,,~o t0 I, R~. m0]0. "1 .

[
"

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization US COURT OF APPEALS SIXTH CIRCUIT 5a. Report Type (check appropriate type) [] Nomination. [] Initial Date [] Annual

Report Required by the

in Government Act of 1978

(~ u.s.~ app. ~
3. Date of Report

I !. Pertoa Reporting (last name. first, middle initial) GIBBONS, JULIA S. 4. Title (Article IIl judges indica~ active or scnior status; magistrate judge~ indicate full- or part-time) U.S. CIRCUIT JUDGE (ACTIVE)

5/21/2010 6. Reporting Period

[] Final

1/I/2009 ,o 12/31/2009

7. Chamber~ or Office Addre~ 970 FEDERAL LBUILDING 167 N MAIN STREET MEMPHI S, TN 38103

~h. [] Amended Report 8. On the b~is of the Infortaatiol ontained in this Report and any modifications pertaining thereto, it is, in my opinion, lm compliance witlt applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instrucfion~ accompanying this form mu~t be followed Complete all par~,
checking the NONE box for each part where you have no reportable information. Sign on laxt pag~

I. POSITIONS. ~.nn~..~.nto.~r~
NONE (No reportablepoMtiom.) POSITION
I.

NAME OF ORGANIZATION/ENTITY

Gibbons, Julia S.

"FINANCIAL DISCLOSURE REPORT Page 2 of 9

N..e of Per~o. Reporting GIBBONS, JULIA S,

Date of Report 5/21/2010

III. NON-INVESTMENT INCOME. ~R~,o-~x ~n~al,n~ ~po,s~; ~,~p~ ~7-~ o.rs-~,,~.~.~..~on~

A. Filers Non-lnvestment Income NONE (No reportable non-investment income.) DATE
I. 2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - If yore wet, mauritd during anj, portion of th, reporang ~ar, compl, te tht.t section.
(Dollar amount not requieed e.xcept for honoraria.)

[~]

NONE (No reportable non-investment income.) DATE. ~OURCE AND TYPE

STATE OF "IN - SALARY AS DISTRICT ATTORNEY GENERAL SHELBY COUNTY - COUNTY SUPPLEMENT AS DISTRICT ATIORNEY GENERAL

!. 2009 2. 2009 3. 4.

(lnclud~ those to sgouxe and dependent children: see pp. 2J-27 of filing instructions.)

[--]

NONE (No reportable reimbursements.) SOURCE DATES

4/2/09-4/5/09

~
CHARLOITESVILLE. VA

PURPOSE
MOOT COURT

ITEMS PAID OR PROVIDED

TRANSPORTATION, LODGING, MEALS

1.

UNIVERSITY OF VIRGINIA SCItOOL OF LAW

2. 3. 4. 5.

FINAN CIAL DISCLOSURE REPORT Page 3 of 9

] Name of Person Reporting

I GIBBONS, JULIA S.

Date of Report

5/21F2010

[~]

NONE (No reportable gifts.)

SOURCE

]~LF.KIEL[O~

VALUE

2. 3.
4,

5.

VI. L IAB ILITIES. a~a.s. ~o~ o/ ~o~,~ ~ ,~,,~t ~,~ ~ r~ ~-~ o/fa~s ~
~ NONE ~o reportable liabiliti~.) ~REDITOK
1. 2. S~LIE ~E SERVIC~G CO~.

DESCRIPTION
FLUS EDUCA~ONAL LOANS

VAL~ CODE
J

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

N.r*e of Person Reporting

Date of Report

GmBO~S, ~.~A S.

512~/2010

VII. INVESTMENTS and TRUSTS - ~o,~. ,~t~ ~.~r~ a~.a~

NONE ~o reportable income, ~sets, or tra~actio~.)
A. D~pfion of ~ (~cl~ing ~ ~) Pla~ "(~" ~r ~ ~et B.ii Income d~g ~ng ~ (I) Amine (A-~ (2) T~ (e.g., or ~) C. [ G~ss value ~t of ~g p~od I (I) (2) V~ue Value O-P) ~de 3 (Q-~ T D.

{I) r~empfion)

(2)

O)

(4)

(5)

~on)

1.

IRA-EQUITABLE LIFE ANNUITY-EQUIVEST GUARANTEED [NT ACCOUNT IRA-EQUITABLE LIFE ANNUITY-EQUIVEST GUARANTEED INT ACCOUNT SUNTRUST-MEMPHIS, TN FEDERAL BLDG, FEDERAL CREDIT UNION ACCOUNT STATE OF TN 401(K) REGIONS BANK IRA ROLLOVER RETIREMENT PLAN (See items 1 through 29 below) 1) AMERICAN FUNDS: INVESTMENT FUND OF AMERICA 2) JOHN HANCOCK FDS: GREATER CHINA OPPORTUNITIES FUND A

Interest

2.

Interest

3. ] 4. 5. 6. 7. 8, 9. 10. 11. 12. 13. 14. 15. 16. 171

Interest Interest

J K J

T T T

Interest

A A

Dividend Dividend

J J

T T Sold (part) Sold Sold 05108/09 06/26109 07/06/09 08/21/09 08/24/09 09110/09 J I J J J J A A A A A A

(part)
Sold Sold Sold 3) IVY FDS: GLOBAL NATURAL RESOURCES FUND 4) VAN KAMPEN FDS: EQUITY & INCOME FUND 5) EATON VANCE FDS: DIVIDEND BUILDER FUND 6) HARTFORD MUTUAL FDS: HARTFORD CAPITAL APPRECIATION A A A None Dividend Dividend Dividend J J T T J T Sold

(part)

10/16109

1. Income Gain Coder: (See Colo.nmt BI and D4) 2. Vtltm Cod~ (See Colurrmi CI and D3) 3. Valtm Method Codes (See C~lurma Ca)

A =$ I.O00 or less F-$~0,00I. $100,000 J -115,000 or [e~ N P3 "$25,000,001 - 150.000,000 Q =Apl~,,is d U -Book Value

B -$1,001 - $2.500 O =SilO,001 $ t ,000,000 K =115,001 150,000

C .=$2.501 - $5,000 H I =$1,000,001 - $~.000,000 L -$50,001 - $100,000 P4 =Mine t~ $50,000.000 $ =Asse~t W =Est~

D ~;5,001 - $15.000 H2 =Morn ~ $~,000,000 M =$100,001 - $250,000

E -$I 5,001 - $50,000

It,~Co~l ~ Estate Only) V =Gear

T =~:ash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 9

,~.~ of Persoa Reporting

GIBBONS, JULIA S.

D.,e 0fRepart 5/21/2010

VII. INVESTMENTS and TRUSTS- J.co,.~ value, transacaons(lnd~d~thoseofspouaeanddependentchildren;sCeplx 34-60 of filing tt~tr,ctlan.t)
NO~ ~o reportable income, ~sets, or transaclio~.)
A. ~fipfi0n of A~ (i~iuding ~ ~) P~ "~" ~ each a~t ~pt ~m prior di~l~ B. In~m~ ~g ~po~g ~ 0) ~nt Code 1 (A-~ (2) T~* (e.g., ~., ~g or int.) C. Gm~s valu* m e~ of ~o~g ~od O) Valu Co~ 2 (I-P) (2) VMu~ M~d C~ 3 O) T~e (e.g., b~, selL r~empfi~) D. T~fiom dung ~ag ~fi~ (2) Dam ~ (3) ~4) V~lue Ga~ ~e 2 ~de I (J-P) (A-~ (~ ld~ti~ of b~lsell~ (ifpfiv~

FUND
18, 7) FRANKLIN FDS: FRANKLIN TEMPLETON MUTUAL DISCOVERY FUND 8) DWS FDS: DREMAN HIGH RETURN EQUITY FUND 9) HENDERSON INTERNATIONAL OPPORTUNITIES FUND 10) EATON VANCE FDS: GREATER INDIA FUND A A Dividend J T Sold (part) Sold J J T T Buy (addl) 11) AMERICAN FUND; CAPITAL WORLD GROWTH & INCOME FUND 12) IVY FDS: ASSET STRATEGY FUND 13) ~IRTUS MUTUAL FDS: ALTERNATIVES DIVERSIFIER FUND 14) ING FDS: GROWTH & INCOME FUND 15) PIONEER FUND: PIONEER FUND CLASS A M/F 16) MCDERMOTT INTL INC - STOCK 17) CONVERGYS CORP - STOCK ! 8) SUNAMERICA 2015 HIGH WATERMARK FUND 19) RAYMOND JAMES BANK A A A A A A A Dividend Dividend Dividend Dividend Dividend None Non: Dividend Interest None J J T T Closed Buy Sold 06/01/09 J 01114/09 J 03/30/09 J A J J J J J T T T T T Sold 09/25/09 J 11/19/09 J 04/21/09 J

19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31.

Nono Dividend None

06111/09

32~ 20)MERCADOLIBRE INC-STOCK 33.

1. Income Gain Codes: {.5~e Colmzmt B[ stud D4) 2. Value Coder (See Cobxm~s CI trod D3) 3. Value Method Cod~ (See Cohttrm C2)

A -$1,000 or Ist F -$50,001 - $1~,000 J -SILO00 ot test N -$250,001 - $500,000 P3 =$2L000.001 - $50,000,000 Q -Apptaisal U -Book Value

B -$ Ifi01 G =110fl,001 - $1.000,000 K O -$500,001 - $1,000,000 R =Cost (P,~al ~te OnlyI V-Oth~

Ill -$|,0~,0DI - $5.000,000

H2 =M~t~ than $$,000.000

P4 =Mc~e tha= $50.000,000 $ -A~se,~tue~ W =EatlmatrA

T =~.~sh Market

NONE ~o reportable income, ~sets, or tramactiomO

& ~iption of A~~ (incl~ing t~st ~) Pla~ "~" afl~ ~ch ~t exempt from pfi~ di~l~e B. ~m dung ~o~g p~ (0 Amount ~de I (A-~ (2) T~ (e.g., div., ~L or i~) C. O~ss v~ at end of r~ng ~od (2) 0) Value Value ~de 2 Me~od {J-P) ~de 3 D. T~s ~g ~g

T~ (e.~, buy. ~. ~*m~i~)

~te ~

VaMe ~e 2 (J-P)

G~ ~I M-~

I~fi~ of buye~sdl~ (ifp~am

34. 35. 36. 37. 38. 3.9. 40. 41. 42. 43. 44. 45. 46. 471 48. 49, 50.

21)FI~T ~UST GLOBAL ~FKAS~UCTU~ #7

In,st

Buy Sold

~21109 06112/09 ~/01109 07/09109 07~3109 08/31/09 1 I/16/09 09/22/09 06/08109 10/23/09 11109/09 I I/I 2,/09 11/20/09 110/20/09 I0/30/09 11/23/09 12J07/09

J J J J J J J J K J J J A A A A B

22)~GIONS ~IC CASH ACCO~ 23)E HOUSE CH~A HOLD~GS-STOCK

In~t None

~en B~ Sold

24)CITIGROUP INC-STOCK

None

Buy Buy (addl)

25)FEDEKATED MDTSMALL CAP VALUE FUND A 26)PIONEER. CULLEN VALUE FUND A A

None Dividend

J J

T T

Buy Buy Sold Sold Sold

(pro)
27)INO EMERGING COUNTRIES FUND

CL A

Dividend None

T.

Buy Buy Buy Buy Sold

28)E HOUSE CttINA ltOLDINGS-STOCK

J J J I

(pa~)

1. laeom Gai Codes: (S~ Col~s BI and ~)

A -$1,000 or ksa F =tSO,~l - $1 ~,~

B "$1,001 - $2~500 G =11~,~1 - $ I,~,~

C =$L501 - $5,~ HI =tl,~.~l - $5.~,~

D -$~.~1 - tlS,~ H2 ~m ~u ~,~,~0

E =$15,~1 -

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 7 of 9

GgBBONS, JULIA S.

5/21/2010

VII. INVESTMENTS and TRUSTS -~.co.., ..t~., ,,..,ac,~.s a~ct.~e, ,ho,~ of,ro~ .~ d~,~d,~, ~; ,~ r~ ~4-~o
NONE ~o reportable income, assets, or transactions0
A.
~s~ption of A~ (including ~t ~)

B.
In.me during r~ng ped~

C.
Gross value at ~d of r~ning period

D.
Tm~fio~ daring ~0g

(0
Place "~" a~r ~ch ~et ex~pt from prior ~1~ ~ount Code I (A-~

(2)
T~ (e.g., die., ~n~ or int)

0)
Value Cod 2 (J-P)

(2)
Value Me~od Code 3

T~ (e.g., buy, ~IL ~ption)

0)

(2)
Da~ ~

(3)

(4)
Id~fi~ of buy~/~ller (if

Vahe Ga~ C~ 2 C~ 1 (I-P) (A-~

51. 52. 53. 54. 55.

56. 57. 58. 59. 60. 61.

Sold 29)E HOUSE CH~A HOLD~GS-STOCK ~ EQUITABLE LIFE ~S CO ~A EQUITABLE LIFE ~S CO A A None Interest Int,rest J J K T T T Buy

I~11/09 1~28/~

J J

1. Income Gain Co4~s: (S Cohalam$ BI and D4) 2. Vsh] Cod~ (S~ Cotumns C[ and D3) 3. Valu~ Method Codes (See Colurrm C2)

A ~$1,000 or less F -$50.001 - $100,000 J -$15,000 or l~ss N -$250,001 - 5500,000 P3 =$25.000.001 - $50,000,000 Q -Appraisal U =Book Value

B -|1,001 - $2~500 O -$100,001 - $1,00O,000 K =$1~,001 - $50,000 O ~5500,D01 - $1,000,000 R ~Cosl (Real Estate Only) V ~Other

C =$2,501 - $5,000 HI =$l,000,00l - $5,000,000 L ,~150,001 - $100.000 PI ~$1,000,001 - $5.000.000 P4 -More than $50.000,0(30 S -Assessm~t W -Estimated

D ~$50001 - $15.000 H2 ~Mor~ than $5,000,000 M ~$100.D01. $7.50.000 12 =$5,000.001 - $25,000,000 T =Cash Mar~t

E -$15,001. $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

s,=, ofrcrt~n R*porttng mBoss, ZUL[A S.

Date of Report

5t2~0] 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,,~,~,~,~o~~,o,~

PART VII, LINE 26: MERGER OF FUNDS ON 02/09/09 CHANGED NAME FROM FINANCIAL SERVICES FUND TO GROWTIt & INCOME FUND PART VII, LINE 31: BROKERAGE CASH ACCOUNT CLOSED WHEN ASSETS MOVED TO NEW BROKER AND CASH ACCOUNT OPENED ATNEW BROKER, SEE LINE 36

Name of Person Reporting

PageFINANCIAL9 of 9 DISCLOSURE REPORT ] GIBBONS, JULIA S.

IX. CERTIFICATION.

DateSnl/2010efRepo

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable ~tatutory provisions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gift~ which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C, 7353, and Judicial Conference regniation~.

NOTE: ANY INDIVIDUAL ~VItO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S,C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544