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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

R~port Required by the Ethics

in Government Act of 2978

(s v.zc. app. §§ 1o1-110

1. Person Reporting (last name, first, middle initial)

Aspen, Marvin E.

4. Title (Article 1~[ judges indicate active or senior star,is; magistrate judges indicate full- of part-time)

UNI~EDSTATESDISTRICTJ

7. Chambers or Office Address

219 SOUTI~I

DEARBORN STREET

ROOM 2578

CHICAGO, IL 60604

2. Courl or OrganiT.ation

U.S. DISTRICT COURT

5a. Report Type (check appropriate ~’pe)

[] Nomination,

[] In.itial

Date

[] Annual

[] Final

3. Date of Reper~

06/2912010

6. Reporting Period

01/01/2009

to

12/31/2009

5b. [] AmendedReport

8. OR the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in cmnpliance with applicable law~ and regulations.

Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Repor,ing individual only; see pp. 9-13 of filing instrt, clions.)

[~]

NONE two reportable positions.)

POSITRON

1. BOARD OF DIRECTORS/TREASURER

3.

4.

5.

ILAGREEMENTS. (Reporttng tndividual onty; seepp. 14-16 of f!ting lnstrucfions.)

~]

1.

2.

NONE (No reportable agreements.)

NAME OF ORGANIZATION/ENTITY

AMERICAN BAR ASSOCIATION/AMERICAN BAR ASSOCIATION RETIREIvl~NT FUNDS

PARTIES

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Same of Person Reporting

Aspen, Marvin E,

Date of Report

06/29/2010

III.NON-INVESTMENTINCOME. (Reporting individual and spouse; See pp. 17-24 off dine instracaons.)

A. Filer’s Non-lnvestment Income

NONE ~o reportable non-investment income.)

DATE

SO~CE A~ ~E

1. 2009

STATE OF ~L~OtS @ENSIO~

2, 2009

THE RU~R GRO~ ~OY~T~S)

3.

4.

~OME

(you~, not spo~e’s)

$22,470.00

$2,131.00

B. Spouse’s Non-Investment Income - lf you ~vere monied during any portlon of the reporting year, complete this sectior~ (Dollar amount not required ex’cept for honoraria 3

[---]

NONE (No reportable non-investment income.)

DATE

SOI,JR,QE AND TYPE

1. 2009

FROSCH TRAVEL AGENCY (Salary)

2.

3.

4.

IV. REIMBURSEMENTS --,r.n,,po,t.,Io~, Iodgin~,fooa. entertaimnenL

(Includes those to spouse and dependent children: s’ee pp. 25-27 of filing im’tructions.)

~] NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

.

ITEMS PAID OR PROVIDED

1.

AMERICAN BAR ASSOCIATION AND ABA R.ETIREM’ENT FUNDS

23t4-8/09

Scottsdale, AZ

Meeting

Travel-related expenseslcoach air; hotel; meals

2.

AIvIERICAN BAR ASSOCIATION AND ABA RETIREMENT FUNDS

9/09-13/09

Pinehurst, NC

Meeting

Travel-related expenses/coach air, hotel, meals

3.

AME1LICAN BAI!. ASSOCIATION AND ABA RETIREMENT FUNDS

12/01-06/09

Naples, FL

lVleeting

Travel-related expenses/coach air, hotel, meals

4.

FINANCIAL DISCLOSURE REPORT

Page 3 of 8

Name of Person Reporting

Aspen, Marvin E.

V. GIFTS. a~

NO~ ~o reportable g~s.)

1.

2.

3.

4.

5.

SO~CE

DESCR~ON

VI. LIABILITIES. a,~¢~es ,hos~ o~

d depe,,dent children; see pp. 32-~3 of filing in$truction~.)

NONE (]go reportable liabilities.)

1.

CREDITOR

DESCRIPTION

2.

3.

4.

5.

]

06/29/2010

Date of Report

VALUE

VALU~ CODE

DISCLOSURE REPORT

Page 4 of 8

o6n9/2OlO

VII.INVESTMENTSandTRUSTS- ~nco

l~,, t

lions (Includes those of sp

NONE(No reportable income, assets, or transactions.)

d dtpet, d~nt children; seep~o. 34-60 of.filing lnstructlotts.)

A.

Description of Ass~:ts (including mist assets)

l:qace "(X)" after each asset exempt from prior disclosura

B.

Income during

reporting period

(l~

Amount I

(~)

Type (e.g.,

i

I

C. Gr~s value at end i of repot|lug period

(l) [ (2~

Value

Valuc

Code 1 i

I

i

or iot.)(.)

div.,rent,

Code 2

1 Method

Code 3

(Q-Vv3

!

i

i

i

I

Typ~ (e.g.,

buy, sell,

redemption)

D. Transactions during reporting period

Date [ VaLue mn~’dd/yy I Code2

,

]

i (J-P)

,

Gain [ Code 1 i (A-H) i

Idcnlity of

buyer/seller

(ifprivate

transaction)

1,

J.P. MORGAlq CHASE

2.

FZRST BANK OF HIGHLAND PARK

3,

AMERJCAN TELEPHONE & TELEGRAPH CO. (COMMON STOCK)

4.

EXXOI’q lvlOBIL CORPORATION

(COM1MON STOCK)

C

A

A

B

5,

PACIFIC GAS & ELECTRIC CO.

A

(COMIMON STOCK)

6.

PFIZER, 12qC. (COMMON STOCK)

C

7.

RJ. REYNOLDS-NABISCO CO.

A

(COMMON STOCK)

8,

COMMERCIAL BUILDlaqG, NORTHBROOK, IL (LTD PTN’RSHP)

D

9.

SBC COMMLrNICATIONS (COMMON STOCK)

B

10,

BELL SOUTHERN (COMMON STOCK)

B

1 I.

BSV (LIMITED PARTNERSHIP)

F

12.

MICROSOFT CORP.

A

13.

NASDAQ 100 TRUST SERI

A

14.

MANUAL FI]qANCIAL CORP

A

15.

EDEAR.S, INC. X

A

16.

13x,rI’EGRYS ENERGY GROUP X

A

17.

I_NTEL CORP X

A

baterest

M

T

Interest

J

T

Dividend

Sold

09/30/09

J

A

Div

L

T

Dividend

J

T

Div

Sold

9/30/09

K

D

Div

Sold

0!}/30/09

J

A

Dividend

L

U

Div

K

T

Div

K

T

Dividend

L

U

Dividend

Sold

09/30/09

J

A

Dividend

J

T

Dividend

J

T

Dividend

J

T

Dividend

J

T

Dividend

J

T

FINANCIAL DISCLOSURE REPORT

Page 5 of 8

~ameo¢VersonReporting

Aspen, Ma~a E.

NO~ ~o reportable income, assets, or ~ansactions.)

A.

Description of A~e~ (inciting trust ~sets)

~

/

[_

B.

C. Gross v~ue at end of r~o~g period

o) ~ (~)

VMue

Value

~corae dung

repo~ng ~fi~

~i~

 

Place "~)" after each asset

[Amount

~Code1

exempt ~om prior ~solosure

(A-~

 

,

~8.

LSI CO~ X

A

19.

MORGAN STANLEY X

A

20.

MOTOROLA X

A

21.

oRAsU’RE TECHNOLOGIES, INC. X

A

22.

P & G CORP X

B

23.

RELIANT ENERGY, INC. X

A

24.

TEREX CORP X

A

25.

TIME WAKNER X

A

26.

VEILIZON COMMUNICATIONS X

A

27.

WEATHERFORD INT. LTD, X

A

28.

ALL STATE CORP X

A

29.

COMCAST CORP X

A

30.

CONNb’CO PI-111.LIPS X

A

3 I.

GENERAL EELECTRIC CO X

A

32.

EMB,LRQ CORP. X

A

33.

HEWLETT PACKARD CO. X

A

34.

SPRINTNEXTEL CORP. X

A

(~)

Tspe (e.g.,

 

~

or int.)

(J-P)

Cede 3

 

~

~ (~W)

Dividend

~

T

Dividend

l

T

Dividend

J

T

Dividend

Dividend

K

T

Dividend

J

T

Dividend

J

T

Dividend

Dividend

Dividend

J

T

Dividend

J

T

Dividend

Dividend

J

T

Dividend

J

T

Dividend

J

T

Dividend

J

T

Dividend

J

T

t

I

o)

T~e (e.g.,

r~emption)

Sold

Sold

Sold

Sold

r L Income Gain Codes:

(See Colmnns BI

2, Value Code~

~d D4)

(See Columns (71 nnd D3)

i 3. Value (See Colurra~ Method C"2) Codes

A =$1,000 or Itss F*$50,001 - $100,000 J -$15~000 or le.~ N *$250,001 - $500,000 P~ ~$25,000,00~ - $50,000,000 Q =Appraisal U =Book Value

B ~$1,001 - $2,500 G ~$1flO,001 - $1,0@).000 K -$15,001 - $50.000 O =$500,001. $1.000,0~0

R "*Cost (Real Estate O~ly) V~O~her

C ~$2,501 - $5,000 I!1 =$1,00~,001 - $5,0{~0.000 L =$50.001 - $100,0~0 PI =$1,000,0~i - $5,000.000 P4 =More than $50,000,000 S =Assessment W=Estimated

T~nsacfioos duriog repoaing period

~ (2)

(3) (4) ]

~

Da~

Value

~in]

[

~ O-P)

~ (A-I~

~:

 

~

09/30/09

J

A

09/30/091

J

A

09/30/09

J

A

01/06/09

J

A

D=$5,001 - $15,000

H2 =More ~an $5,000,000

M =$100,001 - $250,000 P2 =$5,000,001 - $25.000,000

Y =Cash Market

~ateof.¢~on

I

05~9/2010

I

(5)

Idenfi~ of

(if pilate

~acfion)

 

i

E =$I 5,001 - $50,000

 

.

FINAN CIAL DISCLOSURE REPORT

Page 6 of 8

Name of Person Reporting

I

Date of Report

Aspe., Marvin E.

06/29/2010

 

[

VII. INVESTMENTS and TRUSTS - ~

e, vat~ ttans,c~’ons anctudes a, os, o£sp

a dep,,~a,nt ~hita,e,,; ~eep2~ 34-60 of~an~g ~nstrucaons.)

--’l NONE (No reportable income, assets, or transactions.)

A.

Description of Assets. (including trost assets)

~Place "(X)" after each asset exempt from prior disclosure

B:

l~come during

’~

reporting period

Amount ; Code 1

i (A-H)

Type (e.g.,

div,, rent,

or int.)

[

l

.

:

i

C. Gross value at end i °f rep°rting peri°d

Value

Code 2

(JP)

(2)

Value

Method

Code 3

!

Type (e.g.,

buy, sell,

redemption)

D. Transactions during reporting period

~ (~)

(3) I (4}

[ Date [ Value ~m’oJdd/yy Code 2 (.l-p)

Gain

Code 1

(A-H)

Identity of

buyer/seller

(if private

35. TEXAS INSTRUMENTS INC X

36. VIACOM I]qTL. X

37. FIDELITY MUTUAL FUND X

38. DREYFUS MUTUAL FUND X

39. SIT INVESTMENT ASSOC. MUTUAL FUND X

A

Dividend

J

T

A

Dividend

J

T

B

Dividend

K

T

B

Dividend

K

T

B

Dividend

K

T

FINANCIAL DISCLOSURE REPORT

Page 7 of 8

N~m~ of Person Reporting

Aspen, Marvin E.

Date of Repor~

06/29/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~1.d~atepa,~o/Re~,o,~

PageF!NANCIAL8 of 8 DISCLOSURE REPORT

Name of~erson Reporting

Aspeu, Marvin E.

Date of Report

06129/2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

! further certify that eataled income from outside employment and honoraria and the acceptance of gifts which have been reported are iu compliance ~alth the provisions of 5 U.S:C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Couference regulations.

Si

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILb~ISLLY FALSIFIES OR FAILS TO FILE TI-LrlS REPORT MAY" BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544