AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization District of Maine
5a. Report Type (check appropriate ~pe) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S. C. app..so 101-111)

I. Person Reporting (last name, first, middle initial) Homby, D. Brock

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pall-time)

3. Date of Report 04/25/2011 6, Reporting Period 01/01/2010 to 12/31/2010

Dis~ct Judge (senior status)

fib. [] Amended Re[soil 7. Chamber~ or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

United States District Court 156 Federal Street Portland, ME 04101

IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where.l,ou have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

~] NONE (No reportable positions.)

POSITION
I. 2. 3. 4. 5. Council Member Member, Committee on Science, Technology and the Law

NAME OF ORGANIZATION/ENTITY
The American Law Institute

The National Academies

II. AGREEMENTS. aeporting individuul only; see pp. 14-16 of filing instructions.)
[~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Hornbv, D. Brock

FINANCIAL DISCLOSURE REPORT Page 2 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/2011

III. NON-INVESTMENT INCOME. (R,po,lng individualandspouse; seepp. 17-24 of

A. Filers Non-Investment Income
~

firing instructions.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - ~/)ou were married during an),portion of the reporting)ear, complete this sectlo,~.
(Dollar amount not required except for honoraria.)

[~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Hornby Zeller Associates (management consultants to state govts in human services areas) (See Section VIIIAddendum to Section lit(B))

1.2010

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[-"]

NONE (No reportable reimbursements.)

SOURCE DATES 02/23-25/2010

LOCATION
Halifax, Nova Scotia, Canada

PURPOSE
Participate in "Neuroscience in the Courtroom" program Class Action Symposium

ITEMS PAID OR PROVIDED

paid travel, lodging and meal expenses

I.

American Assn for the Advancement of Science

2.

Osgoode Hall Law School (Toronto) The National Academies The National Academies

04/29-30/2010

Toronto, Ontario, Canada

paid travel, lodging and meal expenses

3. 4. 5.

05/I 6-18/2010 10/24-26/2010

Washington, DC Washington, DC

CSTL Committee Meeting CSTL Committee Meeting

paid travel, lodging and meal expenses paid travel, lodging and meal expenses

FINANCIAL DISCLOSURE REPORT Page 3 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04125/2011

V. GIFTS. anctudes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancl~de~ those of spouse and dependent children; see pp. 32-33 of filing instructions0
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/201 I

V I I. I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spo use and dependent children; see pp. 34-60 of filing instructions.)

NONE(No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(I)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(I) Typ<: (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dddyy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

Bank of America accounts

Interest

Ally Bank accounts

Interest

3.
4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

Emigrant Direct
PayPal Money Mkt

B
A

Interest
Interest

M
J

T
T

U.S.

Savings Bonds
C

None

Maine State Turnpike Authy bonds

Interest

Maine Health & Higher Edu. Facs. Auth. bonds

Interest

Redeemed 05/25/10

(part)
(p~)

K J

Redeemed 07/26/I 0 Puerto Rico Public Finance Corp. bond Bangor ME bond Scarborough ME bond Maine Municipal Bond Bank bond Portland ME Airport bond Puerto Rico Public Bldgs Authority bond Commonwealth of Puerto Rico bonds B A B A A A D Interest Interest Interest Interest Interest Interest Interest K K K K J K M
T T T T T T T

Buy

05/25/10 K

Buy Buy Buy

07/20/10 09/22/10 10/29/10

K J J

1. Income Gain Codes: (S~e Columns B I and I)4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codc~ (See Column C2)

A =$1,000 or less F =$50.001 - $ 100.000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15,001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More Ihan $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15.000 H2 =More Ihan M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Markc!

E :$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 13

Name of Person Reporting Hornby, D. Brock

Bate of Report 04/25/201 I

VII. INVESTMENTS and TRUSTS - i.cor~e, volae, transactions (Includes those of spouse and dependent children; sce pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J K J K J

Transactions during reporting period

(l) Type (e.g., buy, sell, redemption)

Value [ Gain (J-P) it (A-H) mm/dd!yy Code 2 , Code l

(2) Date

(3)

(4)

(5)
Identityof buyer/seller (if private

transaction)

18. 19. 20. 21. 22. 23. 24.

Univ. of Maine System bond Puerto Rico Elec. Pwr Auth. bond Puerto Rico Aqueduct & Sewer Auth. bond Lewiston, ME public improvement bond RBC Wealth Mgt money mkt acct T. Rowe Price Mutual Funds -International Stock

A B A A A

Interest Interest Interest Interest Interest

Buy

02/01/10 K

Buy

04/21/10 K

Dividend

25. Vanguard Group Mutual Funds 26. 27. 28. 29. 30. 31. 32. 33. 34. -Asset Allocation Fund -Valuelndex Fund -Inflation Protected Security Inv -Strategic Equity Fund -Tax Mgt lntl Fund The MP63 Fund, Inc. (mutual fund) Alpine Funds -Dynamic Dividend -International Real Estate C A Dividend Dividend K K T T A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend J K J J J K

T T T T T T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$I,000 or less F =$50.001 - $100,000 J $15,0OO or less N :$250.001 - $500,000 P3 -$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15,001 - $50,0OO O =$500,0OI - $1,000.000 R =Cost (Real Estate O~ly) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5.000.000 L $50,001 - $10~,000 PI =$1,0OO,001 - $5,000.000 P4 =More than $50.000.009 S =Assessment W =Estimated

D =$5,0OI - $15,000 H2 =More than $5.000.000 M -$100.001 - $250.000 P2 =$5,090,0OI - $25.000.000 T =Cash Market

E =$15.0OI - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 13

VII. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/2011

e. value,, ......

tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including mast assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (i) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
Transactions during reporting period

0)
Type (e.g., buy, sell, redemption)

(2)

(3)

Date Value mnffdd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-Dynamic Balance Bridgeway Funds -Ultra-Small Company Mkt Fund Matthews Asian Funds -Asia Pacific -India The Fairholme Fund** corn stk Avon Products corn stk H.J. HeinzCo. com stk Illinois Tool Works Brokerage Acct T. Rowe Price -Cash Management Account -corn stk General Electric Co. -tom stk Diageo PLC new (ADR) -com stk Avon Products -ETF I Shares MSCI Mexico -com stk First Service Corp.

Dividend

Dividend

A A C A A A

Dividend Dividend Dividend Dividend Dividend Dividend

K K L K K K

T T T T T T

buy buy Buy buy buy buy

mthly mthly

J J J

mthly mthly mthly

J J J

A A A A A

Interest Dividend Dividend Dividend Dividend None

J J J K J K

T T T T T T Donated (pan) 09/27/10 J

I. Income Gain Codes: (See Columns B I and D4) 2. Value Code~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100.0~ J =$15.000 or less N $250.001 - $50~,000 P3 =$25.00~.0~1 - $50.00~.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G ~$100.001 - $1,0~.090 K =$15,001 - $50,0~ O =$500,001 - $1,000.000 R =Cosl (Real Estate Onlyl V Olher

C =$2,501 - $5,000 H 1 = $ 1.000.001 - $ 5,000,000 L =$50.001 - $ 100,000 PI =$1.000.001 - $5,000.000 P4 Morethan $50,000,000 S = As~ssmcnl W =E~timalcd

D = $ 5.001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5.000.001 - $25.000.000 T-Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/2011

VII. INVESTM ENTS and TRUSTS - inco,.e, valae, transactions (tnctudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period Transactions during reporting period

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(0
Type (e.g., buy, sell, redemption)

(2) Date mnddd/yy

(3) (4) Value Gain Code2 Code 1 (J-P) (A-H)

(s)
Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-corn stk Sirius Satellite Radio -Barclays Bank PLC iPath Index Fund --corn stk Newell Rubbermaid IRA Brokerage Acct T. Rowe Price # I -Cash Management Acct -corn stk Intel Corp. -comstk Starbucks Corp. -corn stk Popular, Inc. -Washington REIT -corn stk Pioneer Natural Resources -ETF I Shares MSCI Japan -mutual Fairholme Fund -Blackrocklntl Bond Portfolio -American Campus Communities REIT -com stk Grupo Televisa -Turkish Investment Fund -Prudent Bear Fund A B A A A A A A A A A

None None Dividend

J
J

T T

Interest Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend None Dividend None

J K K J K K J K J K K K J

T T T T T T

T T

T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2)

A =$1,000 or less F -$50.0~1 - $ 100,000 J =$15,000 or less N =$250.001 - $500,0~ P3 =$25.000,001 - $50.090.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100.091 - $1,0~).00O K =$15.001 - $50,000 O =$50<1.001 - $1,000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1.00~.001 - $5,0~0,0~O L =$50.001 - $ 100.000 P l =$1,0~0,0~1 - $5,000,0~0 P4 -More than $50,00~,0~0 S =Assessment W =E~limated

D =$ 5,001 - $15,0~ H2 =More than $5,00~,000 M -$ 100,001 - $250.000 P2 =$5,090,0~1 - $25,0~,0~ T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions and.des those of spo.se o~d dependent children; seepp. 34-60 of filing instructiom.)

[~]

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period (I) (2) Transactions during reporting period

(2) Value
Method Code 3 Type (e.g., buy, sell, redemption) Date

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Value
Code 2 (J-P)

Value mm/dd/yy Code 2 (J-P)

(Q-W)
69. 70. 71. 72. 73.
74.

-corn stk Peabody Energy Corp .-com stk Patriot Coal Corp, -AIpineTotal Dynamic Div. Fund -T. Rowe Price Emerging Europe -Matthews Korea Fund
-com stk Amazon.corn

Dividend None

K J J J J K

T T T T T T

A A A

Interest Dividend Dividend

None

75. 76. 77. 78. 79.

80.

-Wisdom Tree Large Cap Div IRA Brokerage Acct T. Rowe Price #2 -Cash Management Acct -com stk DWS Europe Equity Fund -corn stk Powershares QQQ (frmrly Nasdaq

Dividend

Buy

01/24/10

A A A

Interest Dividend Dividend

None

J J K
J

T T T T T T T T T

I00)
-corn stk Immunogen Inc.

81.

-U.S. Global Investors Eastern Europe (mutual)

None

82.

-Vanguard REIT Vipers

Dividend

83. -com stk Coca Cola

Dividend

84.

-Vanguard Strategic Equity

A A

Dividend Dividend

J J

85. -com stk Medtronic Inc.

I. Income Gain Codes: (S~e Columns BI and D4) 2. Value Codes ISce Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50.001 - $10O.0O0 J = $15,0(~O or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.0(10.000 Q ~Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 l $ 1,000,0O0 K -$ I 5,001 - $ 50,000 O =$500,001 - $1,0~O,0~O R =Cost (Real Estate Only) V rOlhcr

C =$2,501 - $5,000 HI =$1000"001 " $5.00,000 L =$ 50,001 - $ 100.000 PI -$1,000.001 - $5,000,000 P4 =More than $50,00~.00~ S =As~ssment W =Estimated

D =$5.001 - $15,000 H2 =More than $5.000,000 M = $ I 0~.001 - $ 250,000 P2 =$5,000,0OI - $25,000,000 T =Cash Market

E =$ I 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 13

Name of Person Reporling Hornby, D. Brock

Date of Report 04/25/2011

VI I. IN VESTMENTS and TRU STS - income. ,,al,e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporling period Transactions during reporting period

(1)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private Ixansaction)

(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. -adr Nokia Corp. -Developers Diversified Realty REIT preferred Class H -com stk Cisco Systems Inc. -adr Vodafone Group PLC -com stk Nautilus Group Inc. -corn stk Developers Diversified Realty REIT -Value Line Fund Inc. -Prudent Bear Fund -Fidelity Nordic Countries Fund -I Shares MSCI Japan -T. Rowe Price Africa & Middle East -I shares TR S&P Global Infrastructure Index Fund -Vanguard FTSE All-World ex-US ETF Pension Plan Acct. TIAA-CREF A A A A A A A A Dividend Dividend None Dividend None Dividend None None Dividend Dividend None Dividend Dividend None None J J J J J J K K
J J J T T T T T T T

T T T T T Buy 01/24/10 K

J K M O

100. Pension Plan Acct. TIAA-CREF 101. 401K Plan CMC Interactive LLC 102. -First Eagle Over A* C

Dividend

I. Income Gain Codes: (See Colunms BI and IM) 2. Value Codes (See Columns C I and D3) 3. Value Mcthod Codes (Scc Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15,000 or less N =5250.001 - $500,000 P3 $25,000,001 . $50,000,000 Q =Appraisal U =Book Value

B =$1.001 - 52,500 G =$100,001 - 51 K =$15,001 - $50.000 0 -5500,001 R =Cost (Real Estate Only) V -Other

C =52,501 - $5,000 H I =$1,000,001 L =$50,0OI - 5100.000 PI =51,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$ 5.001 - $15,000 H2 =More than $5,000,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - 550,000

FINANCIAL DISCLOSURE REPORT Page 10 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - i.cor~e, ,.olue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end

Transactions during reporting period (i) Typ~ (e.g., buy, sell, redemption)
(2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period of reporting period (I) (2) (1) (2) Value Value Amount Type (e.g., Code I div., rent, 2 Code Method (A-H) (J-P) Code 3 or int.) (Q-W) A A A B A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K J K L K L J K J N T T T T T T T T T U

Identi~ of

buyer/seller (if pdvarte transaction)

103. -Am. Fds Growth Fund R4 (RGAEX)* 104. -Perkins Mid-Cap Value Inv (JMCVX)* 105. -Royce Total Return* 106. -Oakmark Equity & Income J* 107. -Selected American 108. -Columbia Acorn Fund* 109. -Pimco Total Return 110. -Schwab Intl Index I I I. -Principal Investors High Yield II 112. nonvoting stk Mandel Investment Corp. 113. I/2 unit lid. partnership int. in Falls Development Assoc., 114. ltd. real estate partnership purchased 12/30/85; total 115. of $16,489.50 pd in installments completed 2110/90 116. ltd. partnership int. in Miraculous, LLC, ltd. I 17. real estate partnership purchased 2/11/02 $50,000 118. Minnesota Life:endowment life 119. Homby Zeller Properties LLC

None

B Distribution A Dividend None

L J N

R T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,0~0 J =$15,0~0or Icss N =$250.001 - $500,000 P3 $25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$I,001 - $2,500 G =$100,001 - $1,000,0(X) K $15,001 - $50,000 O =$500,001 - $1,000,000 R -Cost (Real Estate Only) V =Olhcr

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100,0~0 PI =$1,000,001 - $5,0(~).000 P4 =Mon: than $50,0~0,00~ S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More Ihan $5,000.0~O M =$100,001 - $250,000 P2 =$5.000,001 - $25.000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS -inc~me~value~transacti~ns(~ncludesth~se~fsp~useanddependentchi~dren;seepp.34~6~f~inginstructi~n~-)

NONE(No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period

Transactions during reporting period (2)

Type (e.g., buy, sell, redemption) Date

(1)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(3)
Value

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

mm/dd/yy Code2 (J-P)

120. BACHZA, Inc. 121. 122. * amounts contributed automatically on recurrent 123. basis by employer and employee 124. ** See Part VIII.

None

I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,00~ J =$15.0~O or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.009 K =$15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,0DI - $5,000.0~0 L -$50.001 - $ 100,000 PI =$1,000,091 - $5,000.000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.091 - $15,000 H2 =More than $5,000,000 M =$ 100.001 - $250.000 P2 -$5,000.001 - $25.000.01)0 T =Ca,.h Market

E =$15.001 - $50.090

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (ln,ticarepartofrepor~.)

Part Ill(B): ~-~,~_~ income derives from salary and distributions in the management consulting firm of which she is a fifty percent shareholder, officer and employee (subchapter S corp<~ration). There is one other shareholder and officer. The firms income derives ~rom contracts with state governments and, occasionally, nonprofit corporations. Part VII: Line 41, D (2) - monthly

FINANCIAL DISCLOSURE REPORT Page 13 of 13

IX. CERTIFICATION.

Name of Person Reporting Hornby, D. Brock

Date of Report 04/25/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature:

S/D. Brock Hornby

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544