~

nb J0
~ev. ~/20t0

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

~,po,., R~qt,irc.a t,y ~,~, Et~i~.~

in Government .4ct of t 978 ~5 u, sc. op~. ,~.f/o~-H ~)

Person Reporting (last name, first, middle initial) GARBtS, MARVIN J.

4. Title (Amcle Ill judges indicate active or senior status; magistrale judges indicate fitlt- or part-time) SENIOR DISTRICTJUDGE

2. Court or Organization DISTRICT OF MARYLAND

5a. Report Type lcheck appropriate type)

3. Date of Report 07,14/2010

6. Reporting Period 01/01i2009 to J2/3 I,"2009

Nominalmn,

Dale ~ Amtual [] Final

[] h61ia!

5b. [] Ameuded Repor~ 7. Chambers or Office Address U.S. COURTHOUSE 10t W. LOMBARD STREET BALTIMORE, MD 21201 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable lav,s and regulations. Reviewing Officer .................................................... Dale

IMPORTANT NOTES: The instructions accompanying this farm must be followed. Complete all parts, checking the NONE box for each part where .gott have no reportable information. Sign on lostpage.

1. POSITIONS. r~po.i.~ individual only; see pp. 9-13 of f!ling instructions.)

~ NONE (No reportable positions.)

POS1TION
I. 2, MEMBER, 130AR.D OF ADVISORS M EMBER. BOARD OF DIRECTORS

NAME OF" ORGANIZATION/ENTITY

UNIVERSITY OF BALTIMORE LAW SCHOOl.. INTERNATIONAL JUDICL4L ACADEMY

II. AGREEMENTS, (Reporriag i,,di,,iduat o,,ty; see l,p. 14.1fi of f!ling instructioas.)
NONE (No reportable a~,reements.) PARTIES AND TERMS
I. ONGOING THOMSON (WEST SERVICES, INC.), RONALD RUBIN AND PATRICtA ROYALTIES [ AID AUTItORS OF CASEBOOK.

2.

3.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

] Name of Person Reporting [ C~ARmS, ~A~V~N J.

[ Da,eof Report

07,q4/20m

II1. NON-INVESTMENT INCOME. (R~,,or,i.~o in,i~id,~ ,,a ,, ...... : s~,. ~,. ~744 ,~t~i,,g i,~,r,,~.,io..,,~
A. Fliers Non-Investment Income
NONE (No reportable non-investment income.) DATEi. 2009 SOURCE AN[) TYPE INCOME (yours, nol spouses) $820.00

TtIOMSON (WEST SERVICES. INC.), BOOK ROYALTIES

B. Spo II se s No n- ] ii yes| men t ! n co In e - ~fyou were married during any portion ofth e reporting ).ear, COml,lete this section.

~
1.

NONE (No DATE

non-investment income.) SOURCE AND "FYP~

IV. REIMBURSEMENTS --,,~,,p,,,,o,i,,,. lodging, Shod, entertai .....

~ NONE (No reportable reimbursements.) ~ I. INTERNATIONAL JUDICIAL ACADEMY NORTI.IWESTERN UNIVERSIIY LAW SC]IOOL INTERNATIONAl., JUI)ICIAL ACADEMY INTERNAIION,M. 3UDICIAL ACADEMY SUPREME PEOPLES COURT OF CIIINA DATES APRIL o TO 9 LOCATION

1.

PURPOSE SEMINAR

ITEMS PAID OR PROVIDED TR_4,VEL, MEALS, ROOM

STRASBOURG, FRANCE

2.

APRIL 18 - 22

CIIICAGO, ILI,INOIS

SEMfNAR

TRAVEL, MEALS, ROOM

3.

JUNE 22.25

MAR DEL PLATA, ARGENTINA SANIIAGO, CIlILE

SEMINAR, FACUI.TY

TRAVEL, MEALS. ROOM

JIJLY I TO 6

SEMINAR, FACUI,TY

TRAVEl., MEALS, ROOM

5.

SEPTF.MBER 8 - 11 CHEN(_;DU, CHINA

SEMINAR, FACLiLTY

TRAVEl., MI-.ALS, ROOM

FINANCIAL DISCLOSURE REPORT ~age 3 of 7

~ ....

of Person Reporti,,g [

~AamS. MARVIN J.

07/14/2010 DateutRepor,

V. G I FTS. (Includes those to spot,se and dependent children; see pp. 28-31 ~ffiling i ....... ,ions.)
NONE (Ai) reportable g~s.) DESCRIPTION

2.

4. 5.

VI. LIABILITIE S. a,,~,a~,,~o,, 4.~a ....... u dependent O, ild ....... pp. 32-33 ,,filling instructiony.)
NONE (No repotable liabililies.) CREDITOR
I. 2. 3.
4.

DESCRIPTION

5.

FINANCIAL DISCLOSURE REPORT "Page 4 of 7

Vll. INVESTMENTS and TRUSTS --i ......
A.
Descriptmn of Assets

] x~,,, ofr,~ .....

[

rt~,or,i.~
GARBIS, MARVIN a.

[
[ 0WI&2010

,~ vul .............
B.
Income during

tions (lmludes those ~f,W ....... d dependent children; seepp, 34-60 of filing i ........

tions.)

NONE (No reportable income, assets, or transactions.) C.

Gross value at end

~
~

D.
Transactions during teporting period

exempt " from prior,disch~sure

Place "IX)" afier each asset

&too a "rv~e(e.~. dlv,, rcnt, ""~ ~ (A-H) - or mL) i

~ ~.ode I "

Value " Code 2 (J-P)

[ Value " Method Code 3 {Q-W)

T)Te(e.g., J buy sell, ~ redemption) t

Date ~ Value ~ Gain ~nm!d~yy J Code2 Code I ! (J-P) [ A-rI) I I ~

klmxtkyof buyer/seller . fifpri,.ate t~ansact~o)u

.. :

{ i. I 2.

PERSONALLY OWNED PROVIDENT BANK CHECK1N(J T. ROWE PRICE TAX FREE BOND FUND CITIBANK BANK DEPOSIT PROGRAM ROYCE PENN MUTUAl. FUND RYPCX
FELT}. KAUFMAN FUND KAUBX

A A A A
A

Interest lol,il)iv. ]merest Dividend

l}}vidend

K K

~ 3. 4, 5.

Closed K
K

03/19/09

T
T

7. 8.

PINNACLE NORIHEAST, INC. BAIRD MONEY MARKET A

None Interest

K J

T T Open 03/19/09 J

I0. IRA-I I 1. CIIIBANK BANK DEPOSIT PROORAM !2. LEGG MASON VALUE TRUST LMVTX A Dividcnd Dividend Dwidend Dividend Interesl L M K L J F T T "1" T ()pen 03/19/09 J I Closed 03/19/09

!3. ROYCE FUND PENNSYLVANIA RYPCX A 14 "IEMPLETON {.]ROWTIi FUND TMGBX A A A

15. ROYCE FUNf}S MICRO CAP RYMCX 16. BAIRD MONI2Y MARK!iT
17.

FINANCIAL DISCLOSURE REPORT "P~ge 5 of 7

Name of Person Repurfing

Date of Report

[ ~A~mS, ~ARV~ ~.

[
Type (e.g., buy. sell. redemption) Gain ~ Da~e ~ Value ~mm,d~~ Code 2 Code ] (A-H) ] (J-P) ~

07/~4/2010

VII. INVESTMENTS a nd TRUSTS -- i, co ..... ~,~. , ....... ,io,,~ (Includes those of sp ...... d dependent children; see pp. 34.60 qtfiting instr,ctDns.)
NONE (No reportable income, assets or transactions.)
A. ] Place "(X)" a~e~ each asset excmp~ !~om prior d~sclosure reporting period Type (e.g.. dw,. rent, or mr.) of reporting period Value Cede 2 (J-P) ~ Valu~ Method ~ [ Code 3 IdentW of buyer/seller 0fpm,ate

~ i Amount ; Code I [ (A-H)

19. [ 20.

CITIBANK BANK DEPOSIT PROGRAM

Closed Dividend M T

[ 03/I 9/09

.[

LEGG MASON SPECIAL INVESTMENT TRUST LMASX LEGG MASON OPPORTUNITY TRUST LMOPX FED EQ. KAUFMAN FUND KAUBX L-I IDENTITY" SOI..UTIONS ID

A A

2 l. 22.

Dividend Dividend

L )

T T

23. 24

A A

Dividend

I.EGG MASON. 1NC LM NASDAQ NDAQ

Dividend

T Sokl

25.

08/25.~09

26. 27.

HENDERSON INTERNATIONAL OPPORTUNIIY FUND HFOBX FED INT. SMALL-MID COMPANY FD. ISCAX ~:\IRI) lVlC)NEY MARKET

Dividend

T Buy (addl) (.)pen

Dividend Interest

K J

08/26/09

28

03,"19/09

30.

FINANCIAL DISCLOSURE REPORT Page 6 of 7

N ....

fPe ....Reporting

Da,~: ofl~epor! 07,;14/2010

GARRIS, MARVIN .L I

VIII. ADDITIONAL INFO1LMATION OR EXPLANATIONS. ~t,ai,.~,,~,~r, oZR~l,,,,t.)

Page 7 of 7 IX. CERTIFICATION.

GARBIS, MARV1N J.

07/14/2010

i certify |ha~ all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and lhat auy information not reported was withheld because it met applicable statulory provisions permitting non-disclosure. 1 further certify that corned income from outside employmen! and honoraria and ~he acceptance of gifts which have been reported are in compliance wilh the prnvisions of 5 U.S.C, app. 501 et, seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signa~u

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C, app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544