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AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, firsf, middle initial)

3. Date of Report 05/11/2011


6. Reporting Period

Frank, Donovan W.
4. Title (Article I!1 judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Court, Minnesota


5a. Report T)]~e (check appropriate t)~e) ] Nomination, [] Initial Date [] Annual [] Final

01/01/2010
to

U.S. District Judge - Active

12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Resiessing Officer Date

724 United States Courthouse 316 North Robert Street St. Paul, MN 55101

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. CRepo.ing indlviaunl only; seepS. 9-13 of filing instructions)


--] NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. President Director Board Member

NAME OF ORGANIZATION/ENTITY Federal Bar Association - Minnesota Chapter


Lawyers Concerned for Lawyers Minnesota Landmarks Board of Directors

II. AGREEMENTS. ~Re, onl.g individual only; seepp. 14-16 of filing instructions)
NONE (No reportable agreements.)

DATE
I. 06/24/16 2. 3.

PARTIES AND TERMS


Minnesota State Retirement Plan (when eligible, no control)

Frank, Donovan W.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Frank, Donovan W.

Dale of Report 05/11/2011

IIl. NON-INVESTMENT INCOME. (Repor~ing indi,idual and spouse; see pp. 17-24offilinginstructions)
A. Filers Non-Investment Income ~ NONE

(No reportable
DATE

non-investment income:) SOURCE AND TYPE


INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - i/j,ou were married during any por~ion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable


DATE

non-investment

income.) SOURCE AND TYPE

1.2010 2. 3. 4.

EcoLab, St. Paul, MN (Employment)

IV. REIMBURSEMENTS -,ru,,spor,atio., Io,~gi,,g,/ood, entertainment.


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Frank, Donovan W.

Date of Report 05/11/2011

V. GIFTS. ancl~do~ ,hog 1o gpouge and de, enden, children; gee pp. 28-31 of filing instructions.)
NONE (No reportable g~s.) SOURCE I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a.cl,deg those qg~,o,se u.a aepe.~e,, children; gee pp. 32-33 o]fillng instructions.)
D NONE (No reportable liabilities.) CREDITOR I. 2. 3. Bank of America Bank of America Massachusetts Educational Financing Authority (MEFA) Citi Bank Sallie Mae Bank of America Wells Fargo Capitol One U.S. Department of Education Credit Card Credit Card MEFA Student Loan - Education DESCRIPTION VALUE CODE K K K

4. 5. 6. 7. 8. 9.

Student Loan Student Loan Student Loan Student Loan Student Loan Student Loan

K K K K K M

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Frank, Donovan \V.

Date of Report 05/I 1/2011

VII. INVESTMENTS and TRUSTS - income, vatae, transactions (Includes those of spouse and dependent children; see pp. 34-60 o]filing instructions.)
NONE (No reportable income, assets, or transactions.)
A Description of Assets (including Irust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period C Gross value at end of reporting p~riod

D Transactions during reporting p~riod

(0
Amount Code I (A-H)

(2)
Type (e g, div, rent, or int )

O)
Value Code 2 (J-P)

(2)
Value Method Code 3

O)
Type (e g, buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)

2. 3. 4.

6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

I IncomeGain Codes: {See Columns BI and D41 2 Value Codes (See Columns CI and D3) 3 Vatue ~tethod Codes (See Column C2)

A =$1,000 or less F =S50,001 - $100.0~ J =$15.000 or less N =$250.001 - $500,0~0 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B-S1,001-$2,500 G =$100.0(31 - $1,000.000 K -$15.0OI - $50.000 O =$500,001 - $1,0~).000 R =Cost (Real Eslale Only) V -Other

C=$2,501 -$5,000 HI =$1.000,001 - $5.000,00{) L =$50.001 - $100.000 PI =$1,000,001 - $5,00~,(~0 P4 -More than S As,x:s~mettt W =Estimated

D=$5,001 -$15,000 H2 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5,000,01)1 - $25,000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Frank, Donovan W.

Date of Report 05/11/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Frank, Donovan W.

Date of Report 05/I 1/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Donovan W. Frank

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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