I

,4010 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization United States Court of Appeals for the Federal Circuit
5a. Report Type (check appropriate type)

Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) Schall, Alvin A.

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/04/20 1 1 6. Reporting Period 01/01/2010 to 12/31/2010

No.mination, [] Initial

Date [] Annual [] Final

United States Circuit Judge (Senior Status)

5b. [] Amended Report

7. Chambers or Office Address 717 Madison Place, N.W. Washington, DC 20439

[ 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it it, in my opinion, In compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form mast be followed~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S I T I 0 N S. at opor~.g individual on~v; see pp. 9-13 of filing instructions.)

---] NONE (No reportable positions.)

POSITION
1. 2. 3. 4. 5. Trustee (one of two) Trustee (one of two) Executor (one of two) Trust #2 Trustee #4 Estate

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. ~Repor~ng individual only; seepp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Schall, Alvin A.

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Person Reporting Schall, Alvin A.

Date of Report 05/04/2011

III. NON-INVESTMENT INCOME. t~,~.~ i.di,idualo.dspo~e~ seer~

A. Filers Non-Investment Income [] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS --transportation, Iodglng, food, entertainment.

(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.) ~] NONE (No reportable reimbursements.) SOURCE 1. New York Intellectual Property Law Association 2. Philadelphia Intellectual Property Law Association

DATES
March 26-27, 2010

LOCATION
New York, NY

PURPOSE

ITEMS PAID OR PROVIDED

Annual Dinner in honor of Transportation, Meals, and Lodging the Federal Judiciary Annual Dinner in honor of Transportation, Meals, and Lodging the Federal Judiciary

November 18-19, 2010

Philadelphia, PA

FINANCIAL DISCLOSURE REPORT Page 3 of 11

Name of Person Reporting Schall, Alvin A.

Date of Report 05/04/2011

V. GIFTS. anctudes those to spo~e and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIAB ILITIES. anetud~ ~ose of spouse and dependent children; see pp. 32-33 of filing instructions.)
[]

NONE (No reportable liabilities.)

CREDITOR
Sun Trust Bank

DESCRIPTION
Loan-Secured by mortgage on real property

VALUECODE J

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 1 1 VII. INVESTMENTS and TRUSTS - i ....

~] NONE

Name of Person Reporting Schall, Ahin A.

Date of Report 05/04/2011

o, value, transoctlons ancludes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

(No reportable

income, assets, or transactions.)

Income during Gross value at end

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

Transactions during reporting period (i) Type (e.g., buy, sell, rodemplion) ~2) (3) (4) Date Value Gain mm/dd~,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private

reporting period (0 Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

of reporting period (i) (2) Value Value Method Code 2 Code 3 (J-P)

(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Abbott Laboratories, Inc. Altria Group, Inc. Boeing Co. Citadel Broadcasting Corp Exxon Mobil Corp. General Electric Co. General Mills, Inc. Home Depot, Inc. Hospira, Inc. lntel Corp. C A A C B B B B B B Dividend Dividend Dividend None Dividend Dividend Dividend Dividend None Dividend Dividend Dividend None B Dividend None C C Dividend Dividend M L L L J M M K J L J M L T T T T T T T T T T T T Distributed 06/09/10 J K K K T T T Sold 06/28/10 J

transaction)

11. J.P. Morgan Chase & Co. 12. 13. 14. 15. 16. 17. Kraft Foods, Inc. MBIA, Inc. Minnesota Mining & Mfg. Co. Motorola, Inc. Pepsico, Inc. Philip Morris lntl. Inc.

I. Income Gain Codes: (See Columns BI and I)4) 2. Value Co&~ {See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,0~0 J ~$15.000 o Ices N =$250.001 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15.001 - $50.000 O =$500.001 - $1.000.~O0 R =Cost (Real Estate Only) V =Ohcr

C =$2,501 Ill =$1.000,001 - $5.000.000 L =$50.001 - $100,000 PI =$1.000.001 - $5.000,000 P4 =More lhan $50.C00.000 S =Asscssmtnat W =Estimated

D =$5,001 - $15.000 112 =More than M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Name of Person Reporting Schall, Alvin A.

Date of Report 05/04/2011

V I I. I N V E ST M E N T S a n d T R U S T S - ~.co~,e, ~aluo, ,~,~o~o,# anct~ ,hose

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period
(I) (2)

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K M K L K K L L K T T T T T T T T T

Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd,y), Code 2 Code I (J-P) (A-H) (5)
Identity of

buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

R.R. Donnelly & Sons Co. DWS Advisor Funds Mid-Cap Growth Fund Class S DWS International Emerging Markets Equity Fund Class S Walt DisneyCo. Yum Brands, lnc. Capital One Bank Certificate of Deposit Capital One Bank Certificate of Deposit American Express Bank Certificate of Deposit Wachovia Bank Certificate of Deposit DWSCash Investment Trust DWS Strategic Gov. SEC Fund - S DWS Cash InvestmentTrust~ DWS GNMA Fund- S~ Great Horn Mining Syndicate Edgartown Water Co. Mainbocher, Inc. Evergreen Money Fund

B B A A A B C C B A A A A

Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Interest None None None

Sold L T Buy Sold K J J J J T U U U T Buy

07/23/10 07/23/10 07/23/10 07/23/10

L L K K

Interest

1. Income Gain Codes: (See C01umm BI and D4) 2. Value Co&~ (See Columns CI and D3) 3. Value Melhod Codes (Sc Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =S 15.000 or le~s N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1.000.000 K =$15.001 - $50.000 O -$500.001 - $1,000,000 R =Cost (Real Estate Only) V --Other

C =$2,501 - $5,000 II I =$1.000.001 - $5.000,000 L =$50.001 - $100,000 PI =$1,000,001 - $5.000,0~O P4 =Mote than $50,000,000 S =Asscssmtm! W =Estimated

D ~$5,001 . $15,000 112 =Mote than $5.000.I~00 M =$100.001 - $250.000 P2 =$5,0~0,001 - $25,000.000 T =Cash Markc~

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 11 V 11. INV ESTMENTS and TRU STS - i,, .......

Name of Person Reporting Schall, Alvin A.

Date of Report 05/04/201 I

NONE (No reportable income, assets, or transactions.)

Description of Assets (including tzust assets)
Place "(X)" after each asset exempt from prior disclosure
Income during Gross value at end

Transactions during reporting period (i) Type (e.g., buy, sell, t~-demption)
(2) (3) (4) Date Value Gain mm/dd~yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

reporting period (2) (0 Amount Type (e.g., Code I div., rent,

(A-H) or int.)

of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) L T

35.

Fidelity Cash Reserves Fund~

Interest

36.

Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares

Interest M

37. Bond Fund~ 38. Vanguard Limited-Term Tax-Exempt Fund Admiral Shares

39. Bond Fund~

40. 41. 42. 43. TRUST#l: Vanguard GNMA Fund Admiral Shares Bond Fund~

Interest D C Interest Interest

M M M T T Buy Buy 06/20/10 06/20/10 M M

Vanguard Short-Term Bond Index Admiralty Shares Bond Fund

Blackrock Funds International Bond Portfolio Fund

45. 46. 47. 48. 49. 50. 51.

A A B A B A A A

Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend K K M J J K

T Sold T T

Deutsche Bank Trust Co. U.S. Small Capitalization Fund Deutsche Bank Trust Co. Tax-Free Income Fund Deutsche Bank Trust Co. International Fund Deutsche Bank Trust Co. U.S. Large Capitalization Value Fund 2.00% U.S. Treasury Notes DWS High Income Fund Class A MSCI Emerging Markets Index Fund

01/15/10

T T

I. Income Gain Codes: (See Columns BI and IV) 2. Value Codes {See Columns CI and D3} 3. Value Method Codes {S~r Column C2}

A =$1.000 or less F =$50.001 - $10O.000 J =$15.000 or less N =$250.001 o $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.0~1 - $1.000.000 K =$15.001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =O~her

C -$2.501 - $5,000 II1 =$1.000.001 - $5.000.000 L =$50.0OI - $100.000 PI =$1,000.001 - $5,000,0~0 P4 =More than $50.000.000 S =Asscssmem W =Estimated

D =$5,001 - $15.0~O tl2 =More than $5.000,000 M =$100,001 - $250.1.00 P2 =$5.000.001 - $25,000.000 T =Cesh Markc~

E =$15,0~1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 11

Name of Person Reporting Schall, Alvin A.

Date of Report

05/04/2011

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
Income during reporting period Gross value at end of reporting period

Transactions during reporling period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd,3,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private
transaction)

(I) Amount Code I (A-H)

(2) Type (e.g., div., rent, or int.)

(I) Value Code 2 (J-P)

(2) Value Method Code 3

(Q-W)

52.

Goldman Sachs Natural Resources Index Fund

A A A

Dividend Dividend Interest

J J J

T T T

53. Cohen & Steers Realty Index Fund 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. Deutsche Bank Trust Co. Money Market Deposit Account TRUST #2: American Express Co. BP PLC Kimberly Clark Corp. Pfizer, Inc. Raytheon Co. R.R. Donnelly& Sons Co. Deutsche BankTrust Co.U.S. Large Capitalization Growth Fund Deutsche Bank Trust Co. Tax-Free Income Fund Deutsche BankTrust Co. International Fund Deutsche Bank Trust Co. Money Market Deposit Account

A A B A B A C D A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest

K K L J K K N M J K

T T T T T T T T T T

66. TRUST #3: 67. Deutsche Bank Trust Co. U.S. Small Capitalization Fund B Dividend Dividend K

68. Deutsche Bank Trust Co. Tax-Free Income Fund

I. Income Gain Codes: (Sc Columns B 1 and D4) 2. Value Code~ (See Columns CI and D3) 3. Value Method Codes (S~e Column (72)

A =$1,000 or less F =$50,001 - $100,000 J =$15.000 or less N -$250.001 - $500.000 P3 =$25.000.001 - $50.000,090 Q =Appraisal U =l:k~k Value

B =$1,001 - $2.500 G =$100.001 - $ 1.0O0.0~) K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1.000.0O I - $5.000,000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Esfimaled

D =$5,001 - $15,000 112 =M ore than $5,000,000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 1 1

Name of Person Reporting Schall, Alvin A.

Date of Repo~ 051041201 I

V I I. I N V E ST M E N T S a n d T R U ST S - ~ .... e. value, transactions (includes those of spo ....

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)

nd dependent children: see pp. 34-60 offillng instructlons.)

O. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddz3,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77.

78. 79. 80.

Deutsche BankTmst Co. International Fund Deutsche Bank Trust Co. U.S. Large Capitalization Value Fund 2.00% U.S. Treasury Notes DWS High Income Fund Class A MSCI Emerging Markets Index Fund Goldman Sachs Natural Resources Index Fund Cohen & Steers Realty Majors Index Fund Deutsche Bank Trust Co. Money Market Deposit Account TRUST #4:
American ExpressCo. BP PLC General Electric Co.

A B A A A A A A

Dividend Dividend Interest Dividend Dividend Dividend Dividend Interest

K M J J K

T T T T T

A A A

Dividend Dividend Dividend

L K K

T T T

81. 82. 83. 84. 85.

Merck & Co.,Inc. Procter& GambleCo. Deutsche Bank Trust Co. International Fund Deutsche Bank Trust Co. Taxable Income Fund DWS High Income Fund-Insured

B B B E B

Dividend Dividend Dividend Dividend Dividend

K K L N K

T T T T T

1. Income Gain Codes: (Se Columns BI and IM) 2. Value Codes (see Columns CI and D3) 3. Value Method Codes (See Column C2)

A :$1.000 or less F =$50.001 - $ 100,0O0 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.0~0 Q =Appcaisal U -Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.001 - $50,000 O =$500.1)01 - $1.000,000 R =Cosl (Real Estate Only) V =O,hm"

C =$2.501 - $5,000 I I I =$1.000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000,001 - $5.000.000 P4 =More Ihan $50.000.000 S =Asscssmcnt W -Estimated

D =$5,001 . $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.0~O.001 - $25,000.000 T =Cash Markc~

E =$15,001 - $ 50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting Schall, Ahin A.

Date of Report 0510412011

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount I Code I (A-H) (2) Type (e.g., div.. rent. or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Melhod Code 3 Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mnvdd/yy Code 2 Code I (J-P) (A-H)

(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. I Shares U.S. Treasury Inflation Protected Securities Fund PIMCO Developing Local Markets Fund Eaton Vance Structured Emerging Markets Fund Deutsche Bank Trust Co. U.S. Large Capitalization Value Fund I Path Dow Jones AIG Commodity Index Total Return Fund DWS Reef Global Real Estate Secured Fund Deutsche Bank Trust Co. Money Market Deposit Account ESTATE (Opened 10/31/08) Dreyfus Intermediate Municipal Bond Fund Williams 79 Associates D Dividend None M J T W Sold (part)
06/16/10 L D

(5) ldenfi~y of buyer/sell~ (if private transaction)

A B A B A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K K K L J J K

T T T T T T T

I1 Income Gain Codes: (S Columns B I and I)4) 2. Valu~ Co~ (.See Columns CI and D3) 3. Value Method Codes (Scc Column C2)

A =$ I.O00 or less F = $50,001 * $ 100.000 J =$15,000 o~ less N =5250.001 - 5500.(X)0 P3 =$25.000.0OI - $50.000.0~0 Q =Appraisal U =B~ok Value

B =$1.001 - $2.500 G =$100.001 - $ 1.000,000 K =$15,001 - $50.000 O =$500,001 - $1.000.000 R =Cost (Real Eslate Only) V --Other

C =52,501 - $5.000 I I I =$ 1.000.001 - $5.000.000 L =550,001 - 5100.000 PI =51.000.001 - 55.000.000 P4 =More ihan $50.000.0~0 S =Asscssmcnl W -Estimated

D =$5.001 - 515.000 112 = M ore Shah $5.000.000 M =5100.001 - $250.0(}0 P2 =$5.000.001 - 525.000.000 T =~h Marke~

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting

Date of Report

Schall, Alvin A.

05/04/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicatc part of report)

ADDITIONAL INFORMATION WITH RESPECT TO PART VII OF THIS REPORT:

I. Items 1-18, 2 I, 22, 31-33, 56-6 I, and 78-82 are common stock holdings. 2. Items 19, 20, 28, 30, 36-41, 44, 50-53, 72-75, 85-88, 90, 91, and 94 are mutual funds. 3. Items 23-26 are certificates of deposit. 4. Items 27, 29, 34, 35, 54, 65, 76, and 92 are in the nature of money markets accounts. 5. Items 49 and 71 are United States Treasury Notes. 6. Items 45, 47, 48, 62, 64, 67, 69, 70, 83, and 89 are commingled common stock trust funds managed by Deutsche Bank Trust Co. 7. Items 46, 63, and 68 are commingled tax-free securities trust funds managed by Deutsche Bank Trust Co. 8. Items 84 and 85 are commingled debt securities trust funds managed by Deutsche Bank Trust Co.. 9. Item 95 is a real estate partnership.

FINANCIAL DISCLOSURE REPORT Page 11 of 11 IX. CERTIFICATION.

Name of Person Reporting Schall, Alvin A.

Dale of Report 0510412011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544