AO 10 R ev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization District Court - New Jersey
5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) Martini, William J.

4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active

3. Date of Report 05/14/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

50 Walnut Street PO Box 419 Newark, NJ 07 I0 !-0419

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting indlvU.at onty; see pp. 9-13 of filing instructions.)

[~] NONE (No reportable positions.) POSITION
1. Trustee 2. 3. 4. 5. Trustee

NAME OF ORGANIZATION/ENTITY
~ ~ -~tMartini Foundation John Cabot University

II. A G REEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE

PARTIES AND TERMS

Martini, William J.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/14/201 I

III. NON-INVESTMENT INCOME. (Reporting individual andspouse;seepp. 17-24 of filing instructions.)

A. Filers N0n-Investment Income ~] NONE (No reportable non-investment income.) DATE
1. 2010 2. 3. 4.

SOURCE AND TYPE

MARTINI FUNDATION TRUSTEE

INCOME (yours, not spouses)

$22,000.00

B. Spouses Non-lnvestment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount trot required except for honoraria.)

NONE (No reportable non-investment income.)

DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

---]

NONE (No reportable reimbztrsements.)

SOURCE Foundation for Research on Economies and the Environn~ent DATES July 18-22, 2010 LOCATION Montana

PURPOSE
Conference on Terrorism, Civil Liberty & National Security

ITEMS PAID OR PROVIDED Travel

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/14/2011

V. GIFTS. (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. aneludes those o/spouse ana dependent children; seepp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/I 4/201 l

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NOI4E (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Type (e.g., Amount Code t die., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 D. Transactions during reporting period

(J)
Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. BROKERAGE ACCOUNT~2 FEDERATED KAUFMANN FUND-K BROKERAGE ACCOUNT#~ ISHARES TR MSCI EAFE FD POWERSHS EXCH TRAD FD TR (PRFZ) POWERSHS EXCH TRADE FD TR (PRF) PIMCO ALL ASSET~ Charles Schwab - CASH and Money Market VALLEY NATIONAL BANK VARIABLE LIFE#I EQUITABLE- SEP IRA#~ Charles Schwab - ADV CASH RESRV PREM A Int./Die. T Redeemed (part) Redeemed (part) Buy (addl) Redeemed (part) Redeemed (pan) 01/11/10 01/19/10 01/21/10 02/02/! 0 02/05/10 K J J J J B B A B Dividend Dividend Dividend Dividend None None None None L L M K J J K K T T T T T T T T Sold (part) Sold (part) Buy (addl) 03/08/10 03/08/10 12/08/10 J J J A A Dividend K T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Melh~v,l Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R Cost (Real Estate Only) V -Other

C =$2,501 - $5,000 H 1 -$1,000,001 - $5.000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/14/201 I

VII. INVE STMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (includlng trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (5) Identity of buyer]seller (if private transaction)

(2) Date

(3)

(4) Value (J-P)

Gain Code l (A-H)

mm/dd/yy Code 2

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31.
32. 33. 34. AFLAC INC 3.45% 08/15/15

Buy
(addl) Redeemed

03/16/10
03/26/10

J
K

(part) Buy
(addl)

05/21/10
07/16/I0

K
J

Buy
(addl) Buy (addl) Redeemed

07/19/10

(part)
(part)

07/22/10

Redeemed
Redeemed (part)

07/28/10
09/15/10

K
J

Buy
(addl)

09117/1 0

Buy (addl) Buy (addl) Redeemed (part) None A A

A

12/09/i 0 12/09/10 12/22/10 08/05/10

J J K K

K K K

Buy
Buy

CITIGROUP INC 5.3% 10/17/12

DUKE ENERGY 6.3% 2/1/14 GOLDMAN SACHS 4.75% 7/15/13 GOLDMAN SACHS 3.7% 08/01/15

Interest Interest
Interest None

07/13/10 K

Sold K

07/23/10 K

Buy

07/23110 K

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 orlcss F =$50,001- $100,000 J =$15.000orlcss N =$250,001- $500,000 P3 =$25,000,001 -$50.000,000 Q =Appraisal U =Book Value

B -$1,001- $2,500 G =$100,001 -$1,000,000 K $15,001- $50,000 O -$500.001- $1,000,000 R =Cost(Real Estate Only} V =Other

C =$2,501 $5,000 HI =$1,000,001- $5,000.000 L =$50.001 - $100,000 PI =$1,000,001- $5,000,000 P4 =Morethan $50,000,000 S =Assessment W=Estimatcd

D =$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T -Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/14/2011

VII. INVE STMENTS and TRU S TS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NO]NE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) I (4) Date Value Gain mm/dd/yy Code 2 / Code 1 (5) Identity of buyer/seller (if private transaction)

(J P)

(A-H)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

GENL ELEC CAP CP 2.8% 01/08/13

Interest

Buy Buy

01/28/10 01/06/10 07/13/10 07/13/10 05/19/10 10/26/10 12/07/10 07/19/10 01/13/10

J K K K J K K K J A
B

BANKOFAMER 7.4% 1/15/11 BANKOFAMER 5.65% 05/01/18 US TREASURY NOTE 5.125% 5/15/16 AT & ~BROADBAND 8.375% 3/15/13

B A A C

Interest Interest Interest Interest K T

Sold Buy Sold Sold (part) Sold

A A

DOW CHEMICAL 5.9%02/15/15 C1SCOSYSTEMS 5.25% 02/22/11 APACHE CORP 5.625% 1/15/17 US TREAS NT4.25% 8/15/14

Interest None

Buy Sold

B A

Interest Interest

K Buy (addl) Sold 10/26/10 12/07/10 K K A

HOMEDEPOT INC 5.4%03/01/16 MORGAN STANLEY 4.75% 04/01/14 JPMORGAN CHASE 3.7% 1/20/15 KROGEP, CO 6.8%04/01/11 A A A

None Interest Interest Interest

K K K

T T T

Buy

12/07/10 K

Buy (addl) Buy Sold

01/28/10 01/13/10 09/13/10

J J J

1. Income Gain Codes: ( See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunan C2)

A =$1,000 or less F = $ 50.001 - $100.000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1.000,001 - $ 5,000,000 L -$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =M ore than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

VII. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting Martini, William J.

Date of Report 05/14/201 I

e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including tmst assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. LOOMIS SAYLES BOND CL 1 D Dividend M TIME WARNER 5.875% DUE 11/15/16 TIME WARNER 6.2% DUE 7/1/13 US TREAS NOTE 1.375% 11/30/15 FED NATL MTG 4.375% 09/15/12 WACHOVIA CORP 5.75% 6/15/17 FHLMC G0-8200 6% 5/1/37 FHLMC G1-2228 5.5% 7/1/21 FED HM LN MTG 4.875% 11/15/13 FNMA PL#254048 6.5% 11/01/16 FNMA PL938721 5.5% DUE 05/01/22 IRA#6~ CHARLES SCttWAB-SCH ADV CASH RESRV PREM None B B B A A A A A Interest Interest None None Interest Interest Interest Interest Interest Interest K K K J J T T T T T Buy 09/14/10 K K K K K T T T T
Buy (addl) Buy Buy Sold 03/23/10 12/07/10 12/21/10 07/13/10 J K K K

(5) Identity of buyer/seller (if private transaction)

AMERICAN EXP CR 7.3% 8/20/13

BB AND T 3.85% 7/27/12

B A

Interest Interest

K Buy (addl) Sold 03/23/10 J 08/05/10 K A

1. Income Gain Codes: (See Columns BI and 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 -$2,500 G=$100,001- $1,000,000 K =$15,001 -$50,000 O=$500,001 -$1,000,000 R =Cost(Real Estale Only) V =Other

C =$2,501- $5,000 HI =$1,000,001- $5,000,000 L =$50,001 -$100,000 PI =$1,000,001 - $5,000,000 P4 =Morethan $50,000,000 S =Assessment W=Estimated

D=$5,001- $15,000 H2 =More ~an $5,000,000 M=$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/14/201 I

VII. INVESTMENTS and TRUSTS - inco,~e, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NOb/E (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reportmg period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79.

TEMPLETON GLOBAL BOND FUND ADV CL:TGBAX IRA#7

SCHWAB MONEY MARKET FUND PIMCO COMMODITY REAL RETURN STRATEGY FUND DIAMOND HILL LONG SHORT FUND

Dividend

None C Dividend None B C A Dividend Dividend

Distribution None Distribution K K

K K K L T T

THIRD AVE REAL ESTATE VALUE FUND JP MORGAN STRAT INCM

RYDEX SGI MGD FUTURES TFS MARKET NEUTRAL FUND

T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A=$1,000 orlcss F ~$50,001 o $!00,000 J =$15,000 orlcss N =$250,001- $500.000 P3 -$25,000,001 -$50,000.000 Q=Appraisal U=BookValue

B =$1,001- $2,500 G~$100,001 -$1,000,000 K =$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001- $15,000 H2 =Morethan $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/14/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)

FINANCIAL DISCLOSURE REPORT Page 10 of 10

Name of Person Reporting Martini, William J.

Date of Report 05/14/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/William J. Martini

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544