Beruflich Dokumente
Kultur Dokumente
Report Required by the Ethics in Government Act ofl978 (5 U.S.C app. ,~,~ 101-111)
7. Chambers or Office Address 4114 U.S. Courthouse 333 Constitution Ave., N.W. Washington, D.C. 20001
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance vdth applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
Ho_clan, Thomas F.
IIl. N ON-IN VESTMENT INCOME. (n~po,,ing indi,iduo~ and,pous,; ~e, pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~]
2. 3.
4.
B. Spouses Non-lnvestment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
1. 2010 2. 3. 4.
SOURCE
I. 2. 3. 4. 5.
DATES
LOCATION
PURPOSE
V. GIFTS. (Includes those to spouse and dependent children: see pp. 28-31 of filing instructions.)
~]
1. 2. 3. 4.
5.
VI. LIABILITIES. a.c~udes ,hose o/spouse a.d dcpe.dent children: s~ pp. 32-33 of filing instructions.)
~-] NONE (No reportable liabilities.) CREDITOR
I. 2. NationsBank EverHome Mortgage (formerly known as Alliance Mortgage)
DESCRIPTION
Ist Trust - Professional Office Building Mortgage on country property
VALUECODE
L L
3. 4. 5.
lue, transactions a, ctudes those ofs, ouse aria aepe,aent cmtdren: see pp. 34-60 of filing instructions.)
O)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Value Method Code 3 Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value i Gain mm/dd/yy Code 2 ~, Code 1 (J-P) (A-H)
(Q-W)
I. -BROKERAGE ACCOUNT#1--
2. 3. 4. 5. 6. 7. 8. 9. 10.
Citibank Deposit Program Allied Capital Corp. ARES Capital Cigna Capital World Growth Class A Mayor & City Council Bait.
K J
T T
K J
T T
16.
17. --BROKERAGE ACCOUNT #3--
1. Income Gain Codes: (See Columns B I and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISee Column C2)
A =$1.000 or less F =$50,091 - $10~.000 J = $15,0@) or less N $250.001 - $500.000 P3 =$25.00~.0~ I - $50.0~K~.000 Q =Appraisal U =Book Value
B :$1.001 - S2,500 G =$I00.001 - $1,099.009 K =$15.0~1 - $50.00~ O $500.001 - $1.0~).000 R Cost (Real E:aatc Only) V =Other
C =$2,501 - $5.000 HI =$1.0~0.001 - $5.0~.000 L =$50.001 - $100,000 P I - $1,000,001 - $ 5,000.000 P4 =More than $50,0~0,0~0 S =A s::,cssmcm W =Estimated
D =$5.001 - $15,000 H2 =[qor than $5.0(~.000 M =$100,0~I - $250.0~ P2 =$5,0(~,001 - $25.000.000 T Cash Market
E :$15,00| - $50,000
VI I. INVESTMENTS and TRUSTS - income, vMue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure income during reporting period Gross value at end of reporting period Transactions during repoxaing period
(i)
Amounl Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Value Code 2
(2)
Value Method
(])
Type (e.g., buy, sell, redemption)
(J-P)
Code 3
(Q-W)
(2) (3) (4) Dale Value Gain mm/dd!yy Code 2 Code I (J-P) (A-H)
Citibank Deposit Prog Banco Santander GECo. Genuine Parts Corp. Johnson & Johnson Kimberly Clark Kinder Morgan Energy Pepsico Scotts Co
Int./Div. None None None None None None None None None None None None
K J J K K K K K K K J K J
07119/10
27. WaI-Man 28. Yum Brands 29. 30. 31. 32. 33. 34. Templeton Emer. Mkts FNMA Cpn. due 09/25/20 --Mutual Funds-Capital World Growth Europacific Growth Fund CI B Ivy Global Nat Res
K L J
T T T
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Scc Columns CI and D3) 3. Value Method Codc~ (See Column C2)
A =$1,000 or less F =$50,001 - $100.0~0 J :$15.0~0 or less N :$250.001 - $500.00~ P3 $25,000.091 . $50.000,000 Q -Appr-ai~l U =Book Value
B =$1.0~1 - $2.500 G =$100.001 - $1.0~0.0~ K :$15.0~1 - $50.000 0 :$509,001 - $1,IR)O,000 R =Cost (Real Estate Only) V =Olhcr
C ~$2,501 - $5,000 H I -$ 1.000.001 - $5.000.000 L :$50.001 - $100,000 P I = $ 1,000.001 - $ 5,000,000 P4 -More than $50.000.000 S =As~zssmcnt W =Estimated
= $ 5,001 - $ I 5,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000.001 - $25.000,000 =Cash Market
E =$15,001 - $50,000
VI 1. INVESTMENTS and TRUSTS - inco,.e. ,,olae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (2) O) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) K K T T
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47.
Ivy Asset Strategy CI C Merrill Lynch bond Govt Trust Cpn, I 1/15/10 FHLN MTG, 07/15/10 FHLN MTG, 07/15/11 TVA CPN, 04/15/10 TVA CPN, 10/15/10 TVA CPN, II/01/11 TVA FED BK, 11/01/12 Lehman Bros. CD A
None None None None None None None None None Interest
K J J A A
--BROKERAGE ACCOUNT #4Bank Dep Program A Interest None None None None J K J L K T T T T
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes ISee Columns CI and 3. Value Method Codes {See Column C2)
A =$1,000 or less F =$50.1KII - $100.0~0 J =$15,0~0 or less N =$250.001 - $500,000 P3 $25,0~.0~1 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - SI.00~.009 K =$15,001 - $50,000 O =$50~.001 - $1,000.000 R -Cosl (Real Estate Only) V =O~.hcr
C =$2,501 - $5,000 H 1 = $ 1,00~.001 - $ 5,000,000 L =$50,0~1 - $100.0~0 PI =$1.000.001 - $5,0~0,00~ P4 =More than $50,000.0~ S =Assessment W =Estimalcd
D =$5,001 - $15,000 H2 =More than $5,00~,00~ M =$100,001 - $250,00~ P2 =$5,000,001 - $25,0~0.000 T =Cash Market
E =$15,001 - $50,000
VII. IN VESTM ENTS and TRUSTS - i.eo.,e, val.o, ,.o.so.ions (includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset Income during reporting period
(~)
Amount
(2)
Type (e.g.,
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
O)
Type (e.g., buy, sell, redemption)
Code I
(A-H)
div., rent,
or int.)
52. ConEd 53. Costco 54. 55. 56. 57. En Bridge Energy PartnersGE Enterprise Prods Partners Etablliss Delhaize Computer Corp. Exelon
None
None
K
K
None None None None None None None None None None None None None None None
K K J K L
T T T T
58. Exxon 59. 60. 61. Fed. Realty Inv. Tr. Federal Express General Electric
Sold
08/08/10 K
K J K
K
J.P. Morgan Chase Kimberly Clark Kinder Morgan Energy Eli Lilly & Co. Medco
T T T T T
I. Income Gain Codes: (Se Columns BI and [:)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F ~$50.0OI - $100,000 J $15.0OO or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,0OO.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,0~0,0~0 K =$15,001 - $50,000 O =$500,0~1 - $1,00~.00~ R =Cost (Real Estate Only) V =O~her
C =$2,501 - $5,0~0 H I =$ 1,0~,001 - $5,0~.0~0 L $50,001 - $100.00~ PI =$1,000,001 P4 =More than $50,000,000 S =Assessment W =E:,timated
=$5,001 - $15,000 H2 = More than $ 5.0OO,O00 M =$100.0OI - $250.000 P2 =$5.000,001 - $25.000,000 =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (i) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
K K
Typo (e.g.,
buy, sell,
redemption)
None None
L K K
K
T T T
74. 3M
75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. UPS Verizon Vodaphone Wells Fargo FNMA C1 59, 10/25/2022 Bank of America Mtg. Sec. CI A I3 Bank of America Mtg. See. CI AI4 Bank of America Funding CI 1A38 Bank of America Mtg See CI 3A9 Chase Mtg. Fin. C1 2A3 Chase Mtg. Fin. CI 2A2
None None None None None None None None None None None
K K
T T
K K K
K J
J J J K
T T T T
1. Income Gain Codes: (See Columns BI and IM) 2. Value COdes (See Columns CI and D3) 3. Value Method Codes Isee Colunm C2)
A =$ 1,000 or less F =$50.0~1 - $100,000 J =$15.000 or less N =$250.001 - $500,000 P3 $ 25,0~,0~ I - $ 50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000.0~O K =$15.001 - $50,0~ O =$500.0~1 - $1,0~O,0~O R =Cost (Real Estate Only) V -O~hcr
C =$2,501 - $5,000 HI =$1,000.0OI - $5.000.0OO L =$50.0~ I - $ 100,0(10 PI =$1,00O,001 - $5.000,000 p4 = More than $ 50,000,000 S =As~ssmenl W =Estimated
D =$5.001 - $15.0~0 tl2 =More than $5.0~O.000 M =$ 100.001 - $250.00~ P2 =$5.000.001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporling period Transactions during reporting period
O)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(~)
Value Code 2 (J-P)
(2)
Value Method
O)
Type (e.g., buy, sell,
Code 3 (Q-W) T T T T T T T T T T T T
redemption)
(2)
(3)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
Chase Meg. Fin. CI 2A5 EuroPacific Growlh Fund CI B Ivy Intl Con Equity Ivy Global Nat Resources Cl C Ivy Asset Strat. CI-C NationsBank Sub Note Lincoln National bond 03/15/18 Dow Chemical05/15/2018 Alcoa Inc bond Merrill Lynch bond 07/15/18 AmerenEnergy bond Wash RE Inv FHLN Mtg., I115/10 FNMA Strips, 2/01/10 A A
None None None None None Interest None Interest None None None None None None None None None
K J K K J J J K K K K K
Buy
03/03/10 K
Buy
08/06/I 0
K K K K J J K
100. FICO Strips SR 1 I, 2/08/10 101. TVA CPN, 10115/I I 102. F1CO Strips SR 19, 12/06/12
K J
T T
I. Income Gain Codes: (See Coluraas B I and D4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F = $ 50.001 - $ 100,000 J = $15,000 or less N =$250.001 - $509,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U -Book Value
B =$1.001 - $2,500 G = $ 100,001 - $ 1,0~0.000 K - $15.001 - $ 50.000 O =$500.001 - $1.090,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I = $ 1,000.001 - $ 5,000.000 L = $ 50,001 - $ 100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50,0@2.000 S =Asscssmcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 -$5,0~0,001 - $25,000,000 T Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS -inco.,., ,,olue, transactionx (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (i) (2) Amoum Type (e.g., Code I div., rent,
(A-H) or int.)
Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
(s)
Identity of
Type (e.g.,
buy, sell,
redemption)
103. TVA Bonds, 12/15/12 104. Eurobank CD, 06/08/2010 105. Capital One Bank CD, 10/26/2010 106. 107. --BROKERAGE ACCOUNT #5 108. Oppenh Str Inc N 109. Am Fds Cap Wld G/I R3 110. Am Euro Growth Fund R-3 I I I. Amer Growth Fund R-3 112. Ameri Funds lnc Fund 3 113. America Bond Fund 3 114. PIMCO Real Ret R 115. Federated Kaufmann K I 16. Oppenh Intl Bond N I 17. Black Rock Temp Fund Mgmt I 18. Van Kampen Eq lnc R 119.
None None None None None None None None None None None
K K K K K K K K K J K
T T T
T T
T T T
I. Income Gain Codes: (See Columns B I and 2. Value Codes (See Columns CI and 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.0~1 - $10~.0~) J =$15.0~3 or less N -$250.001 P3 $25.00~.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G-$t00.001 - $1,000,000 K =$15,001 - $50.000 O -$500.001 - $1,0{~.000 R Cost(Real EstaleOnly) V -Other
C =$2,501 - $5,000 H I =$ 1,00~,001 L =$50,0~ I - $ 100,00~ P I =$1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmen! W =Eslimatcd
D =$ 5,001 - $15,000 H2 =More ~han $5,000.000 M =$100,001 - $250,000 P2 =$5,000,001 - $25.000.000 T =Cash Market
E =$15.001 - $50,0~30
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period
reporting period
(I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
0)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
(Q-W)
120. -BROKERAGE ACCOUNT #6121. Citibank Deposit Program 122. Capital World Growth Class A 123. Euro Pacific Growth 124. Franklin Tax Free Trust High Yield Taxfree Income Fnd. 125. NationsBank Corp Sub Note, 9/15/16 126. Cook County #205 127. Howard County Cons. 128. Maryland State Health 129.
130. --OIL & GAS WELL SHARES-None None None
T T
A A
L J J K K
T T T T T
131. Total Fina Elf. 132. GasTank Jt. Ven. 133. AtlasGas Well 134. 135. --REAL ESTATE-136. Sussex Co., DE I/2 int.
B B
J K J
W W W
Rent
I. Income Gain Codcs: (See Columns BI and 13,4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes Scc Column C2)
A=$1,000 or less F =$50.001 - $100.000 J = $15.000 or less N =$250.091 - $500,000 P3 =$25.000,001 - $50,000.000 Q =Appraisal U =Bc~k Value
B =$1,001 - $2,500 G =$100.001 - $1.0~0.000 K =$15.001 - $50.000 O = $500,001 - $1,1~).000 R =Cost (Real Estale Only) V Other
C =$2,501 - $5,000 H I = $ 1.000.001 - $ 5.000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.04)0.000 P4 =More than $50,000.000 S =As:,cs~ment W =E~timatcd
D =$5,001 - $15,000 H2 -More than $5.000,000 M =$ 100,001 - $250.000 P2 =$5,0~0,001 - $25.000,00~ T -~Tash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~s) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
O)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Value Code 2 (J-P)
(2)
Value Method
(1)
Type (e.g., buy, sell, redemption)
Code 3
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(s)
Identity of buyer/seller (if private transaction)
(Q-W)
137. ! ~..~j - country property ~ D A D None None Rent Distribution Interest M K L J L W W W W W
139. ~::~: _,? -,.~_~?~:~ Ptnrsh~p. Fa~rfax Co. A. 140. Ga. hsg. ptnrsh., c/o Winthrop Boston 141. ~ VA 142. 143. --MISC-144. Centennial MM Tr. Money Market ~ FairfaxCo.,
Interest
1. Income Gain Codes: (S~e Columns B 1 and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 . $10~.0~ J $15,000 or less N =$250,0~1 - $500.0~9 P3 -$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,0~,000 K =$15,001 - $50.000 O :$500.001 - $1,090,000 R =Cost (Real Eslale Only) V -OIher
C =$2,501 - $5,000 H 1 =$1,000,0~1 - $5,000,000 L =$50,001 - $I00.000 PI =$1,000,0~1 P4 =More than $50.000,000 S =Asscssmenl W =Estimated
D =$5,!)01 - $15,000 H2 =More than $5,000.000 M =$100.001 - $250,000 12 =$5,000,001 - $25.000.000 T =Cash Market
E =$15.001- $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside emplo)~nent and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 l One Columbus Circle, N.E. Washington, D.C. 20544