Roy.

1/2020

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
Z. Court or Organization U.S. District Court ED!VA 5a. Report Type (check appropriate bpe) [] Nommalmn, Date [] Annual [] Final

Report Requtred by the Ethic~

in Gove~nment Act of 1978

(s t/s C app. lOl-lt0

3. Date of Report 04/30/2010 6, Reporting Period 01/01/2009 to 12/31/2009

1, Person Reporting (last name, first, middle initial) WILLIAMS, RICI-1ARD L 4. Title (Article Ill judges Indicate active or seruor status, magistrate judges indicate full- or part-time) SeniorU.S Dl.~trict3udge

[] Inttlal

5b. ~ Amended Report 7. Chambers or Office Address Robmson~qVlerhige U S Courthouse 701 E Broad St., State 3000 Pdchmond, Virginia 23219 8. On the bas~s of the information contained in th~s Report and a~y modifications pertaining thereto, it is, in my opinion, in comphanee with apphcable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.

--]

NONE (No reportable positio~z~.) POSITION NAME OF ORGANIZATION/ENTITY

Revocable Trust Agreement dated as of 11/29/05 to hold Scott & Stringfeltow Account - Trust #1

Trustee

Trustee

Revocable "I rust Agree~nent dated as of I 1/29,05 to hold Scott & Stringfellow Account - Trust #2 Revocable Trust Agreement dated as of 11/29/05 to hold Merrill Lynch Account -Trust//3

Trustee

11. AGREEMENTS. (Report,t,g itulividua! only; sea pp. 14-16offiffngin~trutt .......

~ NONE (No reportable agreements ) J)AIE
1 2

PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT Page 2 of 8

N~.e 0fPersoa Reporting I

Date of Report

Wn~LJA~1S, RICHARD L, I

04/30/2010

IlL NON-INVESTMENT INCOME. ~ort~.z indlvidt,a! and spouse; ~ee pp. 17-24 of ~llng ins~uclions.)
A. Filers Non-lnvestment Income NO~ (~o reportable non-investment income.) DATE
l 1/1-12/31 2 3 4

SOURCE AND TYPE

V~gm~a SuppIemcmal R~t~remea~re~irement Total -

~COME
~you/s, no~ spot~ses) $10,626.00

B. Sp ouses Non-Investment Income - If you were married during anypottlon of the report~ng year, complete this section.
(Dollar ~raount not required except for honorarta )

NONE (No reportable non-investment tncome.)

DATE
1 2

SOURCE AND TYPE

IV. REIMBURSEMENTS (I~lude~ tho~" to ~pou~e and dependent ~hlldren; see pp 2.~-27

NONE (No reportable retmbursements.) SOURCE DATES I~OCATION PURPOSE ITEmIS PAID OR PROVIDED

2. 3 4 5

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of P ..... Reporting

Date of Report

WILLIAMS, RICHARD L.
[

04/30/2010

V. GIFTS. anct, d,s ,hose ,o sp ...... d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable $~s.)

SOURCE
1. 2. 3 4 5.

D~SC~PTION

VALUE

VI. LIABILITIES. a,d,,de,

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2. 3. 4. 5.

Page 4 of 8

] WILLIAMS, RIC/-IARD L.
lue, tr ..... tions (Includes those of sp ......

04/30/2010
d dependent children; seepp. 34-60 of filing inst ......... )

VII. INVESTMENTS and TRUSTS - i ........

---] A Description of Assets 0nclud~ng trust assets) Place "(X)" a~er each asset exempt fiom prior d~sclosure

NONE (No reportable income, assets, or transactions.) B. I Income dunng reporting period (l) (2) Amount Type (e.g., Code I dlv, rent, (A-H) or mr.) C. I Gross value at end . of reporting period (I) (2) Value Value Code 2 Method (.l-p) Code 3 (Q-W) K J N T T T D Transactions dunng reporting period (1) Type (e g, buy, sell, redempnon) I (2) (3) (4) Date Value Gum m~tdd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

1 2. 3 4. 5. 6 7 8 9 10. I 12

Bank of America/Richmond, VA/Aeets Suntrusr./Rtchmond, VAJAcct Revocable Trust fi l/Scott & Stringfellow Contpnsed of" - Bristol Myers Squibb Co (Common Stock - lntel Co~p (Common Stock) - Intl Business Much (Common Stock) - Microsoft (Common Stock) - Minnesota Mng Mfg - (3M Co.) (Commo~ Stock) - Suntntst Banks (Common Stock) - Verizon Communications (Common Stock - Johnson & Johnson (Common Stock) - Smucker JM Co (Common Stock)

A A E

Interest Interest htt/D~v.

Sold (part)

5/14/09

See Notes

13. - AT&T 14 15 16 17 - Amem H~gh Inc Tr CL B - Richmond VA MET Auth Expwy Rev ITM 011613 - Harrisonburg VA REDV HSG 071614 - Umts Tax Exempt Bd FD VA Buy 3/31/08 K See Notes

Income Galn Codes (See Columns B I and 04) Value Codes (See Columns C I and D3) Value Metbod Codes (See Column C2)

A =51,000 or less F =550,001 - $100,000 J =$15,000 or less N =$250,001 - $500,00{) P3 =$25,000,001 - $50,000.000 Q =Apprm~al U =8oek Valise

B =51,001 - 52.500 G =5100,001 - St,000,000 K =515.001 - $50,000 O =5500,001 - $I ,000,000 E =Co~t (R41 E~tate Only) V =Olher

C =52,501 - $5,000 HI =~;1,000,001 - $5,000,000 L =$50,001 - 5100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =A~se~srne~t W =Esumated

D =55,001 - $15,000 H. =More lhan 55,000,000 M =5100,001 - 5250,000 P2 =55,000,001 - 525,000,000 T =Cash Market

E =515,001- 550,000

FINANCIAL DISCLOSURE REPORT

Page 5 of 8

] N ....

fP ....

Reporting ~

Date ofl~eport

04/30/2010 Ii WILLIAMS, RICllARD L. [

~ONE (No reportable income, assets, or oansactions.) Description of Assets (including t~st assets) Place "(XD" after each as~t exempt from p6or dzselos~e [ Income during [~ re~ng pe6od ~Amount ~ T~c (e g, ~ Code I I div, renl. / (AH) ~ .... t, [ Gr~s value at end ofrepo~g period Value Method Code3 (~W) T~e (e g, buy, ~11, redemption, Transactions donng reporting period

[ Value Code 2 G-P)

Date Value fi~d&}3 Code 2 , {J-P) j

Gain C,Jde I tA-~

lden~ of buyer/seller (,fpr,vate tr~sacUon)

18. 19. ! 20. 21 22 23 24.

- Henfieo VA 6.5 060122 - Va St RDA-D 6.0 040124 - Fairfax FINL 042612 - Loudoun VA VAR 080128 - Albemafle Va. 010112 - Smithfield 0801 - Srznthfield 101509 Buy Sold - Va Bch Va Dv Ath Res Cmo Fee 7101110 - VA St Hous Rev 0l 0} 16 Revocable Trust #2 - Scott & Stringfellow Acct. Comprised of - Va St Re~ Auth Wtr & Swr Sussex - Pmc Wm Co Va Wstmnstr Lake 610[ 13 - Va. St Res Auth Rcv htfra Sub Pooled Frog I I 01 I ] - Hennco Co Va EeonDv Utd Moth 6/01/28 - Fairfax Co Va Econ Dv Goodwln lls I0/01/16 - Cheslerfield Co VA 010120 Buy 7/23/09 L D Int/Div M T Sold 7/22/09 K See Notes Buy 1/28/09 K 10101/08 [0/15/09 J J See Notes See Notes Sold 212/09 J See Notes

25 ~. 27 28. 29. 30. 31 I . 132 3 ?,. 34.

I Income Gain Codes ~,Sge Coltmms 131 =ttd D4) 2 Value Codes (See Co[uml*$ CI and D3)

A ~$1,~00 or Ic~. F -$50,001 - $100,000 I ~$15,000 or less N =$250.001 - $500.000 P3 ~$25.000.001 - $50.000.000

B =$1,001 - $2,500 O =$1 fl0,001. $1.(1~).000 K =$15.001 - $50,000 O =$5fl0.001 - $1,000.00O

C =$2,$01 - $5.000 H I =$1,000,001 - $5,000,000 L =$50,0~1 - $100.000 P I =$1,000,001 - SS,00fi,0[l~ P4 =h[oie than $50.000,000

D =$5.001 * $ [ 5,000 112 =More than $5,000,000 M = $1D0,0OI - $250,000 P2 =$5,1~)0,001 - $25,000,000

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

n,me of Person Reporting

Date of Report

Page 6 of 8
VII. INVESTMENTS and TRUSTS - in .......
[]

WILLIAMS, RICHARD L. [

04/30/2010

i.e,, ......
B Income during repomng period

tlons (Includes those of sp ...... d dependent children; seepp. 34-60 o/f!ling instructions.)

NONE (No reportable income, assets, or transactions)

A Description of Assets (including trust assets) Place "tX)" after each asset exempt from prior disclosure C. Gross vaIue at end of reporting period D. Tmnsacnons during reporting period

0)
Amount Code l (A-H)

(2) Type (e g"

dlv, rein, or int )

]
I

0)
Value Code 2 (J-P)

(2)
Value Method Code 3

O)
Type (e g, buy, sell, redemption) [

(2)

(3)
(J-P)

(4)
Gala Code I (A-H)

(5)
Identity of buyer/sdler (if private

Date Value mm/dd!yy I Code 2

I 35 36. 37. 38. 39. 40 41 4.2. Revocable Trust #3 - Memll Lynch CMA
comprised of" - Norfolk VA Wtr Eev 1LFDG FSA 110123

(Q-W) N T

transact,on)

Int/D~v

- VA St Res Auth Wtr&Sys Rev Sussex RF OIL 100125 - VA St Res at INFP,.A Rev Pooled LN BD 050117 - VA St Res Auth 050117 (10K) - VA St Res Aulh 050117 (15K) - VA Cllge Bldg Auth Wash-Lee MBIA 010126 - Arhngton Co VA Pub IMPT 02012019

Redeemed Distributed Spinoff (from hne 38) Spmoff (from hne 38)

7/22109 6/26/09 6/26/09 6/26/09

J K I K

A See Notes See Notes See Notes

43.
44-.

- Southeastern Pub Svc Auth 07012015

- Norfolk Va. Cap Impt MBIA 03012016 - DC FIallpk Rev 2012019 - Blaekrock MuniVe.~t Fund, Inc

45 46

I Income Gain Codes (See Columns kl I and O4) 2 Value Codc~; (See Columns CI and 03) 3 Valne Method Codes /See Colttmn C2)

A =$1,000 or less F =SS0,0Ol - 5100,000 J ~515,000 or less N =$250,001 - 5500.000 P3 ~$25,000,001 - $50.000,000 Q =Appraisal O =Book Value

B =$1,001 - $2,500 G "$100,001 - 51,000,000 K ~$15,001 - $50,000 O =$500,001 - $1,000,000 R Cost (R~I Estate Only) V OIher

C =$2,501 - 55,000 H I =$1,000,00 [ - S5,000,000 L =$50,001 - $100,000 PI ~St,O00,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Esl*matcd

D =55.001 - $15,000 112 ~More than 55,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25.0~0,000 T =Cash Market

E =$15,001 - 550,000

FINANCIAL DISCLOS URE REPORT Page 7 of 8

] ~ ..... f P .....R~por~n.~
/ WILLIAMS, RICHARD L.

~ of R~port
04/30/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.#i~.~,.p.~, oy~,o.~)

Entries of new acqtusltions have been listed m each brokerage account, not at the end of the report, in order to keep each account Iogether. Part VII - Line 7 - No appropraate letter code "fhts asset was sold at a loss Part VII - Line 14 - Inadvertently omitted form 2008 report. Part VII - Line 21 - No appropriate letter code No gain on this transaction. Part VII - Line 24 - Inadvertently omitted from 2008 report. Part WlI - Line 25 - No appropriate letter code No gain realized on th~s transaction. Part VII - L~ne 29 - No approprmte letter code. Th~s aszet was sold at a loss. Part VII - L~ne 38 - No appropriate classification for exchanges. Th~s asset was exchanged for Va St. Res Auth_ entries listed on Lines 39 at~d 40

FINANC|AL DISCLOSURE REPORT

RepoSing

Date of Report

Page 8 of 8 IX. CERTIFICATION.

I Name of P .....

04/3012010

WILLIAMS, RICHARD L.

1 certify that all information ~ven above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information l~ot reported was withheld because kt met applicable sfatutory provisions permitting non-disclosure. I fisrther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been repm~ted are in cotnpliance with the provisions of 5 U.S.C. app. S01 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANV TiNDIVIDUAL WItO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copras to: Committee on Financial Disclosure Administrat~vc Office of the Umted Statcs Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C 20544