Dla~ 21 2010 3:26PM

HP LRSERJET FR

p. 1

AMENOMENT
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF KENlUCKY
CHAMBERS OF

JOEN G. ltEYBURN H
UNFrED STAFF_,S DISTRICT JUDGE

UNITED STATE~ COURTHOUSE

LOU|SV/LLE, KY 40282
(502) 625-3620

I
May 21, 2010

Mr. George Reynolds Administrative Office of the U.S. Courts Thurgood Marshall Federal Judiciary_ Building One Columbus Circle, N.W. Room 2-323 Washington, DC 20544 Re: Self-Initiated Amendment to 2009 Financial Disclosure Report

Dear Mr. Reynolds: Please consider this letter as a self-initiated amendment to my 2009 Financial Disclosure Report. I would ask that this letter and the amendment contained in it be made a part of my 2009 report for disclosure purposes. My 2009 Financial Disclosure Report (Section VII, line 65) shows that a trust, designated MPS Trust, contained assets described as BP PLC ADR as of J,muary 1, 2010. On May 13, 2010, the entirety of my interest in BP PLC ADR were sold from that account. Thank for your altention to this matter. Sincerely,

Heyburn II, John G.

A010
1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S D.C K_ENT/CKY WESTERN 5a. Report Type (check appropriate type) ] Nomir.~.tlon, [] Initial Date ~] A .... I [] Fm,fl

Report Required b)" the Ethics

in Govet~ment Act o1978 (5 u.s.c, app. . 10-1-111)

1. Person Reporting (last name, first, middle initial) HEYBURN I1, JOHN G. 4. Title (Arlicle ]ll judges indicate active or senior slams: magistrate judges indicate fall- or part-tlme) DisrfictCclurtJudge(Aetive)

3. Date of Report 04/2912010 6. Reporting Period 01/01/2009 to 12/31/2009

I 5b. [] Amended Report 7. Chalnbers or Office Address 239 U.S. Courthouse Louisville, KY 40202 [ 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable I~v~s and regulations. Re~iewing Officer Date

IMPORTANT NOTES: Ihe instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

1. POSITIONS. (lCeportinf individual #nly; seepp. 9-13 of filin. in.tructions.)

~ NONE (No reportablepositions.)

POSITION
1. Trustee

NAME OF ORGANIEATION[ENTITY
Charitable Foundation- H

NONE (Nb reportable agreements.) DATE PARTIES AND TERMS

:"

I.

FINANCIAL DISCLOSURE REPORT Page 2 of 1 0

N .... [P ..... Reporting HEYBURN II, JOHN G.

Dat~.ofRep0rl

04,2972010

111. NON-INVESTMENT INCOME. cswo-i.g

A. Filers Non-lnvestment Income NONE (No reportable non-investment income.) !)ATE I. 2, 3. 4. SOURCE AND TYPE INCOME (yours, not spouses)

B. Spouses Non-lnvestment Income - if yoa weft married during an)portion of the rtporting ),ar, complete this section.
(Dollar c~rnount not required except for honoraria)

[-~

NONE (No reportable non-investment income.) DAT~ SOURCE AND TYPE

I. 2. 3.

IV. REIMBURSEMENTS -r~,,,,s~, .... ton, toUg~mg, ~oo~, ...... i ....~

(Includes tho~e to ~7~mre and depcndent children s*~ pp 25-27 of filinq instructtot~.)

---]

NONE (No reportable reimbursements.) ~_QURCE DATES October 16, 2009 LOCATION New Orleans, LA PURPOSE. Symposium Speaker ITEMS PAID OR PROVIDED

1. Louisiana State Bar Association 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 0

.~ .... of Person Repor,lng

Da,e of Repot,

H~V~UR.~ n, JO~ C.

04/29i20~0

[~

NONE ~o reportable
SOURCE DESCRIPTION

VALUE

1. 2. 3, 4. 5.

V I. L I AB 1 L I T I ES. a,,~,d~ ,~o~, o/.,ro ..... a dependent children; see pp. 32-33 offiling instructiort~.,l
[~] NONE (No reportable liabilities.) CREDITOR
I. 2. Capital Onc Visa Credit Card

DESCRIPTION

VALUE CODE
J

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 10 VI 1. INVESTMENTS an d TRUSTS - i ..........

I,~ ..... r~.,o~ ~po.i~ [ nEvmJR~ m JO~N ~.

~,,,, ~ ....... (lncludtx thosr ,sp ...... d depe~tnt children; ,r~pp. 34-60 of filing instruc,,~i.) ions

NONE ~o reportable income, assets, or transactions.)

Description of A~e~ ~cluding trust ~sets) [ [ I ...... d~ing I G ...... lue at end reporting pefi~ ~ ofrepoaing T, ..... ions d~ng r~ing p~od

I.

I.S. Trust

D C

Dividend Dividend N V

2.

F.F.S. Trust HILLIARD LYONS 2RUSTEE(IK)

Dividend

4.

Hilliard-Lyon Govt Fd.

"F 03,,25/09 J B

5. 6.

Banco Bilbao Vizcaya ~r~hire Hathaway-B

Sold L K T T

7. 8. 9. 10.

Chevron Exxon Mobil Growth Fd. Of Amcfica HILL1ARD LYONS TRUSTEE (lRA)-tlilliard-Lyon Govt Fd. 1Oa. Growth Fd. of Amcrica Inve~t.Co.of Am. Smallcap Wld.Fd. Hiltiard Lyons Growth Fd

T T

M D Dividend N

T Sold 3/25/09 3/25i09 bl L E

1 i. 12. "~3. i4~

Sold Sold M M " T T Buy Buy

E E

3/25,09 3/25i09

L M M

15.

Bond Fd of Am~ic~ O~R IN~ESTMgNTS

16.

17.

Hillia~d-Lyon Govt ~d.

Dividend

FINANCIAL DISCLOSURE REPORT

,~ .... otr, .... ~+oor~.~

Page 5 of 1 0

n~v~um~ n,~on~ ~. [

04,~9/zm0

NONE (,~ reportable income, t~sets, or transactions.) [ DescnptioaefAsse~ {~cludingtmstas~ts)

Place "(X)" +l~ ..... ha.et

d~tng [ / I ..... [ re~ingpefod A

~mo~t~ Type(eg.+

G ...... lue atend ofrep~ingpefiod

Vai~ l Value

;
I Type(e,g., Date V~ ~ Gain [ Identityof

18. 19. 20. 21. 22. 23. 24.

Aragon American Tower Corp Apple Inc. Berkshire 1 tathaway Bristol Myers Squibb BrownForman Inc. Chevron Corp. Citadel Broadcasting

A A A A C A B /" A A A A A A

Di~dend Dividend Dividend Divid~:nd Dividcnd Dividend Dividend Dividend Dividend Dividcnd Dividend Dividend Dividend

J J K M L L M

T T T T T "1" T Sold 3]9/09 J Sold 6125/09 J B

26. 27. 28. 129. 30. 31. 32. 33. 34.

Clorox Co. Colgate Pahnolive Co~tco Daktronics. Inc. Disney Co. Ebay Inc. Emerson Electric Co Exxon Mobil General Electric Co.

L L K

T T

Sold K T sold

8/20109

3/9/09

I" A B B

Dividend Dividend Di~,idend

J M L

T T T Sold 12/21/09

FINANCIAL DISCLOSURE REPORT Page 6 of 1 0

~.,e of~e .... ~por.o.~ HEYBURN 11, JOHN G.

~)~t~ offeror, 04/2912010

VII. INVESTMENTS and TRUSTS - i .......... t,,, ,, ...... no,, a,,.~,~,,,~o,o

NONE ~ reportable income, assets, or ~ansactions.) ~p~o~; of As~e~ (inctu~ng m~t ~s~s) , ~ B Income d~ing reposing period C. Gross ~ah~ al end ofrepo~g ~6od [ D.

m~
exempt ~om prior disclos~e

~o
C~e 2 {J-P)

~/ ~F .......
Meth~ ] C~e 3 ] buy, sell. rcd~npfion)

~3~ -~~ .........

:mn~d&,~ C~te 2 ~ (3-P) C~e 1 (A-H)

~ .......
buyer/seller {if private

Code 1 div. rent, i (A-It) ~ ot ~t.)

35. 36. !37. 38. 39. "~0. 41. 42. 43. 44. 45.
46.

Gl~xcoSmithKline PLC* (~ Goldman Sachs Growth Fd. Of Amcrica Hillia~-d Lyons Growth Horne Depot Inc. Johnson and Johnson Kimberly-Clark Corp McGmw-HillCos. Mcdtroni Inc. Merck and Co. Microsofl
Moody$

A A A B A A A A A A A
A

Divided Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend

K J L K K M K

T T T T "i" "I" T Sold 12/19/09 K C

K K M
K

T T T
T

Sold

3/9/09

47. "48. 49. 50. 51.

Pepsico Powcrshares Global Exch. Proctor & Gambill Schlumbdrgcr Ltd (W) Starbu,,:ks Corp.

A A B A A

Di, idend Dividend Dividend Di,idend Dividend

l K M L

T T T T

Buy Buy

3/9/09 6/I/09

J K

Sold

3/9/09

FINANCIAL DISCLOSURE REPORT Page 7 of 1 0 VII. INVESTMENTS and TRUSTS - i ..........

N ....

lrPe .... Reporiing [

Date olRepor!

I1EYBURN II, JOHN G.

04/29/2010 I

i.e. transactivns "lnclud~ those of sp ......d depgMent children; see pp. 34-~ of ]~ling i~.uclion.~)

NONE ~o reportable income. ~sets, or transactions.)

Des~p~ion of Asse~ (mclu~ng t~ assets) Place"(X)" after each asset Income d~ng r~oning pc~ Amour T~e(e.g.,

! of re~rtmg pc6~ Value [ V~ue

~ T~ (e.g.,

.. [ Date ] Value ! Gain Identity of

I 52.

SY Ba~ Co~. US Wireless Online, lnc. Walgreen Comply Wyeth, fo~erly Amer.~ome Prod. Zimmer Hldgs TRUST- (HRH Tr.) Bai~ BondFuad Blzc~ock Fd. Gen.Elect. lshares JP Morgan Co. TRUST (MPS Tr.)- Armanda Moncy Mkt.Fd. Ky. Tax Exempt Money Fd
BP PLC ADR

A A A C A D

Dividend Dividend Divklend Dividend Dividend Dividend N T J K T T

Sold

3/24/09

53. 54. 55. 56. 57. 58. 59. "~0. 61. 62. 63. 64.
65.

Sold Sold

12/14,09 12/14/09

L K

D C

Dividend

""

66. 67. 68.

Coca Cola Co General Electric GlaxoSmithKline

FINANCIAL DISCLOSURE REPORT

Page 8 of 10
V 11. INVESTMENTS and TRUSTS - in .......
I~
A. Dc~wiption of Assets (including tnzst assets,) Place "IX)" af~r each as.set exempt from prior disclosure I

04/29/2010
I.,, tr ....."lions (Includes those ofsp ..... nd d.pendent children; se. pp. 34-6~ offillng ittslructions.)
C. Gross value at end of reporting period Value Code 2 (J-P) Value Method Code 3 (Q-W) " O) ..... Ty~ (e,g., buy, sell, redemp~on) D. Tree, sections dunng reporting period

NONE (No reportable income, assets, or transactions.)

B. laco~:ue dt:.ring i ; reporting period [ ~---" .......... ~" Amount Type (e.g.,~ Code 1 div., rent, IA-tl) or int.) i

Date~/ Value~l Gain mnddd~y Code 2 J Code 1 i (J-P) i (A-H) i

lder, tity of buyer/seller (ifprivale tr~sac fion)

69. 70.

Honeywell Intl.

Johnson&Johnson

71. 72. !73. 74. 75. 76. 77. 78. 79.

McGraw-tiill Co. Nokia Corp. Proctor&Gamble Schlumberger Ltd. Texas Instruments CHARITABLE FOUNDATION - (JGH Fd. 73a. I Iilliard Lyons Growth ING ReliaSt,n" las.Co. Univcrsal 1,ire Policy MONY Whole Life N K V V C Dividcnd Sold 5/20109 J A

FINANCIAL DISCLOSURE REPORT Page 9 of 10

[ N ....

I" P ......Reporling

[ [

Dale of I~p0r! 04/29/2010

|1 HEYBUR.N II,.1OIIN G.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

Page 10 of 10

[N ..... ....
[ HEYBURN If, JOHN G.

I Da,eo,.epo.
04.t29/2010 [

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it tact applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts vchich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.SoC. 7353, and Judicial Conference regulations.

Signa

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY .4~ND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies ~o: Committee on Financial Disclosure Administrative Office of the Uniled States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544