I. Pers*~n Reporling (last n~m.

fi~sl, middle imlial) BREEN, J, DANIEL

2. Courl or Org~nizalion WESTERN DISTRICT OF TENNESSEE

3. D~: of R~por~ OS.tl 0,2010

~ Nomm~h.r,, U,S DISTRICT JUDGEiACTIVfi ~~ In,:~al

Da~c ~ Annual ~ I,nal

01,01/2009 ~" I 2[3

I I I SOUTH HIGHLAND AVENUF[ JACKSON, TN 38301

[MPOR TANT NOTES: The inseruction3 a~ompanying thia form must be fo!lo~ved. Complete all parts,
~h~cMng the :VONE box for etth purl ,,here ),ou httv tto reportable in]~rmation. Sign on la.~t pttge.

1. POSITIONS. ~,;,,,,i,~, individ,,al only; see pp. 9-13 o]filing i ........

~ NONE (No reportablepositions.) POSITION
I. 2. 3. Executive Commilte.e Board of Directors Trustee

Dons.)

NAME OF OR(JANIZATION/ENTITY
National Contercncc of Federal Trial Judges Federnl Judges Association Trusl # 1

_.J

1 I. AGREE ME NTS. a~,.l,~-~,,~. ~,,~.~,,,,o~ o,,~,,: ~-,, ~,~,. ,-~ ,,~,.~. i~,, ......
NONE (Nu repo~-t,~ble ogreument~.~ DATE
I

7 -, PARTIES AND TERMS

Breen, J. Daniel

FINANCIAL DISCLOSURE REPORT

Page 2 of t3

....

fPtrSon Reporting

Date of Rep~r,

IN
] BREEN, J. DANIEL

05/10,20~0

111. NON-INVESTMENT INCOME. (nvpo~,i,,g ,m,.vi,l,,.t.,,,t.,p ....... :.,,~ pv. 17-24 o] fili,,g i ........ ,ion$.) A. Filers Non-Investment Income ~ NONE (No reporlah!e non-im, estment income.) DATE I. .SOURCE AND TYPE ~Okl~

3.
4

~
1 2. 3.

NONE (No reporlable non-investment income.) DATE ~O~IRCE AND TYPE

1\1. REIMBURSEMENTS --,,o~.~p .....

io., h, dgi,,g food ........

NON E (No reportable reimbt~rsements) SOURCE

1 Ameucan Bar Assoc~atton

DATES
2,12,2009-2/I 5."2009

LOCATION
Bos~un, MA

PURPOSE
Nauonal Con fer~cc of Federal Trtal Judge~

ITEMS PAID OR PROVIDED

travel, lud~in~ and meals

2 3 4 5.

Fcderal Judges Assoctation

5/02~2009-570412009

Washington, DC

Meeting

travel, !odgh~g and mea]~

FINANCIAL DISCLOSURE REPORT Page 3 of 13

~ .... of P ..... Reporling

BREEN,J. DANIEL

05~10 2010

NONE (No reportableg~is.) 5OURC~ DESCRIPTION V~I.I

3.

NONE (No reportable liabilities.) CREDITOR

DESCRIPTION

3/ALUE CODE

I. 2 3 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 13

BREEN, J. DANIEl.

NONE (No reportable income, a.~sets, or t~cmsactions.)

(includha~ trust assets) Place "IX)" attc~ each asset exempt flora prier disclosure

rcporung period Amounl ~ Type (c g Code I dw.,

otrcpoEmg period

Banco~p South

A B

h~c~st Dividend

K L

T F

2 iL

IR.A - Fidelily Mag CMA ACCT - ME..XR!LL LYNCH

i4.
~ S. ~ 6. 7,

Idaho Pov.,er Co. CS (now known as Ida~o~p, Inc.) Procter & Gambl~ CS (:hicag0, IL Brd. Ed. Bonds

Diwdend

T T T T

A A A A

Dividcnd Interest Dividend

K J J

AT&T CS Coco-Cola CS E.I Dupon~ CS

Dividend Dividend

J J

T T T

A A

~ ~0 f~

Johnson & Johnson CS Waddcll & Reed Acc~

D~vidend

;2 13 !4

W~ddell & Reed Strategy Port \Vaddell & .~eed [;aianc.ed Putt Waddell & Reed Bond Purl \V,~ddell & Reed Cu~c Equity

A A A

Dividend Di;idend Dwidend

J J J

T T T

15 16 I7

.4 A A

Dividend Dividend Inlcrest

J ~ L

\Vaddc]l & Reed Growth Port Ivy \rip Mny Mkt

T T

FINMNCIAL DISCI,OSURE REPORT Page 5 of 13

]u ......
]

~P ...... Re.or.,,.
BREEN, 3. DANIEL

NONE

(~VO v~WoF;~b]e ittcoH~, ~ss:ts. of Iiotls~?ctiolls.)

(i~cluding Irus~ assets)

Piaco(X)"af~crc~ch~sscl

reporting peri,~d
Amounl [ Tvpc(cg.

~ elreporting pcriud
V~lu Value Ty~(cg, Dale : V~fluc buy~rsll.:r

buy. sell.

mm,k~di)? [ Code 2 Cudc I

18. 19. : 20 2 I. 22. 23 24. 25. 26.

27

Waddell & Reed tli+h Income Po+t Waddll & Reed Science & 7cch Port Waddell & Reed Small Cap Growlh Po~ Waddell & Reed T~gt. Fd. Intl Growth Port Wad0ell & Reed Value Port Waddcll &Rccd Global Ntr[. Res. Port Wadddl & Reed Mid Cap Gwth Port Waddell & Reed Target M~ctocap Gwth Waddell & Reed Target Energy Pen
DqO Acct.

A A A A A A A A A

Dividend Dividend DivMend Dividend Dividvnd Dividend Dividend Dividend Dividend

J J J J J .1 J J J

] ] T T T

T T T T

2S. 29. 30. 31. 32.

33,

INO r~nl. Fds G~.,.,th-h~c Port Fidelity Contraftmd [NO FP+IR SM Diversified Mid,ap fNG JP Morgm: Small Cap Cove Eq. Poll ING An. Fds. Intl Pert
IRA ACCOUNT - MERRILL LYNCH

A A A A A

Dividend Di,,idend Dividend Dividend Dividcr.d J

J T J J J

T /

J
T "I T

34.

American Capital WI.G GRW and Inc.

Dr, idend

Sold

5i26/09

FINANCIAL DISCLOSURE REPORT Page 6 of 13 [| BREEN, J. DANIEL

05 10;20lO

VII. INVESTMENTS and TRUSTS --i,,, ..........

....... ~ ..........
(including m~ as~cts)

.~ ............. a,,...,~.. . ....... ./,~ ............ .,i~ a,t..p,.,,a.,,,, ~,,.a.,,,,:.,~.v~. ..-~oo~ m,,,.~, ,.,,,,,..,~,,,.~.)

NONE ()Vo rcportobie income, ctsset.% or trons~tCliOns.)

~ .... ~7 ....
i rcpom:~g pcrioO of rcp~r:mg period

:?fi ~ -i~;
(A-HI ............................................... I. _. 35 36. .gmc~ icon Cannal Income A Dividend ot rot)

~"
{J-P) Code 3 J J 1 Buy 526/09 rcdcmptiuW ~ 019 ~ J J A ~,~.lli ;._ (;fprlv;;tc

American Cap. WLD. GRW a~d Inc,

Dividend

Sold

5/26/09

37. 38. 39. 40. 4 I. 42 43.

44 45

American New Perspective American Shun Term Bond Coca Cola - CS Blackreck Low Duration Bd Fd. Duke Energy-CS Exxon Mobil - CS General Electric - CS
Goldman Sachs Mid Cap Value Fd. Home Depot - CS

A A A A A A A
A

Dividend Dividend Di,idend Dividend Dividend Dividend Dividend

Dividend

3 J J K J J J

T I T T T T T
Sold 9:1 I;09 J A

13uy

9/I 1/09

Buy

9,11/09

A A A

Divhfcnd Dividend

46 I : 47 4~

Household lntl- CS " )obnsol: & Johnson - CS J I% Morgan Chase & Co. M cl)op.alds - CS

2 ] J J J

~, "I "1 T T Buy [

Dtvidend Dividend Dividend Dividend

A A A

49

50. 51.

Loonlis Styles Strategic Inc. Fd. NIc~ill L),ncb Variable Coupon Notes

6Q4/09 Z,l 3/09

Or,,~dcnd

So.d

FINANCIAL DISCLOSURE REPORT

] N .... f P .....
I

Reporting

Date o1 rpor,

Page 7 of 13
BREEN, J. DANIEL

05110/2010
,,,,-. t ........ ions (lttclude$ tiros, orsl ......... d dt.pendetl, children" $e, pp. 34-60 of filit.g i .............. )

Vll. INVESTMENTS and TRUSTS -- i ..........

B
h~comc du~ing

NONE (No reportable income, assets, or transactio~s.)

Description of Assets (including m~st assets) Place "{X)"allcrcachassct .... p, ,rom pr,or dtscl ...... ......... ~ ....... 52 53 54 55. 56. 57. 58. 59. 60. 61. 62. 63 64 65 66 67. 68. Microsoft Corp - (S Fidelity Advisor Mid-Cap Fd. Spectra Energy Corp CS ",VaI-Mart Stores - CS Pimco Total Return Fd. Blackrock Global Aline. Fd. IRA- NIERRILL LYNCH Sallie Mac Bank - CD DN Southside Bank - CD American Cap Gr.,vth and Inc. Fd. American New Perspeclivc Fd Americar* Capital Income American Gro~vth Fd Americar~ Short Term Bond Fd Blackrock Lo;. Duration Bond Fd Fidelity Advisor Eaton Vance Low Duration Fd A A A A A A A A A A Interest Interest Dividend Dividend Dp. idend Div*dec, d Dividend Dividend Dividend Dividend J K J J "1 T T T Buy 9/I 1t09 j J T T Sold Buy Buy 9/I 1/09 9/I I,09 10/2/09 J J T T Buy Buy Sold Buy 5/27/09 5/21/09 6/23/09 6,23/09 J J J J A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J ~ ~ i C. J .............................. ~.- ........... Gross value at end ~ Transacnons during rcpomng of reporting period Vuluc Code 2 (J-P) Vah~c ~ ~ype{cg, blml:od buy. sell. Codc3 rcdcmpt,on) (Q-W) T T T T T T Buy 1II0109 J Buy 2/13/09 J / Dale ~ Value ~ Gain I [mm.dd/yy ~ Code 2 Codc I ~ ] tJ-P) i (.~-H~ : ~ i ; ~ Idcnt~t~ buyer,seller transac,,on)

reporting pcr*od

]Amoullt Tygc{cg. Code I d ........ : (A-II) or,n*)

D =$5.fl0t - ~ 15.{)0n

[- =515.001 - $50

FINANCIAL DISCLOSURE REPORT Page 8 of 13

IN .....

fP ..... Reporting

Dateofllport

NONE (No reportable income ossets, or lransactions.) ., (i~Oudi~g B. C , D.

exempt from prior disclosure

dP.., rein, Code 2

. Method

bJy. sell

69.
70

Blackrock Globa~ Allot

National City Sank CD

A
A

Dividend
Interest

T
Sold 5,~2 I,09 J

71 72 73 74 75 76. 77. 78. 79 80 ;gI g2 33. b;4 ~ 85

Frankhn Income Fd Frm~khn Gmv, th Fd. Sa!!ie Mae Bank CD John Hancock Balanced DN Southside Bank CD AmCap. WLD Grw ar, d Inc. Am Short Tem~ Bd Fd Primco Total Retmn Fd Ualamos Mkt Ncutrallnc Fd Blackrock Low Darmion Bd Fd. (](~ldi-.~m Sachs Grwth Fd Eaton Vance Large Cap Value Fd H:ufford Cap Apl, e7 Fd Loom~s Sayle,, Strag h~c Fd Merrill Lynch Mene" Mad.;et Fd

B A ..a. A A A A A A A A A A A

Dividcr, d Dividend Interest Divideod Interest Dividend Dividend Divider~d Dividend Dividend Dividend Dividend Di,.idcnd D~v,dend

T Sold 9/! 1.09 5127/09 J J

J J J

T T T

Boy

Bu.v Sokl

5/21/09 9/i 1/09 9111/09

J J J

J J

T T

Buy

Sold J J J K k. T T T T T B~y [h~)

I012109 10./2/09 9"11,09

K ] J

FINANCIAL DISCLOSURE REPORT Page 9 of 13

~ ....r~ ..... R~porti.~ ~av.~, J. DANIEL ~ 05;102010

VII. INVESTMENTS a n d TRUSTS - ~ ........... ~ ............. ,io., a.,.~.u. ,~,o,.

NONE (No reportable income, ossels, o~ lransaclions.)

..... ~ ................... ~ .................. E ................

Dcscriplion of Ass:~ (including Irusl as~ct~) Place "iX)" a~lc~ c.h ~ssct ~ ~ ..... Inccme during ~portln~ - ...... pzdod Gross value at end of rcporzmg pctmd

Transactions dur;ng repomng per~ad (l)

lype

tl) exempt from prier disclosure ~ (A-H)

(2) or m~ )

" (~) ..... .......

Value

(2)
V~uc

tq~

(5)

~Arnuunt ~ Type ~c.g..

(J-I)

Code 3

~6.
87.

Me.HI Lynch Retirement Reserxes

Procter & Gamble CS

A
A

~nte~es~
DLvidend

J
J T

88. 89. 90 91. 92. 93 94. 95. 96 97. 98. 99 00

Waddell & Reed Advisors Small Cap Waddcll & Reed Accumlative Waddell & Reed Core In,.estment Wadddl & Reed Advisors Cash Managmcnt Firsl State Bank CD BanC,arp South CD Ivy VIP Asset Strategy Ivy VIP Balanced Fd Iv) Energy Fd Ivy Global Natl Res. Fd. Iv:, Intl Gr..vth Fd Ivy Sc~ NC Tech Fd

A A A A B A A A A A A ,a.

Di.idend D~.,~dend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Divh!rtd Dividend

J J J J

T T T T Redeemed 9/14:09 J A

J K J J J J J

T T T T T T T

101. TRUST,gl (hnes !01-128}(x~ 102 - ML Bank Deposit Program A Interest K 7

FINANCIAL DISCLOSURE REPORT

PagelOofl3
Vll. INVESTMENTS and TRUSTS -, ........... ; ........... ,i.., a.t,,,~,., ,J ....... ,f.,j ........... ~,,,,..,,,,,,,,,,,..~,,ta ........ ~,~,. s~-~o,,/~:i,~. ,. ......... .,i,,,,..)
"NONE (;Vo reportable income, assets, o~ tra~l,raclio~S )

a
lm,:luding first assc~a) Place "(X)" after cach asset ~

~
~eportmg pcr~o~ t~) ~ ~> i A,,,ouct ~ T~c (c g.
(A}{) [ ,3r lilt )

" c ......
of reporting period -(i)-----~) ...... ~ Value Vak, Type
(J-P) Code 3 rcdcmptmn)

5 .........

~ 103. - CD GE Capital Fir~ancial 104 105. 106 -ML ARM SPX -RBCARNSPX MUTUAL FUNDS A A A A A A A A A A B B A A B A

~ Interest Dividend Dividend K J

(Q-W) T Sold T Bu) 10,22,09 10;2L09 L K D

107. -Blackreck Global A!loc. Fd L, 108. -IBlackrockCap&lnc Strat 109. -Btackrock Cap & lnc Strat

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend ] D~v~dend ] J J K K K L K J T T T T T T T 7 J T J T

Sold

6.18.09

Sold Buy Sold i~u) ~"3 Sold (part) gl,_y [~uy Bey ~uy Bt~)

6.18"09 6/18,09 6/18:09 6/18.09 6."18/09 6118~09 61809 61809 6~18/09 6.18/09 6;18,09

J J K

I I0. - Eaton Vance Large Cap I II. Clough Global Atlo,c Fd 12. - First Eagle Global Fd. 13 - Hartford M~tlCap FC CL C 14. - Ivy, Asset Strategy li5. -Jaat.lsFortyFd !6 - koemis Sayles Strategic 17. - Lord .,\bbett National T.tF 18. - Nmeen High Y~cld Mt.m Bd. Fd. 19 -Nu~ccnTrdwindsVa~ueFd

FINANCIAL DISCLOSURE REPORT N ....~P .....

Page I1 of 13

BREEn,.I.D.aNIEL

NONE (No reporlobl~. Mcome, a3.~e,s, or trunsactions.)

Place"IX[ attot c~h ~sse:

Amounl ] 3~pe (c.g,

Xal,,~

~alt~z

f~ ~e ~e g,

Date

~ Value

120. - Principal High Yield

Dividend

Buy

6118~09

121. -Ain~ Conscella~;on Fd 122. - Oac ARn ~ogrer

A A

Dividend Dividend

Sold J T Buy

6/18/09

6/25;09 6118109 J

123. 124.

-Citigrouolnc CS -Conoco Phillips CS

A A

D~vidend Dividend

Sold Sold

6!18/09 6i18z09

J J

125 -[.ifepoint IIosp Inc. CS 126. MicrosofiCu~ CS 127.

A A

Dividend Dividend

Sold Sold

6/18/09 4118/09

Sek Am GEIB

A A

Dividend Dividend

Sold So~d

28. Travelers Co. US

6/~ 8/09

FINANCIAL DISCLOSURE REPORT

Page 12 of 13

Name oF Person ReporIing [ D ....

fR,porr

o5,1o,_~ow

[ BREEN, J. DANIEL VIII. ADDITIONAL INFORJVlATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

~ ......Ip ..... R~porllng

Page 13 of 13
IX. CERTIFICATION.

D .... tRtport

BaEEN, J. OaN~E1. I

a~,~ 0/.~tH 0

I certify that all information given abo~e (including information pertaining to my spouse andminnr,~rdcpen cnlthildrcn, ifany) is accurate, [rue, and complete t~ the best nf my knowledge and bt, lief, and that an~ information nat I ported ~ a~ ~i~hheld becatlsc it IllCl applicable Sl;llulorv provisions permitting non-disclosure. " . I [ur0~er certify Ihal earned income from outside emplo)mcnr aud IlOllOrali:~ anti ~he ~tccplantc o1" gilts whith h~ve I~r~r~ rtparled ;~c ia cumpliancc *vilh ~he provisioos of 5 U.S.C. app. ~ 5111 el. ~cq., 5 U.S.C. ~ 7353, and Jndicial Conft.rence rcgnla~iun~.

~gnatur

NOTE: ANY INDIVIDUAL W|IO KNOWINGLY AND \VILFULLY ANI) CRI.~IINAL SANCTIONS (5 LI,S.C. npp. 104~

SG|IJECT TO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional cop~es to: Committcc on Financial Disclosure Admu~istrative Ollicc of the United States Com~s Suite 2-30 I One Columbus C?ircle, N.E. Washington, D.C. 20544