AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization

Report Required b) the Ethics in Government Act ofl978 (5 U.S.C. app..~.~ 101-111)

I. Person Reporting (last name, first, middle initial) WERLEIN, JR., EWING 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) DISTRICT JUDGE - SENIOR STATUS

3. Date of Report

USDC/SO. DIST. TEXAS

5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

07/25/2011
6. Reporting Period I/1/2010 to 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 515 RUSK AVENUE, ROOM 11521 HOUSTON, TX 77002-2605 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPOR TANT NO TES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. m,porang indivldual onty; see pp. 9-13 of fillng instructions.)

D NONE (No reportable positions.)

POSITION
1. 2. 3. Director & Chairperson Director As Chairperson of TMH Board, director ex officio w/vote of following:

NAME OF ORGANIZATION/ENTITY The Methodist Hospital, Houston, Texas TMH Medical Office Bldgs Condominium Assoc. Medvest Holdings, Inc.; Methodist Health Centers; Methodist International; (contd in Note (1) in Part VIII) Diagnostic Center Hospital Corp. of Texas; Medvest Inc. (contd in Note (2) in Part VIII) Estate No. 1 Trust No. 2

4.

As Chairman of TMH Board, director ex officio w/o vote of following: Executor Trustee

5. 6.

I I. A G RE E M E N T S. me~,ora, g individual only; see pp. 14-16 of filing instructions. }

[~] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Werlein, JR., Ewin_q

FINANCIAL DISCLOSURE REPORT Page 2 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. I7-24offilinginstruction~)
A. Filers Non-Investment Income

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, no! spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

~]

NONE (No reportable reimbursements.)

SOURCE DATES. LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 20

Name of Person Reporting \VERLEIN, JR., E\VING

Date of Report 07/25/201 I

V. GIFTS. a.cluaes ,hose to s~,ouse and depend, n, children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

Vl. LIABILITIES. anch, des,hose o/spouse and depe.ae.; children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 20

V I I. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 I

e, value, transactions (Includes those of spouse and dependent children seepp. 34-60 offillng instructions.)

[~]

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm!dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

, (t)
i Amount ~ Code I (A-It)

(2)
Typ~ (e.g., div., rent, or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q.~F)

Gain Code I (A-H)

1.

Italliburton com.

Dividend

2. 3. 4.
5.

Halliburton com. BP PLC, ADR Exxon Mobil com.

Anadarko Petroleum Corp. com.

A A D
A

Dividend Dividend Dividend

Dividend

6.

WaI-Mart Stores com.

Dividend

7.

Exxon-Mobil com.

Dividend

8.

Johnson & Johnson, com. Conoco Phillips, com. Texas Capital Bankshares, com.

Dividend

9.

Dividend

10.

None

l 1.

HCP Inc., com. f/k/a HealthCare Prop.

CNL Lifestyle Props Inc. units

Dividend

12.

Dividend

K K K
J

V V T
T

See note (3) in Part VIII See note (3) in Part VIII

13.

Hines REIT, units

Dividend

14.
15.

AT&T, com. Bristol-Myers Squibb, com.

Berkshire Hathaway CL B com. (Ika Brlngtr North Santa Fe) Cisco Systems, com.

Dividend

Dividend

16.

Dividend

17.

None

I. Income Gain Codes: (Scc Columns B I and D4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Coh.nn C2)

A $1.000 or less F -$50.001 - $ I 0O.000 J =$15.000 or kss N =$250.0~1 - $500,000 P3 =$25.000.001 - $50.000,000 Q Appraisal U Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000.000 K -$15.001 - $50.000 O - $_300.001 - $1,000.000 R ~ost (Real Estate Only) V =Olhcr

C =$2.501 - $5,000 I I I =$ 1.000,001 - $5,000.000 L =$50.001 - $100.000 pI -$ 1.000.0~ I - $5.000.000 P4 =More than $50.090,000 S :Asscssnlent W =Estimated

D -$5.0OI - $15,000 112 =More than $5.000,000 M =$10~.001 - $250.000 P2 $ 5.000.001 * $ 25,000.0~) T =Cash Market

E :$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 !

VII. INVESTMENTS and TRUSTS - incomo, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instruction~.)
[] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(i)
I Amount [ Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(~)
Value Code 2 (J-P)

(2)
Value Method Code 3

(I) Type (e.g., buy, sell, redemption)

(2) (3) {4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

~
18.
19.

(Q-W)
A Dividend
None

(5) Identity of buyer/seller (if private transaction)

Comcast Corp. Class A

Dean Fo~ds Co., com.

J
J

T
T

20. 21. 22. 23.

24.

Goodyear, com. Hewlett Packard, com. IntelCorp.,com. IBM, com.

JP Morgan Chase, com.

None A B A
A

J J K L
K

T T T T
T

Dividend Dividend Dividend

Dividend

25.

LSI Corp., com.

None

26.

Pepsico, lnc.,com. Target Corp.,com. Treehouse Foods, com.

Zimmer Holdings,

Dividend

27.

Dividend

28.

None

29.

lnc.,com.

None

30.

MUTUAL FUNDS:

31.

Fidelity MM Fund Fidelity Low Price Stock Fidelity Contrafund Fidelity Mid-Cap Stock

Dividend

32.

Dividend

33.

Dividend

34.

Dividend

I. Income Gain Codcs: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes IScc Column C2)

A =$1.000 or less F =$50,001 - $10~,000 J =$15.0~0 or less N =$250,001 - $500.000 P3 =$25,0~0,001 - $50.0~0.0~0 Q =Appraisal U =Book Value

B -$1,001 - $2,500 G =$100.091 - $1.000.000 K $15.0OI - $50.0~1 O =$509.001 - $1,0~0,000 R =Cost ~Rcal Estate Only) V =Other

C =$2.501 - $5,0~0 ill =$1.0~.0~1 - $5.0~.000 L =$50.0~1 - ,$10~,0~ PI =$1.000.001 - $5.000.000 P4 =More than $50.0~0.0~0 S =Asscssmcnt W -Estimaled

D =$5,001 - $15,000 112 =More than $5.000,000 M =$109.001 - $250.000 P2 =$5.0~.001 - $25,000.000 T ~a.sh Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 20

Name of Person Reporting WERLEIN, JR., EWING

Dale of Report 07/25/201 I

VII. INVESTMENTS and TRUSTS -i,,co,,,,. val,,o, transaaions~tndudesthoseofspou~ean,tdepenaentchilaren:seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period O) (2) Value Code 2 (J-P) Value Method Code 3 Transactions during reporting period

(i)
I Amount Code I (A-It)

(2)
Type (e.g., div., rent, or int.)

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5) Identi~y of buyer/seller (if private transaction)

35. 36. 37. 38. 39.

40.

American Century Inter Term Tax-Free Bond LoomisSayles Bond Fund Retail Thomburg Internatl Value Oakmark Fund Clipper Fund
FMI Large Cap Fund

A B A A A
A

Interest Dividend Dividend Dividend Dividend

Dividend

K K K K K
K

T T T T T
T

Buy (addl) Buy (addl)

01/06/10 01/04/10

J J

41.
42. 43. 44.

Harbor lnternatl Fund Investor Class

Harbor CapitalAppreciation Fund Oakmark Global Select Fund Class 1 Pimco High Yield Fund Class D A A

None
None Dividend Dividend K K J T T T

Sold Buy (addl) Buy (addl)

06/28/10 K 01/04/10 01/04/10 J J

45.

Touchstone Sands Capital Select A B B A

None Dividend Dividend Dividend Dividend

None

K M K K K

T T T T T

Buy (addl)

01/06/10

46. Vanguard Prime MM Fund 47. 48. 49. 50. 51. JP Morgan High Yield Bond Fund Pimco Emerging Local Bond Fund Pimco Unconstrained Bond Fund Class D SSGA Emerging Markets Fund

Buy (addl) Sold

01/04/10 06/28/10

J K

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes 1S~ Columns Cl and D3) 3. Value Method Codes (S~e Column C2)

A =$1.000 or less F =$50.001 - $1 00,009 J $15.0~O or less N $250.0OI - $500.000 P3 =$25.000.001 - $50.000.0~ Q =Appraisal U =B~k Value

B =$1,001 - $2.500 G =$100.00 1 - $ 1.000.000 K =$15.001 - $50.00~ O =$500.001 - $1.0~.000 R ~Sost |Real Estate Only) V =Olher

C =$2,501 - $5,000 I I 1 =$ 1.000,091 - $5.0~).000 L =$50.001 - $1 00.0~ PI =$1.0~L001 - $5.000.000 P4 =More than $50.009.000 S =Assessment W =Estimated

=$5.001 - $15,000 12 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.00 1 - $25.000.00~ =Cash Markc!

E $15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 I

VII. INVESTMENTS and TRUSTS - income, vatue, t,o,~alo,~ ~tnctudes those o[spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (t) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

Gross value at end of reporting period (i) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)

Transactions during reporting period

(1) (2) (3) (4) Value Gain Type (e.g., Date buy, sell, mm/ddh/y Code 2 Code I redemption) (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

Prime Fund-Capital Reserves MM Nuveen Mun. Mkt. Oppor. Fund Investco Special Value CI A Bank Deposit Sweep Program BONDS and U.S. TREASURY NOTES: Frisco, TX AMBAC bonds Halifax Hosp. Med. Ctr. Fla. Lower Colo. Riv. Auth. Tex. Montgomery Co. Pa. Hghr. Ed. Texas St. Dept. HSG & CMTY Affairs Meriden Conn. GI0 Bonds Mission TX Cons. Indpt. Sch. Dist. Austin ISD Tex. U/T Ref. Ser. A New Jersey St. Transn. TR FD Auth. Sys. Ser A Univ Tex Perm Univ FD RFDG Ser. B Pearland TX Indpt Sch Dist Ser A U/T B/ EDD ACCOUNTS IN FINANCIAL INST:

A A A A

Dividend Dividend Dividend Interest J K J T T T

Closed

07/01/10

Buy Buy

06/28/10 01/27/10

K J

A A A A A A A A A B A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest K K T T K J K T T T J J T T

Redeemed Redeemed

01/25/10 04/01/10

K J

Redeemed

06/01/10

Redeemed

11/23/10

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Cod~ {See Column C2)

A =$1,000 or less F =$50.001 - $ 100.000 J = $15.000 ot less N =$250.001 - $500,000 P3 =I25.009.001 - $50.000.0~0 Q =Appraisal LI =Book Value

B =$1,001 - $2.500 G =$100.001 - $ 1.000.000 K =$15.001 - $50.00~ O =$500.001 - $1.000,000 R =Cost (Real Eslate Only) V =Olher

C =$2,501 - $5.000 I I I = $ 1.000.001 - $5.000.000 L =$ 50.001 - $ 100.0~) Pl =$1.000.001 - $5.000.000 P4 =More than $50.0~0.000 S =Asscssm~n! W =Estimated

D =$5.001 - $15.000 112 = M ore than $5.000.000 M - $ 100.001 - $250.000 P2 =$5,000.001 - $25.000.000 T =Cash Market

E -$15.091 - $50.0~)

FINANCIAL DISCLOSURE REPORT Page 8 of 20

Name of Person Reporting \VERLEIN, JR., EWING

Date of Report 07/25/201 I

VII. INVESTMENTS and TRUSTS - income, ,alue, trans~c,ions ancludes those o/spouse ~nd dependent children; see pp. 34-60 of filing instruction~)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) i Amount Type (e.g., div., rent, i Code 1 (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q.~,~ (I) Type (e.g., D. Transactions during reporting period (2) (3) (4) Value Date mm/dd!yy Code 2 (J-P) (5) Identity of

I
]

buy, sell,
redemption)

Gain Code I (A-H)

buyer/seller
(if private transaction)

69.
70.

Merrill Lynch Cash]Money Accts

Norlhem Trust Bank, Houston, check, acct.

A
A

Interest
Interest K T

Closed

08/10/10

71.

Bank of America, Houston,"lX (Accounts) KeyBank USA CD

Comerica Bank, Houston (accts)

Interest

72.

Interest

Redeemed

04/20/10

73.

Interest

74.

Texas Capital Bank, Houston (acct)

Interest

Closed

06/14/10

75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

REAL ESTATE: Condo-Larimer Co., CO Working Interest-Cabot U., Andrews Co., TX Royalty Interest, Ector Co.,TX Royalty Interest, Wheeler Co.,TX Royalty Interest, Martin Co.,TX Royalty Interest, Glasscock County, TX Fractional int. in real property, Kerr County, TX RETIREMENT& IRA ACCOUNTS: IRA Acct: John Hancock Ind. Ret.Annuity IRA Acct: CGM Focus Fund None None K L V T See Note-Part VIII
E D A A A Rent Royalty Royalty Royalty Royalty None Rent N K J J J J L W W W W W W W

I.lncomeGainCodcs: (See Columns B I and D4) 2. Value Cod~z (See Columns CI and D3) 3. Value Method Codes (see Column C2I

A $ l .009 or less F =$50.001 - $ 109,0~0 J =$15.000 or less N =$250.001 - $500.0~0 P3 =$25,000.001 - $50.00~.0~ Q =Appraisal U =l:k~k Value

B=$1,091-$2,500 G =$10~.001 - $1.000.000 K = $ I 5.001 - $ 50.0~1 O =$500.001 - $1.0~.000 R ~ost (Real Eslalc Only) V =Other

C $2.501-$5.0~0 I I I =$1.000.001 - $5.000.000 L =$ 50.0~ I - $ I 0~.0~ PI =$1.0(KI.0~I - $5.0(~.090 P4 =More than $50,000.000 S =Asscssm~.mt W =Estimated

D=$5.001-$15.000 112 =More Ihan $5.000.000 M = $ 100.001 - $ 250.0~30 P2 =$5.000.001 - $25.0~0.000 T Gash Market

E =$15,001 - $50.0~0

FINANCIAL DISCLOSURE REPORT Page 9 of 20

Name of Person Reporting \VERLEIN, JR., EWING

Date of Report 07/25/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 214-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting p~riod Gross value at end of reporting period O) (2) Value Value Method Code 2 (J-P) Code 3 D. Transactions during reporting period

(1)
i Amount ! Code I . (A-H)

(2)
Type (e.g., div., rent, or int.)

(i) Ty~ (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H)

(Q-W) 86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. IRA ROLLOVER ACCOUNT: All entries that follow from Lines 89 through 133 are under the discretionary management ofa registered investment manager. --Pfizer Inc., com. --AltriaGroup, com. --Schwab MM Funds --Comcast Corp. New CI. A --Consol. Energy, com. --LeucadiaNatl Corp.,com. --MercuryGenl Corp.,com. --NVR Inc., com. --Key Energy Serv.,com. --RLI Corp.,com. --Berkshire HathawayCL B
Sold 08/26/10 K Sold 08/26/10 Int./Div. PI

(5) Identity of buyer/seller (if private transaction)

100. --Cintas Corp., com. 101. --Amer. Eagle Outfitters New, com. 102. --Home Depot, com.

1. Income Gain Codes: (See Columns BI and D4) 2. Value COdes ISce Columns CI and D3) 3. Value Method Codes ISce Column C2)

A =$1.000 or Icss F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Rcal Estale Only) V =O~hcr

C =$2,501 - $5.000 III =$1.000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000,001 - $5.000.000 P4 =More than $50.009.000 S =Asscssm~mt W =Estimated

D =$5,b01 - $15.000 112 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T -~ash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 20

Name of Person Reporting WERLEIN, JR., E\VING

Date of Report 07/25/201 I

VII. IN V ESTME NTS and TR U STS - incom,, vatu., ~a.~a.io.$ a.cludes those ./seo~se and deeendent children; seepl~ 34-60 .filling instructions;)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period [ (I) ! Amount I Code I i (A-H) ] (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value mrrddd!yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

Gain Code I (A-H)

103. --Tyco lntl Ltd., com. 104. --Tower Group Inc., com 105. --Coleman Cable Inc., com. 106. --Johnson & Johnson, com. 107. --Kraft Foods Inc., com. 108. --Sherwin Williams Co., com. 109. --Annaly Cap. Mgmt REIT 110. --Republic Srvcs, com. I I 1. --Boston Priv. Finl Hldg, com. 112. --Horsehead Hldg Corp., com. 113. --Illinois Tool ~Vorks, com. 114. --Kohls Corp., com. I 15. --Microsoft, com. 116. --Myr Group, com. 117. --Orion Marine Group, com. 118. --Stryker Corp., com. 119. --Synovus Financial, com. Sold (paa) 03/08/10 K C Sold 11110/10 K D

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns CI and D3) 3. Value I~.|lho~J Codes (See Column C2)

A =$I.000 or less F =$50.001 - $ 100.000 J $15.000 or less N -$250.001 - $50(I.000 P3 $25.000.001 - $50.000.000 Q -Appraisal U -Book Value

B -$1,001 - $2.500 G =$100.001 - $1,000.000 K =$15.1~)1 - $50.0~0 O =$500.001 - $1.000.000 R ~osl (Real Estate Only) V =Olher

C -$2.501 - $5,0~0 I 11 =$ 1.000,001 - $ 5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.0(10.000 P4 =More than $50.000.000 S =Asscssmenl W =Estimated

D =$5.001 - $15.000 112 ~ More than $5.000.000 M -$100.001 - $250.000 P2 255.000.001 - $25.000.000 T -~?ash Markcl

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 11 of 20

Name of Person Reporting WERLEIN, JR., EWlNG

Date of Repor~ 07/25/201 I

VII. INVESTMENTS and TRUSTS - i.com., ~otue, ,ra.so.io,~ an~iudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE

(No reportable

income, assets, or transactions.) B. Income during reporting period (I) (2) [ Amount Type (.g., div., rent, i Code I [ (AdD or int.) ! C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporling period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

120. --Wellpoint, Inc., com. 121. --Philip Morris Intl, com. 122. --Cablevision Sys., com. 123. --Thermo Fish. Sc., com. 124. --Procter & Gamble, com. 125. --Kroger, com. 126. --Northern O&G, com. 127. --Amer. River Banksh., com. 128. --Liberty Media Corp. A, com. 129. --Direct TV CI. A, com. 130. --Fairfax Fin. Hldgs, com. 131. --Madison Sq. Garden, com. 132. --Orchids Paper Prods., com. 133. --Unitek Global Svcds, com. 134. IRA ROLLOVER ACCT NO. 2. All entries Ihat follow from lines 135. 139 thru 216 are under the full discretionary management of 136. a registered investment manager. G Int./Div. P1 T Sold Buy 01/28/10 01/25/10 K K J K K spinoff from Cablevision Buy (addl) 11/12/10 J Sold (part)
03/26/10 K

Spinoff 02/09/10 (from line 122) Buy Buy 10/28/10 11/11/10

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ISec Columns CI and D3) 3. Value lqcthod Codes ISce Cohmm C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N $250.001-$500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100,001 - $1,000.000 K =$15.0OI - $50.000 O-$500,001-$1.000.000 R =Cost tReal Eslatc Only} V =O~hcr

C =$2.501 - $5.000 III =$1.000.001 - $5,000.000 L -$50.001 - $100.000 P 1 =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000,001 - $25.000.000 T =Cash Market

E =$15.001- $50.000

FINANCIAL DISCLOSURE REPORT Page 12 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Repo~ 07/25/2011

VII. 1N VESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)
NONE (No reportable income, assets, or transactions.)
Description of Assets {including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(i)
i Amount I Code I I (A-H)

(2)
Type (e.g., div., rent. or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3

(i) Type (e.g., buy, sell, redemption)

(2) (3) (4) Gain Date Value mm!dd~yy Code 2 Code I (J-P) (A-II)

(Q-W)

(5) Identity of buyer/seller (if private transaction)

137. FEDERAL AGENCY BONDS, NOTES, AND MORTGAGES in

138. IRA ROLLOVER ACCT NO. 2:

139. --Federal Natl Mtg Assoc Sub Notes due 02/11 140. --Fed. Natl Mtg Assn. Callable Notes due 01/10 141. --U.S. Treasury Bill due 12/10 142. --U.S. Treasury Bill due 12/16/10 143. 144. --U.S. Treasury Bill due 12/15/11 145. CORPORATE BONDS/NOTES IN IRA ROLLOVER ACCT #2: 146. --Citigroup Inc. Senior Notes 147. --Target Corp. Notes 148. --Proctor & Gamble Corp. Notes 149. --AT&T Notes 150. --Conoco Phillips Notes 151. --Amgen Inc. Notes 152. --Hewlett Packard Notes 153. --Medtronic Inc. Notes Redeemed 06/28/10 M D Redeemed Redeemed Buy Redeemed Buy 01/19/10 12/16/10 M M

01/19/10 M 12/16/10 12/28/10 M L

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

=$1.000 or less =$50.1)OI - $I00,000 =$15.0~O or Ic~s $250.001 - $500.000 P3 =$25,000.001 - $50,~00.000 Q =Appraisal Book Value

B =$1,001 - $2,500 K =$15,001 - $50.00~ O =$500.001 - $1.000,000 R =Cost tRcal Estale Only) V :Other

C =$2,501 - $5,000 L =$50,001 - $100.0~ PI =$1.000.001 - $5.000.000 P4 =More than $50,00~,0~ W =Estimatcd

D =$5.001 - $15,000 112 =More ~han $5.000.000 M :$100,001 - $250.000 P2 =$5.000.001 - $25,000,000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 13 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 I

VII. I NV ESTMENTS and TRU STS - income, value, ,~a,~o,~io,~ anetudes,hose o/spous, and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period [ (I) (2) ! Amount Code I (A-H) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period

(i) Typ~ (e.~., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm!dd~y Code 2 Code I (J-P) (A-H)

(Q-w) 154. --Procter & Gamble Notes 155. --Wells Fargo MT Notes 156. --Morgan Stanley Notes 157. --Bank of America Note due 9/I/15 158. EQUITIES IN IRA ROLLOVER ACCT #2: 159. --American Express, com. 160. --BP PLC, ADR 161. --ChevronTexaco, com. 162. --KO, com. 163. --Exxon Mobil, com. 164. --GE, com. 165. --INTC, com. 166. --J.P. Morgan Chase, com. 167. --JNJ, com. 168. --LLY, com. 169. --Merck, com. 170. --PEP, com. Sold 01/28/10 K Buy (addl) 10/15/10 K Sold (part) 01/28/101 K Sold 06/03/10 K Buy 08/18/10 M

Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Cod~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $10~.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.090,000 Q =Appraisal U Book Value

B =$1,001 - $2,500 G =$100.001 . $1,000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =(ost (Real Estate Only) V =Olher

C =$2,501 - $5.000 |11 =$1.0~1,001 . $5.0~0.000 L =$50.001 - $109.00~ PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssn~nt W -Estimated

D =$5,001 - $15.000 112 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5.000.001 - $25.000.000 T ~azh Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 14 of 20

Name of Person Reporting \VERLEIN, JR., E\VING

Date of Report 07/25/2011

VII. INVESTMENTS and TRUSTS - inco,.e, ~al,,e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div.. rent, or int.) Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mm!dd/yy Code 2 Code I (J-P) (A-H)

(Q-w) 171. --WMT, com. 172. --Walgreen, com. 173. --McGraw-Hill, Inc., com. 174. --Microsoft Corp., com. 175. --Altria Group, com. 176. --Bank of America, com. 177. --Automatic Data Proc., com. 178. --HSBC Hldg PLC, com. 179. --Occidental Pete Corp. Cal., com. 180. --Caterpillar, Inc., com. 181. --Halliburton Co., com. 182. --Home Depot, Inc., com. 183. --Praxair Inc., com. 184. --Proctor & Gamble., com. 185. --Target Corp., com. 186. --Transocean, com. 187. --United Technologies Corp., com. Sold 01/28/10 J A Sold (pan) 01/28/10 J

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (5 Columns B1 and D4) 2. Value Codes (See Columr~ CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000orless F :$50,001- $100,000 J :$15,0(~orless N =$250,001- $50~.000 P3 =$25.000.001- $50.00~.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1.000.000 K -$15.0OI - $50,000 O=$50~.001 - $1.000.000 R =Cost (Real Estate Only) V

C =52,501 - $5,000 I I I =$ 1.000.001 - $5,000.000 L -$50.0~1 - $100.000 PI =$1.000.001 - $5,000,000 P4 =More than $50,000.000 W =Estimated

D =$5,001. $15.000 112 =Morcthan $5.0(~.000 M=$100.0~)I -$250.0~0 P2 =$5.000,001 - $25,000.00~ T=CashMarkct

E =$15.0~1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 15 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 I

VII. INVESTMENTS and TRUSTS - i.com., ,at.e, ~a.s=.io.s (Includes those of spouse and dependent children; see pp. 34-60 0f filing instruction~)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets (including trust assets)

B. Income during
reporting period

C. Gross value at end

of reporting period

D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dcl~y Code 2 Code I (J-P) (A-tl) (5) Identity of buyer/seller (if private transaction)

i (i) Place "(x)" after each asset exempt from prior disclosure I Amount i Code I i (A-H) I 188. --Cisco Systems Inc., com. 189. --Medtronic Inc., com. 190. --Microchip Tech., Inc., com. 191. --Patriot Coal Corp., com. 192. --Peabody Energy Corp., com. 193. --Texas Instruments, com. 194. --Kraft Foods Inc., com. 195. --Abbott Labs, com. 196. --Rio TinIo PLC, com. 197. --Entergy Corp. New, com. 198. --Exelon Corp., com. 199. --Fomento Ecnmco Mex., com. 200. --Freeprt. McMoran CPR & Gold, com. 201. --Genl Dynamics Corp., com. 202. --McDonalds, com. 203. --Philip Morris InII, com. 204. --Total SA., com.

(2) Type (e.g., div., rent, or int.)

O) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W)

Buy (addl)

01/28/10

Sold Sold Buy (addl) Sold (part) Buy (addl)

01/28/10 J 10/15/10 K 10/15/10 01/28/10 06/03/10 J J J

A C

Sold Sold

01/28/10 K 01/28110 J

Buy (addl)

06/03/10

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codc~ (See Columns CI and D3) 3. Value I"dcthod Codes (Sec Column C2)

A $1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.1~0.001 - $50.000.000 Q =Appraisal U Book Value

B -$I,001 - $2.500 G $100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~h~r

C =$2,501 . $5,00~ I I I =$1.0~O.O01 . $5.000.0<)0 L $50.001 - $100.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000.090 S =Assessment W =Estimated

D =$5.001 - $15.0~0 112 =More than $5.000.000 M =$100.001 - $250.000 P2 -$5.000.001 - $25.0~0.000 T =Cash Markc~

E =$15.001- $50.000

FINANCIAL DISCLOSURE REPORT Page 16 of 20

Name of Person Reporting \VERLEIN, JR., E\VING

Date of Report 07/25/201 I

V I I. INV EST MENTS and TRU STS - i.come, ,atue, tra,~ctio., a.ct.aes thos, o/spo.se ~.d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including Irust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting p~riod ! (I) (2) ! Amount Type (e.g., div., rent, i Code I [ (A-H) or int.) [ C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mrn/dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if private transaction)

205. --Becton Dickinson, com. 206. --IBM, com. 207. --Nestle Sponsored ADR, com. 208. --Roche Holdings Ltd. Spon. ADR, com. 209. 210. --Franklin Resources, com. 211. --Intuitive Surgical, com. 212. --Walt Disney Co., com. 213. --Air Products & Chems., com. 214. CASH ACCOUNTS IN IRA ROLLOVER ACCT NO. 2: 215. --Regions FDIC (fka RF3 Money Fund) 216. --Dreyfus Govt Money (fka DDG Money Fund) 217. Vanguard Prime MM IRA Rollover 218. Vanguard Admiral Trsy MM IRA Rollover 219. IRA ROLLOVER NO. 3 (this combines the two closed 220. Vanguard MM IRA rollover accts at lines 217 and 218): 221. --FIA Card Services cash acct Open 07/30/10 PI A A E Dividend Dividend Int./Div. PI T Sold Sold 07/28/10 07/28/10 N PI Buy Buy Buy Buy (addl) Buy Buy Buy Buy 01/28/10 01/28/10 01/28/10 06/03/10 10/15/10 10/15/10 10/15/10 11/12/10 K J K J J J J J

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columr,.s CI and D3) 3 Value Mclhod Codes (See Cohtmn C2)

A $1.000 or less F -$50.001 - $100.000 J =515.000 or less N =$250,001 - $500.0~0 P3 =525.000.001 - $50.000.000 Q Appraisal U -Book Value

B =$1,001 . $2,500 G =$100,001 - $1,000.000 K =515.COI - 550.000 O =$500,001 - $1.000.(X~ R =Cost tRcal [:state Only) V -Olh~.~

C =$2.501 . $5,000 Ill =$1.000.0~1 - $5.000.090 L =$50.001 - $100.000 PI =$1.000.001 - $5,(X~.000 P4 =More than $50.000,00<) S =Assessment W =Estimated

D =55,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T-~Cash Market

E =$15,001 - $50.0~0

FINANCIAL DISCLOSURE REPORT Page 17 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; xeepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) [ Amount Type (e.g., [ Code I div., rent, (A-H) or int.) [ C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W) D. Transactions during reporling period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~!y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (ifpfivate transaction)

222. --BA RI N.A. RASP cash acct 223. 224. --ML cash account 225. --Pimco Total Return Fund 226. --Vista Bank, TX (CD) 227. --First Bank, Puerto Rico (CDs) 228. 229. --Bank of America MM 230. --Lord Abbott Short Fund 231. "~ ESTATE NO 1 : Int./Div.

Open Closed Open Buy Buy Buy Buy (addl) Open Buy Distributed Sold

07/30/10 12/27/10 07/30/10 08/03/10 08/04/10 08/04/10 08/16/10 08/09/10 12/23/10 12/30/10 12/17/10

M M J O K L L N N PI N K K K J K O See Note-Part VIII

232. --ExxonMobil, com. 233. --Halifax Hosp. Med. Ctr. FL 234. --New York City G/O Ser. E 235. --Brevard Co. FL Hlth Fac. 236. --New York St. Dorm Auth. Revs. 237. --AbileneIX ARPT-CTFS Oblig. 238. --Real Property, Harris County, TX

Redeemed 1 04/01/10 Redeemed Redeemed Sold Sold Sold 08/02110 1 1105110 12117110 12/17110 12/09110

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes 1See Columas CI and D3) 3. Value Mcwhod Codes (Scc Column C2)

A =$1,000 or less F=$50.091 - $109.000 J=S 1.5.000 or less N =$250.001 - $500.0~} P3 =$25.000.001 - $50,000.000 Q :Appraisal U =Book Value

B -$1,001 - $2.500 G =$ 100.001 - $ I,@0.000 K =$15.001 - $50.000 O =$50~.0OI - $1,000.000 R =4Sosl (Rcal Estate Only) V -Other

C =$2.501 - $5,000 Ill =$1.000,001 - $5,000.000 L =$50.091 - $100.000 PI =$1,0~0.001 - $5,000,000 P4 =More lhan $50.~30.000 S =Assessment W =Estimated

D =$5,001 - $15,000 112 =More than $5,000.000 M =$100,001 - $250.000 P2 =$5.000,001 - $25.000,000 T :=C~h Markc~

E =$15.0{)1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 18 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/2011

VII. INVESTMENTS and TRUSTS -inco,~e. vote,, uanso.lo,~ (lnclud~s those ofspouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period ] (~) (2) Amount Type (e.g_, Code I div., rent, i (A-H) or int.) Gross value at end of reporting period Transactions during reporting period

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., I~uy, sell, redemption)

(2) Date mm/dclh/y

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(Q-w)
239. --Real Property, Kerr County, TX 240. --Fidelity MM 241. TRUSTNO. 2: 242. --Fidelity MM 243. --Fidelity Low Price Stock 244. 245. 246. --Yacktman Fund 247. --Spartan Total Market Index Fund 248. 249. --Fidelity Small Cap Discovery Fund Buy Buy (addl) Buy (addl) Buy Buy Buy (addl) Buy 07/28/10 12/14/10 12/31/10 07/30/10 12/14110 12/31/10 12/31/10 K K L K K K K C Dividend O T Closed
12/17/10

(5) Identity of buyer/seller (if private transaction)

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (ScColumnsClaodD3) 3. Value M,:thod Codes (See Column C2)

A =$1.000 or less F =$50,001 - $109.000 J =$15.000 or less N $250.001-$500.000 P3 =$25,000.001 . $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K =$15.001 - $50.00~ O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V -Olher

C :$2.501 - $5,000 Itl =$1,000.001 - $5.000.000 L =$50.001 - $100.00~ P I =$1,000.001 - $5.000,000 P4 =More than $50.000.090 S =Assessment W =Estimated

D -$5.001 - $15,000 112 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25,000.0OO T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 19 of 20

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

(1) Part I POSITIONS, line 3, also the following subsidiaries: The Methodist Hospital Foundation; The Methodist Hospital, The Methodist Hospital Research Institule, TMH Health Care Group, and TMH Medical Office Buildings Condominium Association
(2) Part I POSITIONS, line 4, also the following subsidiaries: Methodist Willowbrook Medical Office Bldgs Condominium Association~ Methodist Willowbrook Medical Office Bldgs II Condominium Association; San Jacinto Methodist-Alexander Condominium Association; San Jacinto Methodist Hospital; SJMH Condominium Association; The Methodist Hospital Condominium Association; TMH Medical Office Buildings; and Methodis! West Houston Condominium Association.

(3) Part VII, page 4, lines 12 and 13: The year-end values of CNL Lifestyle Props. Inc. units, and Hines REIT, which are real estate REITS that are not publicly traded, are derived from the issuers estimates of value at year end. (4) Part VII, page 8, line 84: The year-end value of IRA account in John Hancock Ind. Retirement Annuity, which is not publicly traded, was provided by John Hancock Life Ins. Co.
(5) Part VII, page 17, line 23 I: ~ Estate No. 1 was distributed to the Estates beneficiaries by 12/30/10, and therefore no assets are shown at the end of 2010.

FINANCIAL DISCLOSURE REPORT Page 20 of 20 IX. CERTIFICATION.

Name of Person Reporting WERLEIN, JR., EWING

Date of Report 07/25/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/EWING WERLEIN, JR.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544