Beruflich Dokumente
Kultur Dokumente
Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~q 101-111)
[] Initial
7. Chambers or Office Address U.S. District Courthouse 500 Poydras Street, C-406 New Orleans, LA 70130
8.On the basis of the information contained in this Report and any modifications pertaining thereto, it Is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be foilowetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
PARTIES AND TERMS Since July 26, 1996, I have been in the Louisiana State Employees Retirement System for State Judges
Lemmon, Mary A.
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE
I. 2010 2. 3. 4.
B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
September 25-30, 2010
LOCATION
Washington, DC
PURPOSE
E-Discovery Seminar
3. 4. 5.
Date of Report
5/3/2011
V. GIFTS. anclude, those to spouse and dependent children; see pp. 28-31 of fillng instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 ,~filing instructions.)
(1)
Type (e.g., buy, sell, redemption)
(2)
Date mm/dd/yy
(3)
Value Code 2 (J-P)
(Q-W)
I, 2. 3. 4.
5.
Capital One Stock Capital One Checking Capital One Checking Oil Royalty - St. Charles Parish
Ameriprise
A A
L K J L
L
T T T W
T
D
E
Royalty
Dividend
Donated (part)
6,
Dividend
7.
Dividend
8,
Rent
9.
Dividend
10.
Interest
1 I.
Dividend
12.
Trust, Boutte Louisiana Partnership Minerals Partnership St.Charles Parish, LA Merrill Lynch Stocks: AT&T Alcoa J.P. Morgan Chase
A
None
13.
Interest
D A A A
J J J K
W T T T
I. I ncome Gain Codes: (See Columns Bl aadD4) 2. V alue Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A -$1,000 or lcss F=$50,001 -$100,000 J =$15,000 or less N $250,001-$500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G $100,001 -$1,000,000 K =$15,001 - $50,000 O=$500,001-$1,000,000 R Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 HI =$1.000,001-$5,000,000 L = $ 50,001 - $ 100,00~ P I :$ 1,000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estinaatcd
D =$5,001 - $15,000 H2 =More than $5.000,000 M =$ 100,001 - $250,000 P2 ~$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - ineo,ne, vatae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruetionsO
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P)
(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Vail Resorts BP Amoco PLC Rental Property Orleans Parish, LA St. Charles LandTrust U.So Savings Bonds, Series, HH Whitney Bank Checking Merrill Lynch Stocks: Corn Cast Merrill Lynch Bonds:LAFAYETTE LA PUBLIC IMPT SALES TAX SER B Southlake Tere CTFS Obligation TimberlaneTere Util Distr Glo Virginie St. Res. Auth. Walle Ter Indpt. Sch. Dist. Glo Series HH/H Bonds Merrill Lynch Money Account Merrill Lynch IRA-Cash Equivalent Account Merrill Lynch IRA-Cash Equivalent Account Merrill Lynch Bonds: LOUISIANA ST SER A FSA AMBAC B A B A B C A C A B A E A C None Dividend Rent Dividend Interest None Interest Interest Interest Interest Interest Interest Interest Interest Interest None Interest L N K K K T T T T T K K N J L L J L T T W W T T T T
Sold 02/16/10 K
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J $15,000 or less N =$250.001 - $500,000 P3 $25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K -$15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000.001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E =$15,001- $50,000
Date of Report
5/3/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
Transactions during reporting period (1) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mrrddd/yy Code 2 Code 1 (J-P) (A-H)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
ML & CO STRACC Merrill Lynch Bonds: Puerto Rico Trans Auth Merrill Lynch: Ginnie Mae Putnam Diversified Rental Property St. Charles Parish LA (X) Merrill Lynch Stock: EKS Port Stars B B B D
None Interest Interest Dividend Rent None A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Int./Div. K K K M K K K K K K K K K K K K T T T R T T T T T T T T T T T T
Sold
10/05/10 K
SFX(X)
La. 529 START Saving Program (age based LS income ) #1(X)
La. 529 START Saving Program (age based A LS income) #2 (X) La. 529 START Saving Program (age based LS income) #3 (X) La. 529 START Saving Program (age based LS income) #4 (X) La.529 STARTSaving Program (age based LS Conservative) #5(X) La.529 START Saving Program (age based LS conservative)#6(X) La.529 START Saving Program (age based LS conservative)#7(X) La.529 START Saving Program (age based LS conservative)#8(X) La.529 START Saving Program (age based LS conservativ3)#9(X) La.529 START Saving Program (agebased LS moderate) #10 (X) La.529 START Saving Program (age based LS moderate) # I 1 (X) A A A A A A A A A
I. Income Gain Codes: (See Column s B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $ 100,000 l -$15,000 or less N =$250,001 - $500,000 P3 $25,000,001-$50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$ t 5,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V =Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,0~0 L =$50,00 t - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =M ore than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,~01 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS -i.co,.e, value, transactions (includesthose of spouse and dependent children see pp. 34-60 of fillng lnstructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period
(1)
Amount Code 1 (A-H)
(2)
Type (e.g., div,, rent~ or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3
(l)
Type (e.g., buy, sell, redemption)
(2)
Date mm/dd/yy
(3)
Value Code 2 (J-P)
(4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W) 52. 53. La.529 START Saving Program (age based A LS moderate) # 12 (X) La.529 START Saving Program (La. Princ Prot Fund )# 13 (X) A Interest Interest K K T T
I. Income Gain Codes: (See Columvts BI and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $I00,000 J = $15,000 or los s N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q -Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K -$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H1 =$1,000,00t - $5,000,000 L =$50,001 - $ 100,000 P 1 =$1.000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More tb.ari $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50.000
Date of Report
5/3/201 I
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544