Rev.

Z /2OJ O
!. Person Reporting (las~ name. first, middle initial) Martini, William J. 4. Title (Article III iudge.~ indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active

AO 10

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or O~ganization District Court - New Jersey 5a. Report Type (check appropriate type) [] Nomination, ~l Initial Date -t_,.d~ Annual [] Final

Report Required l~, the Ethic.~

in Government Act of 1978

~5 u.s. c. app. ,~ !01-111)

3. Date of Report 05/14/2010 6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] Ame~ded Report 7. Chambers or Office Address 50 Walnut Street PO Box 419 Newark, NJ 07101-t~19 8. On the basis of the informatima c~ntained in this Report and any modifications pertaining Ihereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form trust be followed. Complete alt parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. mepo~,i.~ individual only; see pp. 9-13 of filing instructions.)

~-q NONE (No reportable positions.)

POSITION
~. Trustee

N_A_.. O~ GANIZATION/ENTITY
Nicholas Martini Foundation

2.

Trustee

John Cabot University

4.

II. AGREEMENTS. (Reporting indi,,idual only; see pp. 14-16 of fitlng instructions.)
-

NONE (No reportable agreements.)

PARSES AND TERMS

FINANCIAL DISCLOSURE REPORT

Page 2 of 9

N~,e of Person Reporting

Martini, William J.

IlL NON-INVESTMENT INCOME. ~Re~r,i.g i.aiv~l a.a ~, ..... ~,~ee

A..Filers Non-Investment Income
NONE (No reportable non-invesm~ent income.)

DATE
I. 2~19 2. 3. 4.

SOURCE AND ~PE

(you~, not spouses) NICHOLAS MAR~NI FUNDAT1ON, TRUS~E 5;22_000.00

B. Spouses Non-Investment Income - tyyou were ~rried during any ~aion of the r~o~ing year, complae the" sec6on.
(Dollar amoulff not required excerpt [or honoraria.)

~
L 2.

NONE (No reportable non-investment income.)

DATE

SOURCE A~ ~PE

3.
4.

IV. REIMBURSEMENTS ..,,~,.,ro~a,~o,. lodging,fo~M, entertainment.

(htctudes those to .~pous~ and dependent childr ~n: see pp. 25-27 of filing instraction~.)

NONE (No reportable reimbut:~ements.) SOLJRCE

1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

PageFINANCIAL3 of 9 DISCLOSURE REPORT I Martini, William J.

05/14/2010

V. GIFI~S. anetudes ,hose to spouse and dependent children; see pp. 28-3I of filing instructions,)
NONE (No reportable gifts.)
5OURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIA BI LITIES. a.cJu~ tho.,e oy~ ........ d dependent children; see pp. 32-33 of J-tling instructions.)
[] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

VII. INVESTMENTS and TRUSTS .. i

Name of P .... Reporting

Date nf Report

Martini, William J.

0.5/14./2010

NONE (No reportable income, assets, or transactions.) A. Descrl.pl~on of Assets (including trusl assets) I ~ ] PEace "iX)" after each asse! exempt from prior disclosure B. Income during reporting period Amount i Type tc,g., Code 1 ; div., rent, (A-H) : or int3 C. Gross value at end I of reporting period Value Code 2 (J_p) Value ; Method i Code 3 Type (e.g., buy, sell, redemption) D. Transactions during rept~rting period

Date ! Value mm/dd!yy i Code 2

~ ...................................................
I. 2. 3. 4. 5, 6. 7. 8. BROKERAGE ACCOUWF#2 FEDERATED K~UFMANN FUND-K BROKERAGE ACC()tINT#6(34321 ISHARES TR RUSSELL 2(I(XI GROWTH A A A A B A A B A A A

~o-w) ............................... ji (.l-P) ! .......... ...... t~a~sL~!io~ ....

T

Gain Code 1 (A-H)

Identity of buyer/seller /if private

Dividend

(648)

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Int.!Div. Interest 1_, K L K J J "1" T T T T T

Sold Sold Sold Sold Buy (addl) Buy (addl) Buy (addl) Buy

12/02/09 K 12/02/09 K 12/02/09 I 12/02/09 12/02/09 12/02/09 12/~E/09 I 1Z/113/09 L K K K K K

C C

ISHARES TR RUSSELl., 201111 VALUE (630) ISHARES TR RUSSELL 100(.I VALU.E 1SI-IARES TR RUSSELL 1000 GROWTH ISHARES TR MSCI EAFE FD

9. " POWERSHS EXCH TI~XD FD TR (PRFZ) (567) 10. 11. 12. 13. 14. 15. 16, 17. POWERSHS EX~q-I TRADE FD TR (PRF) (583) PIMCO ALL ASSET (1821 Charles Schwab - CASH and Money Markel VALLEY NATIONAL BANK

"Buy (addl) Buy (addl) Buy (addl) Bay (addl) Buy (addl)

04/07/09 06/16/09 09/111/09 10/22/09 12/15/09 J

J J J [

FINANCIAL DISCLOSURE REPORT Page 5 of 9 VII. INVESTMENTS an d TRUSTS --i .........

~--~ A. Description of Assets (including trust assets) Place "IX)" an ..... h assel exempt from prior disclosure B. Income during i reporting period [Amount i Code 1
(A-I-t)

N .... f Person Reporting Martini, William J.

Date of Report 05/14/20 I0

t.~, transactions (Includes lhose of sp ....

C. i Gross value at end i of reporting period Value Code 2
(JP)

and dependent children; see pp. 34.60 of filing in,~ruction~O

NONE(No reportable income assets, or transactions.)

I ..................................................................... D. Transactions during reporting period

i i

Type (e,g.. di,..., real,

or inl.)

18. !9. !20 ! 21. VARIABLE [,lie #1 EQUITABLE - SEP IRA#3(3836) Charles Schwab - ADV CASII RESRV PREM A A A A A A C A B B lnt.,,Div. Interest lnteresl lnlerest Interest Interest lnt.!Div. Interest Interest lnl./Div. None None

Value Method i Code 3 [ (Q-W) T T

Type (e.g.. buy, sell, redemption)

Date Value [ Oaha I I mn~.idd/yy Cude 2 Code 1 . (l-P) (A-H) I !

Identity of buyer/seller (if private transact on)

K K

K K K K K

T T T T T Redeemed 01/09/09 K Buy Buy Buy 02./02/09 02/06/09 05/07/09 K J K

,_.: ")~ DUKE ENERGY 6.3% 2/1!14 23, 24. : 25 26. GOLDMAN SACHS 4.75%. 7115/13 BANK OF AMER 7.4% 1/15/11 US TREASURY NOTE 5.125% 5/15/16 FED HM LN MTG 5.375%1/9/14 AT & T BROADBAND 8.375% 3/15/13 CISCO SYSTEMS 5.25% 02./22/11 APACHE CORP 5.625% 1/15/17

,~. 29.

ii
31. 32. 33. 34.

K J K

T T T Sold ]0/22/t19 K (part) Sold 12/29/09 10,;23!09 K K

! 30. INTL LEASE FINANCE 5% 4/15/1(.I

US TREAS N~r 4.25% 8/15/14 MORGAN STANLEY 4.75% 04/01/14 SBC COMMItNICATIONS 4.125% 9/15/0!: A A

None [nt./Div. lnt..iDiv.

K K

T T

Buy

Redeerned

09/15/09 : J

FINANCIAL DISCLOSURE REPORT Page 6 of 9

" ] Name of Person Repor|iltg

Date of Report

VII. INVESTMENTS and TRUSTS -. i...o.,~. ,,.t.~, ~r..~..~,~,..~ a,,~.t.~ O,o~ o~ s~o~ ~ d~.~.~ ~,it~.~.; ~ ~. ~4.~0 o/ ~.,,g i~,~.io,,~.~
NONE (No reportable income, asset~, or transactions.)

A.
Des~ipfion of A~ets (including I~ust ~sets) Place "(X)" after each asset .... pt t$om prior discl ......

~.
Income during . reposing peri~ Amounl :~ C~e I ~ (A-H) Type (e.g., di ....... t, or int,)

C.
Gross value at end of repofling peri~ ................ Vatue Code, (J-P) Value Method C~e 3 (O-W) T [ Type (e.g. ~ buy, ~ll, redemption) Transactions during ~epo~ing period

...................................................... L .................................... 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. LOOMIS SAYLES BOND CL 1 PIMCO REAL RETURN FUND INSTITUTIONAL CLASS TEMPLETON GLOBAL BOND FUND ADV CL:TG BA,X D B C Dividend Dividend Dividend L M AMERICAN EXP CR ?.3% 8/20/13 BB AND T 3.85% ?/27/12 TIME WAR~R 5.8?5% DUE 11/15/16 TIME WARNER 6.2% DUE 7/1!13 WACHOVtA CORP 5.75% 6/15/17 FHI..MC G0-8200 6% 5/1/37 FHLMC G1-2228 5.5% 7/1/21 FNMA PL#254048 6.5% 11/01/16 FNMA PL938721 5 5% DUE 15/01/22 IRA#6 (4367) CHARLES SCHWAB-SCH ADV CASH RESRV PREM A Interest J A A B B B A B None None lmerest Interest Int./Div. lnt.[Div. Int./Div. Interest Interest K J K J K K K J K JPMORG~ CHASE 3.7% 1/20/~5 None J

Date ] Value Gain [~#dd!yy ~. C~e 2 Code I :: : I [ ~ ~ 09/15/09 09/16N9 09/24/09 09/24/~ J K J

Identi~v of buygr/seller I ..... tion)

Buy Buy

T T T T T T T T T

Buy Buy

Buy (addl) Distributed (part)

! 12/02/09 12/I)3/09 12/02&) 12/02/09

L M K L A A

Sold (pan) Sold

Sold part)

~ 2/02/09 K

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Martini, William J"

Date olRepofl 0511412111 (1

Page 7 of 9 VII. INVESTMENTS and TRUSTS -- i ....

I ,, vtdue, Ira .... tions (Includes those of sp ...... d d, 9endent children: see pp. 34-60 oyfiling instructions.)

NONE (No reportable income, asse~s, or transactions.) Description of Assets (including trust as.sets) Place "(X)" after each a,sset exem1 from prior disclosure Income during reporting period i A~nou,t I Type (e.g., : Code 1 d v, reot, (A-l-l) or ira.)
[

Gross value at end of reporting period I Value ! Code 2 (j.p) i! Value Method Code3
(O-W)

Transactions during reporting p~riod

"type (e.g., i buy,ae 1, il redemp|iun)

i

~ii ............ ~- ........... 03 ........... i~ ...................... ~S) ................

Date Value Gain mm/dd/yy Code 2 ~ Code I (J-P) (A-H) lder~tity of buyer/seller (i[ private
|ran.~ction)

52. 53. 54, 55. 56. 57. 58. 59. 6(1. 61. 62. 63. 64. 65. 66. 67. 68.

IRA#7 (2679) SCI-I~NAB MONEY MARKET FUND A Interest J T Buy (addIt Sold (part) PIMCO COMMODIIW REAL RETURN STRATEGY FUND B A DIAMOND HILL LONG SHORT FUND KEELY SMALL C./~P VALUE FUND CL 1 THIRD AVE REAL ESTATE VALUE FUND JP MORGAN STRAT INCM A A A RYDEX SGI MGD FUTURES TFS MARKET NEUTRAL I~JND CHARLES SCHWAB- CASH(2951 ) A A Int.!Div. Distribution None None Int./Die. Dividend Distribution None Distribution Interest K K J T T T Buy Buy Distributed (part) Distributed (part) Distributed (part) Distributed (part) Distributed (part) 12/tl2/09 12/02/09 04/07/09 06/16/09 09/01/09 10/22/09 I Zq 5/09 K K J J J J J K L T T K T Sold Sold (part) Buy 12/02/09 12/02/09 12/02!09 K J L K T 12/03/09 12/03/09 M M

FINANCIAL DISCLOSURE REPORT

Page 8 of 9

N ....

f P ....Reporting

Date Or Report 05/14/2010

Martini, William J" I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,aic~,~

FINANCLA_L DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

~m~ of~e~o~ ~o.in~

Marlini, William J.

Da,~ orUepo.
05/14/2011)

I certify that all information given above (including information pertaining to my spouseand minor or dependent children, if any) is accurate, t~ue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable staltltoFy provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND ~ AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

IVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Colurnbus Circle, N.E. Washington, D.C. 20544