Y value.
timulus color-mixture data recom- tristimulus values (CIE) –
mended in 1931 by the CIE for a 2˚ Percentages of the components in a Z – 1) One of the three CIE tristim-
viewing angle. A supplementary three-color additive mixture necessary ulus values; the blue primary. 2)
observer for a larger angle of 10˚ to match a color; in the CIE system, Spectral color-matching function of
was adopted in 1964. 2) The spectral they are designated as X, Y and Z. the CIE standard observer used for
response characteristics of the The illuminant and standard observer calculating the Z tristimulus value. 3)
average observer defined by the color-matching functions used must One of the CIE chromaticity coordi-
CIE. Two such sets of data are be designated; if they are not, the nates calculated as the fraction of
defined, the 1931 data for the 2˚ assumption is made that the values the sum of the three tristimulus
visual field (distance viewing) and are for the 1931 observer (2˚ field) values attributable to the Z primary.
the 1964 data for the annular 10˚ and illuminant C. The values obtained
visual field (approximately arm’s depend on the method of integration
length viewing). By custom, the used, the relationship of the nature of
assumption is made that if the the sample and the instrument design
observer is not specified, the tristim- used to measure the reflectance or
ulus data has been calculated for the transmittance. Tristimulus values are
1931, or 2˚ field observer. The use of not, therefore, absolute values char-
the 1964 data should be specified. acteristic of a sample, but relative
values dependent on the method
subtractive primaries – Cyan,
magenta and yellow. Theoretically, used to obtain them. Approximations
when all three subtractive primaries of CIE tristimulus values may be
are combined at 100% on white obtained from measurements made
paper, black is produced. When on a tristimulus colorimeter that gives
these are combined at varying inten- measurements generally normalized
sities, a gamut of different colors is to 100. These must then be normal-
produced. Combining two primaries ized to equivalent CIE values. The
at 100% produces an additive filter measurements should be prop-
primary, either red, green or blue: erly designated as R, G and B
100% cyan + 100% magenta = blue instead of X, Y and Z.
100% cyan + 100% yellow = green
100% magenta + 100% yellow = red value – Indicates the degree of light-
ness or darkness of a color in rela-
tint – 1) verb: To mix white pigment tion to a neutral gray scale. The
with absorbing (generally chromatic) scale of value (or V, in the Munsell
colorants. 2) noun: The color system of color notation) ranges
produced by mixing white pigment from 0 for pure black to 10 for pure
with absorbing (generally chromatic) white. The value scale is neutral or
colorants. The resulting mixture is without hue.

24
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