AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization US Court of Appeals, 9th Cir.
5a. Report T)pe (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) Silverman, Barry G.

4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full-or part-time)

3. Date of Report 03/29/2011 6. Reporting Period 01/01/2010 to 12/31/2010

US Circuit Judge (active)

5b. [] Amended Report

7. Chambers or Office Address

US Courthouse 401 W Washington St, SPC 78 Phoenix AZ 85003

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ,~ith applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followe,t Complete all purts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~Re~,o,~ng individual only; see pp. 9-13 of fillng instructions.)

NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting indlvidual only; seepp. 14-16 of filing instructions~)

NONE (No reportable agreements.)

DATE
I. 1984 2. 3.

PARTIES AND TERMS Maricopa County Deferred Compensation Plan

Silverman, Barry G.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Silverman, Barry G.

Date of Report 03/29/2011

1II. NON-INVESTMENT INCOME. I Repor~ng individuol a.d spouse, see p~ l Z-2 ~ of yrl in~ ins,ruaion~ )
A. Filers Non-Investment Income

[]
I. 2010 2. 3. 4.

NONE

(No reportable
DATE

non-investment income.) SOURCE AND TYPE

INCOME (yours, not spouses)

$38,589.00

AZ Elected Officials Retirement Plan; pension

B. Spouses Non-Investment Income - tf yoa were married during any portion of the reporling year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

self-employed court reporler

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.) ~-~ NONE (No reportable reimbursements.) SOURCE Arizona State University College of Law DATES 03/02/2010 LOCATION Santa Ana & Los Angeles, CA PURPOSE Remarks at alumni gatherings

ITEMS PAID OR PROVIDED Transportation

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Siherman, Barry G.

Date of Report 03/29/2011

V. GIFTS. tlncl:d~ those to spouse :ha dependent children; see pp. 28-31 of filing instructions+)
NONE (No reportable gifts.) SOURCE
I.

DESCRIPTION

VALUE

2. 3.
4.

5.

VI. LIAB ILIT IES. anclude, those ofspo~e and dependent children; see pp. 32-33 of filing instrucdon~)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

VII. IN VESTMENTS and TRU STS -i ........

Name of Person Reporting Silverman, Barry G.

Date of Report 03/29/201 I

lue, tr .... tions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period i (I) (2) I Amount Type (e.g., ] Code I div., rent, i (A-H) or int.) Gross value at end of reporting period (i) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date Value mm/ddiyy Code 2 Code I (J-P) (A-H)

(Q-W)
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I1. 12. 13. 14. 15. 16. 17. Wells Fargo Bank accounts Bank of America accounts US Savings Bonds Fidelity Asset Manager 50% mutual fund Fidelity GNMA mutual fund Israel Bond due 9/I/2015 Israel Bond due 5/I/2011 Israel Bond due 3/1/2013 Israel Bond due 9/1/2013 Israel Bond due 10/1/2014 Maricopa County Deferred Compensation Plan Great Western Life Ins First Credit Union accounts Federal Reserve Bank Treasury Direct Acct Fidelity AZ Muni Inc Fund Minnesota Life WholeLife HoraceMann Whole Life A B E A A A A A A A A A D A A Interest Interest None Dividend Dividend Interest Interest Interest Interest Interest Interest None Interest Interest Dividend Dividend Dividend O O J K T T T T M L L L J J J J J J N J T T T T T T T. T T T T T Closed 09/20/10 J A

Identity of buyer!seller (if private transaction)

1. Income Gain Codes: ISe Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Cod~ (S~e Column C2)

A $1.000 or Icss F =$50,001 - $100.000 J -$15.000 or less N =$250.001 - 5500.000 P3 =$25.000.001 - $50.000.0~0 Q Appraisal U I:k~k Value

B =$1.0~1 . $2,500 G =$100.001. $1,000,000 K -$15.001 - $50.000 O :$500.001 - $1.000.000 R =C~t ( Real Estate Only) V :Olher

C =$2,501 . $5,000 I11 =$1,000,091 - $5.000,000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.0~O S =Asscssmem W =Eslimated

D =$5,091 . $15.000 112 =More than $5.000,000 M =$100.001 - $250.000 P2 =$5.000.001 - S25.000.000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page .5 of 7

Name of Person Reporting Silvennan, Barry G.

Date of Report 03/29/201 I

VII. INVESTMENTS and TRUSTS - inco,.e, ,,a~.e. ,.a,~o.io,~ ancl~d,~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., div., rent, I Code I I (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) N N L M T T T T D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd~,y Code 2 Code I (J-P) (A-II) (5) Identity of buyer!seller (if private transaction)

18.

Fidelity Balanced mutual fund accounts

Dividend

19. 20.

Vanguard Target Retirement 2015 mutual fund accounts Chase Bank account

D A A

Dividend Interest Interest

21. ING Direct Bank account

Open

07/10/10

I. lncome Gain Codes: (5c Columns BI and IM) 2. Value Codes (See Colum~ CI and D3) 3. Value Mclhod Codes (Scc Column C2)

A =$1,000 or lesa F =$50,0~1 - $100.009 J =$15.000 or less N =$250,001 - $500.000 P3 =$25.0(~.001 - $50.1X}0,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $I.0Q0,000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real Eslatc Only) V =Olher

C =$2.501 - $5.000 II1 =$1,0~0.001 - $5,(~o.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More tkan $50.00~.0~) S =Asscssmcnl W Estimated

D $5.001 - $15.000 112 =More than $5.000.(X30 M =$109.0~1 - $250.000 P2 =$5.000,001 T =Cash Market

E =$15.001 - $50.0~Q

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Silverman, Barry G.

Date of Repor~ 03/29/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcatepartofrepott)

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Siherman, Barry G.

Date of Report 03/29/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ Barry G. Silverman

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544