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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization DISTRICT OF KANSAS 5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required b), the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~ I01-111)

I. Person Reporting (last name, first, middle initial1 VRATIL, KATHRYN H.


4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 04/21/2011 6. Reporting Period 01/01/2010 to 12/3112010

DISTRICT JUDGE - ACTIVE

5b. [] Amended Report


7. Chambers or Office Address

UNITED STATES DISTRICT COURT 500 STATE AVENUE, SUITE 529 KANSAS CITY, KANSAS 66101-2435

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPOR TANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S I T I 0 N S. ~ Repom.u individ.al ontr: ~ee ~. 9-I 3 of ~Ung instructions )


[~ NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Trustee Trust #1

NAME OF ORGANIZATION/ENTITY

I1. AGREEMENTS. me, orang individual only; see pp. 14-16 of filing instructions.)
1-~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

Vratil, Kathrvn H.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/201 I

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

---]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


AT&T pension

1.2010 2.

3.
4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE 1. 2. 3.


4.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 0

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/201 I

V. GIFTS. a.c~.de~ ,hose Io ~po,~e ,~,,d ,~e~,endent children: see pp. 28-3 ! of filing in~trucllons.)
NONE (No reportable gifts.) SOURCE
I.

DESCRIPTION

VALUE

2. 3.
4.

5.

V I. L I A B I L I TI E S. anc l, des tho~e o/~po,~e an~ ,~e~,ende.1 children; see pp. 32-33 of filing instruc~ion~}
[~ NONE (No reportable liabilities.)
CREDITOR I. 2. 3. 4. 5. National Education SLC Student Loan Trust Student Loans Student Loans

DESCRIPTION

VALUECODE
K K

FINANCIAL DISCLOSURE REPORT Page 4 of 1 0

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/2011

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Gain Date Value mm!dd~,y Code 2 Code I (J-P) (A-H) (5) Identi~y of buyer/seller (if private transaction)

I.

Prudential Life Ins. Policies

A C A

Dividend Dividend Dividend

J L

T T Buy Sold 06/09/10 J D

2. Massachusetts Mutual Life Ins. Policy 3. Columbia Acorn Fund (IRA)

10/21/10 K 01/15/10 02/16/10 03/15/10 04/15/10 05/17/10 06/15/10 07/15/10 08/16/10 09/15/10 10/15/10 I 1/15/10 12/15/10 07/09/10 J J J J J J J J J J J J J

5. 6. 7. 8. 9. 10. I1. 12. 13. 14. 15. 16. 17.

GNMA PL

Interest

Matured (part) Matured (part) Matured (part) Matured (part) Matured (part) Matured (part) Matured (part) Matured (part) Matured (part) Matured (part) Matured (part) Matured (part)

Artio Intl Equity Fd

Dividend

Sold (part)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes 1See Columns CI and D3) 3. Value Method Codes (See Cohlmn C2)

A =$1,000 or less F =$50,0~1 - $10~,000 J =$15.0~ or less N =$250.001 - $500.000 P3 =$25.0~3.0QI - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.50~ G =$100,001 - $1,000.000 K =$15.001 . $50.0~) O =$500.001 - $1.01~.000 R =Cost (Real E.state Only) V :Olher

C $2.501 - $5,000 III =$1,000.001 - $5.0~0.000 L =$50.0~1 - $100.0~O PI =$1.0(X].001 - $5.000.00Q P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More lhan $5.000.0110 M $100.0OI - $250.000 P2 -$5.~.001 - $25.000.000 T =C~h Markd

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period O) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd~iy Code 2 Code I (J-P) (A-H)

(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

(5) Identity of buyer/seller (if private transaction)

Schwab International Index Fund Orthologic Corp. (IRA) California Amplifier (IRA) Schwab Muni Money Fund Vanguard Total Stock Mkt Stk Mkt Vipers Index Fd (Trust #1) Columbia Value & Restructuring

Dividend None None

T T T T Sold Buy Buy Sold


03/11/10 03/23/10 06/23/10 08/31/10 01/04/10 01/06110 06/30110 12131/10 03/31110 06/30110 08131110 I0/21110 K J J L J J J J J J K L

J J J

Dividend None

Dividend

iShares MSCI Emrg Mkt Fd Emerging Markets Indx (IRA)

Dividend

Buy Buy Buy Buy

Janus Growth & Income Fd (IRA)

Dividend

Buy Buy Sold

Laudus Intl Mktmstrs Fund Select Shares

(iP~)
Schwab Cash Reserves

A A

Dividend Dividend

Sold T

I. Income Gain Codes: (See Columns B I and IM ) 2. Value Codes {See Columms CI and D3) 3. Value Mclhod Codes {Scc Column C2)

A =$I,000 or less F =$50,001 - $ 109,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal U =l:]~:.k Value

B $1,001-$2,500 G =$ 100.001 - $ 1.000.000 K -$15.0OI - $50.000 O $500.001 - $1.000.0OO R =Cosl ( Real Estate Only ) V =Oth~r

C-$2.501 - $5,000 I I I =$1.000.(~ I - $ 5.000,000 L $50.0~1 - $100.00~ PI $1.000.001 - $5,000.0~0 P4 =More than $50.0~0,000 S Asscssmcn! W =Estimatcd

D =$5,001 - $15.0~O 112 =M ore than $5.000,000 M =$100.001 - $250.1~0 P2 =$5.0~0.001 - $25.000.000 T =:Cash Markcl

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/2011

VII. IN V ESTMENTS and T RU STS - i .... value, tramactio~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~) e,
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asse/ exempt from prior disclosure B. Income during reporting period " (1) (2) Type (e.g., i Amount i Code I div., rent, i (A-It) or int.) ~ C. Gross value at end of reporting period (I} Value Code 2 (J-P) (2} Value Method Code 3 (Q-W) (I} Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (31 (4} Date Value Gain mmldd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer!seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Blackrock Health Sciences Fund Inv CL A

None

Sold

10/21/10 K

(IRA)
Schwab Cash Reserves (IRA) A Dividend

American Century Equity Income Fund Inv B (iRA)

Dividend

Buy Buy Buy Sold

03/23110 06/15/10 09/21/10 10/21/10 10/21/10 10/21/10

J J J L L K D

Janus Overseas Fund (IRA) Artio Intl Equity Fund CL A Schwab 1 Cash Acct Schwab Cash Reserves Vanguard Total Stock Mkt Stk Mkt Vipers A A

None None None Dividend Dividend J J J


T T T

Sold Sold

Buy Buy Buy Buy

03/31/10 06/30/10 09/30/10 12/30/10

J J J J

Schwab Cash Reserves Sweep Shares (Trust A #1)


Schwab Yield Plus Inv Shares A

Dividend
Dividend J

Buy Buy

01/29/10 02/26/10

J J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2}

A $1.000 or less F :$50.001 - $100.000 J =$15.000 or less N =$250.0OI - $500.000 P3 =$25.000.001 - 550.000.000 Q -Appraisal U =Book Value

B -$1,001 - $2.500 G -$100,001 - $I,000.000 K =$15.001 - $50,000 O $500.001 - $1.000.000 R =Cost {Real [~talc Only) V =Olhcr

C =$2.501 - $5.000 |11 =$1.000.001 - $5.000.000 L =$50.001 - $100,000 P I =$1.000.001 - $5.000,000 P4 =More than $50.000,000 S =Assessment W Estimated

D =$5.001 . $15,000 I12 =Morc than $5,000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25,0~0-000 1" -~Sash Markcl

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/201 I

V I I. I N V E ST M E N T S a n d TR U ST S -i.come, vat.e, ~ra.s~ctions a.ctuaes those o/~po.~e ~.a a~pe.a~.t chna.~.: ~ pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd/~yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

Gain Code 1 (A-H)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Gabelli Asset Fund AAA (IRA) PIMCO Total Return Fund B None Dividend K T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Sold Buy Buy Buy Buy Buy Buy

03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 10/29/10 11/30/10 12/31/10 10/21/10 01/29/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10

J J J J J J J J J J K J J J J J J

I. Income Gain Codes: ($cc Co|ureas B| and D4) 2. Valtle Coders (See Columns CI and D3} 3. Value Mclhod C~xlcs 1Sc Cohmm C2)

A =$1,000 or less F =$50.001 - $| OO.O~) J =$15.~30 ~ less N =$250.001 - $500,000 P3 =$25.000.001 - $50.090.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.0~| - $1.0003300 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost lReal Estate Ordy) V =O~her

C $2.501-$5.000 I | | =St .9~).~3t - $5,.00~.~30 L =$50.001 - $100.00~ PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssmtmt W -Estimated

D =$5.001 - $15.000 ||2 =More than M =$10~.001 - $250.000 P2 =$5.0~0.0~1 - $25,000.000 I" =Cash Markcl

E =$15,0~1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/201 I

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end Transactions during reporting period

[ (i)
! Amount [ Code I I (A-H)

(2)
Type (e.g., div., rent, or int.)

of reporting period 0) (2)


Value Code 2 (J-P) Value Method Code 3

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/y~ Code 2 Code I (J-P) (A-H)

(Q-W)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 181. 82. 83. 84. 85. Perkins Mid Cap ffn/a Janus Mid Cap Value Investor (IRA) Vanguard Total Stock MkI 13 None Dividend Technology Select Sector SPDS aJk/a Sector SPDR Tech Select Technology Select Sector SPDA a/k!a Sector SPDA Fincl Select
A A Dividend Dividend Buy Buy Buy Buy Buy Buy 07/30/10 08/31/10 09/30110 10/29/I0 11/30/10 12/08/10 04/22/10 08112110 08120110 I 1/21/10 12/21/I0 J J J J J J J J J J J A A A A A

(5) Identity of buyer/seller (if private transaction)

iShares TR Lehman Bd Fd

Dividend

Sold (part) Sold (part) Sold (part) Sold (part) Sold (part)

Buy Buy Sold Sold

03/31/10 06/30/I 0 08/31/10 10/21/10

J J K K

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Set: Columns CI and D3) 3. Value I",tlhod Codes (See Cohtmn C2)

A =$1.000 or less F =$50.001 - $100.000 $ -$15,000 or h:ss N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.00~ R :=Cost (Real Estate Only) V =G~her

C =$2,501 - $5,000 III =$1.000.001 . $5.000.000 L -$50.0OI - $100.000 PI =$1,000.001 . $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (indicate patl of report)

FINANCIAL DISCLOSURE REPORT Page 10 of 10 IX. CERTIFICATION.

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report 04/21/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~hich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: $/KATHRYN H. VRATIL

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544