Beruflich Dokumente
Kultur Dokumente
1/2011
Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. ,~.~ 101-111)
!. Person Reporling (last name, first, middle initial) Steele, William H. 4. Title (Article !11 judges indicate active or senior status; magistrate judges indicate full- or part-time)
US District Judge-Active
[] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
Steele, William H.
1 II. NON-I NVESTMENT INCOME. (Repo+.g individuo~ ondspo.se: +eepp. 17-24 of~lin~ ins,~.ctio~)
A. Filers Non-Investment Income
[]
DATE
I. 12-31-10 2. 12-31-10 3. 4. Church Reader Fees Musician Fees
B. Spouses Non-Investment Income - If you were matried durlng any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
2. 3. 4. 5.
V. GIFTS. anctud,~ those to spouse and dependent children; see pp. 28-31 of fillng instructiong)
NONE (No reportable girls.) SOURCE I. 2. 3. 4. 5. DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those oy ~,ou~e und depend, nt chUdren; ,ee p~,. ~ 2- 3 3 of filing instructions.) [] NONE (No reportable liabilities.)
CREDITOR 1. 2. 3. 4. 5. Wachovia Mortgage Corporation Wells Fargo Advisors DESCRIPTION Mortgage on rental property, Orange Beach, AL (Pt VII, line 59) Margin balance
VALUECODE
M M
VII. INVESTMENTS and TRUSTS - i ....... .aluo, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) ! (l) Place "(X)" after each asset exempt from prior disclosure i Amount Code I : (A-H) B. Income during reporting period (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value mm]dd]yy Code 2 (J-P) (5) Identity of buycr/seller (ifprivate transaction)
AmSouth Bank Account Fidelity Puritan *Nationwide Retirement Solutions (457b) - Nationwide Fixed Account - Fid Equity Income Fund - FID Contrafund - Janus Fund - Am Cent Value IC - Am Cent Vista Fd IC *Wells Fargo Advisors- (IRA) -Centennial Money Market - SunAmedca Blue Chip Fund Class B - Centerstaging Corp. - Putnam IntemationalGrowth Fund -Precision Drilling *Wells Fargo Advisors (IRA) - Alliance Bernstein Large-Cap Growth Class A
A A E
M J M
T T T
Dividend
Dividend
1. Income Gain Codes: (Scc Columns BI and D4) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes {See Cohlmn C2)
A =$1,000 or less F =$50.001 - $100,000 J =SI5.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q -Appraisal U Book Value
B =$1.001 - $2.500 G =$100.001 - $1.000.000 K -$i 5.~OI - $50.000 O =$500.001 - SI,000.000 R =Cost tRcal Estate Only) V =O~hcr
C =$2.501 - $5,000 Ill =$1.000,001 - $5.000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =F.to~e than $50.000.000 S =Asscssmcm W =Estimated
D =$5.O01 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.(~0 P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15.001 - $50.000
V I I. I N V E S T M E N T S a n d T R U S T S - i,,c ome. ,,,,t,,e. ,,,,~,,c,lo~ a ,,ct,,,m a, ose o.f ,,~,o,,s,, ,,,d ,,pe,ae,t c h Udro,: see ,,,~,..~ 4-,SO o~.mi,,g i,,s~,,,aio,,~..~
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i (I) (2) i Amount i Code I I (A-H) ! Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value mm!dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
- Alliance Bemstein Global Thematic Growth Fund - John Hancock Regional Bank - Alliance Real Estate Investment Fund - Jennison Blend Fund Class A *Morgan Stanley Smith Barney LLC -Alliance Large CapitalGrowth -John Hancock Financial Industries *Wells Fargo Advisors -Centennial Money Market -AMCAP Fund (American Funds) -Putnam Voyager -Templeton Foreign -Mutual Shares (TESIX) -Putnam Allstate Advisor (Annuity) -Putnam FD for Growth & Income -Putnam Invt Fds Multi-Cap Value Fund -Fidelity Adv Emerging Markets Income Fund A A B A A A A None Dividend Dividend Dividend Dividend None Dividend Dividend Dividend K K N K K J T T T T T T J T Sold Sold 05112/10 L 05/12/10 K A None Dividend J J T T
I. Income Gain Codes: (Scc Columns BI and D4) 2. Value Codes (See Columns CI and D31 3. Value Method Codes (See Cohm~n C2)
A =$1.000 or less F =$50.0(11 - $100,000 J -$15.0OO or Ices N =$250,001 - $500.000 P3 =$25.000.0OI - $50.0OO,000 Q Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.0OI - $50.000 O =$500.001 - $1,000.O00 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 II I =$1,000.001 - $5.000.000 L =$50.0OI - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Eslimated
D =$5.001 - $15,000 112 =More than $5.000.000 Is! ~$100.0OI - $250.000 P2 =$5.000.001 - $25,000.(X)O T ~a.sh Market
E =$15.1)01 - $50.0(~O
V I I. I N V E S T M E N T S a n d T R U S T S - i.com., ,.alu., ~ra.suc,io.~ a"~"d~ ,hose o/spa.s. ~.d d.p..d.., chiIdr..: s. ~. 34-60 of filing instructions.)
[-~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Typ~ (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (I) Type (e.g., buy, sell, ~demption) Transactions during reporting period (2) (3) (4) Date Value mm/dd,~cy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
-Campbell Strategic Allocation Fund -Europacific Growth Fund (American Funds) -Fundamental Investors Inc. (American Funds) -Growth Fund of America (American Funds -New Economy Fund (American Funds) -Washington Mutual (American Funds) *Wells Fargo Advisors - IRA (FBO) -Invesco Constellation Fund -Invesco Charter Fund -Putnam Intl. Growth Fund -Putnam Invt Fds Multi-Cap Value Fund -Putnam Vista Fund -Putnam Voyager Fund -Euro Pacific Growth (American Funds) -Growth Fund of America (American Funds -Nuveen Diversified Commodity Fund Steele Enterprises LLC A B A A B B
M L L M K K N
09/28/10
11/16/10 09/27/10
J J
I. Income Gain Codes: (Scc Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$ 50.0~ I - $ 100,000 J =$15,000 or less N =$250.001 - $500.000 P3 =$25,00<).O01 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.091 - $ 1.000.000 K =$15.001 - $50.000 O =$500.0OI - $1,0~O.0OO R =Cost tRcal Es~a~c Only) V -Other
C =$2.501 - $5,000 I t I =$ 1.000,001 - $ 5.000.000 L =$50.001 - $100.000 PI -$1.000.001 - $5.000,C~) P4 =More Ihan $50.000.000 S =Asscssmc~l W =Estimaled
D =$5,001 - $15.000 112 =M ore Ihan $5,000.0OO M =$100.001 - $250.000 P2 =$5.000.0OI - $25,000.000 T =C~h Market
E =$15.001- $50,000
VI 1. I NVESTMENTS a n d TRU STS - incor~e, volue, t,o,~ucao,~ anel~des those o/spouse ona ,~epenaent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporling period (1) (2) Gross value at end of ~:porting period (I) (2) Transactions during reporting period
Amount
Code I (A-H)
Type (e.g.,
div., rent, or int.)
Value
Code 2 (J-P)
Value
Method Code 3
(Q-W) 52. 53. Sun Life Assurance Co. of Canada (annuity- F Distribution no controlI Rental properly,Orange Beach,AL E Rent K M W
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.0OI - $5CO.000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =[look Value
B =$1,001 - $2.500 G =$ 100,001 - $ 1.000.000 K =$15.001 - $50.ODO 0 =$500.001 - $1,000,000 R =Cost (Real E~tate Only) V =C~hcr
C =$2.501 - $5,000 I I I =$ 1.000.001 - $5.000,000 L =$50.0OI - $100.000 PI =$1.000.001 - $5.000.COO P4 =More than $50.000.000 S = Ass,essnvznt W =Estimated
D =$5,001 - $15,000 112 =More Ihan $5.0~0.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544