Beruflich Dokumente
Kultur Dokumente
Review
Ultrasound as a catalyzer of aqueous reaction systems:
the state of the art and environmental applications
N.H. Ince a,∗ , G. Tezcanli a , R.K. Belen a , İ.G. Apikyan b
a Institute of Environmental Sciences, Boǧaziçi University, 80815 Bebek-Istanbul, Turkey
bPISA Textile Dyeing and Finishing Industries, Çobançeşme, Güneşli-Istanbul, Turkey
Received 21 May 2000; received in revised form 26 July 2000; accepted 19 August 2000
Abstract
The work presented here is aimed to guide environmental researchers and engineers in ultrasound-based chemical reaction
systems, which are emerging as promising alternatives for the removal of refractory organics in treated effluents or natural
waters. In accordance, the paper is presented in two parts as: (i) an extensive review of aqueous reaction systems catalyzed by
ultrasonic pressure waves, with emphasis on basic theories, physical/chemical principles, state of the art, and figures-of-merits
of sonochemistry, and (ii) a summary of lab-scale experimental work using ultrasonic reaction schemes for rendering or
catalyzing the destructional removal of organic compounds by oxidation in the bulk liquid upon hydroxylation, and/or by
thermal decomposition in the gaseous bubble. © 2001 Elsevier Science B.V. All rights reserved.
Keywords: Ultrasound; Cavitation; Microbubbles; Sonochemistry; Advanced oxidation process (AOP); Free radicals; Pyrolysis; Thermal
decomposition; Bubble-liquid interface
0926-3373/01/$ – see front matter © 2001 Elsevier Science B.V. All rights reserved.
PII: S 0 9 2 6 - 3 3 7 3 ( 0 0 ) 0 0 2 2 4 - 1
168 N.H. Ince et al. / Applied Catalysis B: Environmental 29 (2001) 167–176
tive destruction of target contaminants via free radical [15]. If the applied pressure is equal to the negative
reactions, but also provide an excellent medium for pressure developed in the rarefaction cycle of the
their thermal decomposition in the gas phase. Hence, wave such that the distance between the molecules
the production of free radical species by sonolysis of the fluid exceeds the critical molecular distance
extends the goals of AOP beyond aqueous phase to hold it together, the liquid breaks apart to form
oxidative destruction to gaseous decomposition, ow- cavities made of vapor and gas-filled microbubbles
ing to very special effects generated by the forma- [15,16]. The phenomenon called “acoustic cavitation”
tion and collapse of acoustic cavities in sonicated consists of at least three distinct and successive stages:
water. nucleation, bubble growth (expansion), and under
The goal of this paper is to review the principles proper conditions implosive collapse [17]. The first
and state of the art of “ultrasound-based free radical stage is a nucleated process, by which cavitational
generation”, to induce “sonochemical” reaction con- nuclei are generated from microbubbles trapped in
ditions in aqueous systems for potential application microcrevices of suspended particles within the liq-
in the remediation of water environments. (Sono- uid [17,18]. In the second stage, the bubbles grow
chemistry is defined as chemical reactivity induced and expand in a manner restricted by the intensity
and/or catalyzed by intense pressure waves in a liquid of the applied sound wave. With high-intensity ultra-
medium.) The reason for reviewing so many of basic sound, a small cavity grows rapidly through inertial
principles is due to the fact that ultrasonic systems are effects, whereas at lower intensities the growth oc-
extremely sensitive and vulnerable to operational pa- curs through “rectified diffusion”, proceeding in a
rameters, which cannot be controlled without a good much slower rate, and lasting many more acous-
knowledge and understanding of physical and chem- tic cycles before expansion [17]. The third stage of
ical phenomena. The work is further aimed to point cavitation occurs only if the intensity of the ultra-
out some lab-scale applications of ultrasonic systems sound wave exceeds that of the “acoustic cavitational
from the literature, reporting the destructive removal threshold” (typically a few watts/cm2 for ordinary
of hazardous substances in water by free radical liquids exposed to 20 kHz). At this condition, the
mediated oxidation processes, and/or by thermal microbubbles overgrow to the extent where they can
decomposition of the solutes as they diffuse from no longer efficiently absorb energy from the sound
the bulk liquid to the gaseous bubble interior. environment to sustain themselves, and implode vio-
lently, therefore, in a so called “catastrophic collapse”
[15,16,18,19].
2. Background theories During this collapse stage, the temperatures and
pressures released are in such extremes that the
Ultrasound is defined as any sound of a frequency entrapped gases undergo molecular fragmentation,
above that to which the human ear has no response (i.e. which is the underlying phenomenon in homogenous
above 16 kHz). In practice, three ranges of frequen- sonochemistry [16,20,21]. Furthermore, it has been
cies are reported for three distinct uses of ultrasound observed that just before the catastrophic collapse of
[14]: (i) high frequency, or diagnostic ultrasound compressed gas-filled cavities in water, the bubbles
(2–10 MHz), (ii) low frequency or conventional power produce a flash of light called “sonoluminescence”, as
ultrasound (20–100 kHz), and medium frequency, or detected by a peak at 310 nm and a broad continuum
“sonochemical-effects” ultrasound (300–1000 kHz). It throughout the visible [21,22]. The spectrum of sono-
is this latter range, where chemical reaction processes luminescent water was associated with the formation
are uniquely catalyzed through very “extreme” tem- of high-energy species (e.g. excited hydroxyl radicals)
peratures and pressures generated by the formation, from molecular fragmentation of compressed gases,
growth and collapse of cavitation bubbles. rather than with black body radiation [19,21,23].
When a liquid is exposed to an acoustic field, Hence, like photochemistry, sonochemistry involves
the pressure waves of the sonic vibrations create a the introduction of very large amounts of energy in a
time/frequency dependent acoustic pressure, consist- short period of time, but the type of molecular exci-
ing of alternating compression and rarefaction cycles tation is thermal, unlike the electronic excitation felt
N.H. Ince et al. / Applied Catalysis B: Environmental 29 (2001) 167–176 169
rounding liquid during their more rapid and violent lated intermediates during sonolysis at 300–500 kHz
collapse [46,49,50]. Furthermore, such cavitations [56,57]. The extent of destruction by pyrolytic frag-
are so short lived and the collapse is so rapid that mentation of non-volatile contaminants is directly re-
the time for appreciable degrees of radical scaveng- lated to their concentration and hydrophobicity, which
ing reactions in the hot bubble or at its interface is dictates their ability to migrate towards the bubble
insufficient. As a consequence, medium frequency and/or to accumulate at the bubble–liquid interface
ultrasound waves are highly effective for catalyzing [33]. Consequently, the probable site for thermal de-
advanced oxidation processes, which are aimed to composition of non-volatile solutes is the interfacial
destroy non-volatile organic solutes in solution. The bubble sheath, at which solutes may accumulate via
destructive effect of ultrasound in this condition is adsorptive processes during the formation and growth
due to the high probability of hydroxyl radical trans- of acoustic cavities. At appreciable concentrations,
fer into the surrounding liquid during the collapse the adsorptive tendency of non-volatile solutes on
stage of acoustic cavitations [24,35,48]. non-polar surfaces of cavity bubbles was verified by
It is obvious, then that the selection of the right the exhibition of saturation type kinetics, typical of
frequency range (the region of conventional power Langmuirian behavior, which is commonly proposed
ultrasound, or that of “sonochemical effects” ultra- for describing photocatalytic process kinetics [33].
sound) is of utmost significance for achieving ap-
preciable degrees of decontamination. The choice is
based primarily on the physicochemical properties 4. Figures-of-merits for optimizing sonochemical
of the contaminating species, such as vapor pressure reaction systems
(or Henry’s constant), solubility and octanol–water
partition coefficient [50,51]. Hydrophobic chemicals The main concern of scientists and engineers work-
with high vapor pressures have a strong tendency ing with ultrasonic systems is to accomplish maximum
to diffuse into the gaseous bubble interior, and the reaction yields and/or maximum pollutant destruction
most effective site for their destruction, therefore, is at optimal conditions. Research and development in
the bubble-liquid interface and/or the bubble itself sonochemical systems exposed the significance of two
[52–54]. Hence, aqueous solutions contaminated with basic strategies for maximizing reaction efficiencies:
volatile pollutants should preferably be exposed to (i) optimization of power and reactor configuration
power ultrasound (whereby long-lived “stable” cavi- and/or (ii) enhancement of cavitation [32,51]. The first
ties are generated) for thermal and oxidation effects in strategy requires a mechanistic approach with fea-
the gas phase and the gas–liquid interface [45,53–55]. tures like: (i) selection of the transducer (piezoelectric
In contrast, hydrophilic compounds with low vapor or magnetic material that converts electrical impulses
pressures and low concentrations tend to remain in to mechanical vibrations) and generator (probe types
the bulk liquid during irradiation, due to the repulsive for low-frequency, and plate-types for high frequency
forces exerted to-and-from the slightly hydrophobic effects), (b) configuration and dimensioning of the re-
bubble surfaces. The major reaction site for these action cell, and (iii) optimization of the power effi-
chemicals, therefore, is the liquid medium, where ciency (i.e. the effective power density delivered to
they may be effectively destroyed by oxidative degra- the reaction medium). These aspects have been thor-
dation, provided that sufficient quantities of hydroxyl oughly described and reviewed by others in the last
radicals are ejected into the solution during cav- decade [14,32,51,58,59]. The second strategy, i.e. the
ity collapse. As stated previously, maximum radical enhancement of cavitation to maximize chemical reac-
transfer into the bulk medium occurs when the col- tivity involves the addition of different gases and solids
lapse is “transient”, or when sonication is carried out into the system to test and compare their effectiveness
via medium frequency ultrasound waves. Moreover, in increasing reaction yields and/or reaction rates.
at this frequency and at high concentrations of such Aqueous media free of impurities are well known
solutes, an additional destructive pathway via thermal with their tremendously high cavitation threshold, so
decomposition was observed, as demonstrated by the that any kind of interference to create “liquid defects”
formation of pyrolysis products along with hydroxy- in the structure is reported to favor cavitation events
172 N.H. Ince et al. / Applied Catalysis B: Environmental 29 (2001) 167–176
[32]. The easiest way of creating impurities in soni- gases [51]. Furthermore, rare gases are more effective
cated water is by saturating the solution with a solu- than diatomic gases (and air), owing to higher γ ratios
ble gas, which speeds up the initialization of cavity obtained with monatomic gases in water [20,40,51].
formation via provision of excess nuclei [32], while However, despite the equal γ ratios of Argon and
enhancing the collapse conditions by increasing the Helium in water, much higher yields of pyrolysis
temperature within cavity bubbles [35,40]. However, products were detected with the former, as attributed
since the first effect of cavitation is degassing, the to its 10-fold lower thermal conductivity [47].
solution will rapidly be free of dissolved gases if gas The addition of solid catalysts, such as glass beads,
entrainment is ceased during sonication. It is common ceramic disks, SiO2 , Al2 O3 and talc into the reac-
practice, therefore, to bubble the liquid incessantly tion medium is another common method for enhanc-
with a gas throughout the sonication period to main- ing cavitation effects. The presence of such material
tain a constant gas flow into the bubbles so as to sustain is reported to be especially useful for micronization of
the “extreme” conditions of collapse. The selection of species (in ultrasonic cell disruption), and for the abra-
this gas is also of significance, because the final tem- sion, activation and alteration of the chemical proper-
perature of a collapsing bubble is closely related (by a ties of catalyst surfaces during ultrasonic irradiation
power function) to a gas parameter, called the “poly- of liquid media [32].
tropic γ ratio”, i.e. the ratio of specific heats (Cp /Cv )
of the ambient gases entrapped in the bubble [26,40].
The nature of the saturating gas is further important, 5. Applications in environmental remediation
due to the inverse relationship between thermal con-
ductivity of a gas and the temperature build-up in a The preliminary steps before application are the se-
cavity bubble [35,51]. Sonoluminescence studies with lection of material, equipment and sonicator, followed
rare gases have shown that as the thermal conductivity by the design and configuration of the reactor. For best
decreases in the order: Xe < Kr < Ar < Ne < He, results, it is very important that these features are re-
the amount of heat loss to the surrounding liquid solved by collaborative work between the researcher
(due to heat conduction in the gas) also decreases, and manufacturer through exchange of ideas, defini-
the collapse approaching perfect adiabatic condi- tion of goals, and discussion of expected drawbacks
tions [40,51]. Hence, sonolytic radical yields increase and outputs. Hence, experimental schemes are usually
with increasing effective temperature of collapsing goal-specific, but may be broadly generalized in terms
bubbles, i.e. with increasing γ ratios, but decrease of the operational frequency, which determines the
with increasing thermal conductivities of ambient type of the sonicating device suitable with the prop-
Fig. 2. A typical batch reactior using a horn type sonicator to emit low-frequency ultrasound waves into the reaction medium.
N.H. Ince et al. / Applied Catalysis B: Environmental 29 (2001) 167–176 173
Fig. 3. A typical reaction scheme using a plate type transducer to emit high-frequency ultrasound waves into solution from the bottom of
a batch reactor.
erties of reaction medium and target contaminants. In tion was much faster with high frequency ultrasound
accordance, typical reactor schemes used in lab-scale (487 kHz), the pathway being advanced oxidation, as
applications with low and medium frequency irradi- verified by the formation of typical oxidation inter-
ation to render ultrasonic destruction of volatile and mediates (hydroquinone, cathecol and benzoquinone)
non-volatile substrates are suggested in Figs. 2 and 3, and the lack of pyrolysis products [35,60]. In another
respectively. study by Drijvers et al. [54], the decomposition of
Generation of sonochemical reaction conditions in phenol and trichloroethylene (TCE) were investigated
environmental remediation processes provides pollu- under the combined effect of sonolysis at 520 kHz
tant destruction either directly via activating thermal and chemical oxidation with hydrogen peroxide, using
decomposition reactions, or indirectly by the produc- solid catalysts such as Al2 O3 , ZnO, Ni2 O3 and CuO.
tion and/or enhancement of hydroxyl radical yields in The authors reported that while TCE was not at all
advanced oxidation processes. Many of such studies effected by the addition of H2 O2 and solid catalysts,
are focused on parametric and kinetic analyses of the degradation of phenol was largely enhanced by the
contaminant degradations, and comparison of reac- presence of H2 O2 /CuO. They attributed this different
tion efficiencies with those conducted in the absence behavior to the difference in the hydrophobicity of the
of ultrasound. The input concentrations are generally two compounds.
low (10−9 to 10−3 moles/l), as typical of refractory A study involving the sonochemical decomposition
organics found in natural waters and conventionally of p-nitrophenol (p-NP) in the presence and absence
treated effluents. Most commonly tested chemicals of strong scavengers of hydroxyl radicals such as hu-
are those that contain substituted aromatic groups, mic acid reported that the rate of degradation was not
like phenol, nitrophenol, chlorophenol, azo-benzene significantly affected by the concentration of hydroxyl
and toluene. In addition, reports of some specific stud- scavengers below a threshold value [61]. Hence, it was
ies with chlorinated solvents, herbicides, substituted suggested that pyrolysis is the main reaction chan-
ethers, natural organic matter, surfactants, reactive nel for the decay of this compound during sonication.
textile dyestuff, and chlorofluorocarbons are available The result was consistent with previous work showing
in the literature. A brief summary of some of the that p-NP decays via first-order reaction kinetics near
reported work is given below. the hot interface of cavity bubbles due to its thermal
Irradiation of dilute solutions of phenol with low instability at temperatures over 160◦ C [53]. The au-
and high frequency ultrasound showed that degrada- thors of the referred study have underlain the pH sen-
174 N.H. Ince et al. / Applied Catalysis B: Environmental 29 (2001) 167–176
sitivity of the decomposition reactions by addressing rolytic decomposition inside the gaseous bubble, 3-
the decrease in the rate of degradation of p-NP upon chloroaniline was destroyed mainly by radical mech-
increased concentrations of phosphate and bicarbon- anisms and oxidative degradation in the solution bulk.
ate ions [53]. They claimed that at pH values higher The degradation of fulvic acid (as a representative
than pKa of p-NP, the molecule becomes negatively of natural organic matter) under the combined effect
charged and is repulsed by bubble surfaces, thus being of low frequency ultrasonic irradiation and ozonolysis
displaced away from the interfacial region where the was studied by monitoring the time rate of change
main decomposition reactions are expected to occur. in total organic carbon content of the solution during
Serpone et al. [33] studied the kinetics of 2-, 3-, contact [65]. The combination was reported to pro-
and 4-chlorophenol decomposition in air equilibrated vide a significant advantage as total mineralization of
media by low frequency ultrasound irradiation. They organic carbon, which could be achieved neither by
reported that reaction products and kinetics were par- ozone nor ultrasound alone. It was concluded that the
allel to those observed in heterocatalytic oxidation of ultrasound/ozone process extends the application of
these compounds with semiconductor particles. sonochemical techniques to the catalysis of advanced
Sonochemical treatment of wastewaters contami- oxidation processes for the removal of refractory
nated with benzene and toluene in a “parallel plate organic electrolytes in natural water.
near field acoustic processor” was shown by Thoma Alegria et al. [52] studied the mechanism and site of
et al. [62] to be highly effective for the destruction degradation of non-volatile surfactants by ultrasonic
of both compounds within reasonable energy require- irradiation at 50 kHz, using argon as the saturating
ments. The authors further found that the degrada- gas. They reported that surfactants orient themselves
tion of parent molecules followed first-order reaction radially in the interfacial region with their polar head
kinetics, and the rate constants in each case were in- groups pointing to the bulk solution. This was veri-
versely proportional to the initial concentration of the fied by the detection of pyrolysis products and the ob-
compound. servation of a strong inhibition of hydrogen peroxide
Petrier et al. [35] studied the degradation of pen- production with increasing surfactant concentration,
tachlorophenate in argon, air and oxygen saturated as opposed to the sonolysis of solutions containing
aqueous solutions under 20 and 530 kHz ultrasonic ir- non-volatile non-surfactants.
radiation. They reported that the higher frequency was Vinodgobal and Kamat [13] reported the results
considerably more effective, and the degradation was of three hydroxyl radical mediated oxidation reac-
faster when the solution was bubbled with argon than tions (photocatalysis, ␥-radiolysis and sonolysis) for
when bubbled with O2 or air. the degradation of reactive dye, Acid Orange-7 under
Kang and Hoffmann [63] studied the kinetics the effect of saturation with O2 . They noted the sim-
and mechanism of sonolytic destruction of methyl ilarity of reaction pathways in all three processes, as
tert-butyl ether (MTBE) under the effect of ozone gas made evident from the single identifiable intermedi-
and ultrasonic irradiation at 205 kHz. They reported ate produced in all experiments, and concluded that
that ozone accelerates the first-order degradation rate textile azo dyes are effectively destroyed by advanced
of MTBE by sonolysis at decreasing initial concen- oxidation, or any hydroxyl radical mediated reaction
trations of the compound. They also observed that pathways. In another study, the authors investigated
the presence of carbonate and bicarbonate ions in so- the ultrasonic mineralization of a textile dye, Rema-
lution as potential competitive reagents for hydroxyl zol Black-B at 640 kHz under a stream of O2 gas [57].
radicals did not lower the rate of MTBE degradation, They reported that dye destruction starts in the solu-
concluding that the degradation occurred at the inter- tion bulk with the rupture of the azo-bond by • OH at-
face of the cavitation bubble, not in the liquid bulk. tack, and complete decolorization is accompanied by
David et al. [64] reported that the systematic herbi- total mineralization, provided that sufficient contact is
cides chlorpropham and 3-chloroaniline are destroyed allowed. The authors concluded that ultrasonic reme-
more effectively at 482 kHz than at 20 kHz. Chemi- diation should be considered as a solution alternative
cal analyses of effluent samples showed that while the to the reuse and/or recycle of textile dyeing mill efflu-
mechanism of destruction for chlorpropham was py- ents as process water.
N.H. Ince et al. / Applied Catalysis B: Environmental 29 (2001) 167–176 175
Joseph et al. [66] investigated the effect of Fenton’s effluent remediation, owing to the advantages of “high
Reaction on the degradation of azo-benzene and some energy” chemistry induced by “very extreme” condi-
related azo dyes at 500 kHz. As in the previous work tions achieved during the rapid collapse of cavitation
of Vinodgobal and Kamat [57], these authors also re- bubbles. The ability of sound waves to catalyze the de-
ported that the first step in the reaction scheme was the composition of refractory organic compounds in water
cleavage of the azo-double bond upon hydroxyl rad- must be considered a major advantage over currently
ical attack. Fenton’s Reaction at optimal Fe(II) con- practiced advanced treatment technologies, where in-
centrations was found to induce a threefold increase tensive chemical and energy inputs are required for
in the reaction rates. Finally, they reported that satu- acceptable degrees of destruction. Furthermore, sonol-
rating the solution with Ar instead of O2 accelerated ysis adds a unique dimension to AO systems, with
the reactions by 10%. the ability of ultrasound waves to be transmitted per-
Cheung and Kurup [67] studied the sonochemical fectly through opaque systems, unlike that of ultra-
destruction of two chlorofluoro-carbons, CFC11 and violet light.
CFC113 in dilute aqueous solutions under the effect If environmental applications of ultrasonic tech-
of power ultrasound at 20 kHz. They observed that niques emerge as post-treatment schemes for
the reactions were governed by first-order kinetics, destructive removal of refractory compounds in
and the observed rate constants for both compounds effluent streams, they will mostly require the use of
were found to decline slightly with an increase in so- medium-frequency ultrasound, since such chemicals
lution temperature from 5 to 10◦ C. The result being are usually macromolecules with complex molecular
in agreement with temperature effects observed with structures and hydrophilic properties. It is fortunate
other chlorinated hydrocarbons [68] was attributed to that reactor systems designed for medium frequency
the decrease in the cavitation intensity with an increase irradiation are relatively easier to maintain than those
in solvent vapor pressure. The authors further reported operated with power ultrasound, due to the drawbacks
that the rapid rate of degradation was not affected by associated with the latter as noise and cavitational
the very slight degree of parent compound volatiliza- erosion. Such problems, however, may be overcome
tion (5%) during the experiments. by sound-proof material and the proper selection,
Gonze et al. [69] investigated the effect of ultrasonic configuration and maintenance of the equipment.
irradiation (500 kHz) as a pre-treatment operation to
reduce the toxicity, or to improve the biodegradabil-
ity in untreated effluents prior to secondary treatment. Acknowledgements
Experiments were carried out with synthetic efflu-
ents contaminated with sodium pentachlorophenate, The work presented here is part of a State funded
and acute toxicity tests were conducted using Vibrio project DPT98K120900. The authors thank the Prime
fischeri and Daphnia magna as test organisms. The Ministry of Turkey for the funding.
authors reported that ultrasound is a highly effective
pre-treatment tool by virtue of its potential to reduce
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