,40 I0 R~v.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization UNITED STATES COURTS 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Reqtdred by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) STRAND, ROGER G. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) SENIOR U.S. DISTRICT JUDGE

3. Date of Report 05/21/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report

7. Chambers or Office Address

UNITED STATES COURTHOUSE 401 W. WASHINGTON ST., SPC 57 PHOENIX, ARIZONA 85003-2156

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be follon,e,! Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

1. POSITIONS. meeonl.g i.alvla.nt o.ty: see ep. 9-1S of filing instruction&)

~

NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AG REEMENTS. ~ne~o~ng i,ai,la, n~ o,~v; se~ pp. 14-16 of filing instructions.)
~

NONE (No reportable agreements.)

DAT~ PARTIES AND TERMS Arizona State Judges Retirement - pension - AZ Rev Star 38-801 et seq

1.09/01/1985 2. 3.

Strand, Ro_qer G.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting STRAND, ROGER G.

Date of Report 05/21/201 I

IlL NON-INVESTMENT INCOME. tSepo.inglndi~idualondspo,~e:seep~ 17-24offilinginstructions.)

A. Filers Non-Investment Income

D
1. 2010 2. 3. 4.

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

Arizona Judges Retirement System - pension

INCOME (yours, not spouses)

$38,283.00

B. Spouses Non-Investment Income - If you were married during any portion of the reporting ),ear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertalnment~

(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

~]

NONE (No reportable reimbursemenls.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3.
4.

5.

Name of Person Reporting

Date of Report 05/2112011

FINANCIALpage 3 of 6 DISCLOSURE REPORT I STRAND, ROGER G.

V. GIFTS. (lnc/udex those to spouse and dependent children; see pp. 28-31 of filing instruction~.)

~]
I. 2. 3. 4.

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

5.

V I. L I A B I L I T I E S. anti.des ~hose o/spo~e ona aep~na~nt children~ see plx 32-33 offillng instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting STRAND, ROGER G.

Date of Reporl 05/21/2011

VII. INVESTMENTS and TRU STS - incom,, value, ~a~aetio~ anelua~ those o/ spoase and depenae., children; see pp. 34-60 of filing inxtructions#
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~) Income during reporting period Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 Transactions during reporting period

Place "(X)" aRer each asset exempt from prior disclosure

O) Amount
Code 1 (A-H)

(2) Type (e.g.,

div., rent, or int.)

(I) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) Value Code 2 (J-P)

(4) Gain Code I (A-H)

(Q-W)
FLUID AIR INC.-STOCK IST FED CREDIT UNION PHOENIX (CDs) NATIONAL FINANCIAL SERVICES LLC
4.

(5) Identity of buyer/seller (if private transaction)

None Interest
K

Bankrupt end of 2009

Merged with line 10 B Distribution K

AMERICAN FUNDS - BOND FUND OF AMERICA AMERICAN FUNDS - EUROPACIFIC GROWTH FUND
AMERICAN FUNDS - GROWTH FUND OF AMERICA

5. 6. 7. 8. 9. 10. 11. 12. 13.

14.

A Distribution A Distribution

AMERICAN FUNDS - INVEASTMENT COMPANY OF AMERICA AMERICAN FUNDS - SMALLCAP WORLD FUND, INC. JP MORGAN CHASE BANK

A Distribution A A Distribution Distribution J J L J J T T

CHASE INVESTMENT SERVICES CORP B Distribution AM. FUND-MONEY MARKET FUND WELLS FARGO BANK A Distribution None

15. 16. 17.

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codcs (S~e Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or Ices N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Olher

C =$2.501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More Ihan $50.000.000 S =Asscssmcm W =Eslimaled

D =$5.001 - $15.000 112 =More lhan $5.000.1300 M -$100.001 - $250.000 P2 =$5.000.001 - $25.0~0.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting

Date of Reporl 05/21/2011

STRAND, ROGER G.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Section VII - Fluid Air, Inc. declared bankruptcy in 2009 and stockholders received nothing of value, other than a loss for tax pourposes.

FINANCIAL DISCLOSURE REPORT Page 6 of 6

IX. CERTIFICATION.

Name of Person Reporting STRAND, ROGER G.

Date of Report 05/21/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq-, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] ROGER G. STRAND

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544