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I

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

a~?o~t Required by the Ethics

in Government Act of1978 (s u.s.c, app.

I. Person Reporting (l~t name., firxl, middl~ i~itial) TOWNES, SANDRA L. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge- Active

2. Con rt or Organization U.S. District Court, EDNY 5a. Report Type (check appropriate lypc) [] Nomination, [] Inidal Date [] Annual [] Final

3. Date of Report 6/10/2010 6. Reporting Period 01/01/2009 to 12/31/2009

7. Chamber, or Office Addres, United States Courthouse 225 Cadman Plaza East Brooklyn, NY 11201

5b, [] Amended Report 8. On ,h; b,,is of the information contai~/d in this R,port and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws Ind regulations. Reviewing Officer Date_

I~IPOR TAN T NO TES: The instructions accompanying this form must be followe"l Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~s,ro,#,, ~ai,.i~ot o~y: ~o,~. ~-~ o/:tio~ ~,,,~,~ao,~.)

NONE (No reportablepositions.) pOSITION
I.

NAME OF ORGANIZATION/ENTITY

NONE (No reportable agreements.) ~ PARTIES AND TE~S

New York S~ and ~al Reti~ment Plan, no control

I. 20~

Townes, Sandra L.

Name of Pelion Reporting

Date of Report

PageFINANCIAL2 of 8 DISCLOSURE REPORT I TO~VNES, SANDRA L.

6/10/2010

IlL NON-INVESTMENT INCOME. (R++o+~++ i, ii.~d,~,~z.~o~; s~,pp. ~.~4 of ~i~z instructionS-)

A. Filers Non-Investment Income [] NONE (No reportable non-investment income..) DAT~
I. 2009

SOUR(~E AND TYPE

NYS and Local Retirement Systems benefit.

INCOME
(yours, not spouses)
$66,556.26

2.
3.

4.

B. Spouses Non-Investment Income - lf you swre married during any potffon of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

[]

NONE (No reportable non-investment income.) DAT.___..~ SOURCE AND TYPE

2. 3. 4.

IV. REIMBURSEMENTS -,...sro~o., ~o~.z,/ooa, ..,e~.~....~

(Includes those to spouse and dependent children: see pp. 25-27 of filing instruction~.)

NONE (No reportable reimbursements.) SOU__Q_U__~.C~ DATE~

I. 2. 3. 4. 5.

LOCATION

PURPQSE

ITEMS PAID OR PROVIDED

I PageFINANCIAL3 of 8 DISCLOSURE REPORT I

NONE (No reportable gifts.) S O__Q_[d.t~7~
I.

Name of Person Reporting

Date of Repo~

TOWNES, SANDRA

L.

6/10/2010

V. G IFTS. an,rude, ~ho,o ,o spo ..... d dependent children; see pp. 28-31 of filing instructions.)

DESCRIPTION

VALUE

2. 3. 4.
5.

VI. LIABILITIES. a,,a,,des those o/,~o,,s, o,.,~dcpe.de~t ch~a,~n~e. ~-~ offil~ginstrucfions.)

NONE (No reportable liabilities.) CREDITOR
I.

DESCRIPTION

VALUE CODE

2. 3. 4. 5.

Page 4 of 8 VII. INVESTMENTS an d TRUSTS -

TOWr~rs, SANDRA L.

6/10/2010

NONE ~o reportable income, ~sets. or transaction.)

- .................................... ~scfipfion of A~ (including ~t asse~) Place "(X)" a~er ~ch asset exempt from prior discl~ure ~ ...... ~ ~ Income during C. Gross value a{ ~d D. Transactions during rc~ng periM

~Amount T~ (e,g., ~ C~ I div., ten~ ~ (A-H) or int.)

Value C~e 2 (J-P)

Va~e T~ (e.g,, Monad buy, sell, C~ 3 r~emptlon)

Da~ Value ~ Gain m~d~ [ C~e 2 ~d I [ (J-P) (A-~ (if private

Identity of buyerl~llcr

!.

TIAA Retirem~t Annuity

Inter~t

2. 3.
4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

State Employees Federal Credit Union Accounts MONY Cash Value Life Insurance
Black Rock Money Market Account MetLife Securities IRA #3 (components in items 6-18) below) -PIMCO Total Return -Morgan Stanley EAFE Index Portfolio -MFS Total Return Portfolio -MetLife Stock Index Portfolio -Lord Abbott Bond Debenture Portfolio -Loomis Sayles Small Cap Portfolio Barclays Cap Bond Index F/K/A Lehman Bros. Aggregate Bond In -Harris Oakmark Focused Value Portfolio -Met/Artisan Mid Cap Value Portfolio -BlaekRock Money Market -American Funds Growth Income -American Funds Global Small Cap

A A
A A A A A A B A

Interest Dividends
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None

J K
J N K K K K K K L

T T
T T T T T T T T T Sold 02/18/09 02/18/09 J K

Dividend None

K J K K

T T T T

Buy

B B

Dividend Dividend

(See Cob,torts B 1 and 04) (See Columns CI and O3) Value Method Codes

F =$$0,001 - $100,000 N -$250,001 - $500,000 Q -Appraisal

G =$100,001 - $1,000.000 0 =$500,001. $1,000,000 R ~Cosl (Real Estate Only)

HI =$1.000,001 - $5~000,000 P! =$1,000,001 - SL000.00~ S -Assessmeln

H2 =More than P2 =$L000,001 - $25.000,000 "1" Gash M~k~t

Page 5 of 8

rOWNES, SAr~DR~ L.

6t10/20~0

NONE (No reportable income, assets, or transactions.)

A. Description of Asset~ (including trust assetsl Place "(X}" after each asset exempt from prior disclosure [ I B. Income during reporting period C. Gros~ value at end of reporting period Value Code 2 (!-P) Value Method Code3 Type (e.g., buy, sell, redemption) D. Tran~aetiorts during reporting period

Ammmt Type (e.g., r Code div., rent. ! (AIt) I or int.)

Date Value I Gain I mm/dd/yy . Code 2i Cede I {J-P} {A-H) ! I

Identity of" buyerlseller (if private

18. 19. 20. 21. 22. 23. 24: 25. 26. 27. 28. 29. 30. 31.

-MFS Value Portfolio -Clarion Global Real Estate Portfolio MetLife Universal Variable Life lns.(components 20-34 ) -MetLife Fixed cash account -BlackRock Diversified Fund -MetLifeStock Index Portfolio -ftarris Oakmark Large Cap Value -Morgan Stanley EAFE Index Portfolio -BlackRock Strategic ValueFund -American Funds Growth Income -American Funds Global Small Cap -Harris Oakmark Focused Value Portfolio -WAM Strategic Bond Opportunity -PIMCOTotal Return Portfolio -American Funds Bond Fund -Lord Abbet Bond Debenture -MFS VaIue Portfolio

B A

Dividend Dividend None

K J K

T T T

Sold

03/30/09

Sold Sold Sold

03/30/09 03/30/09 03/30/09

Sold Sold

03/30/09 03/30f09

J J

3" 33. 34.

Buy Buy Buy

03130/09 03130/09 03130/09

J J J

3. Vat~ Meted C~

Q =ApprM~

R ~t { R~I ~atc ~1},)

S -A~cnl

T ~h

FINANCIAL DISCLOSURE REPORT Page 6 of 8

VII. INVESTMENTS and TRUSTS -

Name of Person Reporting

Dale of Report

TOWNES, SANDRA L.

6/10/2010

NONE (No reportable income, ~sets, or tra~actio~.)

A. Des~iplion of Assets (including ~ asse~) Place "(X)" after each ~et exempt from pdor disclosure B, Income during r~ning ~od Amount ~ t~e (e.g., C~e I r~k (A-H) j diV.,ori~.) C. [ G~ss value at ~d/ of ~o~ing ~fiod Value Code 2 (J-P} j Value ! Me~ T)~e (e.g., buy, sell r~cmption) D. T~ns~tions during repo~ng p~

(3) [ (~ ~
] I [ (~W)~[ Code 3 m~d~. ~ ~ (J-P)IC~2 (A-H) []

(5) .....
buy~/~ilcr tr~sactionl(iforivate

35.

-PIMCO Inflation Protected Bond Po~folio

Buy

03/30/09

36. ~G Direct Savings

Interest

I. Income Gain Codes: (See C~olutnn$ B I and D4) (See Colttmnt C! end D3) 3. Value Method Codes (See Cohtme C2)

A -$1,000 or less F =S50.001 - $100,000 N =$250.001 - $500,000 P3 -$25.000.00t - $50,000,000 Q =Appraisal O =Book Value

B ~$ 1,001 - $.2.500 O =~100.001 - $1.000,OO0 O =~00,00l - $1,000,000 R =Cost (Real Estate Only) V =.Olher

C -$2.501 - $$,000 1tl ~$1,000.001 - $5.000,000

D -$5.00! - $ l 5.000 H2 ~Mo~ than $5.000.090

E ~$ I $,001 - $50.000

P I =~l,000,00t $5,000,000
P4 =More Ihzn $50,000.000 $ =A~e~smenl W =Esfmated

P2 =$5,000,001 $25,000,0~0
T =Cash Market

PageFINANCIAL7 of 8 DISCLOSURE REPORT I

TO~ANES

Nsme of P .... eport|rig R

SANDRA L.

I Dste of Reporl

6/10/2010
I

VIII. ADDITIONAL INFOR.~IATION OR EXPLANATIONS. #,#ica~ep~,, o/R,~,o,~)

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

TOWNES, SANDRA L.

6/10/2010

I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because tt met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisi~ of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WIT,FULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U~S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additiona! copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544