Beruflich Dokumente
Kultur Dokumente
~ev. ~/~010
Trenga, Anthony J.
4. Title (Article 1~ judges indicate aefiv~ or ~nior s~at~s; magis~j~ indicate ~Ii- or p~-~e) U.S. Dis~ctJudge
8. On ~e b~is of the info~afion ~nt~n~ in this Re~ and any modificafio~ peking ~o, it h, ~ my op~on, in ~mp~ance ~th appH~ble laws and r~la~ons. Re~ng ~cer
IMPORTANT NO TES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each par~ where you have no reportable information. Sign on last pag~
[~]
POSITION
1. 2. 3. 4.
NAM~ OF OR(~ANIZATION/ENTITY
r---~ =-:
Trenga, Anthony J.
B. Spouses Non-Investment Income- If you were married during any porfion of th~ reporting year, complefelhlssecti~.
(Dollar amount not required ~cept for honoraricQ
~-~
1. 2009 2.
3. 4.
NO~ ~o repo~able reimbursements.) S0~CE DA~S J~ 2-5, 2~9 M~ch 13-14, 2009 M~ch 27-28, 2009 LOCATION ~lou~viIl, VA ~c~on~ VA
New Yor~ ~
P~OSE
1. VA CLE 2. V~A 3. ~ 4. 5.
F~ HoWl
T~fi~ F~, Hotel
Page 3 of 21
1. 2. 3. 4. 5.
Date of Report
Page 4 of 21
~eng,, Anthony
J.
05/10/2010
1. 2.
Brokerage Account #l -money market account (Robert W, Baird & Company) D B Interest Dividend
None
5. 6, 7. 8. 9. 10. 11.
12.
B B B B
Distr~uted 07/02/09 L Distnbuted 07/02/09 L Sold Sold Di~tnbmed 03/20/09 K 03/20/09 K 07/02/09 K 03/02/09 J
B B
B
Dividend Dividend
Dividend
Sold
Distnbuted 07/02/09 K
Dismbuted 07/02/09 K
13.
14.
B
B
Dividend
Dividend
Distnbuted 07/02/09 K
Dismbmed 07/02/09 L
None
Sold
03/20/09 l
16. 17.
C B
Dividend Dividend
Sold
03/20/09 K
Distn~outrd 07/02/09 K
VII. INVESTMENTS and TRUSTS - ~.~.~ ..~u~ ~r..~.~.. a~t.d.~ ,ho.o o/.~o.~ ..a ~.~..~.~ ~i~...: .e. p~ 3~-~o
NONE (No reportable income, assets, or transactions.)
A. Des6aSption of Assets (indudlng trust nsscts) Plac~ "(X)" ~ter each asset esempt fi~m p~or disclosur~ B. Income during r~porting period O) Amount Code I (A-H) (2) Type (e.g., die., rent, or inL) C. Gross value at end of reporting period (2) O) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Ttmasaetion$ during reporting period (0 Type (e.g., buy, sell, fedemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
1B.
Dividend
Sold
03/20/09
19.
20. 21.
A
B A
Dividend
Dividend Dividend
Sold
Distributed Sold
03/20/09
07/02/09 03/17/09
J
J J
22. -WTM common stock 23. -WYE common stock 24. ItaxexemptBd(Fairfax, VA)
A B C A
K K J J K J K L
K
Dividend
D
D
:B~fid .............................
33. i~:~!:i~!~i!!~i~ii~i~ii~!!~iii~iiii~i~i~!~iii~i!~!~TaxExemptB~nd(N~rf~L B
34. -XLUeommon stock B
Dividend
Dividend
Distnbuted
Buy
07/02/09 K
02/19/09 J
I. Income Cnfin Code~: (See Columm B I and D4) 2. Value Code~ (S~ C~tum~ Cl and D3) 3. Value Method Cod~ (S~e Column C2)
A-S1.000 o~ less F ~$50,~I - $I00,000 J ~11 $,000 or legl N ~$250.001 - $500,000 13 =~25,000,001 - $50.000.000 Q -Apprai~l U ~Book Value
B---S1,001 - $2.500 G =$ I00,001. $I,000,000 K =$15,001 - $50.000 O ~$500,001. $1.0~0,000 R .~ost (R~I Estate O~ly) V ~Other
C =$2,501 - $5.000 H I ---$ 1,0~0.001 - $5.000.000 L ~$50.001 - $100,000 PI ~$1,000,001 - $5,000,000 P4 ~M~ ~ $50,000,000 S =,Msc~m~t W ~Es6mtt~d
D-S5,001 - $15.0~0 H2 ~-More than $5,000.000 M =$1~0,001 - $250.000 F2 =$5.0~0.001 - $25,000,000 T ~7zsh MaA~t
E ~$15,001 - $50,000
Page 6 of 21
I
[
VII. INVESTMENTS and TRUSTS - ,~o.~ ~.t~, .~.~.~ a~a~.~ ,ho~ of ~o~. .n~ ~a~, ch#~ ..e pp. ~o o/~.~ ~)
NONE (No reportable income, assets, or transactions.) A. De.sefipti~n of Assets
(including trust ess~)
B. Ineom~ during
r~poz~ting period
(0 Amount Code 1
(A-H)
0) V~lue Cod :2
(J-P)
(Q-V0 35. 36. 37. 38. ! 39. 40. 41. -IBM common stock -HRS common stock A A B B A B Dividend Dividend Dividend Dividend Dividend Dividend None .TIP common stock Tax Exempt Bond (Va. St) -4TqS common stock B A A Dividend Dividend Dividend Sold Dismbuted Distnbuted Distnbuted Buy Dis~buted Sold Distributed Sold Dismbuted Sold Sold Buy Dismbuted -BMY A Dividend Buy Distn-but~l -CVS A Dividend Buy 03/20/09 07/02/09 07/02/09 07/02/09 i 01119/09 07/02/09 03/20/09 07/02/09 03/20/09 07/02/09 02/19/09 02/!9/09 04/02/09 07/02/09 06/02~9 07/02/09 01/19109 J K K L K K K K K K K K K K K K K D
~r~nsa~on)
42. -ECA common stock 43. 44. 45. 46. 47. 48. i49. 50. 51. -XLF common stock -XOM common stock -PGN -GLD
Date of Report
05/I0/2010
VII. INVESTMENT S an d TR U S TS - ~,~.. ~,,~ ~r,.~o,,, a,,~,,~,~ ~o-- o:.~o~,~ ~,a ~,~ ~,~.. ,~ ~,~ U-60 o:~,~ Z.~,~.~
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assg.s) Place "(X)" after each asset ex~mp[ from prior disclosure B. Income during reporting period (l) (2) Amount Type {e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of ~porting period (l) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g~ buy, sen, redemFtlon) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (I-P) (A-H) (5) Identity of buycr/seller (if private transaetlon)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61~ 62. 63. i~..~.~ 64. 65. ~ 66. 67. 68. -UDN None I Taxable Bond Texas Cap B Interest I Tax Exempt (NYC, NY) ~1- Tax Exempt (Faiffax, VA) A A A Interest Interest Interest -SDS None None -PG C Dividend -HNZ A Dividend
Distnbuted Buy Dis~ibuted Buy Buy Distr:~onted Bay Buy Distributed Buy Distnbuted Buy Distnbuted Buy Redeemed Buy Sold
07/02/09 01/14/09 07/02/09 01/14/09 01/30/09 07/02/09 03/03/09 03/04/09 07/02/09 01/23/09 07/02/09 01/08/09 07/02/09 04/15/09 05/22/09 01/07/09 05/28/09
K K K K K K K K L J J K K K K K K B
I. Income Gain Co~cs: (Sc~: Cotum~ BI and 134) 2. Vahle Coda (S~ Colum~ (21 and D3) 3. Va~ue Method Codes (S~ Column (2)
A,~$1,000 or Ic~ F .~54),001 - $100,000 J-$15,000 or les~ N ~$250,001 - $500,000 /3 =$25,000.001 - $50,000,000 Q -Al~.ahal U =Book Val~e
B -~I,001. $2,500 (3 =$100,001 - $1,000,000 K -$15,001 - $50,000 O =$500.~ 1. $1.000.000 R =Co~ (Real F.~ae Only) V~
I Trenga, Anthony&
VII. INVESTMENT S and TRU ST S - ~_o~, ,a.,, ~.~o~ ~rnaude, t~ose o[ s~use an~ dependent liildren? see pp. 34-60 of fll~ng instruction.t)
I--] NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Deserlptlon of Assets
(including ttmt ass~Is) Place "(X)" afar each asset exempt frtnn l~or disclosure
Income dahing
reporling p~od
0)
(2)
0)
Value Code 2 (~-P)
(2)
Value Method Cod~ 3
(2)
(3) (4)
Gain Cod~ 1 (A-H)
(5)
IdmaSty of lmyer/seller (if private
(Q-W) 59. Brokerage Account #2 (IRA) A A B B A B B B A B B A A B B A Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividemd Dividend Dividend Dividend Dividend Dividend Dividend J T J K J T T T Sold 09/29109 K J J J T T T Sold Sold 09/29/09 05/08/09 K K J T Sold 09117/09 I K T Sold 03/17/09 J J T Sold 03116/09 J
tram~io~)
70. -Vaaguard Prime Money Market Fund 71. -CDR common stock 72. 73. -COD I stock -DRH common stock
74. -GLAD common stock 75. 76. 77. -GOOD common stock -ARE.C preferred stock -ABW~A prefened stock
78. -CBL.C preferred stock 79. -CDR.A preferred stock 80. 81. 82. 83. 84. 85. 42.0 preferred stock -OFG.G preferred stock -DDR.G preferred stock -GOODO preferred stock -NNN.C preferred stock -PRE.C preferred sto~k
Page 9 of 21
I
I
VII. INVESTMENTS and TRUSTS - ~,~,~,, ,~t~,, ~ .... ~o,~ a,a~,~ ~o,, o~~p ..... ~ aop~.~,~ c~u~,; ~, ~ 3~-~o offa~ ~,.~a~,,~
NONE IqVo reportable income, assets, or transactions.)
A. Description of Assets (including ~assets) Pla~e "(X)" afle~ e~:h asset exemptfromprlordisclosme B. Income tkuing C, Gro~s value at end D. Transactions dining report~g period
(l)
reporting fi i (2)
Type(e.g., div.,re~ or int)
(])
Value Code2 (J-P)
(~)
Value Method Code 3 (Q-W)
(~)
Type (e.g., buy, sell, redemption)
(2)
O) i(4)
(5)
Idmtity of bw/er/seller (if private tramacthra)
-BFS.A preferred stock -Amea-iean Gen. taxable bond -Bamlays Bank taxable bond -Bazcly Perform taxable bond ~
A B
Sold
04/16109
Sold
12/09109
Interest
gL -Cre,~tS-i$~et.~ab~ebo~d
92. -Dayton Hudson taxable bond
I
::I B
r~on~
Interest K T
Sold
07/17/09
93. -Donneneygtaxable
94. 95. 96. 97. 98. 99. -Elec Data Stp taxable bond -Fortune Nt taxable bond
~i
t
,.,,,,,.~
A
B B B A B B
hterest
Interest Interest Interest Interest largest Interest Interest None None K J" K K K K K T T T T T T T K T
Sdd
02/25/09
Sold
04/15/09
-Fund American Co taxable bond -GE Global lnsu taxable -Genwrth Fnltaxable bond] . -GTE Nthwest taxable bond ]
101. -Morgan Comdts taxable bond:] ! 02. -Morgan Stmaley taxable bond
~, of Person Reporting
Date of Report
Trenga, Anthony Z.
05110/2010
VII. INVESTMENTS and TRUSTS - ~,~o,~. rat.e, ~.~c~o,~ a.c~.a.~ ~o~e of ~,~e o.a ~,~,t ~iu.o.~ ~ r~ ~-~ of ~.~ ~,.~i~.~
NO~ ~o repo~able income, ~sets, or ~sactio~.) A. ~on of Ass~ (includ~g ~t ~) Ph~ ~* ~r ~h ~ ex~pt ~m p~or ~1o~ B. Income ~g ~p~ng ~ O) (~) ~t T~ (.g., ~I ~v., ~ (A-~ or inL) C. Gross valu~ at ~d of~o~g ~d~ (2) (0 V~uc V~uc C~e 2 Me~ (J-P) ~e 3 (~ K K K T T T R~m~ K K K K T T T T 03/0~09 K D. T~n~c~o~ ~g ~g ~ O) T~ (~.g., buy, ~, ~~tlon) (~) O) (4) Date V~e G~ ~d~ ~e 2 ~ 1 if-P) (A-~ (~ Id~fiW of b~/~B~ C~ ~g~)
103. -Nabis~ ~c ~le ~nd~ ~,~..~ ~:~ 104. -Nexml ~u ~abl ~nd 105. -~r Rehg mable bond. 106. -Roy~ ~m Bk ~abl~ ~nd 107. -SLM Co~ V~ ~I~ ~M 108. -T~o~ M~ V~ ~ble ~nd 109. -Ve~on Vir ~abl~ ~nd 110. -Xe~x ~ ~abl~ bond ~ ]
B B B B
A B
~m~st ~t
112. -~ ~p~s 113. -Al~a ~oup 14. -H~bm Inc 115. -Aema hc. ~__~ ~ 116. -Y~ B~ 117. -Domi~on R~ J 118. -Alli~ W~te 119. -W~t M~t ]
B B B B A B B B
K K K K J K K K
T T T T T T T T
K K K K K K K K
I. Income Gain Cod~: (See Colum~ BI and D4) 2. Value Codes (Se~ Colaams Cl and D3) 3. Valm Method Codes (See Colmnn C2)
A --$1,0~0 or k:~ F ~$50.001 - $100,000 J.~lS,000 or" lena N -$2~0,001 - $50~,0~0 P3 =~25.000,001 - ~50.000.000 Q-Aplxahal U =Book Value
B -$I,001 $2,.~00 G ~$100,0~1 - $1.000,000 K -$15.001 - $50.000 O =1500,001 - $1,000,000 P. =Cost (Real E.eaae O~ly) V~
C ~$2,501 - $5,000 H 1 ~$1,000,001 - $5,000.(X30 L --$50.001 - $100.000 P I =$1,000.001 - $5.000,000 P4 =Mort than S =Assessment W =~-tlmmed
FINANCIALDISCLOSUREREPORT Page l 1 of 21
[ rrenga, Anthony J.
VII. INVESTMENTS and TRUSTS - t~o=,, ~,~u~, ~,.~,c, io,~ (Includes those ofepo~ and dependent children;
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including mast assets) Place "(X)" al~er each ns.~t xc~nptfromptlordisc|osure B. Income during repo~ng period (1) (2) Amouat Type (e.g.. Code I dJv.,rm~ (A-I-I) or inL) C. Gross value at e~d of rrpozllag period (l) (2) (I) Value Value Type (e.g., COde2 Method buy, sell, Code 3 redemption) (I-P) D. Transactions du~ng r~:~t1~g period (4) (2) (3) Date Value Gain mm/dd/y7 Code2 Code I (J-P) (A-H) (5) Identity of bm/e:r!sdlor (if private
(Q-W)
i20. -WeHs Fargo 121. -Waste Mgmt 122. -ConocoPhgps, . ,, ,,, ~.:.~ J 123. ~ 124. ~! 125. -TLT 126. 127. 128. ] Safvway, Inc. Note Conu, r~Is, Inc. Note A A B Interest Interest Interest K K T T ": , ]TJXCOS, Inc. ~ Home Depot TaxabI Bond A B A A None Interest Inter~t Interest Interest K K K T T r Bmi Buy Buy Redeemed Redcerned Buy Sold 04/14/09 02/25/09 02/04/09 12115/09 09/15/09 05/25/09 1W01/09 ] A K K K
~
B A B
Intreat
Interest Interest Interest
~:
K .I K
T
T T T
133. Brokerage Accotmt #3 134. -Money Market (Robot W. Baird & Co.) 135. -BGR stock 136. -BALCX mutual fund A A A Interest Dividend Dividend J J J T T T
Date of Report
T~g~ A~ho~y~.
VII. ENVESTM_ENTS and TRUSTS - ~,o~ ~,~ t,~,~,~, a.~,,d~ ~,o~ of sp~gse a~d dependent cMldrel~" see pp. ~4-~0 of filing btstrucfior~)
NONE (No reportable income, asset~, or trar~actions.)
A. Dr.scripfiun of Assets (tnchd~g trust as~ts) Place "(X)" afte~ e~ch asset exemptfiompHordisckm.~-e B. L,w_ome dur~.g r~poVd~g period (D Amount Cod~ I (A-H} (2") Type (e.g., div.,r~nt, or int) C. Gross vahe at end ofr~ort~ng period (2) (D Vah~ Value Code2 Method Code 3 (J-P) D. Tr~qsacdoas during r~portlag period (I) Type (e.g~ buy, sell, red~mptlon) (2) (3) (4) Date V~lue Gala mm/dd/yy Code2 Code I (J-P) (A-H)
A
A A A
Dividend
Divld~nd Dividend Divid~nd None
J
J J J
T
T T T Buy Buy Buy Sold 04/01/09 J 04/01/09 J
.04/01/091 J 02/19/09 l A
Comt~ny)
A A A
~ J K K K
144. -WSHCX 145. -ISHS Brclys 20+ Tr~as TLT 146. -Well, Fargo 147. -Kraft Foo~ (KFT)
Divided
148. -Philip Morals Intl (PM) 149. -WGL Holdings ~VGL) 150. -Alliant Energy (LNT) 151. -BCE Inc (BCE)
152~ -Central Fund of Canada (CEF)
B B B B
A
K K K K
K
T T T T
T
L Income Gain Cod~: (S~ C.o4 ~m,s 81 and IM) 2. Value ~odel (See Columm Cl and D3J 3. v-~ue Me,hod Cc~k~ (Se~ Colum~ C2)
E ~-$15.001 - $50.0~0
S =As~ss~ W
T -Otsh Mark,~
Date of Report
Page 13 of 21
Trengs, Anthony J.
05/10/2010
I~o~t
I, Cod~ I
CQ-vO
154. -PitneT Bow~ Inv (PBI) 155. 156. -SAIC Inc (SAD 157. -Unithcd Health Group Inc. (UNH) A B Dividencl Nonv Dividend K K K T T T Spinoff 07/02/09 09/10/09 08/20/09 08/04/09
tru~c~o~)
A
A B B A A B B
Dividend
Dividend Dividend Dividend Dividend Interest Interest Dividend
J
J J K J J K
T
T T T T T T
Buy
Buy Buy Buy Buy Bmi Buy Slfinoff (from line 3) Sold
06/22/09
06/22/09 06/22/09 06/04/09 05/22/09 01/23/09 01/8/09 07/02/09 08/05/09
K
K K K K K K K J
:i 163. !~ 2~i=.~ ,,:~airfax VA Tax Exempt 164. ] (NYC NY Tax Exempt Bond)
167.
168. -BRY~ZB common flock 169. 170. -CPB common st~k B Dividend Nono K T
Sold
Spinoff (from llne 4) (p~t)Sid
08/05/09
07/02/09 05106/09
K
L J L
(fromSPinff[ine 5) 07/02/09
Date of Report
05/10/2010
172. -KO 173. 174. -GE common stock 175. -/NJ common stock 176. -MCD common stock 177. -MSFT common stock 178. 179. -PG common stock Z $0. 181. 182. 183. ~ 184. ,~,,..=, J tax exempt Bd. (Hampton, ,, ]tax ex~mptBd.(Henrico, VA: tax x*mpt Bd. (Fairfax. VA)
Dividend
07/02/09 12/14/09
L J K K K L K K J K J J J B
(i,m)
B B B B Dividend Dividend Dividend Dividend K K K K T T T T
Sold
(from ~e 11)
Spinoff 07/02/09!
Spinoff 07/02/09 (from line 12) Spinoff 07/02/09 (from line 13) Spinoff 07/02/09 (from line 14) Sold 01112/09 07/02/09
B C
Dividend Int~-e.st
A)
A A
Inwrest Interest
Redeemed 09/01/09
Spiaoff 07102/09 (~om llne 28)
I. Imbrue Gala Codes: (~ Cohtmm BI tad D4) 2. V~l~e Codes (S1 Cokmms CI trod D3) 3. V~h~ Metlmd Codm (S~ Column C2)
A -,$1,000 or le~ F-$50,001 - $100,f~00 J =$15,000 or le*~ N =$2~0,001 $500,000 1~3 -~25.000,001 - $50,000000 Q =Aplnisal U =Book Vth~
B ,=$1,001 - 12,$00 G ~$100,O0t. $ 1,000,000 K--$15,001 0 =$500,001. $1,000,000 R =Co~t (Real Estat * O~1~.) V =<ram,
D =$5,001. $15,000
Umt~ of Report
Trenga, Anthony J.
05/10/2010
VII. INVESTMENTS and TRUSTS - ~,~,,~, ,,ta~ ~,,~act~ a~a,a,~ ~0,~ of spoase and dependent chiIdrtn; set Bo. 34-60 of filing lnstrtu~ons,)
NONE (No reportable income, assets, or transactions.) A.
Description of Assets
B.
Income daring
C.
Gross value at end
D.
Transactions during reporting period
0)
Type (e..g~ buy, sell,
(2)
(~) (4)
Gain Codl i
(5)
Identity of buyer/sel!er
(A-H)
or int.)
(S-P)
code 3 (Q-W)
redempt~n)
(S-D
(A-H)
(i~#vate tram~on)
188.
Rodcc~ed
09/01/09
189. -SGENX mutual ftmd 190. ~i : [ Tax Exempt Bond (Norfolk, 191. -TIP bond fund 192. -CVS commdn stock 193. -IBM common stock 194. 195. -ECA common stock 196. 197. -XOM common stock 198. -ViM 199.
200. i~CC-6 201. 202. -APA 203.
A B B A A
K K L L
T T T T
Spinoff 07/02/09 (fiom Line 29) Spinoff 07102/09 (from llne 33)
K K K L K g K J K K K
L L K K C
Splnoff
07/02/09
SOld
B Dividend K T
07n6/09
(part)
A A Dividend Dividend K T
10/19/09
Spinoff 07102/09 (from line 44) Spinoff ] 07102/09 (from line 20) Sold
Bay Redeemed Buy Sold
07/30/09
08/11/09 10114/09 07107/09 07/21/09
204.
Dividend
Sold
08/03109
L lacun Gila C.odu:. (5~ Coltm:~ B1 ~md D4) 2. Vthae Cod~ (~5e Co[~ El m~d D3) 3. ,~Iu Method Codt~ (See ~olum~ C2)
A -$ I,O00 m- It:s* F =$50,001 - $ lOO,000 J -1 t $,0fl0 or k:s* N ~$250..t~l. $500.000 13 ---125,0~0,001 - $50,000,000 Q -Aptmd.*~ U =Book VtMe
B -$1,001 - $2,500 O =$100,001 - $1,000,000 K--$15,001 - $50,000 O-$500,001 - $1,000.000 R ~ (Real Erttte O~aly) V =Other
C =$2,501 - $5,000 fll =$ 1,000,~Xll - $5,000,000 L =$50,001 - $ I00~000 PI =$1,000.001 - $5,000,000 N =M0tt ttmn $50,000,000 $ EAssessmmt W =Estimated
D =$5,001 - $15,000 H.2 =Mort: ~ $5,000.000 M -$100,001 - $2~,000 F2 --$5,000.00t - $25.000,000 T =CX~ M~rkct
IN,me
[ Treng~, Antony J.
of Perso- Reporti~Z
Date
05no~0~0
0)
(2)
O)
~)
0)
(2)
~)
(4)
205. -BMY
B~
0~l~
20~.
Divld~nd
~old
11/30/09
Spinoff 07102/09 (from line 54) A Dividend None Sold Sold Buy
Sold
K K K K
K
D C
K K K
K
0311M/09 11/05/09
07/02/09
None
Interest .~ T
Sold
Spinoff
09/09109
07/02/09
219. -CVE (Cenovous Energy) 220. -D eommon stock 221. Brokerage Account #5
A B
Dividend Dividend
K K
T T
Buy
07110/09 K
Int~,~st
Clos~l
07/01/09 J
Dividend
226. -GE common stock 227. -Money market acct. (UBS) 228. -Pac~ Large Co.Value Equity Investment Fund Cl~ss A 229. UBS Account #2 230. -Money market acct. (fiBS) 231. -Am. Funds Cap Income Building Fund CL A Mutual Fund 232. -Putnam New Oppommity Fund CL A Mutual Fund 233. -Pac~ Large Co. Value Equity Investment Fund CL A 234. -Eastgrowth TSY STRPD CPN
235. -Tr~astay Investment Growth 236. UBS Account#3 (SEP)
A A A
J l J
T T T
Dividmd None
J J J J J"
J J
T T T T T
T T
A A A
A A
Interest
Date of Repor~
05/I0/2010
242. -IBM common stock 243. -DominiOn Resources Inc. common stock 244. -American Century Growth Mutual Fund
A B A A A B B A B
J K J J I K K J K
T T T T T T T T T
~nVXCGX~
2~5. -Navy Federal Credit Union 0RA #1) (CD) 246. -Navy Federal Credit Union (IRA #2) (CD) 247. -Navy Federal Cn~dit Union CD 248. -Navy Federal Credit Union Accounts 249. -Burke and Herbert Bank Account 250..Wachovia Bank Aeeotmts 251. Brokerage Account #7 (401-K) 252. -AGTHX Mutual Fund
Dividend
C C
A
Dividend Dividend
Divid~ad
M L
K
T T
T
Date of Report
05/10/2010
A
A
Dividend
Dividend
J
J
T
T
Sold
(r~t)
07/I 5/09
258. -Northwestern Mutual Joint Complife lnsmanee Policy 259. -New York Life Whole Life Policy 260. -Reliastar Life SEC DES I! Nationwide 261. -SF]" Holdings LLC Stock 262. -USAA S&P 500 Index Fund ]
E A A
M J J J J M K
T T r U T T T
263. -Robert W. Baird & Co. checking mad cash B management accounts 264. -DRYFUSS money market accounts GGM &GMA B
~J4
Date of Report
[ Tr~g~ ~.~o~yJ.
o~:~o/~o~o
Date of Report
05/10/2010
I certify that aB information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported wa~ withheld because it met applicable stttutory provisions permitting non-disclo~ure~ I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance wil~ the provisions of S U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference re~uiatinus.
NOTE: ANY I~rDIVIDUAL WHO KNOWINGLY AND AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCT[ONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative O~ce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
EASTERN DISTRICT OF VIRGINIA 401 COURTHOUSE SQUARE ALEXANDRIA, VIRGINIA 22_~ I ~-b-799 CHAMBERS OF ANTHONY J. TRENGA UNITED STATES DISTRICT JUDGE TELEPHONE (703) 299 - 2 t ! 3
Honorable Bobby R. Baldock Chair Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, DC 20544 Re: Calendar Year 2008 Filing Amendment
Dear Judge Baldock: I am providing this letter as an amendment to my previously filed Amended Financial Disclosure Report for Calendar Year 2008 (the "2008 Amended Report"). During the course of preparing my 2009 Financial Disclosure Report, I discovered the following omissions from my previously filed 2008 Amended Report.
1. As to Account No. 1:
(1)
GLD, listed on line 34, was purchased 03-1) on June 5, 2008 (D2); D-3 was K. It was also purchased 03-1) on October 22, 2008 (D-2) and the value 03-3) was K. It was held as of 12/31/2008. B2 was none; C-1 was K; C-2 was T. CTAS was incorrectly listed on line 13 as held as of 12/31/2008. CTAS was sold 03-1) on August 12, 2008 (D-2). The value of the transaction (D-3) was K. There was no gain. B-1 was A; B-2 was dividend.
(2)
2.
As to Account No. 2: (1) TJX COS, Inc. Bond (87254Q-AH-2) was purchased 03-1) on October 28, 2008 (D-2). The purchase amount 03-3) was K and it was held with that value as of 12/3112008. B-1 was A; B-2 was interest; C-1 was K; and C-2 was T. A Home Depot Senior Note (437076-AC-6) was purchased 03-1) on December 8, 2008 (D-2). D-3 is J. It was held as of
(2)
12/31/2008. B-1 is A; B-2 is interest. C-1 is J; C-2 is T. (3) Safeway Note (786514BL2) was purchased (D-l) on December 11, 2008 (D-2); D-3 is K. It was held as of 12/31/2008. B-1 is A; B-2 is interest. C-1 is K; C-2 is T. Johnson Controls Senior Note (478366AQ0) was purchased (D-l) on August 11, 2008 (D-2). D-3 is K. It was held as of 12/31/2008. B-1 is B; B-2 is interest. C-1 is K. C-2 is T. CVS Senior Note (126650BD1) was purchased (D-l) on October 27, 200g (D-2). D-3 is K. It was held as of 12/31/2008. B-1 is A. B-2 is interest. C-1 is K. C-2 is T. MidAmerican Energy Holdings Senior Note (59562VAK3) was purchased (D-l) on July 23, 2008 03-2). D-3 is K. It was held as of 12/31/2008. B-1 is A. B-2 is interest. C-1 is K. C-2 is T. Consolidated Natural Gas Senior Note (209615CA9) was purchased (D-l) on October 15, 2008 03-2). D-3 is K. Itwas held asof12/31/2008. B-1 isA. B-2 is interest. C-1 isK. C-2isT. Deere John Capital Note (24422EQV4) was purchased (D-I) on September 4, 2008 (D-2). D-3 is K. It was held as of 12/31/2008. B-1 is B. B-2 is interest. C-1 is K. C-2 is T.
(4)
(5)
(6)
(7)
(8)
3. As to Account No. 3, GLD was purchased (D-l) on June 15, 2008 (D-2). D-3 is J. It was held as of 12/31/2008. B-2 is none; C-1 is J ; and C-2 is T. 4. As to Account No. 4: (1) CEV (Cenovous Energy) was purchased (D-l) on August 7, 2008 (D-2). D-2 is K and itwas held on 12/31/2008. B-1 is A. B-2 is dividend. C-1 is K and on C-2 is T. 92817QRV6 (Va. St. Rec. Authority) was purchased (D-l) on August 27, 2008 03-2). D-3 is J, and it was held at year end. B-1 is A; B-2 is interest; C-1 is J; and C-2 is T. 32008F507 (First Eagle) was purchased (D-l) on February 4, 2005 (D-2). D-3 is K and was held on 12/31/08. B-1 is A; B-2 is dividend; C-1 is K; and C-2 is T.
(2)
(3)
Honorable Bobby R. Baldock May 10, 2010 Page 3 Please let me know if the Committee needs any additional information.