,~o Jo Re~.

1/2010
I. Person Reporting (last name, first, m,ddle ~mtml) Wilkmson, II1. J H

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court or Organization 4th US Circmt Court of Appeals
5a. Report Type (cheek appropriate t~pe) [] Nommauon, Date [] Annual [] Final

R~po,.t Requiredby the Ethics in Govermnent Act of 1978 (s u.s.c app. lo1-111)
3. Date of Report 05/10,/2010
6. Reporting Period 01 ~01/2009 to 12/31 r2009

4. Title (Arliele Ill judges indicate aenve or sentor slams; magistrate ludges md~cate full- or parI-ume) U.S Circuit Judge

[] lmlial

i 5b. [] Amended Repor~ 7. Chambers or Office Address 255 W Mairx Street Rm 230 Charlottesville, Va. 22902 8, On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulalions.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying thls form mast be followed. Complete all parts,
checking the ~ONE box for each part where you have no reportable information. Sign on laM page.

I. POSITIONS. ~~o.i~g ~.ai~ia.ot o.~y: see pp. 9-13 of filing i ..... t .... )
NON E (No reportable positions.)

POSITION
1

NAME OF ORGANIZATION/ENTITY

II. AG~EMENTS. (Rep,,mng ma, vlauat onO,; see pp. 14-1a of fihng m~tructio,,s.)
~ NONE ~o reportable agreements.) DATE
I To date

PARTIES AND TERMS

I wdl receive no sal~ from my lb~er employer, the Umvers~tv of Va Law Sdmol There wdl be no continuing pammpatton (cntd Paa VIII)

FINANCIAL DISCLOSURE REPORT Page 2 of 1 1

Name of Person Reporting wiwa.~on, m,s H.

Date of Report

05/10/2010

III. NON-INVESTMENT IN COME. tRepo.i.g individual and spou&e; see ppo 17-24 of f!ling instructions.)
A. Fliers Non-Investment Income
NON]~ (No reportable non-investment income.) DAT_..~
I. 2 3 4

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - ~f ~,oa were married daring any porttots of the reportmg year, complete this .~ectto~
(Dollar amoant not requtred except for honorarta )

NONE (No reportable non-investment income.)

DATE
l 2

SOUR.CE AND.TYPE

3. 4

IV. REIM B U RSEMENTS (Ira lua~ those to .~pouse .~nd d~7~endent chtldren, set. pp 25-27 o! filing m~tractto~ )

[~

NONE (No reportable reimbursements )

SOURCE DATES
June 19, 2009

LOCATION
Washington, DC Panel

PURPQSE

ITEMS PAID OR PROVIDED

Lodging

American Constitution Society

2.

Um~ersity of Sonth Carohna October 14. 2009 La. School The Federahst Society Nt~vembet 12, 2009

Columbia, SC

Panel

Lodging

Washington, DC

Panel

Lunch!Droner

FINANCIAL DISCLOSURE REPORT

Name ofPerson Reporting

DateofReport

Page 3 of 11

Wilkinson. 111, J H.

05/I 0/2010

V. GIFTS. a.,.~d~, th,,s ,o ~po~ ~.~ ~1~,~; ~ ~r. 2s-~ of J~dlng instructions.)
[-~ NONE (No reportable gifts.) SOURCE
1.
2. ~

DESCRIPTION

VALUE

3.
4

5.

V1. LIABILITIES. a,~t,a,, ,ho.~, oy,~o~., ~,d ~,r~"a" ~mt~,~; ~ ,p. ~2-3~ o,~ti.g it~strucKOns.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4 5

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 1 1

Name of Person Reporting

Dagc of Report

05n0:2010 d depe~ent children; see pp. 34-60 of finng in.~maion~)

VII. INVESTMENTS and TRUSTS - i.~o~,. ~,. t,..,.~ao.~ a.~t.d~, a.o.~, of ,p ......

~scnp~on of Asser_~ (including t~st a~eIs) Place "[X~" ~er each asset exempt from prior d~sclosure

Income dunng repomng p~ Amouat I Ty~ (e g, ~ Code 1 d~v, rent, (A-H) ~ ormt) :

Gro~s ~alue a~ end oftepomng Value Code 2 (J-P) Value Method Code3 (Q-W) "[y~ (e,g, buy, sell, redemption)

Tran~ctlons during reposing period

[ Date ~ Value Gam ~ ~ ~d~ ~ G@e 2 [ Code 1 [ [ (J-P) (A-H) ~

ldent~ of buycr/selle~ (ifpnvate ~nsacuon)

~
3. 4. 5 6 7 8 9 t 10 I1 12 13 14 15 I6 17

TRUST ~1 -Albemarle Corp Common Stock -Alwia Group, Inc Common Stuck -Phd~p Mo~is Intl Common Stock -AT&T Common Stock -Deere & Company Common Stock -Dupont k I De Nemours & Co. Common Stock -Duke L:nergy Corp Common Stock -General Electric Co Common Stock -Hewlett Packard Common Stock -Johnson & Johnson Common Stock -Kraft Common Stock -Lilly Eh & Co Common Stock -Media General Inc. Common Stock -Proctor & Gamble Co Common Stock -Providence & Worcester RR. Common Stock -Royal Dutch Petro Shell Co Common Stock A A A D C C C B B B A B A D A D Dividend Dividend Dividend Dividend Dtvidend Divadend Diwdend Dividend Diwdend D~wdend Dwidend Dw~dend Dlvtdend Dw,dend Dtvidend D~v~dend K J K L M L L L N K .1 K J N K M T T T T T T T T T 1 T T T I T T Sold (part) 11/13/09 Sold (part) I I 1/13109 K

, 1 /ncomeGamCodn

A=$l,000orl~,~

B=$1,O01-$2,500

C =$2,501- $5,000

D=SS,001-$15,fKI0

E=SIS,001-~5(J,000

FINANCIALDISCLOSURE REPORT
Page 5 of 11

Name of Person Reporflag

Date of Report

O~!lOnO~0 I w~.~on, m, J ~.

VII. INVESTMENTS and TRUSTS - i ..... ,, value, t ..... ctions Includes those af spous and dependent children; see pp. 34-60 of filing instructions.)
[] NONE (No reportable income, assets, or transacttons.) A. Description of Assets 0ncludmg wo~ a~sets) Place "(X)" after each asset exempt from prior disclosure t ........................ 18 19. 20 21. 22 23. 24. 25 26 27 28 29. 30. 31. -Schenng Plough Corp. Common Stock -Merck & Co Common Stock -Spectra Energy, Corp.Common Stock -SunTrust Bank Inc Common Stock -Wyelh & Co Common Stock -Pfizer Inc. Common Stock -Ridgeworth Fd-Largecap Core Eqty. -R~dgeworth l~d-Sm Cap Growth -Ridgeworth Fd-Sm Cap Val Eqty Rxdgev,,orth Fd M~d-Cap Core Equity -R~dgeworth Fd-lntl Eqmly -R~dgewo~h Fd lntl Equity Index -Rtdgeworth Fd-l.argccap Grth Slk -Ridgewocth Fd-Aggressive Growth C Gross value at cad of reporting period O) ~ 12) O) (~-) Amount [ype (e g, Value Value Code 1 dlv, rent, (ode 2 Melhod I (A-H) [ orint.) (J-P) Code 3 ~ (Q-W) ~_ __j .......................... A C B A B B A A A A D D A A h A D~vldend Dividend Dwidend Dwidend D~vidend D~v]dend D~vidend Dw~dcnd Dw~dend Diwdcnd Dtwdend D~vidend D~v~dend Divtdend Interest Interest k L K K L K J 1< J M N N J K O M T T T T r T T T T T T 1" T Buy Sold (part) Sold (paa) 11/10/09 I 1/10/09 I 1/10/09 11/10/09 l I110109 I 1/10/09 l I,"10/09 l 1/10109 M K K L K N J L B Merged (wtth hne 23) 11/16/09 L F T T B Income during [ reporlmg period D Transactions dunng reporting period O) Type (e.g., buy, sell, redemplt~on) (2) Date i mm/ddtyy ~ ....... Merged (with line 19) (3) (~) V Value [ Gain/ Code 2 Code I (J-P) (A-H)I : I B (~) [denub of buyer!seller 0fpnvate transactmn}

I !/05/09 L

(part)
Buy Sold (part) Buy Sold (part)

Sold

(part)

Sold

32. -R~dgeworth Fd-Va Inter Mira Bd 33. 34. -Radgeworth Fd-Va "{ax Free Mmkt

I 1/10/09 K (addl)

~ Income Gzm Codes

A $ L()f~) or Ics~

B =$1,0f]l $2,s00

C =$2,501 $,5,000 -

D--~,001~$i5.000

FINANCIAL DISCLOSURE REPORT Page 6 of 1 1

n .... f Person Reporting Wilkinson, lII, J H.

Date of Report

05/10/2010

VII. INVESTMENTS and TRUSTS -into .... ,l,,. transaclionv (Includes tho;~e of spow;e and dependent children.- see pp. 34-60 of filing instruction&)
NONE 0~ reportable income, asset& or transactions.) A Descnpnon o~ Asse~s (including t~t a~e~) Pla~ "(X)" after each asset exempt hem pr~m dtsclosure B Income dunng ~ re~mg period Amount { T~ (e g., Code I div, rent, or mr.) ~ (A-H) 1 C Gross value at end of reposing Value Code 2 [ (J-P) Value ~Meth~ Ty~ ~e.g.. buy, ~ell, redemptmn) C~e(Q.W)3 D Transactm~ dunng repomng pe~od

, Date [ Value~am[ mm/dd~ C~ 2 ~ Code 1 I O-P) , (A-H) i [~

ld~tity of buyer/sel]cr t0fpnvate~on) ....

35. 36~ 37. 38. 39 40 41 42 43 44. 45 46 47 48 49 50 51

IRA # 1 -R~dgewo~h Fd-Sm Cap Growth -Ridgeworth Fd-MldCap Core Eq -Ridge,a, orth Fd-MldCap Val Eq -Ridgeworth Fd-LargeCap Core Eqt -RIdgeworth Fd-LargeCap Grth Stk -Rtdgeworth Fd-Large Cap Value Eqty -Rtdgeworth Fd-Aggress~ve Growth -Ridgeworth Fd-Emerg~ng Growth -R~dgeworth Fd-lml Eqmty -Rldgeworth Fd-/ntl 130;30 -Rldgeworth Fd-Intl Fqmty Index -R~dgcworth Fd-Pnme Qlty Mmkt A A A A A A A A A A A A Divtdend Dividend Dr~adend Dtvtdend Dtvidend Dividend Divtdend Dividend Dividend Dividend Dividend Interest J K J T T T Buy 07/13/09 K K J J T T T T J T Sold Buy (addl) Buy (addl) Sold (part) Sold (part) Sold 07/13;09 07/13109 07/13/09 07/I 3/09 07/I 3/09 07/13/O9 K K K J J 1 Sold Sold 10/26/09 07/13/09 J J

TRUST #2 -Albemarle Corp Cornmon Stock -AT & 1" Common Stock A B Dividend Dividend J K T T

1 [ncome(~a,nCodcs

.,x. =$1,O00orlc~s

-B-=$1~001752 500

C-$2,501 -$5,000

D=$5,001 " $t5,000

F -S15,~)1 -$50,~0

FINANCIAL DISCLOS URE REPORT Page 7 of 1 1

Some of Person Reporting Wilkinson, Ill, J It.

Date of Report

05/10/2010

VII. INVESTMENTS and TRUSTS .....

e, value, ira ..... finns lncludes those of ap ..... d dependent children; see pp. 34-60 of filing instructions.)

[] NONE (No reportable income, assets, or transactions.) ~ ......... A.---B. C ~ Description of Assets : ]ncome doting Gros~ value at end (including trust assets) of reporting period I reporting pertod Place "(X)" after each asset exempt from prior dtsclosure ................... ! 52 53 54 ~ 55 56 " 57 | 58 -Dnpont E [ Nemours & Co, Common Stock -Duke Energy Corp Cormnon Stock -Hewlett Packard Common Stock -Johnson & Johnson Common Stock -Ltncoln Natl Corp Common Stock -Royal Dutch Petro Shell Common Stock -Spectra Energy Corp Common Stock A A A B A B A A B A A A A A A A A Dtvldend Dividend Divtdend Dtvidend Dividend D~vtdend Dividend Dtwdend Dividend Dividend Dtvtdend Dtvtdend Dtvldend Dtvtdend Dlwdend D~vldend Interest K K I "1 L L L K J K K K J T T T T T T T T T J i Amount ["ryperent. t Code I dry., (e g. I: (A-H) i ormt) Value Code 2 (.I-P) Value , Method Code3 (Q-V~) T

] .....

D. ~ ............ Transacttons dunng reporttog period

r~.q:,e (e ~, buy, .sell, redemption)

mm.dcV3,.y Code 2 Code 1 [ |

buyer/seller transaction)

Sold (part)

1 Ill 3/09

! 59 -Schering Plough Corp Conmmn Stock 60 61 62 63 64 65 66 67 68. -Merck & Co Common Stock -Wyeth Common Stock -Pfizere Inc Common Stock -IShares Tr S&P Sm Cap 600 Value Indos Fd -Ridgeworth Fd-LargeCap Core Equity -Ridgeworth Fd-SmallCap Growth Stk -Rldgcworth Fd-lnll Eqmty -Ridgeworth Fd-Agresswe Growth Stk -Rtdgcworth Fd-Va Inter Mun Bd

Merged 11/05/09 K (with line 60)

Merged (with hne 62)

10/16/09

Sold Sold Sold Sold

1 I/I3/09 I !110/09 11]10/09 11!10/09

K L J K

Buy (addl)

11/10/09

P3 ~21000.001-550.000.~

P4 MorethaaS50,000,o00

FINANCIAL DISCLOSURE REPORT

Page 8 of 11

Name of Person Reimrth~g

Date of Report

Wilkinson, Ill, J H.

05/10/2010

VII. INVESTMENTS and TRU STS - i.eo,~, ~.e, t,~,~a~tions a.~1aae~ those oy.~o~ ~.~ ~d~, ch~dren; see pp. 34-60 of ~ding ingruc,~ng)
NONE ~o reportable income, assets, or transactions.) ~

Description of A~e~ (including t~st assets) Place "(X)" after each assel exempt from prior disclos~e

Income dunng reposing pert~

~ ~oss value at end of repomng

T~nsactlons ~rmg reposing pen~

ABount "1"~ ~ C~e I [ dtv. rent. (A-H~ or ml )

, Code 2 (J-P)

Method ~ buy, sell, Code 3 redemption)

m~d&yy Code 2 : Code 1 ~ (A-H) ~ 0-P)

bu~er/~eller 0fp~vate

69. 70. 71. 72. 73 74 75 76 77. 78 79 80 81. 82 83 84. 85

-R~dgewo~h Fd-Va Tax Fr~ MM

Interest

DEPOSIT ACCOL~,ITS SunTrust Interes~ Checking #1 SunTrust Checking #2 SunTrust Checking #3 A Interest None None K J J T T T

TRUST #3 -R~dgeworth Fd-LatgeCap core Eqmty -R~dgeworth Fd-Smallcap Growth Stk -Rldgeworth Fd-lntl Equ~ly. -R~dgeworth I.d-lntl Fd 130,30 -R]dgeworth bd-M,dcap (ore Equity -R~dgeworth Fd-Largecap Gro,.vth Stk -R~dgeworth Fd-Aggresslve Growth Stk -R~dgeworth Fd-Lmergmg Growth Stk -R~dgeworth Fd-LargcCap Val I:.qu~y B A B A A A A A A Dividend Dividend Dtv,dend Dividend Dwldend Diwdend D~wdend l)~vidend Dividend M J L J J K K K J T T T T T T T T T ]

I I ..... Gum Codes t~e Colunms B I and D4) (See (~du~s CI and D3)

A -$1 000 o. le~s ~ -$50,~I - $100.~0 N ~5250,001 - $500.000

--

~ =$1~1 $2~ ........................ G ~Sl00.001 - $1,~0.0~ O $500 601 - $1.0~ 0~

HI =$1 .~.00l - $5,~0,000 Pl =$1,~,001 - $5,0~,~0

H2 =Mo~ ~an $5,00~,000 P2 -$5 00O ~l - $25fl~1),(1(~

FINANCIAL DISCLOSURE REPORT Page 9 of 11

NameofPersonReporting

DateofReport

Wilkinson, III, J H.

05/10/2010

VII. INVESTMENTS and TRUSTS -i .... e, ~alue, transacdons(lncludesthoseofsp ...... d dependent chRdren; see pp. 34-60off!linginstructlons.)
NON~ (No reportable income, assets, or transactions.)
Descnptmn of As~s (including ~mst a~ts) Place "(X)" aRer each as~t exempt from prior d~sclosure income dunng Gross value at end T~nsact~on~ during reposing ~nod

~ Amount Type ~e,g,. , (A-H) or mr)

Value (J-P)

Value Code 3

T~e (e g, ~demptmn)

Date

Value ~ (J-P)

Gain (A-H)

Id~uu of (if private

86.

-Ridgewo~ Fd-M~dcap Val Equi~

D~v~dend

87.

-Ridgeworth Fd-Va Inter Mun Bd

Interest

88

-Ridgworth Fd-Va Tax-Free MMkt

Interest

I Income Gain Codes

A =$1,000 or less

B~-$1,0~i - $2.500

C -$2,501 - $5.000

O =$s.00l - $15 090

E =$15,001

FINANCIALDISCLOSURE REPORT Page 10 of 11

Name of Person Reporting

Date of Report

[ Wi~ki,,~on, m, s H. VIII. ADDITIONAL INFORMATION OR EXPLANATIONS, (IndicatepartofReport.)

O~/l o:2oto

Part II: Agreements. Re: I will rec, contd...~n any benefit plan prowdcd by the Univcrs~, although past pension benefits arc vested. My mortgage was provided at a favorable rate available to faculty members a.nd had to be refinanced within 6 months of leaving the University. The mortgage was prod in full on 02/09/1985.

Trusl #1 My Revocable Trust-

IRA My current IRAAccolmt is invested entLrely in SunTrust Bank mutual fimds, named Rtdgeworth Iunds-

Trust #2 ~ Revocable Trust-

Trust #3 Irrev. GST Trust for me (from~ trust)This Trust was created from~.~~ " ~,ii~l~rust ~ Rev. Trust became lrrev Interim Trust-aftc~death) which was split into two shares, after IRS approval was received, for~ and ~~y sl~are latei" became this trust When ~t was inttially funded,~tonly held cash. but ~t has now been fu I invested The overall asset allocatiiiiVnow includes various asset classes represented by a d~vers group of SunTrust Bank mutual funds (R~dgeworth Funds) ~t~s 77 through 88

FINANCIAL DISCLOSURE REPORT Page l i of 11 IX. CERTIFICATION.

~ .... fPer$on Reporting

Dale of Report

W~Ik~.~o., m, J n.

os/1 o/~olo

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: A~NY INDIVIDUAl, WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mall signed original and 3 additional cop~es to: Committee on Financial D~sclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544