Beruflich Dokumente
Kultur Dokumente
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1. Person Reporting (last name. first, middle initial) Santoro, Frank.J. 4. Title (Article Itl judges indicate active or senior status; magistrate judgcs indicate fuil- or part-time) U.S. BankntplcyJudge
[~ lni6al
5b. [-~ Amended Report 7. Chambers or Office Address 600 Granby Street Norfolk, Virginia 23510 8. On the basis of the in forn:,ation contained in this Report and any modifications pertaining therclo, it is, ill my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORT.4NT NOTES: The instructions accomt, anying this form must be followed. Complete all parts, checkh~g the NONE box fi~r each part where you hat,e no reportable information. Sign on last page.
I. POSIT! ONS. m,m~i,g i,,ai.i~,.l o.~,: ,.e ap. ~-l~ of filing instructions.)
NONE (No reportable positions.) POSITION NAME OF ORGANIZATI~ENTITY
3.
L ~ "2 .
"~
DATF,
t P ...... r~.oo~.,,g sa.to~o, Frank J. [ ~ ...... ;.~,, pp. 17-24 0ffilit,g i ....... tions.) 05/12/2010 ] t~tc of ae,,,,r,
B. Spouses NOll-lllVestmellt lilCOllle - If you were married dudog any portion of the rcporting year, complete this sectiott
(190liar amount not required except for honoraria.)
(bzeh*des those to spouse and depende,nt children: see pp. 25.27 of filing inst~tctions.)
D~te of Repor~
05!12/2010 I
I Santoro, Frank J" V. GIFTS. a~ct,a~s ,has., to spo.se ~.a aee,,a,~ children; see pp. 28-31 of fillng instructionsO
NONE (No reportable SOURCE
1. 2. 3.
4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. a,,a,,~,,;, ,no,,. ,,/~. ..... d d,,~,o,a~., ~nUd...; ,.. ~,p. ~Z-~ of ~i.g i ....... ,~o.~.)
NONE (No reportable liabilities..) CREDITOR
1 2 3.
4.
DESCRIPTION
VALUE CODE
5.
Date of Report
Santorn,
Value
Gain
Idenlily
................. k ............ ~ ........... !. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Fa~, 1t2 interest, Isle of Wight County, Virginia July 03 FSNC, LLC, 88% Membership Interest Campostella Self Storage (Y) Milcamp Self Storage Geeks on Call, Convertible Prefe~xed Stc~k UBS Pace Money Market Investment Fund Class P Waterside Capital Corporation Towne Bank Debenture Convertible Loomis Sayles Investment Grade Bond Fun< Class A (at UBS) UBS Global Allocation Fund Class A LJBS M2 Fund LLC A A A A A None None Dividend None lnt./Div. Dividend Dividend Dividend Dividend None A A A Dividend Dividend Dividend Dividend K J J J J J K J J T T T T T T T T T J K T T Sold 01/25/09 J None None N N W W
~ansaction)
Warren D. Kozak
UBS Pace Money Market Investment Fund A Class P Y UBSPaee Large Company Valuc Equity Investment Fund Class P Y UBS Pace International Equity Investment Fund Cl~s P Y UBSPaceSmallBvledium Co Growth Equity Investment FundClass Y UBS Pace SmalVMedium Co Value Equity Investment Class P Y Alliance/Bemstein Growth and Ineorne Fund A UGMA Fund Y
I N ..... I
fP ..... Reporting
Date of Rep0rt
NONE ~o reportabl~ income, assets, or transactions.) Description of Assets (i~luding ~st ~sets) Place"(X)" after eachasset exempt flora p6or di~losure Income during reporting peri~ Amoum [ Type (e.g.. Code 1 div., rent, (A-f1) or int.~ ~ Gross valuea~ end/ ofre~ing pe~o~ _ [ Value C~e 2 [ (J-P) I Value Method [ Code 3 (Q-W) T T T T T T T T T T T T T T T T T Tk~e(e.g,, buy. sell, redemption) Transac6ons during rc~aing _ [ Da~e Value ~ Gain ~t~d~37 ~ C~e 2 Code I (J-P) (A-H) ] Identity buyedsetler {if private Iransaction)
18. 19. 20. 21. 22. 23. 2-1, 25. 26. 27. 28, 29. 30. 31, i32. 33. 34.
Gateway Financial l loldings Co~poration UGMA ac~unt Y Gateway Fund Class A L~mis Sayles Investment Bond Class A Iv> Global Natm-al Resources Fund Class A American Funds Capital Income Builder Fund Class F Blacktock Global Allocation Fund In A l,,y Asset Strategy Fur~d Class A Growth Fund of America Class A American Mntual Fund Class A New Pcrspeclive Fund Inc. Class A Washington Mutual Inv. Fund Inc. Class A Capital World Growth and Income Fund Inc New World Fund h|c. Class A Prime Cash Trust at Davenport & Co. Y Growth Fund of America Class A Y Ame[ican Mutual Fund Inc. Class A Y New Perspective Fund Inc. Class A Y
Dividend None
K K N L L L M L K K K K K N J J J
A A B B B A D A A A
lntJDiv. Int./Div, Int./Div. Dividend Int./Div. Int.lDiv. Interest Int./Div. Int./Div, Int./Div.
A "$ I ~) or less
B =$1.001 - $2,500
C =$2,501 - $ 5,0t>J
D =$ 5.01) I - $15.000
E =$15.00 | * $50.000
FINANCIAL DISCLOSURE REPORT Page 6 of 8 VII. INVESTMENTS and TRUSTS - i.co,~,, ,~lu .........
~ ....
[ P ..... Reporting
Dale o| Report
Saotoro, Frank J.
05112/2010
aon~" (Includes those of sp ......a d,pendent children: see pp. 34-60 of filing ins~uctions.)
(D
Amount I Code 1 (A-H)
(2)
Type(e.g., div., reaK or inE)
(0 ~ (2)~
Value Code 2 (J-P) Value I Method ] Code 3 (Q-W)
(l)
Type(e.g., buy, sell, redemption)
(2)
Date m~d~
(3)
Value Code 2 (J-P)
(~)
Gain Code I (A-H)
(~)
ldentiwof buyer/seller (if private ~ansaction)
Washington Mural inv. Fund Inc. CI~s A Y Capital World Growth and Income Fund Inc Y New World Fund Inc. Cl~s A Y Prime Cash Trust at Davenport & Co. Y
A A A A
J J J L
T T T T
I. Income Gain Codes: (See (~olumll$ B I and D4} 2. Value Cod~s (See Colum~ CI ~d D3) 3. Value Method Cod~s (See Column C2)
A =$1.000 or less F =$ 50.001 - $ 100.000 J -515,000 or tess N =$250,001 - S500,O00 P3 ~$25,000.0OI - $50.000.000 Q =Appraisal tl =Book Value
B =51.001-$2.500 G =5 ~ 00.001 - 51.000.000 K =$15,001 - $50,000 O =5500,001 - $1.000,000 R =C0sl (Real Estate Only) V =Othel
C =S2.501 - $5.000 H 1 =$ 1.000.0OI - $5.000,000 L :$50,001 - $100,000 PI =$1,000,00l - $5,000,000 P4 =More than $50.0~K),O0O S =Asse~smenl W -Estimated
D =55,001- $|5,000 H2 =More than $ 5 /~f ~5100,001 - 5250.000 P2 =$5,000,001 - $25,000,000 T -C~sh Market
E -$15.001 -$50.000 !
I N ....
I
f P ..... Reporting
[ Date of Report
o~,,~,~0,o
Part Vll. Lines 3. I2, 13. 14. 15. 16, 31, 32, 33, 3~.. 35. 36. 37. and 38~:~|~/~ Lines 17 and 18
~~{~~~1
f loldings in lines 9. 10. 1 l, 12, 19.20, 2 I, 22, 23, and 2~ are mural ~n&s maintained at UBS. Holdings in lines 25 th~ 30 inclusive are mural ~nds maintained at Daven~a & Company.
_ 0~/~2/2010
I Santnro, ~ra.k J.
IX. CERTIFICATION.
I certify that all information given above (iucluding itff(~rmation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory prosqsions permitting nun-disclosure. I further certi~ that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C, app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL ~,VltO KNOXVINGLY AND VvqLFULLY FALSIFil AND CRIMINAL SANCTIONS (5 U,S.C. app. 104)
FILING tN 5TRUCTIONS Mail signed original and 3 additional cop~es to: Committee on Financial Disclosure Administrative Office of the U|fited Stales Courts Suite 2-301 One Columbus Circle, N,E. Washington. D.C. 20544