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FINANCIAL DISCLOSURE

REPORT

FOR CALENDAR YEAR 2009

in Govermnent Act of 1978

1. Person I*.cporting (last name, tirol, m~ddle initial)

Prowl, Share.P,

4. Title (Article Ill judges indicate active ,or senior status:

Circ~tilJudge-Active

7. Chambers or Office Address

[J.S. Come of Appeals. Fed CJr

717 Madison PI

W~shin~ton. DC 20a39

NW

"

2. Court or Organization

Federal Circuit

5a. R~port Type (check appropriate type)

~ Nominatmn,

l)a~e

~ Initial

~ Annual

~ Final

3. Date of Report

05/12/20

6. Reporti~lg Period

01[0112009

to [ 2/3 I.’2009

5b. ~ Amended Re~3~

8. On the basis of the information contained in this Report and any modifications pertaining Ihereto, it is~ in my opiaioo, in compliance with applicable laws and regulations.

RevieBfing Officer

Dale

1MPOR TANT NOTES: l’he instructions accompanying this form must be Jbllowed Complete all parts, checking the NONE box f!~r each part ~vhere you have no r~’portable informatiot~. S~gn on laxt page.

I. P 0 S I T 10 N S. m~o.i,,u i.d*,.ia,,.~ ,,,,;_~,; ,-~ ~. 9- ~ ~ ol2fiti,Le i.stru trio

NONE (No reportable positions.)

DA’I’E

POSII"ION

NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS

~

Prost, Sharon

FINANCIAL DISCLOSURE REPORT

Page 2 of 9

N

fPer$onReporting

*’rost, Sharon

DateofReport

05;12/20t0

IlL NON-IN VESTMENT IN CONIE. (Reporting individual andspouse; seepp. I7-24 oJfiling instruction*)

A. Flier’s Non-Investment Income NONE(No ~-eportable non-investme)~t income.)

3.

4.

DATE

SOURCE AND TYPE

INCOME

(yours, not spouse’s)

B, Spouse’s ~on-lnveslmeat I ntome - if you were married during any portion of the reporting. ’ear complete this section.

NONE gNo reporlable no~-irn,’estmen~ income.)

DATE

SOURCE AND TYPE

3.

4.

I V. REIMB U RSEMENTS .-,r~,.,~or,,ao,,, i,,~’ai,,v. ~,,,,J. ,,,,,,,,,i

,.

~

NONE (,,~ reportable reimbu~zsements.)

 

SOURCE

DATES

LQCATION

PURPOSE

[

New York Intellectual Property Law Association

312612009-3/28i2009

Ne~ York City, New York

Panelist and Dinner in Honor of Federal Judicia W

2.

Federal Circui~ Bar Association

6118/2009-6Q0/2009

White St~lphur Springs, West Virginia

Confercnt:e panelist

3.

h~tellectua] Pmpeay

Law

9.,’25/2009-912612009

Chicago, Illinois

Symposium panefisr

Association of Chicago

 

4.

Ime}lectual Prope~y Law Scctk)n of the State Bar of Georgia

[ l/I 1,2009-1 I iI 5/2005 Punla (?ana. Dommicat~ Rep~blic

Conl~rencc panelist

ITEMS PAID OR PROVIDED

Transportation, tbod, lodging

Transpo~ation, tbod, lodging

Transportation, food, lodghag

%ansportation, [bod, lodging

FINANCIAL DISCLOSURE REPORT

Page 3 of 9

Reporting

Pro~t, Sharon [ Name of P

Date of Repot!

[

05/12/20t0

V. GIFTS. a,,a,,a~ a,o~-,~ t,, ~po,,.~. ,,,u d,~,a~ childre,,; see pp. 28-31 oJ~Hing in.qtruction~)

NONE (No reportable

 

SOURCE

DESCRIPTION

VALUE

1.

2.

3

4.

5.

~

NONE(No reportable liabilities.)

CREDITOR

DESCRIPTION

VALUE CODE

1.

3,

4.

5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 9

r~

fPersonReporting

Prost, shako,

[

Date of Repor~

o~2~o~o

VII. IN

ES I MENTS and TRUSTS - i

~

~ NONE (No reportable income, assets, or transactions.)

A.

B.

~iacluding lrtlst assels)

reposing period

 

0)

 

Place*’(X)"aider eachas.~,e~

Amaum

exempt fromprior disclosure

Code [

 

~A-H)

L

Municipal Bond, Chicago, IL CIass ~’DG

A

2.

Muuicipal Bond, Oklahoma City, OK MIA V’,’TR

A

3.

ML Fundamental Grov:th Mutual Fund

4.

Payless Shoe+ [nc.l’See Part VIll)

5.

Venture Sl,,)tes Inc.(See Part VIfl)

6.

CMA rax-Exempt Fund

A

Reserve f’rime Money Market

A

8,

Geaerat Electric Company

A

9.

Pioneer- Pioneer "v’alne Fund CIA

A

tO.

American Funds - SmallCap World Fund lnc C[A

1 I.

WGt. Itoldings Inc.

D

12

American Fuuds- Capital World Growth Income Fund

t?

American Funds - Growth Fund America Inc.

14.

Rental Pruperty. Silver Spring, MI)

D

15.

United Slams Semite FCU - Account

B

i6.

United States Senate - RO’FH IP,-,~

A

!7.

Pioneer - Pioneer Mid-Cap Growth Fund -

A

{2)

Type l’e.g.,

div., ren~,

or int.l

Interest

Interest

None

Interest

Dividend

Dividend

Dividend

None

Dividend

None

None

Rent

Interest

Interest

l)ividend

,~,,,,, at eludes tl o~e 4 ~P

d depend, nt ckildren: see’pp 34-60 o]:f!lltlg i

iota.)

 

C.

D.

o~ reporting period

 

(1)

~.2)

(1~

(2)

(.31

(4)

~5)

VaRm

Value

Type

e.g.

Date

Value

Gain

IdentRy of

Code 2

Method

buy,

sell,

muv&t."yy

Cudc 2

Code I

buyer.~Mler

ll-P)

Code3

,

redemption)

(~-Iq

IA-H)

(if private

(Q.W)

:~

transaction)

 

Sold

01.02]09

M

A

Sold

03/10709

M

A

J

T

J

T

J

T

J

T

K

T

,I

T

K

T

K

"1"

 

Sold

l0 15,09

J

A

M

1+

.I

K

W

"1"

T

T

I I

FINANCIAL DISCLOSURE REPORT

Page ~ of 9

VII. INVESTMENTS and TRUSTS --z

Ii Nan, eofP

Reporting

~’rost, Sharon

t,,~,,

,io ,a.~.a.~t~,o,~of.~

~ NONE (No reportable income, assets, or transactions.)

[

Date,ffReporl

0r, l~

~Gl0

d dependent chitdren; see pp. 34-60 ~ffilinginstructions.)

A.

B.

C.

D.

De.rip)ion of Asset~

Income during

Gros~ value at end

"[’ransaclio~s during reporting period

(including trust assets)

repo~ling period

of reporting period

Place "1XY’ after each asset

f?~mpriG) disclosure

exempt

[g.

M&~ Bank - IRA

19.

PNC Bank - IRA (formerly known as Riggs National Bank)

20

U.S. Oovemmen~ Fund - Tbe Reserve Fund - IRA

21

Meril[ Lynch l.it~" Insurance Cash Surrender Value

22.

PNC Bank - (TDs (tbrmerly known as Riggs Natitmal Bank)

23.

American Funds - Eoro Pac Growth

24.

Goldmaa Sachs TR Mid-Cap Value Fund

25 Pentair Inc.

_’26.

American

Ccntn W New Opportunities

27.

Eaton Vance Large Cap Value

28.

29

HartR~rd Growth Opportunities

30

31.

,,\rtio Global lro,’cstmen~ Funds lrtlcmationat I£qai~y It 1

32,

MFS Valne Fund

33,

Oppenheimer Value Fund

34.

Royce Pmmsylvania Momal Fond

[See C*,i~a has B 1 and D4 } 2 Vah~eCodes

F =S5 O,O01 - $ 100,000

J-SlS,000orlcas

~)

Amount

Code 1

(A-H)

A

A

A

A

A

A

A

A

A

A

A

A

 

~2)

~

~.2)

t~)

] (2)

~3)

(4;

(5)

Type (e.g.,

Value

Value

"[’2pe (e.g.,

:.

Date

Value

Gain

Identity

div

rent,

Code 2

Method

buy. ~tl.

’. mm,’dg~yv

Code 2

(’ode l

buyer;seller

or mt )

d-P}

Code 3

redemption)

(J-P~

)A-H)

(if private

 

(Q-W)

~

transactioni

lnteresl

J

T

Interest

J

T

Dividend

J

1"

Dividend

1_

T

Imc~est

K

"I

Dividend

J

T

None

J

1"

Dividend

J

T

None

J

r

Dividend

J

T

 

t3uy

{add’l)

I 0i 15/09

J

None

.I

T

 

Boy

10! 15109

J

tadd’l)

Dividend

J

T

Dividend

 

Sold

10?15/09

J

A

 

1

Dividend

 

Sold

02/03i09

J

A

Dividend

J

T

(i - $ 100,001 - $13~)0.000 K 515,L~1-$50,000

111 -$ [ .O00.()O I - S 5,0(~,000

L-$50.OOI-SI00,000

112 = More than $ 5,000,0~1 M=$1OO,O0! .$250.000

FINANCIAL D1SCI~OSURE REPORT Page 6 of 9

Name of Person Reporting

~rost, Sha,’on

VII. ! NVESTMENTS and ]’RUSTS -- i

~

~ NONE

OVo r~7~ormble i~wome, assets, or transoctions.)

,io,,, (Includes those of .,~

Dale of Report

a dependettt children; see pp. 34-60 o[filing i

Kons.)

A.

B.

C.

D.

Description of Assets

incline during

Gross va{ue a~ end

Transactions during reporting period

{including u’ust assets)

repotliag period

of reporting pe~ iod

Place "(X)" after each asset exempt fi’omprior disch~sure

35. I’hmuburg [mernadonal Valne

36. Wells Fmgo Advantage Small Cap

37. W~stcorc Sma!t Cap Value Fund

38

"r~an,samerica EquiU,. l~"tmd

39.

Delaware VaRte Fumt

40.

.,11.

Municipal Bond L ubbock, TX

42.

43.

iShares Russell [00{} Growth Index Fund

44.

45.

iShares Russe[l lO00",,’aluc Index Ftmd

¯ :16.

47.

Municipal Bond Olm,~

48

Mm~icipat Bond .lefferson County. CO

:19.

Municipal

Bond

Purdue Univ.

50.

Municipal

Bond (’.uyahoga OH Comm. Coil.

51.

Municipal Bond Oregon St. Dpt. Admin.

(1~

12)

Amount

Type (e.g.~

Code I

div., rent.

(A-H)

or int.)

None

None

A

Dividend

None

None

A

Interest

A

Dividend

A

l)ividend

iX

Interest

A

Interest

A

luterest

A

Interest

A

Interest

0)

(2)

Value

Value

Code 2

Method

(J-P)

Code3

.

J

T

J

T

J

T

K

T

K

T

K

T

K

T

K

T

(t)

(2)

(3)

Type (e.g.

Date

Value

btly, sell.

::mm,"d~yy

Code 2

redemption]

~

U-P)

Sold

10/15/09

J

Sold

10/15/09

J

Sold

09/25.:09

J

Buy

02,03/09

Sold

09/25/09

J

Buy

0,4/03/09

K

Sold

(19104.’09

K

Buy

09/25/09

B~y

I 0/t 5/09

J

{add’I)

Buy

09,25/09

.1

Buy

I 0i i 5/09

,I

(add’I)

Buy

09.14/09

K

Buy

04/I 7/091

K

Buy

] 04i06100

K

Buy

03/30/09

K

Buy

03/30/09

K

(4)

Gain

Code I

(A-H)

]

A

I A

A

A

A

1

I

(5)

lden ity of buyeffseller (if private

FINANCIAL DISCLOSURE IREPORT Page 7 of 9

[~

fP

Reporting

]

NONE (NO reportable income, assets, or transactions.)

 

A.

B.

C.

Descripd~m of Asse~s

]llcom~ during

Gross value at end

(includh~g trust asse~s)

reporting period

af reposing

pedod

Place "1X}" after each asset exempt irom prior disctosute

52. Municipal Bond Spring Branch= TX IndpL

j Schoo! Dist.

3 Municipal Bond Oregon S1 Brd. Ed.

54. Municipal Bond .San Antonio, TX Elec. & Gas Re,,’

55. Mumcipal Bond New York, NY Trans. Fin.

56. Municipal Bond University Tex.

: ~,7.

Municipal Bond Energy Northwest Wa. Elec.

58. Municipal Bond Met. Nsh-Dvd TN Elec. Rev.

’. 59. Municipal Bored Geor~ia~

O)

Amount

Code [

(A-H)

A

A

A

A

A

A

A

A

(2)

[ype (e.g.,

dit

or mt.I

,~nt,

Interest

Interest

Interest

Interest

Interest

lnte~est

Interest

lnteres~

1~

Value

(Jodc 2

f J-P)

K

K

K

K

K

K

K

K

(2~ ~

(~)

Value

Method

Code 3

(Q-W)

T

T

T

T

T

T

"1

T

J.ro~t. s,,ron

D. Transactions durin~ rcp~rting period

Type (e.g

buy sell.

redemption)

Buy

Buy

Buy

Bny

B~.,,

Buy

Buy

Buy.

(2~

; Date

~mm.’d~Uyy

~

03,19/09

03/I3/09

03/09:09

03/11/09

i 03.10,09

03/03,’09

:03/04.,09

0~~," ,.r~/09

(3~

Value

Cod~ 2

J-P!

K

K

K

K

K

K

K

K

(4~

Gain

Code i

IA-tl)

DateofReport

05n2/2o10

[denti

D"

of

buFc~,.’seller

(if private

~ransacfion)

FINAN CIAL DISCLOSURE REPORT

Page 8 of 9

~,,,e of P

Reportillg

Pro~t. Sharon

I)a~e of Report

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part VII Line 4 - Payless Shoes Inc - This struck was sold 7/28./2008 but was inadvertently not listed as sold on last years financial disclosure. Part VII Line 5 - Venture Stores Inc - This stock ",,i-as sold 7"28~2008 but was inadveAently not listed as sold on last years financial disclosure.

FINANCIAL DISCLOSURE REPORT

Page 9 of 9

IX. CERTIFICATION.

~am~ of P

Reporting

Prost, Sharll, n

Date of Reprwt

05/12,i2010

]

I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children~ if any) is

accurate, true, and complete to the best of my knowledge and belief, and tha~ any information not reported was withheld because it met applicable statutory provisions perm~ttlng non-disclosure.

i furlhcr certify that earned income fl’om out.side empioymeut and honoraria and the acceptance of gifts which have been repor|ed are in compliance with tile provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S,C, § 7353, and Judicial Conference regulations.

Signatm

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND ’WILFULLY FALSIFIES OR FAILS TO FII,E THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FtI,ING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United Stales Courts Suite 2-30 I ()he Columbus Circle, N.E. Washington~ D.C. 20544