FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

1. Person Reporting (last name, first, middle initial) Rovner, liana D. 4. Title (Article Ill judges indicate active or senior status: magistrate judges indicate full- or part-time) Circuit Judge(Active) [] Initial [] A .... 1 2. Court or Organization 7th CircuirCoun of Appeals 5a. Report Type (check appropriate type) [] Nomination, [] Final to Date

Reporl Required by the Ethics in Government Act of 1978 r~ u.s.c, app. p I01-111)
3. Date of Report 7/3012010 6. Reporting Period 01/01/2009

5b. [] Amended RcporI 7. Chambers or Office Address United States Coort of Appea!s 219 S. Dearborn St. Chicago, IL 60604 8, On the basis of the information contained in this Report and any modifieal~ions pertaining thereto, it is, in my opinion, in compllanc with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form maat be followed. Complete all parts,
checking 1he NONE box for each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. (Reporting individual only; seepl,. 9-13 of filing instruetiom:)

[~ NONE (No reportable positions.) PO_.~TION
I. 2. 3. 4. Member Emeritus, Board of Trustees Member, Board of Overseers Member. Board of Directors Trustee

NAME OF ORGANIZATION/ENTITY

Trust

11. AbI~i~i~,M/~NI~. (gtpnrting individt,al only ..... NONE (No reportable agreements.) ~ARTIES AND "IE~S

2.

FINANCIALpage 2 of 33 DISCLOSURE REPORT I

Rovaer, liana D.

7/30/2010

Ill. NON-INVESTMENT INCOME. ~R~orti~g ~,~,,~,a ~,~: ~ ~. 17-24 of filing i ........

A. Fliers Non-Investment Income NONE {No reportable non-investment income.) DATE
I.

"t/one)

SO~CE A~ ~E

~COME [yours, nol spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lfyou were married during.an) portion of th~ reporting ),ear, complete thiv sectior~
[Dollar omount not reqoired except for honoraria.)

NONE (No reportable non-investment hrcome.) DATF., I 1/09-1 I109 2. 1/09-! 1/09 3. 4. ~!~i~ ~~i,~ SOURCE AND TYPE - Salary

,i~,,,,~,~,i~,i~l- Fixed Detanea Benefit llan

IV. REIMBURSEMENTS (Inclvdes th~c to spousc and dependcm children: see pp. 25.27 t~ff!ling instroctions.)

NONE (No reportable reimbursements.] SO~ i. 2. 3,

4.

LOCATION

P~OSE

ITEMS PAID.DR PRODDED

5,

FINANCIAL DISCLOSURE REPORT

r~,~

Page 3 of 33

[]

NONE_ (No reportable gi.fis.) SOURCE DESCRIPTION

~: :~:

VALUE.
S 1,8,D0.00

I. 2_ 3. 4. 5.

l:artial Honorary Membership

VI. LIABILITIES. a, ctua~., ,h,,s, of .~ ......

~] NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4.. CiliMortgage

d dependent children: see pp. 32-33 ,,].liling instructions.)

DESCRIPTION Cosigner on mortgage.

VALUE CODE L

Name or Person Reporting

Date of Report

PageFINANCIAL4 of 33 DISCLOSURE REPORT ] ao~.~r, .a.~ ~).

7/3o/~010

VII. INVESTMENTS and TRUSTS - i.eo.e. ,or... ~.~,,,o.~ a.,.t.a.~ .,o~, o/~. ~a a~.a~., ~hi~a~.: ,,, ~,. ~0 of filing ins~nction~)
~0~ OVo reportable income, assets, or ~ansactions.) )escfplion of A~etz (~nludtng t~st assets) Place"(X}" a~er each assc1 exempt fwm prior disclosure
Income du~llg

I rcpo~ting ~fi~ (2) (I) Amount - Type (e.g., C~e I div.. renl. (A-H) or int.) ~ None

Gross value al end of repoSing ~ri~ (1) (2) ~ Value Value ~ Code 2 [ Meth~ ~ (J-P) : C~e 3 ~ (Q-W) J T

Transactions du6ng ~po~ing (1) Ty~ ~e.g., buy, sell. r~e~pfion) {2) (3) (4) Gain Da~e ! Value ~ mmidd/yy ~ Code 2 Code 1 (A-H) I J-P) (5) buyer/seller (ifp~vate manic,ion]

1. 2, 3. 4. 5. 6. 7. 8.

Industrial Development Bank of Israel, Ltd. Brokerage Acct #1 -Fidelity Municipal MMF A A -Fidelity AMT Tax-Free Money Fund (F]MXX) -AF&T lnc Corn -Agnico Eagle Mines Corn NPV A A

Dividend Interest Interest Dividend None

Buy K J T T Buy Buy Buy (addl) Sold (part)

05/05/09 09.r29/09 05/05/09 : 07/27109 06/I 8/09 07/28/09 09/0209 ! 06/04/09 06/22/09 06/04/09 06/22/09 ] 09/02/091 05/11/09[

K K K J J K K .t J K J j J B A B

Transfer From

Transfer From

10. I 1. 12. 13. 14. 15. 16. 17.

-Alcoa Inc

Dividend

Buy Sold (part)

-Anadarko Pele Corp

Dividend

Buy Sold (part)

-Appl,.: Inc

None

Buy Sold (part) Sold (part)

-Brocade Communications Sys

None

Buy

FINANCIAL DISCLOSURE REPORT _Page 5 of 33

Rovner, liana D.

7/30~010

VI I. INVESTMENTS and T RUSTS - ~,,o,,. ~,,. ......do., (Includes those of .~ ..... d dependent children; ~e pp. 34~0 of f din(instruction)
NO~ (No re~rtab& income, c~sets, or ~ansactions)
Description of Assets / Income dunng ~ re~aing ~riod ~mot ~t Tv~ (e.~. C~e ~ div.,~nt, ~ (A-H) ~ or int.) ~ Gross va ue at end ~ Trance(ions dufng ~ing period

Place "(X}" a~er each asset exempt Rom prior di~losure

] Value Code2 ~ (J-P)

V~lue ~ Mcth~ C~e3

~ Ty~ (e.g. . buy, sell, redemption)

~ Date Va ue ,mm/d~tyy C~e2 (J-P) ~

Gain C.~e I (A-H)

ldenti~ of buy~/~ller (if private

18. 19. -Enbridge Enemy Partners LP None J T

Buy (addt) Sold (pa~) Buy Sold (pa~)

05/22109

06/18109 06102109 09102/09 08/31/09 091~109

J K J K K

20. 21. 22. 23. 24. 25. 26, 27. 28.

-Govt Pp~s Income Tr Corn Shs

A A A

Dividend

K K J

T T T

Buy Buy

-Ishares lnc MSC1 Canada Index Fd -ITC Hldgs Corp

Dividend Dividend

Buy Sold (pan)

05/28109 09102109 05/05/09 06/I 8/09 09/18/09 ~/24109 0W21/09

J J K J K J K A A Transfer From

-Pimco Mun Income Fd II

Ira.iDly.

Buy Sold (pan)

-Range ResourcesCorp

Dividend

"1"

Buy

29. 30. -SPDR Set Tr Morgan Stanley Tech A Dividend J T

Sold (pa~) Buy

31. 32. -Tara Motors Limiled Adr Ea Rep A Sold Dividend 09/24109 J Dividend K B T

Sold (part) Buy

09124/09 05/28/09

K J

33. " 34. -Fidelity Canada (FICDX)

(part) A K T Buy 09/03/09 K

PageFINANCIAL6 of 33 DISCLOSURE REPORT [

7/30/20~0

VII. INVESTMENTS and TRUSTS - ~,,-o.,e, ,,t.,, t, ..... ,io.s (Includes those of sp ...... d dependent children; ~e pp. 34-60 of faing i.ztruction~)
NONE (~Vo reportable income, ~sets, or ~ansactions.) Description of Assets ( nclud ng trust ~sets) Place"(X)" allcreach rose exempt from prior di~losure Income during [ reporting ~fi~ [A~unt [ "ry~(e.g., d~v., ~nt, ~ C~e I ~ (A-H) o~ in ) Gross value al end ~ : ~ of re~ing ~6od Value ~ Code 2 . (J-P) K M T Value Metb~ C~e 3 ] Ty~(e.g., buy, sell, redempliou) Transactions during rc~ing period

: Date ~ Value I Gain ~ mm/d~yy ~ Code 2 Code I ~ ~ (J-P) (A-l-I) ]

Identity of buycr/selle~ (if private

t 35. -Ame~can Centu~Tax Free Bond -Baird Inte~nedial~Muni Bond invs Cl {BMBSX)

Interest Dividend Interest Dividend Interest Divider~d

guy T

09/16109 Buy Buy (addl)

K 0WI0/09 09/16109 0WI6/09 K K K

36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

A A

-Marshall Inte~ed T~ Free Cl Y {MITFX)

A B

Buy

-PimcoTotal Relnm Class D (Iq~DX~

Buy Buy (addl)

05105/09 06/22/09 09/17/09 09/22/09 09/28/09

J J K L J

Trans{~r From

-T Rowe Price Tax Free Short Inter (PRFSX)

Interest

1"

Buy Buy (addl)

-Thomburg Ltd Term Municipal Fund CI A (LTMFX)

A A

Dividend 1 nterest Dividend Interest Dividend

Buy

-Thomburg Strategic Municipal Income C (TSSCX)

A A

Buy Buy (addl)

09/I 1/09 09/28/09 05/05/09 06122/09 09!18/09

K K J J K Transfer From

-Vanguard GNMA (VFIIX)

Buy Sold (parl)

-Wells Fargo Ultra Shrl Tm Muni Inc-Adv (SMLIAX)

A A

Dividend Interest

"!

Buy

2. Value C~

J =SI 5,~ or I~

K e$15,~1 - 550,000

L =S50,001 - $l{~,~.t0

M -S ]~.O01 - S250.~)

FINANCIAL DISCLOSURE REPORT Page 7 of 33

V 11. INVESTMENTS and TRUSTS - i,,e,,,~e, v~l~e, ,~ .....
~-]

Name of Person Reporting I Rovner, liana D.

Date of Report 7/30/20 |0

t~,,~ (Includes those of spa .... d dependent childr ..... pp. 34-60 of filing instructions.)

NONE (~o reportable income, assets, or transactions.)

Description of Assets (including lmst assels) Place"(X)" a~ereach assel cxemptfi~m~ordisclosure / I Income during reporting period Gross va ue a end of rep~rling period Value , C~e2 ~ (J-P) Value ~ Ty~(c.g.. [ Mchod buv,~tl C~c 3 ~ redemption) Transactions during reporting period

[A haunt [ "ly~(c.g. Code 1 , d~v. rcnt " {A-It) or inl.)

Date : Value ~ Gain ~ ,mn~d~vy C~2 C~el I . (J-P) (A-H) [

ldenti~ of buyer/sell~ (if private

52. 53. 54. 55. 56. 57. 5g. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68~

-Wells Fargo Shoo Term Muni Bd-lnvest (srs~x)

A A

Dividend Interest Dividend Dividend

Bny

09/16/09

-Hatteras Finl Carp Cam (HTS) -BP PLC Adr

B A

Buy Buy Sold

09/21/09 08/11/(~) 09/02/09 08/26/09 09124/09 08/06/09 08/20/09 05/11/09 05/26/09 08/17109 09/02/09 07/29/09 09/02/09 05105109 06/22/09

K K K J J K K J J K J J J K K A C Transfer From A

-l~lackrock Enhanced Divid Achievers "l"r

Dividend

Buy Sold

-CPFL Energia Sa Span Adr"

Dividend

Buy Sold

-Cader~ee Design Systems lnc

None

Buy Sold

-China Mobile Led

None

Buy Sold

-CitiGroup Inc

None

f~uy Sold

-Fidelity GNMA Fund

Dividend

Bt~y Sold (purl)

FINANCIAL DISCLOSURE REPORT Page 8 of 33 V I1. INVESTMENTS and T RU STS - i~ ......

Name of Person Rep~rting

Date of Report

713oao~o

~, ~,~o~ a~t~. ,~o.~ o/~ ...... ~,~., ~u~,~ ~ ~. ~4~o o/~i~ i~t,~ao~

NONE (No reportable income, assets, or transactions.) Description of As~ts (inclnding t~st ~sets) Place" X)" after each assel cxemp ~om pr or disclosure Income during tcponit~g ~ri~ Amotmt ~ "f~(e.g., C~ I div., rent, orint.) I (A-H) [ Gr~ value at end [ of re~aing ~fi~ [ Value ~ C~e 2 ~ (J-P) l Value [ Meth~ [ C~e3 Tmn~ctions during reposing pefod

] ! "ly~ (e@, ~ buy, sell, [ redemption)

Da~e ~ Value [ Gain mm/d~yy ~ C~e 2 ] C~e I (~-P) ~ (A-H) .

]den6~ of buyer/se]lcr (if private

69. 70. 71. 72. 73. 74. 75. 176. -lshares Ba~clays Treas Intlation 77. 78. 79. 80. 81. 82. 83. 84. 85. -Yamaha Gold Inc Corn A Dividend -Tekelec None -Slarent Networks Corp None -Peoples Utd Finl lnc None A Dividend -Frontier Communications Corp Norm -Fidelity Select Natural Gas None -Fidelity Govemmenl Income A Dividend

Sold Buy Sold Buy Buy (addl) Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy

09129/09 05105109 05120/09 05126/09 06/02/09 09102/09 07/14/09 09/02109 05/05/09 05106/09 05/)1109 05/26/09 05/11/09 12/21/09 05111/09 05126/09

J L L

A Transfer From A

.I .I K K J J J K J D A Transfer From

05105109 K

Transfer From

FINANCIAL DISCLOSURE REPORT

Page 9 of 33 VII. INVESTMENTS and TRUSTS -

Name of Person Reporting

Date of Report

7/30/2010
]

~qO~ (No reportable income, assets, or transactions.)

~scription of Azsets {including trust zs~ls) Pla~ "(X)" after each as~t Income during m~aing peri~ Gross value at end of reposing ~ri~ Value ] Tcansactions during ~ting ~ri~

Amount[ Ty~(e.g.,

Value

~ (Q-W)

~ransaction)

86. 87. 88, 89. 90.

[

Sold IRA Acct #1 -MLBank USA Rasp -Eaton Vance Tax Advantage -Old MmallClaymore Shrt Fund Buy
(addl)

~ 06/18/09

Dividend

01/20/09 04;14/09 07/09109 10107]09

91. 92. 93. 94, [ 95. 96. 97. 98. 99. 100. 101. 102. Investment Club (Y) A Dividend IR.A Acct #2 -ML Bank USA Rasp -ML Retirement RescrvcsCL I -Visa Inc. C1 A Shrs -Blackrock Cap & lnc Strat. B Dividend K T

Buy
(addl)

Buy (addl) Buy

{addl)

Buy (addb) Buy

(addl)

0!/26"09 04/15/09 J 07/13709 [ 10/08/09 J 11727/09 K Account Closed See

Note I

Buy (addl) Buy (addl) Closed

Page 10 of 33

Rov.~r, liana D.

7/30/2010

NO~

(~o reportable income, assets, or ~a~actions.)

Ineome du~ng ~ re~ing ~ri~ [Amount ~ (A-H} Ty~ (e.g., orint.} ~ G~ss value at end of r~oaing ~6~ Value (J-P) Value C~e3 ~ l ~ Type (e.g. i redemption) ; "rransactions during repoaing pe6~

Description of Assets {including In,st a~cts) Placc"{X)TM after each a~et pt l}om prior discl

Datc

Value I Gain ~ I (j_p) ~ (A-H) ;

ldenti~ of (if private

103. 104. -Royal Dutch Petroleum Common St~k .05. -Cisco Systems Common Stock 106.

~slribution

Buy (addIt Buy (addIt Buy (addK)

1/27/09

03/3 0/09 05/04/09

J J

107. 108. -JP Morgan Accounl 109. -JP Morgan I00% US Treas Sec MM Reserve (RJTXX) 110. -Aegon N Visin

Sold

12/01/09

112. -Everest Reinsurance Group, Ltd. 113. -Procter & Gamble Co. 114. -Berkley WR Carp 115. -BHP gilliton Ltd. 116. -t3uilding Malerial }tolding Corp. 117. -Companhia Vale Do Rio Dace Spans ADR Sold 1 1/02/09 J

118. ,E Trade Financial Corp. 119. -Freeport McMoran Copper & Gold lt~c.

Sold

12/01/09 J

I. Incon~e Gain Codes: (5 Cotumn~ BI ana O4)

A =$ I,~t or less
F =SS0.00l - SI00,0~)

B =5;1 ,tYbl - 52.500

(} =S100.0Ol - ~.].IRI0,00IJ

C ~S2,501 - SS,~lO HI =51.J~),001 - SS,~}0.l~O

O =$5,001 - $15,tR)O 1|2 =More than SS,lY00,000

E :$15,o01 . $50.~0

FINANCIAL DISCLOSURE REPORT

r~ .... ~c~so~ R~r~ng

Page 11 of 33

aov.e~,llana D.

7t30/2010

VII. INVESTMENTS and TRUSTS - ~.~o~, ~,~.,, ~ .... ,io.~ a.~.~.~,~o~ o~ ..... a u~.a~., ~d,..~ ~, ~,. ~4-~0
~ NONE (No reportabM income, ~sets, or ~ansactions.)

....................... ~T .......................
Description of Assets (including trust ~selS) Place "(X)" after each assc~ ..... pt from prior disclosure

B.

C.
Gross value at end of re~ni~ag ~riod . ~ ~ . Va uc Melh~ Code3 (Q-W) ~ ~ ...... ]y~ (e.g., ~ buy, Sell, ] redemption) ]

Income doffing re~aing ~ri~ Amount C~e I (A-H)

D. Transactions during reposing

Ty~ (.g. Va uc di ........t, C~e 2 orlnt.) (J-P)

Date ~ Value ~m~d*yy [ Code 2 ~ {J-P) ~ I

Gain Code I (A-H)

ldennty of buyerl~ller (ifp~vate ~nsaction)

121. -McCormick & Co. Inc. Non Vtg 122. -Nordic American Tanker Shipping, Ltd. 123. -Peabody Ener~ Co~ 124. -Schlum[~rger Ltd. Spons Adr 125. -Schwab Charles CoW. New 126. -SPDR Gold Tr Gold Shs 127. 128. -Taiwan Semiconductor 129. Sold Buy (addl) Sold Buy (addl) 0~02/09 ] 06102/09 12~4/~ 05/04/09 08/17/09 06/02/09 1 I/16/09 J J K J J J J B A C

(pa~)
Buy Sold (paa)

Sold

130. -Tara Mtrs Ltd. Sports Adr !31, 132. -3M Company

133. -CF lnds IIIdgs )no Corn

134. 135. -Nuance Commnnic~tions ~36,

Buy
Sold Buy

02/05/09
04/21/09 3/10/09 J J B C

Sold

5/4!09"1

FINANCIAL DISCLOSURE REPORT Page 12 of 33

[ Name of Person Reporting [I Rovner, liana D.

Date of Rep~rl

7/30!2010 [

NO~

~o repo~able income, ~SelS,

or ~ansactions.)
]nco~ during rear ing period I Gro~s value at ~d ! of re~ing ~fi~ ~ Valee ~ Melhod [ Ty~(e.g. buy, sell, Tran~cttons during reposing pen~

Dcscr p ion of Assets (including i~st as~ts) basso, Pl.ce"(X)"afl ..... pl from prior di~]

[Amount Ty~(c.g.. ~ Valu~ C~eZ 1, /C~e I [ di ......

~ Dale ]Value ~ Gain : [mm/dffyy ~ C~e2 ~ Code 1

ldenli~of

137. -IIC Hldgs Corp 138. -Sully Beauty Hldgs lnc Corn 139. IRA Acct #3 A Dividend K T

Buy Buy

06/0N09 I 1/02/09

J J

140. -SP~ LN-TM Treas Bnd hwestor (?lass ~41. -Fideltiy Ginnic Mae 142. -Fideli~ Canada 143. -Fideli~ Cash Rese~es

Redeemed Buy Buy Buy

01/23/(~

K K

01/23/09 09~1/09 09/30/09

J K

1~. IRA Acct. ~

Dividend

t45. -VMMR Federal Portfblio

146. IRA ACC~#5 147. -Fidelity Cash Reserves 148. -Fideltiy Government Income 149. IRA Acct #6 A Dividend K T B Dividend K T

t 50. 151. -VSP Energy 152. JP Morgan Chase Accounts 153. Retiremenl Accl, #1

Distribution

A A

Interest Interest

J J

T "1

L ln,:ome Gain Cod,~:

A =S 1,0~)4~ or It~.a

S =Sl ,t~)l - $2.500

(" ,$2.501 - S5,0O0

D =$5.00t - S 15.000

E ~SI 5.0OI - $50"000

FINANCIAL DISCLOSURE REPORT I

aovner, liana D.

Page 13 of 33

7/30/2010

~ONE

(No reportable income. ~-sets, or ~ansactions.)

" B Income during [ re~a~ng~ri~
/ [Amount Ty~ (e.g.,

A. De~r/pfion of Assets

C. ~ , Gross value at end ~ : ofre~ing~riod

Value Value Type (e.g.,

D. T~n~ctions cluing ~po~ing ~nod

Place "(X)" after ~ch as~t

: Date

Value

Gaia

~dcntily of

exempt tiom prior di~!osure

] C~e I i div.. rent, (A-H) or int.)

Code 2 (J-P)

Mcth~ C~e 3

buy, sel!, redemption)

mnddd~yy ] Code 2 {J-P)

C~e ! (A-H)

buyer/~ller (if private

154. -Teache~ Ins & Ann A~n 155. -Cull Rtnnnt Equ Fu 156. IRA Acct #7 157. -Schwab Cash Rese~es 158. -US Treas Note 3.5,/o due 2/15/18 159, -US Treas Note 2.75% due 2/28/13 160. -Vanguard GNMA Fund t61. 162. ! 63. I(r4. -Vanguard Sho~ Term lnvestmt Grade Fd Sold Sold Buy (addt) Buy (addl) Buy (addl) Sold (part) 05/26/09 05/26/09 01/20/09 01/27/09 03/19109 03/23/09 K K K M J K A A A E lnt.iDiv. O T

165. -TRowe Price New Era Fd 166. -Conocophillips 167. -]ntl Business Machines (IBM) 168. -McMoran Exploration Co. 169. -Nordic Amem Tankr Shpgf 170. Sold (part) Sold Sold (part) Sold (part) 02/23/09 02/23/09 01/21/09 02102/09 J J J J

N fP Reporting .... ....

FINANCIALpage 14 of 33 DISCLOSURE REPORT

DateofReport

Ro~.er, liana D.
d dependent chHdren; .~e

I 17/3/21
pp. 3d~O of filing instmctionx)

VI1.1 NVESTMENTS and TRU STS - i.com,. ,o~.,, ~ .....ion, (incl~ those of sp .......

N O~ ~o reportable income, ~sets, or ~ansactions.)

0ncluding ~s~ ~scts) Place "X)" after each &~set exempt from prior di~losure

[..._...~~nin~ ~ri~ Ii of reining ~riod I ~m?unt ~ C~c ~ (A-H) div., rent, orint.) ~alue C~e 2 (J-P)

~ ....... .................~ ....... [--(i~ ............. (e.g., Ty~ (e.g., [ Value I ypc Identity 0f
I Meth~ ~ C~e3 (Q-W) Sold Buy (a~ldl) Sold Sold Sold ~ I buy, sell, rede ~p on) Dmc ~alue :: Gain buyer/setler m~dd/yy , C~e 2 ~ C~e I (ifprivate ~ (J-P) (A-H) ] . tmn~ction) _J .................................... 08/31/09 01102109 02/20/09 04/20/09 02/20/09 J J J M A

I71. 172. -Pioneer High Income Fund 173. 174. -Fidelity Government Income Fund 175. -Matthews India Fund 176. -Sequoia Fund /77. -Banick Gold Corp, 178. 179. 180. 181. 182. t83. 184. 185. -Dominion Res Inc va 186. ]87. -Gafisa Adr -Devon Energy CP -SPDR Lehman Long Trot Try -Cemer -Citigroup lnc

Sold Sokl Buy Buy Buy (addl) Sold (part) Buy Sold (part) Buy Sold (part) Buy

05129109 01/02/091 09/23/09 08/04/09 08/12/09 09/25/09 09/22/09 09/25/09 05/t3/09 06/18/09[ 09/21/09

K K K J J J K J K 3 K

A A

I PageFINANC1AL15 of 33 DISCLOSURE REPORT [ Rovner, nana D.

NONE (No reportable income, assets, or transactions.)
Descfiplionof AssIs (including ~st assets) Place"(X)" after each a~t excmptfrompfiordisclosure Income during rc~ing ~fi~

Nume of Person Reporting

Date of Report [

7/3or20J0

[ VII. I NVESTMENTS and TRUSTS -i ....... t~e, tr .... ctions (Includes those of spouse and depend ..... hildren; s pp. 34-60
of fding instractionx)

(;ross value at end ~ of reining perk~ I VaLue. ~ Meth~ ]y~ (e.g., buy, sell,

"Ir~n~etions during rc~nlng p~dod

Amount ~ Ty~ {e.g., ~ Value C~de I [ div.,rem ~ Code2

~ Da!e ~i Va}ue ~mm/d~yy ~ Code2

189. -Kinder Morgan Mgmt LLC 190.

Buy Sold (pan) Buy

06105~09 06/22/09 09/15/09 02/1 g/09

J J

i91. -Pimco Co~ Inom~ Fund 192, -Randgold Res Lid Adr 193, 194. 19~, ~ 96.

Buy Buy

02/26/09 06/0M09 K [ 06~08/09 K 06/18109 06/22/09 07130109 3 J D

(addI)
Buy (add!) Sold (pad) Sold

(pan)
197~ 198. "~99. -Tellabs Inc 2~. -Verizon Communications Sold Buy (addl) Buy Buy Buy Buy Buy

08/1t/09 07!17/09 10/15i09~ 02!18/09 10106109

201. ~Wamer Chilcon PIc 202, -Flar~r Bond Fund Insl CI ~03, -Jalms Sho~ Te~ Bd Fd 2~. -Ridgewonb US Gov Sec ~ [ ~

K J K

Buy [1~/06/09

Page 16 of 33 VI I. INVESTMENTS and TRUSTS -

aovoer, na.a ~).

7/3oaolo

NO~ (No reportable income, assets, or lransactions.) ~scription of Asse~s (including trust asmts) Place "(X)" a~ ..... ~ asset ex~anp~ from prior disclosure Income during reining ~riod (l~ (2) A ..... t ry~ (e.g., C~e I ~ div., ~nt, {A-I.I) ~ or into Gross value at end of reining lzriod (0 (2) j Value Value C~e 2 Meth~ (J-P) ~ C(~Ic 3 : (Q-W) i O) J Ty~ (e.g., buy, ~11, rc~mplion) Tran~ctions during rc~ing ~riod (z) ~ (3) Da~e ~ Value [ Gain m~d~yy , Code 2[ C~e I (J-P) (A-H)

Identity 0f buyer/seller (ifp6va~e wansaetion)

205. -TCW Total Return Boud 2~. -Thompson Plumb Bond Fund 20~. -Vanguard ShonTerm Bond 208. 209. -AnnatyCapital Mgmt -Government Ppty income Tr

Buy Buy Buy Buy Buy Buy Sold (part)

10/06/09 10/06/09 10/06/09 09/24/09 09/03/~) 02~4/09 03/20/09 07/31/09 09125/09 0325,~09 05/06;09 09/24/09 09/25/09 05/14/09 06/22/09 08/I 1/09

K K K K K K

2 I~. -lshares Iboxx lnvestop 21 I. 212. 2 ! 3. 2t4~ 215. 216. 217. 218. 219. 220. -Nalional Retail Pptys -lshares Trust Dow Jones -lshares Tr Barclay Tips -Ishares Msci Brazil Indx

Buy Sold (part) Buy Sold (part) Buy Sold (part) I].uy Sold (part) Buy (addl)

FINANCIAL DISCLOSURE REPORT

N .... ~ v ..... rteporting

Page 17 of 33

ao~e~, n~.~ ~.

V1 I. IN VESTMENTS and TRU STS - ~ ....... t~. ~ ..... ,io~ a~t~ ,~o~ o/~ ...... ~ ~, ~hi~,; ~ ~. ~0 o[~Ui~ ~oio.~.~

NO~

(~o F~oF[ob[~ income, ~sets, or ~ansactions~)

Income du~ng reporting ~d~ Amount ] Ty~ (e.g., C~e I dlv., rcm, (A-H) or ira.) Gross value at end of reposing pcti(~ Value C~c 2 IJ-P) Valu~ [ Mcth~ i C~c3 Type (e.g., buy. sell redcmptton) Tran~clions during ~c~ing

D~cfiption of As~ts (including trust ~ts) Place "(X)" after each asset exempt ~om prior disclosure

Date Value Gain m~dd/yy C~c 2 . C~e I [ (J-P) (A-H)

identity of buys/seller (if private

222.

Buy Sold (part) Sold (pa~) Sold {part) Buy

05/19/09 05/18/09 06/18]09 08/31/09 02127/09 07/27/09 07131/09

223. 224. 225. , 226. -S~rGold Trust 227. 228. -Aluminum Co~ China ADR 229.

K J J

Sold (part) Buy Sold (part) Buy Sold ~art) Sold Buy Sold ~pan) Sold Buy

09/02/09 08118/09 08127/09 09/25/09 06/09/09 6;I 8i09 06/22/09 L K K K J J A B

[ ~

23~ -Amer Intl Group 23 I.

232.

233. 234.

-Apple lnc

235. 236. -Bank of America Corp

08111/09

237. 238.

Buy (addl) Sold (pan)

08112/09 09/02/09

FINANCIAL DISCLOSURE REPORT Page 18 of 33 VII. INVESTMENTS and TRUSTS - ~eo~,,, ~oi~e, , .....

~.,~of~.~e~ Rovner, liana D.

t.,eofaep0~t 7/30/20]0

~,~,~ (Includes those of ~;o ......d dependent children; see pl~. 34-60 of filing instructions.)

NONE

reportable income, assets, or ~ansactions.)

Income du~ng reining peri~ Gross value at end nf reining p~i~ Value Meth~ C~e 3 (@W) Ty~ {e.g., buy, ~ll. redemption) T~nsactions during ~po~ing period

Description of As~ts (including ~st a~ts) Place "{X)" a~er each asset excmpl from prior disclosure

Value Amoum Ty~ (e,g., C~e I ! d~v.. rent, Code 2 {k-fl) or inl.I ~ {J-P)

Date ~ Value Gmn m~d~yy ~ C~e 2 Code I (J-P) {A-H)

Ide~li~ buyer/~ller (if ~Nvat ~ra~cttom

239.

Sold (part) Buy Sold Buy Sold

09/25/09

240. -.Blackr~k Ehncd Div 24 !. 242. 243. 2~. -Cate~ill~ lnc 245. 246. -Direxion SHS 2z17. 248. -Energy Transfer Partnerships 249. -Blackr~k Intl Growth TR

01102/09 02120~09 08/27/09 0%25109 02/03/~ 02lOLl09

J J J

Buy Sold Buy Sold Buy Sold (part) Sold (part) Sold

K K

03123/09 03/26/09 06105109 06/18/09 06/22109 09/24109 04/22/09

J J K J J J A

250. 251.

252. -Fideli~ GNMA Portfolio 253.

Buy Sold

M M A

05/21/09

254. -Ishares Tr Barclays Treas Bond Fund 10-20 255.

Buy Sold

03/23/(19 03124/09

K K

FINANCIAL DISCLOSURE REPORT Page 1 9 of 33 VI !. IN VEST MENTS and TRUSTS - ~,ome,

D NONE

7/30/201

[ Rovner, liana D.

(No reportable
A.

income, assets, or transactions.)

]-- ...... -~7 ................. C. .........

] Income during 1. reporting period Amount " -lypc (e.g., Code I div.. rent, (A-t1) or int.~ Gross value at end of reporting period Value Code 2 (.l_p) i Value Method Codc 3 i (Q-W) Type (e.g., buy, sell, redemption) Trnnsactions during reporting period ldentily of buyer/seller (i|privalc transaction)

Description ofAssets (including trust assets) Place"(X)" after each asset exelnpt from prior disclosure

Dale Value mm!d~yy ! Code 2 (.Lp)

Gain Code I (A-It)

256. -Ishares Tr Barclasy Treas Bond Fund 20+ yr 257. 258, -JPMorgan Chase 259. 260. 261. 262. -Proshs Ultra Financials 263. 264. 65. 266. 267. -Pub Svc Ent Group lnc 268. 269. 270. -SPDR Barclays CAP Long Trm Try 27 ]_ 272. -India Fund, Inc

Buy Sold Buy Sold Buy Sold Buy Buy (adal) Sold (part) Sold (part) Sold Buy Sold (part) Sold Buy (addl) Buy (addl) Sold

03~3/09 03/24/09 02/04/09 02105/09 02/25/091 03/19;09 03/27/09 03/30/09 03/24109 04101109 06/22/0~ 05;13/09 06II8/09 09/22/09 03/23/09 03/24/09 04/23/09

K K K K J J J J J J ) K A

Page 20 of 33

" Rovner, liana D.

7/30/2010

NONE

~o reportable

income, assets, or ~ansactions.) Income during reposing ~ri~ Amoum ~ Tv~ le.g., C~c I div.. rent. (A-H) ~ or inL) ! Gross value at end of rc~ing ~riod Va~ue C(~c 2 (J-P) T~ctions during ~pomng ~ri~ i Date Value [ Gain "m~dd/yy C~c 2 C~ l ~ (J-P) IA-H) idenfiff of buycdsellcr (ifpnvat~

De~ription of Asse~s (including t~sl ~scts) Place "(X)" after each asset c~mp~ from prior disclosure

Value ~ Ty~ (e.g.. Mclh~ buy roll redemption) C~e 3

273. -United S~ates Steel Co~ 274. 275. -Veolia Environ Adr 276. 277, -~etls Fargo XIV 8.625% 278. 279. Brokerage Acct. 02 -Schwab Tax Exempt M/vlF A A tnt./Div, Dividend None A Dividend K J T T L T

Buy Sold Buy Sold Buy Sold

03/13/09 04/01/09 [ J 07/14/09 J 07/14/09 01/30/09 02105/09 K K A

280.

281. -Vanguard Loong Term Trsy 282. -Aloska Air Group Inc 283. -Ah:oa Inc 284. 285. -Amgen incorporated 286. 287. 288. 289. -Anadarko Petroleum Corp

Sold Buy Buy Sold (part)

0t/02/09 09/t8109 09/18/09 09/25/09 07/28/09 07/29/09 07131/09 09122/09 05126/09

K J J J K J K J K

None

Buy Buy (addl) Sold (part) Sold

Dividend

Buy

Name of Person Reporting

Date of Rcpert

FINANCIALpage 21 of 33 DISCLOSURE REPORT I ~ov~e~, m.a D.

7/30~Z0~0

VII. INVESTMENTS and TRUSTS - income, ,.alue, tr ..... tions (Includes those of spo .... d dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, c~se~s, or transactions.)
Description of Assets (including trust assets) Place"(X)"aftereach asset exempt from prior disclosure [ ]ncon~e during reporting period Gross value at cad of reposing period i Value i Method Co~e 3 i Type ~c.g., buy, sell. rcder~plJon) Transactions during reporting period

Amount [ Type (e.g., i Va!u Code I i div, rear, - Code 2 (A-H) orint.). ! (J-P)

~ Date Value Gain . mmidd/yv Code 2 i Code I ! "! (J-P) , {A-H) i i

buyer/seller (if private

290. 291. T

Sold

06/I 8/09 )9/28109

J J

A C

(part) (part)
A Dividend J Buy Sold (par0 -131ackrock Ehr~d Div Incm A Dividend Buy 08106/09 09/25.,09 08118109 09124109 09/25109 K J K J J A A Sold

~92. -Bank ofAmericn Corp 293.

294. 295. 296. 297.

Sold (part) Sold

(part)
Sold Buy Sold 09/28!09 08/25/09 09/25109 J J J J A A

298. -Blackrock Re~t Asset EQ 299. 300,

Dividend

Sold T Buy Sold

09128109 05/22/09 06/18]09 09{25/09 05122109 05!28/09

301. -Brocade Communs Sys New 302. 303. 304. -Canadian Natural Res 305. -Cemer Corp A

None

J J J J K A A

(part)
Sold Dividend .I T T Buy Buy

None

306.

Sold

06/I 8/09

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of

Page 22 of 33 Vll. INVESTMENTS and TRUSTS-i~ ........

7/3o/2010
t~e~an~aca~ns(~n~h~desth~se~fsp~useanddependentchitd~e~;~3~-~#~f~ingi~tr-cti~ns.)

NONE (No reportable income. ~sets, or ~ansactions.) Description of AsscIs Place "(X)~ after each asset exempt from prior disclosure I In,me during Gross value al ~nd ~ Ty~ (e.g,. buy, sell. [ ~demption) , Tra~ctions during reporting

Amoum Type (e.g.. Code I div.,rent, (A-H} : or int.) .

Value Code 2 O-P)

Value Meth~ [ C~de3 (Q-W)

~ Dale Value m~d&yy I (3-P)

Gain C~te 1 (A-H)

Idemi~ of buyer!seller (ifpdvatc tran~ction)

~ C~e 2

307. 308. 309. 310. 31 I. 312. 313. 314.

-Vale Do Rio Spn Adrf

None

Buy Sold

05/22/09 06/05/09 08/06/09 08/21/09 08128/09 06/03/09 09/25/09 12/01/09

K K K K A

-Cpfl Energia Sa Adr F

Dividend

Buy Sold (P~) Sold

-Eaton Vance Tax Managed

Dividend

Buy Sold (pan)

J J, J A

-Eldorado Gold Corp New

None

Buy

315.
316. -Freeport McMom 6,75% pfd 317. 318. 319. 320. 321. 322, 323. -JPMorgan Chase & Co -Novelhts Systems Inc. -Pimco Municipal Incm Fd A A Dividend None Int./Div. K K J T T T -lamgold Corp None K T A Dividend J T

Sold
Buy Sold (part) Buy Sold (par0 Buy (addl) Buy Buy Buy

07/27/09
05/22/09 09/28/09 06/01/09 06/18/09 07/27/09 07/15!09 10/12109 05/22/09

J
K J J J J K K J

FINANCIAL DISCLOSURE REPORT Page 23 of 33

~e of Person Reporting

Date of Report

Rov,,e~, na,,a U. [

7/3o~olo

NONE ~o reportable income, assets, or ~ansactions.) ~scripuon of Assets (including trust ~s~ts) Place "~X)" after each asset cxempl f~mpriordisclosurc Income dr#ring rc~amg ~riod ] ~0-~ (2) ~ Amoun~ [ Ty~ (e.g., Code 1 [ div..rem. {A-H} or ml I Gross value at end of re~aing period {2) O) VMue V~luc Methyl C~e2 Code 3 [ (J-P) (Q-W) ~ J T T~nsactions duhng reposing O) Ty~ (e.g. bay,~ll, redemplion) (2) (3) [ Dale Value gmm/d~yy , Code2 ~ ~ (J-P) [ 05/20/09 09101/09 09/22/09 J 09/29109 12101/~ 05/22/~ 06~01/09 03/!8/09 05/06/09 08/09/09 09/24/09 06/05109 09/25109 01/30/09 02/5/09 09110109 04/20/09 J J J K K K K K J J J K M B A A K

Gain C~e I * (A-1t)

Identity 0f buyer/~llcr (ifpfiwle Imnsac ion)

324. -Plum Creek Timer Co 325. 326. 327. 328. 329. 330, 33 I. 332. 333. 334. 335. -Vale Capital Ltd 5.5% 10F 336. 337. -Wells Fargo 8.00% Pfd 33& 339. -Baird Intermediate Muni 340. -Fidelity Gnma Portfolio -Statoilhydro Asa Adr F -SPDR Barclays Cap Long -Proshs UIuashort Lehman

Dividend

Buy Buy (addl) Sold (part) Sold (part) Buy (addl)

None

Buy Sold

Dividend

Buy Sold

None

Buy Sold

Dividend

Buy Sold (part)

None

Buy Sold

A A

fat.IDly. Dividc~d

Buy Buy

Page 24 of 33
VII. INVESTMENTS and TRUSTS - i. .......

rov.er, liana D.
t.e, ,. .... ~,io.s a.ct.a,~ ,hos~ oss~o ..... a a~.a.., ~,ua~.; ~., ~.

7!3012010

NONE (No reportable income, assets, or transactions.) Description of As~ts (incl~ding l~sl ~sets) Il~ce "(X)" after each asset exempl from prior di~losure lncon~ during re~>rting period Gross value at end t of re~ing ~od Value C~e 2 (J-P) Tran~ctions during reposing

~)

(2)

Amount Type (e.~., C~c I ~ div.. tent (A-H) i or int.)

(~) ~ (2) Value

Method Code 3

(I)
Ty~ (e.g., buy, sell, redemption)

~ ....................... ~ ........... ~ ...............

(2)

(3)

D~Ie V~lne Gain mmidt/yy I C~e 2 ~ Code I (J-P) [ L~-H)

ldcnti~y of buyer!~ller (if

.................................... ] ......................................................................

(addl) 342. 343. 344. 345. 346. 347. 348. 349. 350. -Pimco High Yield Muni Bd -q" Rowe Price Tax Free A A C Int./Div. Interest Dividend J K L T "1 T -Fidelity Slot Natural Gas None -FidelibGovl Income A Dividend Sold Buy Sold (par0 Sold Buy Sold (par0 Sold Buy Buy Buy Sold (parl) -Wells Fargo Advantagc Retirement Acct. #2 -Fidelity Cash Resrve G Distribulion Distributed 04/01/09 N Account Closed A A Int./Div. Int./Div. K J T T Buy 05/28/09 01/05/09 01/30/09 03/19/09 06102/09 06722,09 109/04/09 08/14/09 09129109 0t/20109 06123/09 09/29/09 K M L K L K J K K

351. -Vanguard Gnma Fund 3. ~. 353. 354. 355.

356. Retiteme,t Acct. #3 357. -Fidelity Cash Resrve

FINANCIAL DISCLOSURE REPORT Page 25 of 33

~ .... f~. .... Re~,~.g

Rovner, liana D,

D.,, or~ael,~,.
7130/2010

I
Transactions during ~cpo~ing pefit~ "ly~~ ~e.g., buy, setl, redemption) Date [ Value Gain m~/d~vy [ C~e 2 [ C~e I
~: (j_p~ I (A-H)

.,t,,, V H. INVESTMENTS and TRUSTS -~ ....... ~ansactions anctu#es those of sp .....d dependent children ~e pp. ~4~0 of filing inst,u~on~)
~ NONE (No reportable income, ~sets, or D-ansactions.)

................... ~ .........~ ................................................. D~ .................................

Description of A~cts (including ~st a~sets) Place "(X)" aft~ each asset exempt l~om prior disclosure Income during re~oing peri~ Amount Code I (A-H) I 358. Sun Life Main Register Common Shares 359, BrokerageAcct g3 360. -Fidelily AMT Tax-Free Money Fund A A A A A Interest Dividend Interest Dividend Dividend J T Buy Sold Sold (part) Sold A Dividend Buy (addl) Sold None Bny Sold None Buy Sold None Buy Sold None Ltuy 0t/02109 01/06/09 02102109 05/05/09 [ 03/18/09 [ 05/05109 02/10/09 02/I 9109 03116/09 03/18/09 03/18/09 03/24/09 03/18/09 3 K K K A J K K L .1 ] J J lYansfer To J T Sold 05/05/09 K Transfer To A Dividend J Type (e.g., div., toni, or nt.) Gro~ value at end , of reporting ~fi~ Value Code 2 (J-P) Value Methtxl Co~e3 ((~W) T

Identity of buyeffscller (ifpfvatc transaction)

(~]MXX)

361. 362. -Fidelity Tax-Free Money Market 363. -SPTN LN-TM Tre~ Bnd Investor Class (FLB1X) 364. -Fidelity Government Income (FGOVX) 365. 366. -Vanguard GNMA (VFIIX) 367. 368. -Navios Maritime Partners LP Unit 369. 370. -Direxion Daily Financial Bull 371. 372. -Ishare Barclays 20+ years 373. 374. -Ishare Barclays 10-20 years

I Transfer To

FINANCIAL DISCLOSURE REPORT Page 26 of 33

~ ....
Rovner, liana O. ] 7/30~010

NONE (No reportable income, ~sets, or ~ansactions.) Descfip6on of Assets (including t~st ~scts) Place"(X)"at~creachassct exempt from prior disclosure [ [ Income dunng re~aing peri~

[ Gross value at end ! of re~aing

c.

" .......................................... E .......................................

"fran~ctions during rc~ing pefi~ Identi~of buyer/seller

~Amounl~ Ty~(e.g., [C~c I d v rent

value Value Ty~{e.g., ~ Dale Valoc Gain ~mm/d&vy C~e 2 Code I I C~e2 ~ blelh~ t buy sell ........... _._._~ ..... Sold 03124109 01/30109 0~05/09 ~ 02/05/09 02/19/09 02/24!09 01/28/09 02104/09 02/19/09 02/20/09 04/24t09 05105/09 03/23/09 03/24/09 02/26/09 02/28/(~-) 03/31/09 K K K K K J K K K K J K J J J J J A A

...................................................................... ..................... 375. 376. -JPmorgan Chase & Co Depositor)" Shs 377. 378. -Pimco Mun Income Fd Corn 379. 380. 381. -Pimco Mun Incotne Fd II Corn 382. 383. 384. 385. 386. 387. -Proshares UIIra Finis Proshares 388. 389. -Slxlr Gold Tr Gokl Shs 390. 39], None A Dividend A A Dividend Interest A A Dividend Interest None

Buy Sold Buy Sold (part) Sold Buy Buy (addl) Sold (part) Sold (part) Buy (addl) Sold Buy Sold Buy Sold (part) Sold (part)

Transfer To

P3 ~S25,~YO0,~JOI - SS0,000,fl0[I

P4 ~More lhan $50,000,000

FINANCIAL DISCLOSURE REPORT

s .... fP .... Relmrfing

Page 27 of 33

aovner, liana O.

I
~

~,eor

7/30/2010

VII. INVESTMENTS and TRUSTS-~.~...~,,.,~. ...... ~io.~ ~.~.a~..~o~.z~ro ..... d dependent children; ~ee pp. 34-60 (filing instruction~)
NONE (No reportab& income, assets, or tra~sactions) Description of Assc~s . (including trust as~ls) Place"(X)" after each ~sct ex~pt from prior di~l~sure Income du6ng re.fling ~ri~ Amount C~c I (A41) Ty~ (e.g.; div., renl, or int.) l Grosa va~ue al end of repoOing peri~ Value C~ 2 {J-P) Value Method Code 3 T~tnsactions dufng ~ponlng pe6~

Ty~ (e.g., [ Date. Value ~ Gain redc~ption)

]dcnti~ of

392. 393. -Spdr Set Tr Lehman Long Term Treas

394. 395.

Sold A Divide.d Buy

l?~uy (addl) Sold

04/29/09 J 03/18/09
03/19/09 04/27/09 K K

396. -Wells F~go & Co New 397. 398. 399. -Wells Fargo & Co New Dep Shs Set
400.

Dividend

Buy Sold (parl) Sold

0t129/09 02104109 02105109 01/30/09

02105/09

K J J K
K

None

Buy
Sold

401. 402.

-Wells Fargo Cap X1V GTD Enhanced

None

Buy Sold

01/29109 02/04/09 01/29/09 02/04/09 02/t2/09 02/19/09 05/05/09 03/19/09

K K K K J J K K Transfer To

403. -Wells Fargo Cap Xll Enhanced Tr Pfd Sees 404. 405. -Yamaha Gold h~c 406. 407. 408. -Ishare Barclays Treas Inflation A A

None

Buy Sold

Dividc.d

Buy Buy (addl) Sold

l)ivid~nd

Buy

Page 28 of 33 V 11. INVESTMENTS and TRUSTS - i. .......

nov,,er, liana D.

7/30/2010

NO~ (No repo~able income, ~sets, or oamactions.) Description of Assets

(including t~st a~gets) Place "(X)" after each &~et exempt from prior di*closulc

Income du~ng
re~mg ~iod Amount C~e ] (A-H) i "[ypc (e.g., div., rent, or nt~

Gross value at end

of r~ing period ~ Value C~e 2 (J-P) Value Method C~e3 (Q-W) Ty~ (e.g., buy, selt. redemption)

"[~ctions during ~ging period

t Date ~m~dd!yy ~

Value C~e 2 (J-P)

Gain C~e t (A-H)

Identi~ of buye~/seiler (if private t~tnsaction)

409.
410. -Fidelity GNMA A Dividend

Sold
Buy

03/05/09

Tmns f~r To

01/27/09 K

411. 412. -Agnico Eagle Mines Corn 413. 414. -Pimco Tota! Return CI D 415. 416. Brokerage Acct. #4 tilT. -ML Ready Asset Trust 418. -Clough Global Opptys 419. -Eaton Vance Enhanced Equity Fund 420, -KBW Inc. 421. -Travelels Cos. Inc. 422. -Nuveen Core Equity Alpha Fund
423. -Blackrock Long Term Mun 424.

Sold None Buy Sold None Buy Sold

05/05/09 K 04/29/09 .I 05/05/09 K 04!29/09 05/05/09 J

Transfer "1"o

Transfer To

Transfer To

A A A

Dividend Dividend Dividend None

L J J J J J
L

T T T T T T
T

A A
C

Dividend Dividend
Dividend

Buy
Buy (addl)

04,"01;09
12/01109

Interest

: 425, -Pimco Global Stockplu~ Income Fund

Dividend

FINANCIAL DISCLOSURE REPORT Page 29 of 33 VII. INVESTMENTS and TRUSTS - i. .......

~

Name of Person Reporting

Date of Report

713012010
[

t,,,. ~ .....tlon.~ tJ,ct~aes ~ho~e of ~ ..... a~a~t ~ua~; ~ ~. ~440 o~i,~ ~o~) ,a

NO~ (No reportable income, assets, or ~ansactions.)

A.
Description of Asse~s (including trust as~rs) Place"(X)"a~creach asset exempt frompfiordlsdosure

" ................ ~Income during rc~ing period Amount Ty~ (e.g., C~ I [ d~v.,rent. ~ (A-H) [ or int.) ] ~.

c.
Gross value at end O~T~O~lng peri~ ~ Va u~ C~c2 (J-P) Va ue MethM Cod3 (Q-W) ~

D,
Transactions doling repomng pe~od

Fy~(e.g., buy, sell, redemption)

Va ue Gain ~ Date [mm/d~yy , C~e2 Co~ I z O-P) (A-H) [

ldcntiW of buy~/~ller (if private trar~sactlon)

tI 427. 428. D Interest

Royalty

429. -Sch AMT TF Money Market Fd (SWFXX) 430. -Sch AMT Tax-Free Money Mt (swwxx) 43!. -Allen Cnty IN CommBonds
432. -Detroit MI City Schl Bonds 433. 434. 435. 436. 437. -Kent County MI Rev Bonds

Sold

06/12/09

Meridian MI Pub] Schl Bonds -Wisco~tsin St. Tmnsn Bonds -Zceland MI PubSchool Bonds -AT&/ Inc. CS

Sold

07/01/09

438. -Archer-Daniels-Midland Co. 439. -Bank of America Corp 440. -Comcast Corp New CL A 441, -GmpoFelevisa SA De CVF 442. -lntel Corp. CS

(See Columns CI aM D3)

N =S250,001 - $500,0~

O =S500,001 - SI,~)),0(~,)

PI ,:Sl,000,00l - $5.@.000

P2 ~$5,000,I)01 . S25,00(},000

FINANCIAL DISCLOSURE REPORT Page 30 of 33

N ....f Pe,~o. aepo~.g Rovner, liana D.

,~.~ a.,.t~u.~ ,~o.~ o[~ .....

r, ate ofa~o., 7/30~010

d dependentchildren; ste pp. 34-60 of fillng instructions.)

VII. INVESTMENTS and TRUSTS-i.eo.~,~.~.~.~ .....

NONE ~o reportable income, assets, or ~ansactions.) Description of Asse~s (including Imst assets) Pla~e "(X)" a~er each a~sc~ exempt from prior disclosurc In,me during rc~ing ~fiml Amoum C~c l (A-H)

Gross valu~ m end of ~[ng ~ri~

Transactions during ~pomng

o)

(2)
Ty~ (c.g. div..rent, orinL)

~)
Value C~2 ~ (J-P) [

~2) ~
V~luc Meth~ I C~e 3 (Q-W)

(0
Ty~ (e.g., buy,~tl. rcdempl~on)

]~

~3) ~ .......
ldcnti~ of (if private t~nsactionl

[ Dine Value - Gain ~m~d~yy (od2 ] Code I (J-P) (A-H) ~ 06/23/~ J A

~3. -MahoUt lnd Inc, C] A CS ~. -M~dlronic, Inc, 445. -Omnova Solutions, h~c. 446. -Schnitzer St! lnds CI A t 447, -Teck Cominco Ltd CI B 448. -Wyun Resorts 449. -Fidelity Govt Income Fund 450. -Fidelity Intermediate Govt Income Fund 45 I. 452. -Vanguard Long Term Trsy 453. -US Treas Note 3.5% due 2/15/18 454. -US Treas Note 2.75% due 2/28/13 455. -Buckeye Partners LP 456. -Hugoton Royalty Trust 457. -Plum Creek Timber Co. 458. -Prologis Tntst New Reit

Sold (pa~)

See Note 2 Sold (part) 05112/09 J A

Buy (addl) Buy (addl) Sold Sold Sold Sold

01/30/09 01/30/09 09/22/09 01/02/09 05/27/09 05/27/09 J K K A

[guy (addl)

03/t0/09

459. -Alcoa lnc

Buy

07/29109

FINANCIAL DISCLOSURE REPORT

Name O[ Person Reporting

Dale of RtII~ort

Page 31 of 33
[ Rovner, liana D. [

7/30/2010

VI1. INVESTMENTS and TRU STS - ~o,,~. ~, ~ ...... ,~o~ (Includes those of spouse and dependent children; see pp. 34.60 of fding imlruetion~)
NONE (No reportable income, assets, or transact(ore.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure i ! Income dlring reporting period Gross va|ue at e~d of r(:por~ing periol Valu~ Transactions during r~porting period I Type (e.g., buy, sell, redemption)

~ ~
I Amoum :t . i Code {A-H)

(2)
Typ~ (e_g., d v.> rent, or int.)

(i) ! (2) ~
<

Code 2 13-P)

Va|ae Method ~ Code 3 (Q-W)

(ll ! o) :

(3) l (4)
Value Gain Code 2 Code I (J4>) IA-H) ] 1

(5)
Identity of buyer/seller (if private transaction)

: Dale I mnVdd,yy

460. -Citigroup Inc 461. -Wells Fargo XIV 8.625%68 462. -Wells Fargo 8.00% Pfd
463. -T Rowe Price "Fax Free

Buy Buy Buy

Buy

08.!21/09 0L,29/09 01/30/09

09/21/09

J J J
M

46a. 465. -VanguardGNMA Fund 466. 467. -Wells Fargo Advantage Ult SfF Mun In Inv 468. 469. -Wells Fargo Advantage SFF Muni Bd Inv 470.
471. -Teradata Corp

Buy (addl) Buy Buy (addl) Buy Buy

[addI)

09130/09 04/14/09 04/30/09 09/21/09 09/30/09 09/I 7/09 09/30/09

12f28/09

J L J L J L J
J

Buy Buy (addl)

Buy

472, -NCR Corp

Buy

12/28/09

FINANCIAL DISCLOSURE REPORT

~ .... f~e~o~ R~n~

Rovner, llana D. 1 7/30/2010

Page 32 of 33

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,aic,,1,~,,,,~

NOTE I Although t ~vestmeot C ub was redeemed as of date of death. November 27, 2009,al1 sales and purcahse are continued to be listed until 12/31/09.

NOTE 2 The: Omnova Solutioos, h~c last year was reported as being partial sold, when i~ was completely sold as ot"2008. NOTE 3 Brokerage account number 3 transfered to Brokerage account number I on May 5, 2009. At lhe end of 2009 both Brokerage accounts are still open.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 33 of 33
t .ovner, Ilan~ D.

7/3o/20,10

IX. CERTIFICATION.
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non~lisclosure. I further certify that earned income from outside employment and honoraria and the accep|anc of gifts which have been reported are in compliance wilh the provisions of 5 U.S,C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJE(YI" TO CIVIL AND CRIMINAL SANCSIIONS (5 U.S,C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Comrnittee on Financial Disclosure Administrative Office of the United States CourI~ Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544