I

AO I0 Roy. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U,S, District Court EDKY 5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. ,,~q 101-111)

I. Person Reporting (last name, first, middle initial) Thapar, Amul R.

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 04/29/201 I

6. Reporting Period

01/01/2010
to

Active District Judge

12/31/2010

5b. [] Amended Report

7. Chambers or Office Address

United States District Court 310 S. Main Street, Suite 444 London, Kentucky 40741

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviev,ing Officer Date

IMPOR TANT NOTES: The instructions accompanying this form must be followe4 Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. Repo,,i,g inalv~auot only: seepS. 943 of filing instructions,)

~ NONE (No reportable positions.) POSITION
I. 2. 3. 4. 5. National Advisory Council Board Member

NAME OF ORGANIZATION/ENTITY
Norlh American South Asian Bar Associalion Northern Kentucky Catholic Charities

II. AGREEMENTS. (g~po,~ng inaiviauat o.ly: s~,, ,p. t4-16 of filing instructions.)
V~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

Thapar, Amul R.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/2011

III. NON-INVESTMENT INCOME. (Xepomng i.divlduat ondspouse; seepp, t 7-24 of filing instructions.)
A. Fliers Non-Investment Income ~] NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment:

(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE I. University of Virginia Law School Moot Court North American South Asian Bar Conference Chicago Indian Amer. Bar Assoc and Korean Amer. Bar Assoc Ohio State Asian American Bar Association North American Pacific Asian Bar Assoc DATES 2/I 8/2010 to 2/21/2010 6/24/2010 to 6/27/2010 9/25/2010 to 9/26/2010 LOCATION Charlottesville, VA PURPOSE Judged Moot Court at Law School Speaker, meetings, and moot court judge ITEMS PAID OR PROVIDED Travel, meals, hotel

2.

Boston, MA

Travel, meals, hotel

3.

Chicago, 1L

Speaker at both conferences Travel, meals, hotel

4.

10/18/2010

Columbus, OH

Speaker

Travel and meal

5.

11/I 8/2010 to 11/21/2010

Los Angeles, CA

Speaker and moot court judge

Travel, meals, hotel

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/201 I

V. GIFTS. anclud~ ,ho,e to spo~,e ond dependent children: see pp. 28-31 of filing instruction~.)
NONE (No reportable gifts.) SOURCE
I. 2.

DESCRIPTION

VALUE

3. 4.

5.

V I. L I A B l L I T I E S. ancl, de, those of spouse and dependent children; see pp. 32-33 of filing instructlon&) NONE (No reportable liabilities.)
CREDITOR
I. 2. 3.
4.

DESCRIPTION

VALUECODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/2011

VII. INV ESTMENTS and TRU STS - i.co,,,o, .o~,,~, t.o,~oaion~ a.clua.s ,hose o/s~o.~ ~.a a.~,..ae.t childre.; see pp. 34-60 of filing instructions.)
[]

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T (I) Type (e.g., buy, sell, redemption) Transactions during reporling period (2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

ING Direct Accounts Vanguard Prime Money Market TD Bank USA (Ameritrade Money Market) Fifth Third Bank (Checking Acct.) Paypal Inc. (Money Market) Autozone Inc. (AZO) Common Under Armour (UA) Common Nuance Comm. Inc. (NUAN) Common Select Comfort Corp. (SCSS) Common Volcom Inc. (VLCM) Common Dreamworks Animation (DWA) Common Accenture Ltd (ACN) Common Dawson Geophysical Co. (DWSN) Common Hussman Strategic Growth Fund (HSGFX) Lloyds TSB Group ADR (LYG) Grupo Areoportuario Del Pac (PAC) Zumiez Inc. (ZUMZ) Common

A A A A A

Interest Interest Interest Interest Interest None None None None None None

J J J J

T T T T
Sold 12/29/10 08/03/10 J J

J J

T T

Buy

Sold Sold J T
Sold Sold Sold Sold Sold Sold

07/26/10 07/26/10

J J

Dividend None

12/29/10 12/29/10! 12/29/10 12/29/10 12/29/10 12/29/10

J J J J J J

B A

A A A

Dividend Dividend Dividend None

A A

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes tSee Columns CI and D3) 3, Value Method Codes (See Column C2)

A $1.000 or less F =$50.001 - $100.000 J =$13.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.0~0 Q =Appraisal U Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cosl (Real Estate Only) V =Olhcr

C =$2.501 - $5,000 Ill =$1,000.001 - $5.000.000 L =$50.0~1 - $100.000 PI =$1,000.t~O| - $5.000.000 P4 =More lhan $50.00~.000 S =Asscssn~oll W =Eslimaled

D =$5.0~1 - $15.000 112 =More lhan $5.000.00~ M =$100.001 . $250.000 P2 =$5.000.001 - $25.000.000

E =$15,001 - $50.000

T ----------~Cash Markcl

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/201 I

VI I. INVESTMENTS and TRUSTS - inc ..... transactions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.) alue,
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
Income during reporting period Gross value at end

Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identi~y of buyer/seller (if private transaction)

O) Amount Code I (A-H)

(2) Typ~ (e.g., div., rent, or int.)

of reporting period (i) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W) T

18. 19.

Nintendo Corporation (NTDOY) Common A MarvelCorp. (MVL) Common

Dividend None None

Redeemed T Sold Sold Sold Sold J J T T Sold J J J J

J

01/04/10

20. Chipotle Mexican Grill Inc. (CMG/B) Common 21. Columbia Sportswear Co. (COLM) Common 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. MiddelbyCorp.(MIDD) Common Wexford TR Muhlenkamp FD (MUHLX) Portfolio Recovery Assoc. (PRAA) Common Disney Corp (DIS) Common Activision Blizzard, Inc. (ATVI) Common Sun Hydraulics Corp. (SNHY) Common Amazon (AM7N) Common Labcorp Holdings (LH) Common Fannie Mae(FNM) Common Hasboro Corp. (HAS) Common Home Depot Inc. (HD) Common Montpelier Re Holdings Ltd (MR.H) Common Sanderson Farms Inc. (SAFM) Common A A A A A A A A A A

Dividend None Dividend None Dividend Dividend Dividend None None Dividend Dividend Dividend Dividend Dividend T T T T T T T

12/29/10: 12/29/10 08/03/10 12/29/10

J J J J

A C

12/29/10 12/31/10 12/31/10

J J J

Buy Buy

J J

I. Income Gain Codes: (See Columns B I and IM) 2. Vaha: Co~:s (S~.~ Columns CI and D3) 3. Value Method Codes 1See Column C2)

A =$1.000 or less F =$50.001 - $ 100.000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.0~ 1 - $50.0~0~000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 O =$100.001 - $1.000.000 K =$15.001 - $50.000 O ~$500,001 - $1,000.000 R =Cost (Real Estate Only) V --O~her

C =$2.501 - $5.000 It I =$ 1.000.001 - $5.000.000 L =$50.001 . $100.000 PI =$1,000.001 - $5.000.000 P4 ~More lhan $50.000,000 S =Asscssmcnt W Estimated

D =$5.001 - $I 5.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.0~0,001 - $25,000.000 T =Cash Markcl

E -$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/2011

V II. INV ESTMENTS and TRU STS -i.come, value, transae,io,~ anciudes those o/spouse a.d dependent children; see pp. 34-60 of filing instructions.)
[]

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (l) (2) Value Value Code 2 Method Code 3 (J-P) Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date Value mm/dd!yy Code 2 Code I (J-P) (A-H) (5) Identity of buycr/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

(Q-w)
T T T T T T

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

United Fire & Casualty Company (UFCS) Common Applelnc. (AAPL) Common Berkshire Hathaway Inc. Del Class B (BRK.B) Common Costco Wholesale Corp. (COST) Common Cryptologic Inc.(CRYP) Common Exxon Mobil Corp (XOM) Common Flamel Tech Spon ADR (FLML) Common ]ntel Corp. (INTC) Common MarkelCorp.(MKL) Common Microsoft Corp. (MSFT) Common Buffalo Wild Wings (BWLD) Common CTRIP.com International(CTRP) Common Formfactor Inc. (FORM) Common Inventiv Health Inc. (VTIV) Common Southwest Airlines (LUV) Common Rofin-SinarTechnologies Inc. (RSTI) Common United Health Group lnc. (UNH) Common

Dividend None None

J J K J J J

A A A

Dividend Dividend Dividend

None
A Dividend None A Dividend None A Dividend None None None None A Dividend

J
J J J J J J

T
T T T T T T

Sold
J J J T T T

04/26/10 04/26/10

J J

Buy

1. Income Gain Codes: (5 Columns B 1 and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Cohtmn C2)

A =$1,000 or less F =$50.001 - $ 100,00~ J =$15.000 or less N =$250.001 - $500.0~0 P3 =$25.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G :$100.001 - $1.090.0~0 K =$15.001 - $50.000 O =$50~.001 - $1.000.000 R =Cost (Real Estate Only) V =Olh,.r

C =$2,501 - $5,000 I I I =$ 1.000.00l - $5.000.000 L =$50,001 - $100.0~) p I =$1.000.001 - $5.000.000 P4 =More whan $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15.000 112 =More than $5.0(~,000 M =$100.001 - $250.000 P2 $ 5.00~.001 - $25.000.000 T =Cash Markel

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/201 I

VII. INVESTMENTS and TRUSTS - i ....

D
A.
Description of Assets (including trust assets)

e, salue, transactions (lnclud~ those of spouse and dependent children; seepp. 34-60 of filing instruction~.)

NONE (No reportable income, assets, or transactions.)

B.
Income during reporting period

D. Gross value at end

of reporting period Transactions during reporting period

! (0 Place "(X)" after each asset exempt from prior disclosure

(A-H)

(2)
Type (e.g., div., rent, or int.)

(])
Value Code 2 (J-P)

(2)
Value Method Code 3

! Amount Code I

(i) Type (e.g., buy, sell, redemption)

(2) (3) (4) Gain Date Value mm/dd~y Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63.

Altria Group Inc. (MO) Common Chesapeake (CHK) Federated Investors Inc.(FII) Common Pfizer Inc. (PFE) Common Kraft Foods Inc. (KFT) Common Medco Health Solutions (MHS) Common Phillip Morris International(PM) McDonalds (MCD) Common National Oilwell Varco, Inc. (NOV) Common NokiaCorp(NOK) Common Vanguard 500 Index Funds Vanguard Windsor Portfolio

Dividend None

J
J

T
T

A A A

Dividend Dividend Dividend None

J J
J

T T
T

A A A

Dividend Dividend Dividend None

J J
J

T T
T

A A

Dividend Dividend

Please see Section VIII

I. Income Gain Codes: (S Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15.000 o~ less N -$250.001 - $500.0~0 P3 =$25.000.001 - $50.000.000 Q =Appraisal U -Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.0~1 - $50.000 O =$50~.0OI - $1.00~.O00 R =Cost I Rcal Eslatc Only) V =(hhcr

C =$2.501 - $5,000 Ill ~$1.00~.001 - $5.0~).000 L :$50.001 - $100.000 PI =$1,000,001 - $5.000,000 P4 =More than $50.0~L000 S =Ass,cssment W =Estimated

D =$5,0~1 - $15,000 112 =More Ihan $5.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25.000.00~ T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~-)

The Vanguard Windsor Fund is part of a 529. We invest monthly 1 was not sure how to reflect this on the statement. Also, we opened these in late 2008, and they became reportable in 2009, but I believe they were mistakenly left offmy 2009 Report.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

IX. CERTIFICATION.

Name of Person Reporting Thapar, Amul R.

Date of Report 04/29/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Amul R. Thapar

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544