Beruflich Dokumente
Kultur Dokumente
1/2010
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app, 101-111)
1. Person Reporting (last name, first, middle initial) Nowlin, James R. 4. Title (Article 111 judges indicate aeiive or sehior status; magistlate judges indicate full- or part-time) U.S.D.C. Judge, Senior
IMPOR TANT NOTES: The instructions accompanying thls form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
Nowlin, James R.
IlL NON-INVESTMENT INCOME. ~Ro, or,ing indiviaual a,d spo,,s~ s~ n,. ~ 7.~4
A. Filers ffon-Investment Income
NO~E (No reportable non-investment income.) SOURCE AND TYPE
1, 2010 State Employees Retirement System of Texas, State Legislative Retirement
INCQMF~
(yours, not spouses) $39,215.00
3~ 4~
B. Spouses 1Non-Investment Income - If you were married during an.v portlon of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
IV. REIMBURSEMENTS -.
(Includes those to spouse and dependent children; see pp. 25-27 of.filing instructions.)
[~
pURPOSE
Date of Report
o2/o2/2o1~
V. GIFTS. (lnctudes alose to spouse and dependent children; see pp. 28-31 of filing instructions,)
~] NONE (No reportable gifts.)
SOURCE DESCRIPTION ,VALUE
VI. LIABILITIES. a.aude~ those oyspouse ,n,~ ,~epen,te,t chnd, en; seepS,. 32-~ orating inst, uction~O
NONE (No reportable liabilities.)
CREDITOP~
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - inco.,e, vatue, t,ansoetio,s a, cl~d~, t*ose o/sro.s~ and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "IX)" after each asset Income during reporting period Amount | Type (e.g. I:: Gross value at end ] of reporting period [ : Va ue I Value Transactions during reporting pcriod Type(e g, [ Date ~ Va uc :1 Gain~ Identit~ of
i ::
1. ~~. 3~ 4.
C Dis~ibution ~
O M
W T
" ...............
Pfizer
Dividend :
6, 7. 8. 9.
DINEEQUITY, Inc: CaterpilLar, Inc. China Security & Survedlance Tech, Inc. Bardek Gold Corp.
A A
J J .... J J J :
A A A
I 0. 3M Company 11. :12. Massey Energy Corp. ........ Excell Maritime Carries LTD
;:, A A
13. NavajoRefining Company 14. 15. 16. 17. Strand Energy, LC DCP Midstream
koy~lty
Royalty Royalty Royalty
j
J J J
w ..........
W W W
TEPPCO Crude Oil, LL.C, formerly Navajo, A Enterprise Crude Oii, LL.C, formerly TEPPCO) C
A =$1,000 or less F =$50,Cl01 - $100,000 J =$15,00~9 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,0~0,01~0 Q :Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,0[}1 - $50,000 O ~$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 1:11 =$1,00I},001 - $5,000,000 L =$50,001 - $100,000 Pl =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assess~r~ent W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$10O,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,1~00
[ Nowlln, James R.
VII. INVES TMENTS and TRU STS -i.co.,., rot.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing i.str.ctlons.)
~-]
i
............
Type~e.g., !Va~uo [ Gain ~ /mm/dd/yy Date buy, sell,
redemption) / / I Code 2 [ Code I t
,mountI
Idon,,yor
i .............
I (I-P)[ (A-H)I ........................................................................................ ,. ....... ................................... L... ............... I ....... .................................. ......... rransac!!on
18. Whitmke La~d Servicesl Karnes C0tmty~ ....... Texas royalty Lease 19. 20. Anadarko Petroleum Corp., Reeves County, Texas EmigrantDirect Savings Bank
D D A A
J J ,K. K J
W . ..... W T T T
!
22. 23. Pentagon Federal Credit Union, Washington D.C. A
25.
L Income Gain Codes: (See Colulrms B I and D4) 2. VaGue Codes (See Columns C 1 and D3) 3 Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 O =$100,001 - $1,000,000 K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L ~$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M ~$100,001 - $250,000 P2 ~$5,000,00 ] - $25,000,000 T =Cash Market
E =$15,001 - $50,000
1 certify that all Information given above (including Information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. ~ Washington, D.C. 20544