Beruflich Dokumente
Kultur Dokumente
A AMIB Exam Simulator
A AMIB Exam Simulator
QUESTIONS A B C D ¿?
RESULT 0
What type of fines are applied in the CNBV administrative Administrative measures Administrative measures Administrative measures
3 incorrect
Securities Market? measures imposed by the Ministry of imposed by the BMV imposed by the AMIB
Finance and Public Credit
The recommendations of the Code of Companies should provide
Companies should have That there are processes in That there are processes
Best Corporate Practices are aimed more information on their
mechanisms in place to place to promote participation in place to encourage
4 at defining principles that contribute administrative structure and incorrect
ensure that their financial and communication among adequate disclosure to
to improving the functioning of the the functions of their
information is sufficient. its operational areas. shareholders.
Board of Directors, except: corporate bodies.
To the Regulatory
Market professionals may only Authorities and Entities,
Cannot provide
10 provide information about their All other customers To the Authorities only when there is an incorrect
information
clients to: express, well-founded and
motivated requirement.
What are the general ethical Honesty, integrity or probity, Fairness, honesty, probity, Discipline, honesty,
Transparency, integrity,
16 principles recognized by the Code of diligence, impartiality and diligence, impartiality, fairness, probity, and incorrect
diligence, impartiality
Ethics? good faith. impartiality, etc. transparency
Not to disclose
Disclose information on information on operations To know the information of
Informing others of relevant
22 What is meant by "trade secret"? operations or services to all or services, except to the other companies through incorrect
situations
customers. holder or beneficiary of public media.
the securities.
What do the Fundamental Business Establish the content of the They establish how
The virtue of its functions in
28 Principles of the Code of Ethics "must be" in the stock professionals should act No item is correct incorrect
the stock market
establish? market in the stock market.
To the legal
Investment companies and the
The holder or beneficiary of representatives of the
persons who provide services to To the judicial authority
the securities representing holder or beneficiary or to To Bancomext, by virtue of
them may give news or information when required by a
31 the capital stock of the those who have been the guarantee of loans incorrect
of the operations or services they lawsuit in which the holder
investment company in granted power of attorney granted to the holder.
perform or in which they participate, is a party or defendant.
question. to dispose of such
to the following actors, except to:
securities.
Industrial, Commercial
The Treasury of the
4 The "M" Bonds are issued by: Credit Institutions and Service Bank of Mexico
Federation
Companies
32 The face value of the Udibonos is: $100 $1,000 1,000 udis 100 pcs
The proceeds from the placement of Financing from Banco Federal Government
39 Monetary regulation IPAB Payment
bonds will be used to. de México Financing
The Price on a fixed rate bond is by the discount rate on for the future value of by the present value of
42 for the agreed prize
calculated: the placement cash flows cash flows
In collateralized repurchase
44 agreements, the institution that CCV INDEVAL BMV Assign
administers the collateral is:
47 BREMs cut coupons every year. 91 days 182 days 28 days day
58 Commercial paper is placed via. public placement auction private none of the above
64 At the end of a report the reported: paper delivery receives money money delivery not applicable
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
It is an operation in which no
131 a firm operation a crossover operation a self-entry operation a registration operation
one can participate
141 The SIC operates in SENTRA Capitals SENTRA Derivatives SENTRA Money MexDer
DERIVATIVES & RISKS
RESULT
QUESTIONS A B C D ¿?
4
Finance working Form Operating at a
1 Derivatives are used for: c correct
capital Wealth Transfer Risks Discount
its volatility is
If the beta of a stock series is 1.07 its volatility is its volatility is
13 higher than the No relationship incorrect
vs. The CPI indicates that lower than the CPI equal to the CPI
CPI
its volatility is
If the beta of a stock series is 1 its volatility is its volatility is
14 higher than the No relationship incorrect
vs. The CPI indicates that lower than the CPI equal to the CPI
CPI
has no relation
dollar rises debt securities cetes are not
15 If rates rise to the debt incorrect
against the euro fall affected
market
Operational
19 Human Risk is considered as Credit Risk Liquidity Risk Market Risk incorrect
Risk
interest rate
36 Are transferable Swaps Forwards Futures incorrect
swaps
We assume the
Cannot be
37 To close a short futures position We sell We buy opposite incorrect
closed
position
An importing company to neutralize DEUA Long DEUA Short TE28 Short TE28 Future
39 incorrect
its risk would take: Position futures Position futures position futures Long Position
The Carrying Cost in the financial Warehousing and Insurance and Interest rate
50 Storage only incorrect
futures is Insurance Interest Rate only
55
The theoretical value of the 33-day
DEUA considering a spot rate of
56 $11.0770 $11.0885 $11.1011 $11.2200 incorrect
$11.0543, cetes at 7.18, t.bills at
4.93 will be as follows
If we assume simultaneous
positions in different series in Position Position Zero risk
57 Single Position incorrect
MexDer, but all short or all long, we Stapled Opposite position
have.
These are options that allow early
58 European mexican american Australians incorrect
maturity
It is the one that tells me how much
the value of the premium changes
59 vega delta gamma rho incorrect
in an option due to a change in
interest rates.
This is the one that tells me how
much the value of the premium
60 vega delta gamma rho incorrect
changes in an option due to a
change in volatility.
It is the second derivative in the
61 vega delta gamma rho incorrect
"Black & Scholes" model.
This is what long options are
62 gaining and short options are temporary value gamma value intrinsic value extrinsic value incorrect
losing.
What is the penalty for Brokerage Firms Three days to six Three days to three Three days to one Three days to 5 years
5 incorrect
that misuse insider information? months imprisonment months imprisonment year imprisonment imprisonment
How many members can the S.D. have? It shall not be less It shall not be less It shall not be less It shall not be less
6 incorrect
Indeval and the BMV? than ten than five than one hundred than twenty
Brokerage,
Administration and
commission or other
management of
What is understood by brokerage in the Own account operations aimed at
7 securities portfolio All items are correct incorrect
Securities Market? operations contacting the supply
owned by third
and demand of
parties
securities.
8 What is the duration of the S.D. Indeval? 10 years 50 years Indefinite 99 years incorrect
To supervise and
Appointing the Appointing the regulate, within the
Objective of the National Securities
9 directors of the directors of the Rating scope of its Authorize Siefores incorrect
Commission Law:
Valuation Companies Agencies competence,
financial entities
Law that contemplates the issuance, General Law of Credit General Law of
Investment
13 endorsement, guarantee and operations Securities Market Law Instruments and Mercantile incorrect
Company Law
of negotiable instruments: Operations Corporations
A natural or legal
Persons who receive person who uses
The person who takes
14 Who is a Trustor? the benefits of the certain assets for a It is a Credit Institution incorrect
the risks of the Trust.
contract specific lawful
purpose.
It is a document to
It is a document to It is a document for
It is a document for exercise the Literal
15 What is a Title of Credit? exercise the Stock the exercise of labor incorrect
exercising tax law Right that is stated
Exchange Law. law that states
therein
A company incorporated under a name
Public Limited
16 and composed exclusively of its Civil Society Civil Association Limited Partnership incorrect
Company
partners:
The capital stock of a corporation is
17 Obligations Promissory notes Shares Bankers' Acceptances incorrect
represented by:
What is the supreme body of the Council of
18 The Committee Shareholders' Meeting Commissioner incorrect
corporation? Administration
Banking
What is the contract that brokerage firms Stock Brokerage Securities Custody Investment Company
22 Intermediation incorrect
enter into with their clients? Agreement Agreement Brokerage Prospectus
Agreement
Repurchase
Banco de México issues circulars to Investment Investment
24 Afores and Siefores agreements and incorrect
authorize and regulate: Companies Company Operators
securities lending
A system that generates, captures,
Mexican Financial
25 guides and directs savings and Political System Economic System Operating System incorrect
System
investment:
Which institutions participate in the Regulatory, Operating Secretaries of the Secretaries of the
26 SAT incorrect
Mexican Financial System? and Support Federal Government Federal District
Supervise and
Plan, coordinate, regulate, within the
Promotes the healthy
evaluate and oversee scope of its Regulates the
30 CNBV Objective: development of the incorrect
the country's banking competence, banking issuance of cash
financial system
system. and stock exchange
entities.
Administers financial
Deconcentrated
Financial Institution It is a company for consolidation
organ of the SHCP,
constituted as an depositing the shares programs,
31 What is the CNBV? with technical incorrect
autonomous Central of investment representing a
autonomy and
Bank. companies. safeguard against the
executive powers.
emergence of inflation
These are transactions that can only be Accept loans and Receive bank
34 Issuing bank bonds All items are correct incorrect
carried out by credit institutions: credits deposits of money
Warehouses
General Depository
Almacenes Generales
Companies, Leasing
They are considered auxiliary credit de Depósito, Underwriters and Credit Unions and
38 Companies, Credit incorrect
organizations: Financial Leasing Insurers Factoring Companies
Unions and
Companies
Factoring
Companies
Unsecured, indexed
What are the types of commercial PRLV, public Unsecured, Government bonds,
43 and endorsed incorrect
paper? promissory notes mortgage, indexed stocks and debentures
commercial paper
financial, economic,
type of information that issuers must
financial and accounting and
49 send to the CNBV, BMV and the public Financial information no information is sent incorrect
economic information administrative
in publications.
information
Negotiable,
nominative, medium-
term debt securities,
Short-term bearer denominated in local
bonds in which the currency, in which the
Federal Federal Government's Debt securities
Bearer securities
Government's direct and issued by the
51 Mention the definition of Cetes: issued by State incorrect
obligation to pay the unconditional Government of
Governments
holder the face value obligation to settle in a Mexico City.
of the document at sum of money that is
maturity is stated. adjusted in
accordance with the
published NCPI is
recorded quin
purchase, sale,
Types of orders received by
56 purchases and sales modification, only purchases SALES ONLY incorrect
intermediaries in the securities market
cancellation
That operation assumed or carried out
by an employee, officer or member of
57 Worrying operation Unusual operation Relevant transaction Suspicious operation incorrect
the Board of Directors, which may be
considered abnormal, is known as:
The Federal
61 The shares are issued in: Series or mass To the Bearer Financial Institutions incorrect
Government
Penalties for making a public offering Imprisonment from 1 Imprisonment from 5 Imprisonment from 5 10 to 15 years
64 incorrect
without being registered in the RNV: to 20 years to 25 years to 15 years imprisonment
serves as a price
serves as capital
is used to win in a is used to speculate in stabilizer of the
74 utility of the arbitrage operation: formation for incorrect
falling market two markets instrument in both
companies
markets
The CNBV is
The CNBV is not empowered to act as
In CONDUSEF's conciliatory process, empowered to act as conciliator between Only the authorized
Only the financial
75 when there is a problem between an conciliator between the financial institution authority intervenes incorrect
institution intervenes
investor and a banking institution: the financial institution and the user in order and not the user.
and the user. to protect the interests
of the latter.
An Investor, Debtor,
Creditor, Intermediary,
What does a surety bond contract Only the
76 Investor Only Only the Executor Executor, Securities incorrect
contain? Intermediary
Depositary, Securities
Depositary Company
How long do brokerage firms have to 15 working days after 5 working days after 10 working days 20 working days after
77 incorrect
deliver account statements? cutting cutting after cutting cutoff
20 times the
10 times the minimum 30 times the minimum 15 times the minimum
minimum wage
In the event of death, in what proportion wage raised per year wage raised per year wage raised per year
raised per year or
78 is the balance of the account with the or 80% of the or 50% of the balance or 60% of the balance incorrect
75% of the balance
brokerage house delivered? registered balance in recorded in the recorded in the
recorded in the
the account account account
account
Mexican instrument for arbitrage on the
79 Shares ADR DOLLARS PESO FUTURES incorrect
BMV
Body that applies Fiscal Policy and
Ministry of Finance
80 generates guidelines in the Financial CONDUSEF CONSAR Bank of Mexico incorrect
and Public Credit
System:
SHCP, CNBV,
SHCP, CNBV,
What are the Authorities in the Financial BANXICO, SHCP, CNBV, SHCP, CNBV,
85 BANXICO, AMIB, incorrect
System? CONDUSEF, BANKXICO, BMV BANXICO, SOFOLES
AMIB
CONSAR
The customer who trades securities in
86 the SIC, through which institution does BMV Banxico, INDEVAL SHCP incorrect
he/she do so?
NATIONAL
87 Who is the trustee in the NAFTRACS? NAFTRAC BANXICO Casa de Bolsa incorrect
FINANCIAL
replicate the replicate the
follow a particular are shares held
88 The Tracks are: movement of the movement of a stock incorrect
action through trusts
dollar index
Which institution of the Securities Market Mexican Stock
Investment
89 has the function of providing advice on Exchange Brokerage Houses S.D. Indeval incorrect
Companies
securities matters? Values
A securities loan, serves the investor there is an there is an expectation the derivatives are not
90 not enough money incorrect
when: expectation of upside of low known
Number of series of shares comprising
91 100 series 25 series 35 series 20 series incorrect
INMEX:
Transfer resources
Resources are only Resources are
The Secondary Market is distinguished Resources are not between
96 received by received by the incorrect
because: paid by the Issuer intermediaries or
commercial banks Issuers
investors
Securities Market,
General of Securities Securities Market and From the Market of
Securities Market and
By which laws is the Stock Market and Credit General Law of Values and
109 General Securities incorrect
regulated? Transactions, Mercantile Organizations of
Market
Commercial Corporations Credit
Companies
110 Who authorizes the S.D. Indeval? CNBV BMV SHCP Bank of Mexico incorrect
Reported, reporter,
What does a Repurchase Agreement Award, amount and Prize, term and award, amount, term Term, interest rates
115 incorrect
contain? interest exchange rate and security given as and maturity
consideration
long-term,
negotiable,
short-term, negotiable, long-term, negotiable,
nominative debt
Long-term bearer nominative debt nominative debt
securities,
bonds in which the securities securities
denominated in UDIs
Federal Government denominated in UDIs denominated in UDIs
with interest
122 what is a UDIBONO is obligated to pay the with interest payments with interest payments incorrect
payments every 182
holder the face value every 182 days at a every 182 days at a
days at a fixed rate
of the document at fixed rate and with a fixed rate and with a
and with a nominal
maturity. nominal value nominal value
value adjusted to the
adjusted to the UDI. adjusted to the UDI.
UDI, guaranteed by
BANOBRAS
Brokerage,
Brokerage, commission or other
Brokerage,
commission or other transactions aimed
commission or other
transactions, aimed at at bringing the
129 Stock brokerage is considered to be: transactions, aimed at No item is correct incorrect
bringing together only supply and demand
bringing together only
the demand for of securities into
the offer of securities
securities contact with each
other
5% of the capital 5% of the capital stock 10% of the capital 10% of the capital
stock for each year, for each year, until stock for each year, stock for each year,
The legal reserve for Corporations until reaching the reaching the until reaching the until reaching the
130 incorrect
should be equivalent to: equivalent of 20% of equivalent of 25% of equivalent of 25% of equivalent of 20% of
the capital stock the capital stock the capital stock the capital stock
amount. amount. amount amount.
Contract in which a
person called settlor
It is the one in which designates and
A contract whereby a The contract in which
the instructions given assigns certain
brokerage firm sells the trustee affects
by the client are assets for a specific
securities to a client specific assets, which
135 What is a Trust Agreement? fulfilled as a general purpose, entrusting incorrect
that it will borrow in were beneficially
mandate by virtue of the trustee with their
the future from other entrusted to an
what has been administration, for
investors. assigned trust.
entrusted. the benefit of a
beneficiary called
trustee.
The National
Banking and
Legal Securities Members of the Board
Which subjects are presumed to have PGR Authorities, Representatives, PGR Commission, the of Directors, Officers,
136 incorrect
access to privileged information? Lawyers and Judges Authorities and National Insurance Managers and Factors
Shareholders and Bonding of the Issuer
Commission and
Banco de México.
Unsecured, indexed PRLV, public Government Bonds,
What are the types of Commercial Unsecured,
137 and endorsed promissory notes and Stocks and incorrect
Paper? mortgage, indexed
commercial paper pagafes Debentures
What is a prohibited activity of the Connecting suppliers Acting as financial Adherence to BMV
138 Guaranteed yields incorrect
Brokerage House? and demanders advisors regulations
Represents a portion
of the capital stock of
Represents a debt
a corporation, the Represents
139 The share is a debt security that: payable by the Represents a coupon incorrect
rights and duties of receivables
Company.
the partners, and is a
credit instrument.
What is the minimum capital to form a There is no 100,000 non- 50,000 non-
141 500,000 variable incorrect
corporation? established amount withdrawable withdrawable
Name, duration,
Name, nationality, Investment, duration,
These are elements that distinguish a domicile, object, Nationality, domicile,
142 domicile and capital object, capital and the incorrect
legal entity: capital and the assets and purpose
stock foreign clause
foreigner clause
Certificates of
143 General bonded warehouses issue: Obligations Bonds and Ceplatas Deposit and Pledge CPO'S incorrect
Bonds
INVESTMENT COMPANIES
QUESTIONS A B C D ¿?
It is a document
These are documents
The Articles of containing the prices of
Newsletter known only to that contain the general
2 What are Investor Disclosure Statements? Incorporation of the the securities in the
the Investment Company characteristics of the
Investment Corporation Investment Company's
Investment Company.
portfolio.
These are some of the characteristics of the Name of the Classification of the
3 Type of Company All items are correct
Prospectus: Investment Company Investment Company
4 Who authorizes the Prospectuses? The CNBV The BMV The Operator The Valuator
What constituent data must be included in the Members of the No. of Employees of the Incorporation Date and
5 Commissioner's name
prospectus? Shareholders' Meeting Investment Company Notarial Registration
10 The Equity Companies may invest in: Bondes Cetes Shares All items are correct
To the CNBV, Pricing To the BMV, the To the CNBV, BMV, To the SHCP, the BMV,
To whom must the investment company Provider, Distributor, Operator, the Distributor, Operator, Distributor, the Operator, Distributor,
15
appraiser report the book price? Regulatory Comptroller, the employees of the Regulatory Comptroller, Regulatory Comptroller,
etc. Fund etc. etc.
The Investment Companies according to their Specialized and Limited Diversified and
21 Diversified and Equity Common and Typified
investment parameters are as follows: Purpose Specialized
Investment Companies must register their The Financial The Broker-Dealer The Securities Section of
24 All items are correct
shares in: Intermediaries Section Section the National Registry
The services that an Investment Company Asset management and Valuation and rating of Pricing, warehousing and
25 All items are correct
must contract are: stock distribution investment companies asset custody provider
By what law are Limited Purpose Investment By the Retirement By the Popular Credit By the Investment
32 No item is correct
Companies governed? Savings System Law and Savings Law Company Law
It is a stock corporation
It is a stock corporation It is a stock corporation
It is a company for authorized by the CNBV
authorized by the CNBV authorized by the CNBV
34 What is an Investment Company Rating Firm? depositing the shares of to provide pricing
to grant valuations to to grant ratings to
investment companies. services to investment
investment companies. investment companies.
companies.
The letters stand for sell Letters signify a Letters signify the
What do the letters and numbers in the rating recommendation and the recommendation to buy probability of payment of
43 No item is correct
given to Investment Companies mean? numbers for buy and numbers signify a securities and numbers
recommendation. recommendation to sell. signify price sensitivity
Who can carry out the valuation of the Equity The Securities Rating
48 The Independent Valuator The Operator Pricing Provider
Partnerships? Agency
If the investor sells shares of the Investment Repurchase of shares by Reciprocal offer to buy
49 Primary Public Offering Public Offering
Company, the following operation is performed: the Investment Company and sell
What is the effect of a sale of Investment Decrease in cash balance Decrease in cash Increases cash balance Cash balance increases
51 Company Securities on the customer's and increase in securities balance and decrease in and decreases securities and securities position
account: position securities position position increases
To a purchase of shares
To a sale of shares of the
of the Investment To a reduction in interest To an increase in interest
53 A reduction in treasury stock, is due to: Investment Company's
Company's stock made rates rates
stock by clients
by investors
To protect customers
Why is there an over-undervaluation in the For the benefit of the Because it is mandated
55 who stay with the At the customer's request
price of an Investment Company? Operator by the BMV
Company
To supervise unlimitedly
Determines the book price Determines prices of Grants ratings to the
What is the main function of the and at any time all the
62 of the Investment instruments in the Investment Company's
Commissioner? operations of the
Partnership Portfolio Portfolio
Investment Company
Where is the decision to change the name of The Constituent The Extraordinary
63 The General Assembly The Ordinary Assembly
an Investment Company made? Assembly Assembly
The statements of account of the Investment Last day of the cutoff for Last day of the previous
Last day of the previous Daily prices recorded in
64 Companies show the position of securities and the relevant period and period cutoff and daily
period's cutoff the month
the price of the: the previous period prices to date
They operate only with Investment Subject Limited Purpose Capital Investment Debt Instrument Equity Investment
65
Assets as defined in their bylaws: Investment Companies Companies Investment Companies Companies
66 The contract that investment companies enter Promotion Provision of services Financial analysis Valuation of securities
into with promoted companies is a contract of:
It is to determine
This is when there are investment policies,
This is the application of This is the application of
decreases in the prices of acquisition and selection
71 What is risk diversification? an overvaluation to the an undervaluation to the
the instruments in the of securities in
Fund's book price. Fund's book price.
portfolio. accordance with the
provisions of the
At least 96% of its total At least 93% of its total At least 90% of its total At least 85% of its total
The investment regime of the Investment assets must be assets must be assets must be assets must be
73 Companies must consider, according to the represented in Investment represented in represented in represented in
Law: Assets and 4% in Investment Assets and Investment Assets and Investment Assets and
expenses. 7% in expenses. 10% in expenses. 15% in expenses.
How many Directors should an Investment Minimum 2 and maximum Minimum 5 and Minimum 3 and maximum Minimum 5 and
74
Company have? 5 maximum 5 8 maximum 50
To contribute to the
To provide the prices that
What is the purpose of prospectuses for appropriate decision To be deposited in the To determine the daily
75 make up the Investment
investor information? making by the investing S.D. Indeval valuation price
Company's portfolio
public
Establish procedures to
ensure compliance with Regulates the purchase
What is the role of the Regulatory Controller at Determines prices of Distributes shares of the applicable external and sale of securities of
78
the Fund Operator? portfolio instruments investment companies and internal regulations of the Investment
the Investment Company.
Companies.
Are those that still remain These are those that are
What are treasury shares of an investment Those that have not yet
80 in the Investment put into circulation All items are correct
company? been put into circulation.
Company. against cash payment.
83 The liquidation of securities acquired by a Debt Same day Value 24 hours Value 48 hours All items are correct
Investment Company may be:
86 In the event that a Company objects to a Price 20 days later 5 days later On the same day Next day
Provider's price, how soon must it resolve it?
To grant a guarantee or
Pledging of goods and
These are some of the prohibitions of guarantee with respect to
93 Receive money deposit securities held in their All items are correct
investment companies: obligations of third
assets as collateral
parties.
The Fund Operator charges a maximum fee for 1.7 % to the purchase and 0.4167 % per month on
0.4167 % monthly of
94 administration services to the Investment sale in companies of yields generated by the All items are correct
assets
Company of: Debt Investment Fund
What kind of services can a Fund Operator Management of Distribution of investment Accounting and valuation
98 All items are correct
provide to the Investment Company? Investment Assets company shares of investment companies
Generation of reports
Purchase and sale of
and consolidated
such shares for the
The services of distribution of shares of Promotion and advice to statements of
100 account and to the order All items are correct
Investment Companies shall include: third parties investments and other
of the Investment
complementary services
Company concerned
authorized by the CNBV.
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
incorrect
FINANCE
RESULT
QUESTIONS A B C D ¿?
0
The price of an investment company's shares is
$2. 8300, one day later, the price is $ 2.8306. What
1 6.25% 7.10% 8.1% 7.63% incorrect
annual rate of return did the Investment Company
pay?
Risk, in a Financial
11 Factor affecting the Cost of Money. Production opportunities Inflation All items are correct incorrect
Market context
13 What concepts are related to Profitability? Performance, discount Dividend, interest Utility All items are correct incorrect
25 At what nominal rate was $ 500,000 invested for a 4% 17% 25% 12% incorrect
term of 90 days to earn interest of $ 15,000?
26 What capital was invested so that after 6 quarters $1,000.00 $2,000.00 $1,100.00 $1,500.00 incorrect
at a rate of 24% it has generated interest of $360
32 What is the best option to invest for a 90-day term? 17.70 % at 100 days. 18.5 % at 28 days. 17.54 % at 28 days. 18.0 % at 182 days. incorrect
Machinery, depreciation
They are classified as an investing
Depreciation of the building, and amortization of Organizational expenses, Organizational expenses,
4 activity in the Statement of Changes incorrect
furniture and land. installation costs and machinery and land. inventory and building.
in Financial Position:
furniture
They contain explanations of the
Supplementary financial Pro forma financial Notes to the financial
5 figures contained in the basic Special financial statements incorrect
statements statements statements
financial statements.
Depreciation of the building is
considered for the statement of One source of operating An application of
6 Not classified An investment source incorrect
changes in financial position. resources operating resources
as:
If the integral cost of financing shows Monetary assets exceed The effect of inflation on The effect of inflation on non-
7 a monetary position result of $42,000 monetary liabilities by the monetary position was cash items was favorable by No item is correct incorrect
positive, it means: $42,000 favorable at $42,000. $42,000.
They are classified as operating Profit for the year, Taxes payable, capital
Amortization, the bank Inventories, retained
9 activities in the Statement of depreciation and liabilities stock and organizational incorrect
creditor and customers. earnings and suppliers.
Changes in Financial Position. with suppliers. expenses.
In RC Elevadores, S.A. de C.V. for $.72 pesos in current $.72 pesos in easily
11 $.72 pesos in total assets None of the above incorrect
each peso of short-term debt exist: assets convertible cash assets
Increased based on
14 Based on sales growth, the cost of Optimized Grew at the same level None of the above incorrect
sales
sales from 2001 to 2002:
30 Inventory of RC Elevadores, S.A. de 13.7% of Current Assets 33% of sales 48.2% of Total Assets None of the above incorrect
C.V. in 2002 represents:
Consists of allocating
By reducing the figures in 100% to each chapter of To know the magnitude of a
What does the integral percent
34 the Financial Statements to the financial statements to part of a whole in relation to All items are correct incorrect
method consist of?
percentage terms analyze each part of the the whole.
total.
The result for the year with Resources generated or The result of the fiscal year The result of the exercise
The statement of changes in
35 the variation in cash and used in operation, with resources generated in with origins and incorrect
financial position reconciles:
temporary investments financing and investment operation applications
The decrease in RC Elevadores, Higher than the decrease in Lower than the decrease Equal to the decrease in
44 None of the above incorrect
S.A. de C.V.'s total liabilities. was: sales in sales sales
The method of Increases and Financial statements of Financial statements of Financial statements of
Financial statements of the
47 Decreases, Nominal and Real different genres for a single different gender, for 2 the same gender for 2 incorrect
same type for a single period
Analysis compares: period consecutive periods consecutive periods
The monetary position result is a Statement of financial The statement of changes in Statement of changes in
49 Income statement incorrect
concept that appears in: position stockholders' equity financial position
They are classified as operating Profit for the year, Taxes payable, capital
Amortization, the bank Inventories, retained
54 activities in the Statement of depreciation and liabilities stock and organizational incorrect
creditor and customers. earnings and suppliers.
Changes in Financial Position. with suppliers. expenses.
56 Suppliers give the company: 123 days credit 119 credit days 127 credit days None of the above incorrect
35.8% of Total Assets are 20.3% of Property, plant 31.7% of stockholders' equity
57 RC Elevadores, S.A. de C.V.'s None of the above incorrect
owed and equipment due is owed
financial leverage. indicates that:
58 In 2002, the net income of RC 10.8% of Cost of Sales 20% of Sales 23.3% of Operating Income None of the above incorrect
Elevadores, S.A. de C.V. represents:
1,470,000 1,877,000
CAPITAL
DIFFERRED Organizational Expenses 125,000 150,000
Capital Stock Retained 900,000
Insurance Pag. By Ant. 69,000 82,000
Earnings Accum. 490,000
194,000 232,000 Profit for the year 105,000
1,495,000
174,60
0
282,30
0
82,00
0
538,900
203,00
0
350,00
0
553,000
1,091,900
1,000,000
430,00
0
170,00
0
1,600,000
2,691,900