Beruflich Dokumente
Kultur Dokumente
1/2011: :
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
Senior status
[] Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
U.S. Courthouse 101 W. Lombard St., 5th FI. Baltimore, Maryland 21201
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where yott have no reportable information. Sign on last page.
I. POSITIONS. (Rcpor, i.g individual only; see pp. 9-13 of filing instructions.)
D
1. 2. 3. 4. 5.
POSITION
Trustee Trustee Custodian
NAME OF ORGANIZATION/ENTITY
Sheppard & Enoch Pratt Health System Generation Skipping Trust~, ~, ~ College Savings Plan ~
II. AGREEMENTS. me, o,i.g i.aiviaual o.ly; se~ pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS
Motz, John F.
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
LOCATION
Phoenix, AZ
PURPOSE
Educational Seminar
I. 2.
3.
4. 5.
[ ~OTZ, ~On~ ~. V. GIFTS. a,~l,des ,ho,e to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a.cl,,des those o/ wouse and de~,e.den, children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
ctlons (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W)
(1)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
1. 2. 3. 4.
5.
D C A C
A
6.
Nicholas Fund
Div
7.
Dividend
8.
Chevron/Texaco
Dividend
9.
Campbell Soup
MD. Bond lnvesco Constellation (IRA)
Div
10.
Interest
11.
Div
note 1
12.
Genl Elec
Div
13.
Div
14.
Div
15,
Apple Computer
Div
16.
TRP-New ERA
Dividend
17.
TRP- Value
Dividend
see note 1
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes iSce Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,O01 o $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000.001 - $5.000.000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 tt2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001- $50,000
VII. INVE STMENTS and TRUS TS -income, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of.filing instractlon&)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
TRP - Capital Opp. (IRA) TRP - Health Sciences (IRA) TRP - New Asia (IRA) TRP - Small - Cap Value (IRA) TRP - Value Fund (IRA) TRP - Prime Reserve (IRA) Merck CVS Pepsico U.S. Treasury Bonds (IRA) Baltimore County Bond Montgomery County Bond Charles County Bond
Altria Kraft Yum Brands AIG
A A A A A
K L L L K
T T T T T see note 2
B A B A A A A
A A A A
K K L K J K J
J J K J
T T T T T T T
T T T T
I. Income Gain Codes: (See Colunms B 1 and 134) 2. Value Codes (See Columns 121 and D3) 3. Value Method Codes (See Column C2)
A=$1,000 orless F =$50,001- $100,000 J =$15,000 orless N=$250,001 o $500,000 P3 -$25,000,001 -$50.000,000 Q=Appraisal U =Book Value
B =$1,001- $2,500 G =$100.001 -$1,000,000 K=$15,001 -$50,000 O=$500,001 - $1,000,000 R =Cost(Real Estale Only) V =Other
C =$2,501- $5,000 H1 =$1.000.001- $5,000,000 L ~$50,001- $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =More Man $5,000.000 M=$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market
E =$15,001- $50.000
VII. INVESTMENTS and TRUSTS - income, volue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
(5)
Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
Stanley Black & Decker Constellation Energy PNC TRP New Horizons Fund TRP Md. Tax-Free Bond Fund TRP Blue Chip Growth (GST) TRP InternationalBond (GST) TRP International Stock (GST) TRP Prime Reserve (GST) TRP Equity Income (GST) TRP Growth Stock (GST) TRP Spectrum Growth (GST) TRP Equity Income (IRA) TRP Growth Stock (IRA) TRP Spectrum Growth (IRA) TRP Prime Reserve (IRA) Exxon Mobil (IRA)
A B A A D A A A A B B B A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
see note 3
1. Income Gain Codes: ( See Colurrms B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 : $2,500 G =$100,001 - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V =Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H 2 =More than $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
VII. INVES TMENTS and TRU S TS - i.co,.e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T T T T T T T T T T T T T Redeemed (paN)
(1) Type (e.g., Transactions during reporting period
(2) Date
(5)
Identity of
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
TRP Growth Stock TRP Spectrum Growth Summit Cash Reserve AES Corp Direct TV Duke Realty Macys Praxair Union Pacific Wash. Real Estate Inv. Trust Standard & Poors Depository Receipts TRP Prime Reserve TRP Global TRP Global (IRA) TRP Global (GST) TRP New Em (GST) Pothash Corp
A A A A A A A B B D B C A A A A A
Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend
J L L K K J L M L M L PI L L L K L
03/19/10 M
1. Income Gain Codes: (See Columns B 1 and D4) 2. Vatue Codes (See Columns (21 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N ~$250,001 - $500,000 P3 =$25,000,001 o $50.000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$100.001 - $1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V =Other
C :$2,501 - $5,000 H 1 =$1,000.001 - $ 5,000,000 L $50,001 - $100.000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Asscssmcnt W =Eslimatcd
D =$5,001 - $15,000 H2 =M ore than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NOI~IE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) (2) Value Code 2 (J-P) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) Gain Code l (A-H) (5) Identity of buyer/seller (if private transaction) D. Transactions during reporting period
Philip Morris Intl, Inc. TRP New Asia TRP Global CSP (Custodian) CSP (Custodian)
B A A A A
K K L K K
1. Income Gain Codes: (See Columns B I and 1)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U ~Book Value
B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other
C =$2,501 o $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
IX. CERTIFICATION.
l certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544