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FINANCIAL DISCLOSURE REPORT

FOR CALENDA-R YEAR 2009
2. Court or Organizalion Sixth Circuil Court of Appeals 5a. Rcpori Type (check app~opriate type) [] Nomination, Date [] Annual [] Final

Rep~.t Required by the Ethics

(_s u.s.c. ~pp. ~ /o1-I I1.;
3. Date of Report 04/21,2010 6. Reporting Period 01/01/2009 to 12/31/2009 in Government Act oft 978

1. Person Reporting (last name, first, middle initial) Norris. Ainu E. 4. Title (Article llI judges indicate active or senior status; ~r~agistrate judges indicate full- t~r part-time) U_S. Circuit Judge (senior)

[] hfitial

5b. ~ Amended Report 7. Chambers or Office Address 328 U.S. Courthouse ~5 Marconi Boulevard Columbus OH 432 l 5 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it i% in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The itts"tructiorts accompanying th~ forttt must be followed. Complete all parts,
checking the NONE box for each part I*,here you have no reportable ittformalion. Sign on lastpttge.

1. POSITIONS. ne~oai, g ~,al,ia,.to,t.~; ~ee ,p. 9-13 ~ff!ling instructions.)

--] NONE (Aro reportable positions.) POSITION
I. 2. Ta~stee Partner

NAME OF QgGANIZATION/ENT.ITY
Clements Foundation, Westerville, Ohio Schrock Road Professional Building, a pa~ership, Westerville, Ohio

3.
4.

II. AGREEMENTS. (Reporting indivldual only; see pp. 14-16 of filing instruetlons.)
NONE (No reportable agreements.) DATE
t 01/01/67 2. 1981 3.

;~

~ ~ .. )>

PARTIES
to 6/30/86 - Ohio Public Employees Retirement System, contributed during former stale ernp!~yment. ABA - Administered "Keogh" Plan, contributed dufng law practice

Norris, Alan E.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

r~ ..... P ..... Reporth|g f

Date of Report

Norris, Alan E.

04/21./2010

1II. NON-INVESTMENT INCOME. ~epom~,. indtvidual andsp .....

A. Fliers Non-Investment Income
NONE (No reportable non-investment income.)

; see pp. 17-24 of filing instructions.)

DATE
1.3a~-Dec.09 2. 3. 4.

SOURCE AND TYPE

Ohio Public Employees Retirement System

INCOME
(yours, not spouses) $52,674.41

B. Spouses Non-lnvestment Income - If you ~*,ere married during any portlon of the reporting year, complete this section. [~] NONE (No reportable non-h~vestment income.) DATE
1. Jan-Dec.09 2. 3. 4.

SOURCE AND TYPE

Ohio Public Employees Retire~nent System

IV. REIMBURSEMENTS - ~..ns.o..,~o.. todgi.~. ~,,,,d.

(Includes tk~sc to spouse and depc.ndent children; see pp. 25-27 q/fling instr~ctions.)

NONE (No reportable reimbursements.) SOURCE

I. 2. 3. 4. 5.

DATES

LOC:ATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 6

NameofPcrson Reporting

Da~eofReport

~or,.is, Alan E.

04/21/2010

V. GIFTS. a.el,,ae~" ti, ose ~o W .... .a de~,end.., cl, ttd, en; se. ,p. 2S-3~ oylUi.g
NONE (No reportable giJt~.)

SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

V1. LIABILITIES. a,,ct,,de, t~o~ o~p ........

[~ NONE (No reportable liabilities.) CREDITOR
t. 2. 3. 4. 5. Key[~ank

d dependent children; see pp. 32-33 of filit g instructions.)

DESCRIPTION
credit dard debt

VALUE CODE
K

FINANCIAL DISCLOSURE REPORT

Page 4 of 6

~Name of Person Reporting

Date of Report

A~a. E.

04/2 ~/2010 ~ dependent cMhlren; seepp. 34-60 of filing in.vtructions.) ~.

T flora during ,gl,oning perlod .....

[Norris,
VII. INVESTMENTS and TRUSTS - +,,co,,,+. v,a,,e. ,,o,s:,.,i,,,~. a,,d,,,~+s,+,,++ o/+~ ......
~ NONE ~o reportable income, assets, or transaction.)

.......................... L ................ I .......... ~ ........... c. .................

Dcscripti f Assets .... (inch,cling trust assets) Place"(X)" after each ~sset exempt from prior disclosure ~ I ..... du~ag r~o. ~r~.ofi r~ing Amoral Code I (A H) Ts~e (e.g., div., real or intA Gross value a, end or reporting period Value Code 2 (J-P) ~ Value ~ MeIhod Code3 (Q-W) Q T T T T T T T Buy Buy 12/15/09 12/15/09 J J T~e(e.g., buy, sell, redemption)

- ..............

D~te Value~ Oa~ ] ~mm!d~~ ~ Code 2] Code I ; , : (J-P) ] A-H} ~ ~

" 0 " boy~/seller (ifpri~ate transaction)

I. 2. 3. 4. 5. 6. 7. 8.

1/4 int. rental properly, Westerville, OH appraised 1 / 19/04 common stock, IBM checkin~ account, Bank One/Chase B~k Columbus, Ohio Keogh, ABMEquitable Life Ins. Savings ac~:ount, AmTrust, Cols, Oil (now WesBanco) Guardian Life Insurance Policy #1 I Shares Barelays TIPS Bend Fnnd Pimco FDS Bond Fund

D A A D E A A A

Renl Dividend Imerest Distribution Interest Dividend Dividend Dividend

M J K M M J J I

10. 11. 12. 13. 14. 15. 16. 17.

FINANCIAL DISCLOSURE REPORT

N .... of Perso,, Reporting

l)ate of Report

Page 5 of 6

Norris, Alan E. [

04/21/2010

Villi. ADDITIONAL INFORMATION OR EXPIJANATIONS. ~Zn,~icot~,a,to/R~po,,.~

FINANCIAL DISCLOSURE REPORT Page 6 of 6

IX. CERTIFICATION.

N ..... of Person Reporting Norris, Alan E.

Date of Repor~ 04/21/2010

i certi~ that all infnrmation given above (including information pertaining tu my spouse and minor or dependent chiidren, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify" that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure

Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C, 20544