Beruflich Dokumente
Kultur Dokumente
R~v. l~01o
(~ u.s.c, app.
!. l-erson Reporting (last name. fi[st, middle initial) Manion, Daniel A. 4. Title (Article [11 judges indicate active or senior status; magistrate judges indicate fidl- or part-time) AaiclelH [] Initial [] A
5b. [] Amended Report 7. Chambers or Office Address 30[ Grant Federal Building 204 S. Mat, Street South ]Bend, IN 46601 8. On the basis of the information contained in this Report and any modificatior~ pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulation.~ ! Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all par~s, checking the NONE box for each part where you have no reportable information. Sign oa last page.
2.
5.
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II. AGREEMENTS. (~,p,,~n,,~. indiv~,~l only; see pp. 14-16 of filing instructiot~s.)
NONE (No reportable agreements.) DATE
1.
...~.,
~~ .....
3.
Manion, Daniel A.
N ....
~a,,ion, Daniel A.
0511712010
11I. NON-INVESTMENT INCOME. m~pom,,~ ~,,llvld~ ~,~ ~ ; see pp. 17-24 of filing instructions.) .... A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.
INCOM~
(yours, not spouses)
[L Spouses Non-Investment [ncolne - ~f yo. we,~ n~arried during any portion of ~he reponing year, complete this section.
Dollar amounl noI required ex~ept fo~ honoraria.)
DATES
LOCATJON
PURPOSE
3.
~~I
I I~
at~a ~t~
Date of Report
Page 3 of 11 I Manion, Daniel A. V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.) SOURCE
1. 2. 3, 4. 5.
05/1712010
DESCRIPTION
VALUE
VI. LIABILITIES. a,,ct~dc.~ thos~ oy~p ....... ul depetutent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
05/17/2010
A.
De~ription of Assets (including t~st ~sets) Place "iX)" after each asset exempt from prior disclosure
............. ~.
~ Income dufng reposing ~fi~ i.
~
Gross value at end of re~)aing pe~od Vahle Code 2 Value Melh~ ~ C~e3 ] [
c.
:
~.
Transactions during re~)ning ~dd
t.
Interest
2.
None Distribution
Distribution
J K
K
T T
T
4.
5. 6. 7. 8. 9. 10.
I I. 12. 13. 14.
Templeton Foreign Fund Europacific Growth Fund Goldman Sachs Small Cap Value Fund ttartford Capital Appreciation Fund AIM Developing Markets Fund First Oppomu:ity Fund
UBS deposit account Seligman (;Iobal Fund J 311us Fund
C A A
M L L L J J
J J
T T T T T T
T
A A
A
Distribution Distribution
Distribution None
T T T
A A
Distribution Distribution
L L
15. t6.
17.
None A
A
J J
J
W T
T
Dividend
Dividcnd
I 05~/2010 ~
VII. INVESTMENTS and TRUSTS .. ~ ......... t.., t~.,=tio.,. ~a~a~.~ ,ho~ of ~po.,e ~.a a~p~,,a~,,~ ~him~~;
~ NONE (No reportable income, assets, or transactions.)
~ ....
+ Gross value at end ~ ~ of reporting period Transactions du6ng re~ing
(A-tt) : o,i+,t.)
(J-P)
C~e2 + redemption) ]
J(A-m
......................................................... ~ ...........
A A A
A
J J J
J
T T T
T
ING Group preferred Bank of America preferred South Bend Redev. Bond Indiana St. Dev. Bond Chicago IL OHare bond Brownsville TX bond Indianapolis IN loc bond
Indianapolis IN gas bond
A A A A A A A
A
J J J J J J J
J
T T T T T T T
T
Hamilton Co. OFI bond Kane/DcKalb Co. IL bond University Akron bond Keycorp common UBS deposit account
A B A B ]A
.t K J L J
T T T T T
I Maniort, Daniel A.
VII. INVESTMENTS and TRUSTS -i ......... ~oe,~ ....... no,,, (Inetudes those of sp ...... nd depemlenl children; see pp. 34-60 of filit,g instructions.)
NONE (No reportable income, assets, or transactions.) ^. Descdptlon of Assets (including trust assets) n. Income during ! reporting period Type (e.g.. diu., rent, t~r int.) c. Gross value at end ! of reporting period Value Code 2 (J-P) i Value Method Code 3 (Q-W) i Type (e.g.. ] buy .sell ] redemption) ! o. ........... Transactions during reporting period Value Gain] [)ate : mm/dd/yy ] Code 2 i! ] (LP) Code I (A-H) ! i
exempt fromaftcr each asset Place(X)" prior discl~urc ....................... ! ...... 35. 36. 37. ?,8. "3~. 40. ,11. 42. 43. 44. 45. 46. ,17. 48. 49. 50. 51. IRAs -- items 36-46 Oppenheimer Capital Appreciation fund UBS Bank USA dcp General Elec*ric Davis NY Venture Fund Franklin Balance Sheet Franklin Income Fund Davis NY Venture Fund Federal 401K plan State of Indiana retirement Growth l=und America 20120 Fund (Jemfison) Nol~hwestern Mutual Life [nsurm~ce Unimproved real estate St. Joseph Cry, IN Baird Trust Acct: items 50-84 Automatic Data Processing (ADP) Computer Sciences Corp. common
Code ! ! (A-H)
........... k [
~os~t~7o~ ............
None A A A A A A Distribution Dividend Distribution Distribution Distributiot~ Distribution N,.;me None A A Distribution Distribution None Nune
J J J K K J
N J J I. M L
Dividend None
K K
T T
N ....
fP .....Reporting
Dateof Report
Manion, Daniel A.
05/17/2010
VII. INVESTMENTS and TRUSTS .. z ......... l,,,, t ....... tlons (Includes those o/sp ....... d dependent children: see pp. 34-60 oZfiling instructions,)
1-~ NONE (No reportable income, assets, or transactions.)
Description of Asaet~ (including trust assets) hasset Place "(X)" aft ..... exempt from pdor disclosure
......... ~. ........
I
52. Target Corp. common Kellogg Company B A C Dividend
[
L K K
(Q-W)
T T
Sold ( Bay
12110109
53. 54.
Dividend Dividend
02/13/09
Windstream Cot-p.
55.
56. 57.
A
A
Dividend
Dividend Dividend
K
J J
T
T Sold (pag) Sold (part) 10/30t09 12104109 $ J C
A A A
T T
58. 59.
Dividend Dividend
K J
Baird Muni Money Market (Dreyfus) Fiserv Inc. Becton Dickinson & Co.
Clarcor Inc. Ecolab common Patterson Companies common
Distribution None
L M K
K K M
T T T
T T T
A
A A
Dividend
Dividend Dividend
None
C A
M J J
N ..... P .....Reporting f
Date of Report
Manion, Daniel A.
05117/2010
;,,e, transactions (Includes th .... ,f sp ....and depenUent children; see pp. 34-60,,filling instrnctions.)
~ ~ ..............
[ Gross value a~ end [ of reposing pefod :~
.................... ~-
I
:~
n.
~,
Transactions during reporting period
" ..............
: C~e 2 (J-P) !
Me,boa C~e 3
06/~/09
70. 71. 72. 73. 74. 75. 76. 77. "~8. 79. 80. 81. 82. 83.
84. 85.
Valmont Industries Harris Stratex Networks Harley Davidson common Medtronic Inc. Zebra Tech Corp. McGraw-Hill common Walgreen Emerson Electric EQT Corp. Federaled lays. Class B Microsoft Corp McCorraick & Co. VCA Antech Inc. General Electric
Harris Corp. 8P PLC common
None None A A Dividend Dividend None A A B A B A A Dividend Dividend Dividend Dividend Dividend Dividcnd Dividend None A
B D
J J. K L
T T T T
12/07/09 05127/09
Sold K K K K K K K K K
K
02/13/09 02113109
K K
T T T T T T T T T
T
Sold (l~art)
Buy
02/13/09
Buy
i 0!30/09
Dividend
Dividend Divider~d
Page 9 of 1 1
M~nio,,, Daniel A.
05/I712010
VII. INVESTMENTS and TRUSTS --i ........ ~,,e, t ....... ~/o,,~ <~,,e~,,,~e, tho~e of,~, ....... ,~ a~p~,,a~,,t ~i~,,; ~,~..~4-6o o/~,g ~,~.~
NONE (No reportable income, assets, or transactions.) Desc~ption of Assets (including t~st assels) Place "(X)" after each asset exemptfmmpfiordiscl ..... Income during re~rtiag ~ric~ Gross vah~e al end ~ of reporting period ~ Value ~ Me~od Code 3 ~ (Q-W) T T T T
M T
Value ~Amount ] Ty~ (e.g.. [Code I ~ di ...... t. , C~e2 (A-II) or int.) ~ (J-P)
B B B
K K L
Dividend
A Dividend
Ohio State Higher Educ. Ftmd muni UBS custodial accts:Fidelity Adv. dividend gro th ) Alliance College Bound Fund American Funds College America College Choice 529 plan Fidelity Spartan 500 Index Fund Fidelity Growth and Income Fund Vanguard 500 Index Fund OppenheimerFunds Legacy Program
A A
K J L M J J K K T
T T T T T T Donated Donated
A A B A A A
t00. OppenheimerFunds Legacy Program 101. Notre Dame Federal Credit Union savings 1(2 I
Buy
08/13t09
Oa,e ot R~port
Page ] l of ] ]
IX. CERTIFICATION.
[ Manion, DanielA.
05/1712010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. i fi~rther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U,S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGI,Y AND WILF1.]LLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECF TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Adnainislrative Office of Ihe United States Courts Suite 2-30t O,~e Columbus Circle, N.E. Washington, D.C. 20544
August 11, 2010 Bobby R. Baldock, Chair Committee on Financial Disclosure Judicial Conference of the United States One Columbus Circle, NE Washington, DC 20544 Dear Judge Baldock: This letter is in response to the Committees request of August 3 regarding the College Choice 529 plan listed in Part VII, page 9, line 95 of my report. Unfortunately, as of December 31, 2009, the cash deposit into the fund remained in cash. The broker was directed to invest it in an Indiana mutual fund that would qualify for a $1000 tax credit. Because that investment was not completed as of December 31, I did not receive the credit. Sometime later it was invested in a mutual fund, and I plan to list that on the Financial Disclosure due to be filed next May. If you need any more information, please let me know. Sincerely yours,
f~: , .-...,.
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Manion, Daniel A.