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Report Required by the Ethics

in Government Act of 1978


(5 U.S.C. app..~.~" I01-111)

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2010

AO 10
Rev. 1/2011

I. Person Reporting (last name, first, middle initial)

3. Date of Report

2. Court or Organization

05/15/701 I

US Court of Appeals - Ist Circuit

Stahl, Norman H.
4. Title (Article III judges indicate active or senior status;
magistrate judges indicate full- or par~-fime)

Senior Status

6. Reporting Period

5a. Report Type (check appropriate q,pe)

[] A ....

[] Initial

01/01/2010
to
12/31/2010

Date

Nomination,

[] Final

5b. [] Amended Report

7. Chambers or Office Address

8. On the basis of the information contained in this Report and any


modifications pertaining thereto, it is, in my opinion, in compliance
,,vith applicable laws and regulations.

US Court of Appeals
1 Courthouse Way, Suite 8730
Boston, Massachusetts 02210

Date

Reviewing Officer

IMPORTANT NO TES: The instructions accompanying this form must be followetL Complete all parts,
checking the INONE box for each part where you have no reportable information. Sign on last page.

1. POSITIONS. mepor~ng individ.al onty; see pp. 9-t ~ of filing instructionx)


~]

NONE (No reportable positions.)


POSITION

2.

Board Member

NAME OF ORGANIZATION/ENTITY

Tufts Medical Center Board of Govenors

3.
4.
5.

II. AGREEMENTS. rRe~,orang individual only; see pp. 14-16 of filing instructio.x)
NONE (No reportable agreements.)
DATE

PARTIES AND TERMS

I.
2.
3.

Stahl, Norman H.

FINANCIAL DISCLOSURE REPORT


Page 2 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

III. NON-INVESTM ENT INCOME. (Reporang indi,iduala.dspouse: seep~


A. Filers Non-lnvestment Income
[-~ NONE (No reportable non-investment income.)
SOURCE AND TYPE

DATE

INCOME
(yours, not spouses)

2.
3.
4.

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]

NONE (No reportable non-investment income.)


DATE

SOURCE AND TYPE

I.
2.
3.
4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.)

SOURCE

2.
3.
4.
5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT


Page 3 of 46

Name of Person Reporting


Stahl, Norman H.

Date of Report
05/15/201 I

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of.fillng instructions.)
NONE (No reportable gifts.)
SOURCE

DESCRIPTION

VALUE

I.
2.
3.
4.

5.

VI. LIABILITIES. aneludes those o,~ spo~e a,d dependent eh Ud, en; see pp. 3 2- ~ ~ of ~llng i,~tructio,~ )
NONE (No reportable liabilities.)
CREDITOR
I.
2.
3.
4.
5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT


Page 4 of 46

Date of Report

Name of Person Reporting

05/15/2011

St.ahl, Norman H.

VII. INVESTMENTS and TRUSTS - income, value, transaction~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
---J

NONE (No reportable income, assets, or transactions.)


Description of Assets

Income during

(including trust assets)

reporting period

Place "(X)" after each asset


exempt from prior disclosure

(l)
Amount
Code I
(A-H)

Transactions during reporting period

Gross value at end


of reporting period

(2)
Type (e.g.,
div., rent,
or int.)

(i)
Value
Code 2
(J-P)

Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

Date
Value Gain
mnddd~y Code 2 Code I
(J-P)

(A-Ill

/09Ashland House Associates

Distribution

2.

Cmn Stk, Exxon Mobil

Dividend

3.

Cmn Stk, Pepsico

Dividend

4.

Cmn Stk, Exxon Mobil

None

5.

Shrs, Europacific Growth Fund - IRA

Dividend

Sold
(paa)

12/01/10

6.

Shrs, Washington Mutual Investors Fund IRA

Dividend

Sold
(pan)

12/01/101

7.

Shrs, Europacific Growth Fund - IRA

Dividend

Sold
(pan)

12/01/10

8.

Shrs, Washington Mutual Investors Fund IRA

Dividend

Sold
(paa)

12/01/10

9.

Ckg Acct, Marthas Vinyard Savings


(formerly Cooperative Bk)

Interest

10.

Massachusetts St Bond 6%, 11/1/10

Interest

Sold

06/24/10 K

11.

Massachusetts Bay Trans Auth Bond 5.5%,


3/11/I 1

Interest

12.

Dighton & Rehoboth MA Bond 4.75%,


5/1/13

Interest

13.

Wenham MA Bond4.9%, 6/I/17

Interest

14.

Cmn Stk, Kellogg Co

None

15.

Cmn Stk, Kellogg Co

Dividend

16.

MM Acct, Citizens Bank

Interest

17.

Cmn Stk, Charles Schwab Corp

Dividend

3. Value Method Code~


(See Column C2)

A =$1.000 or less
F =$50.001 - $10~.000
J =$15.0(~1 ~ less
N=$250.0gl-$500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value

B =$1,001 - $2.500
G =$100.091 - $1.000.000
K =$15.001 - $50.000
O=$50~.001-$1.000.00~
R -~Sost (Real E~tatc Only)
V =Olh..."r

(if private

transaction)

1.

I. Income Gain Codes:


(See Columns BI and 1)4)
2. Value Codes
(SeeColumnsClandD3)

Identity of
buyer/seller

Buy
(addl)

01/13/10

Buy
(addl)

03/05/10

C =$2.501 - $5.0~0
HI =$1.009.0~1 - $5.000.000
L =SS0.0~l - $100.000
Pl $1.0g0.1001-$5.000.099
P4 =More than $50.000.000
S =As~$smen!
W Estimated

D =$5.00I - $15.0~)
112 =More than $5.0~0.00g
M -$100.001 - $250.0130
P2 $5.0P~.001-$25.0(~.00~
T ~2ash Mark~

E =$15.001 - $50,000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 5 of 46

Date of Repot/

05/15/2011

Stahl, Norman H.

VI I. INVESTMENTS a nd TRU STS - income, val.e, ~a~ac,io.s a.cl.des ,hose olspo .....d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

Income during
reporting period

(including trust asse~)

Transactions during reporting period

Gross value at end


of reporting period

(I)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
rnm!dd~y

18.

Buy
(addl)

06/22/10

19.

Sold
(pail)

10/01/10

20.

Sold
(part)

10/05/10

Buy
(addl)

06/04/10

22.

Buy
(addl)

06/14/10

23.

Buy
(addl)

06/22/10

24.

Buy
(addl)

08/09/I 0

25.

Buy
(addl)

08/30/10

26.

Sold
(pail)

09/21/10

27.

Sold
(pail)

09/23/10

28.

Sold
(pail)

10/01/10

29.

Sold

10/05/10

Buy
(addl)

01/27/10

32.

Buy
(addl)

01/28/10

33.

Buy
(addl)

02/09/10

34.

Buy
(addl)

04/27/I 0

~ (1)
Place "(X)" after each asset
exempt from prior disclosure

(2)

~, Amount
Code I

Type (e.g.,
div., rent,

(A-H)

or int.)

O)
Value

(2)
Value

Code 2
(J-P)

Method
Code 3

(3) (4)
Gain
Value
Code 2 Code I
(J-P)
(A-H)

(Q-W)

21.

Cmn Stk, Charles Schwab Corp

30.

Cmn Stk, Pepsico

31.

Cmn Stk, EBAY Inc.

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
LSce Column C2)

Dividend

Dividend

None

A =$1.000 or less
F =$50.001 - $100,000
J =SI 5.000 or less
N -$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U -Book Value

(5)
Identity of
buyer/seller
(if private
transaction)

B -$1,001 - $2.500
G =$100.001 - $1.000.000
K =$15,001 - $50.000
O =$500.001 - $1,000.000
R =Cost (Real Estalc Only)
V =Olher

C =$2.501 - $5.000
I II =$1.000.001 - $5.000.000
L :$50.001 - $100,0~}
PI =$1,000.001 - $5.000.000
P4 =More lhan $50.000.000
S =Assessment
W Estimated

D =$5,001 - $15,000
112 =More than $5.000.000
M =$10~,001 - $250.0(~
P2 =$5.0CO.001 - $25.000.000
T =Cash Market

E =$15.001 - $50.000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 6 of 46

05/15/2011

Stahl, Norman H.

VI I. INVESTMENTS a n d TRU STS - income, ,alue, ~a~a.io~ a.cludes,hose o/sp ......d dependent children; see pl~ 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
B.
Income during
reporting period

A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

(1)
:: Amount
i Code I
(A-H)

(2)
Type (e.g.,
div., rent,
or int.)

C.
Gross value at end
of reporting period
(I)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

35.

D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value Gain
mm!dd?yy Code 2 Code I
(J-P)
(A-H)

Buy
(addl)

05/25/10

Sold

07/08/I 0

(5)
Identity of
buyer/seller
(if private
transaction)

(part)
37.

Sold

07/14/10

38.

Sold

07/28/10

39.

Sold

07/29/10

40.

Sold
(part)

08/16/10

41.

Sold
(part)

08/19/10

42.

Sold
(part)

09/21/10

43.

Sold
(part)

09/22/10

44.

Sold
(part)

10/15/10

Sold

05/26/10

Buy
(addl)

02/04/10

49.

Buy
(addl)

03/19/10

50.

Buy
(addl)

04/12/10

51.

Buy
(addl)

05/05/10

(part)
(part)
(part)

45.

Las Vegas NV GO 5% 4/1/15 Bond

Interest

46.

Lowell MA GO 5% 12/15/15 Bond

Interest

47.

Methuen MA GO 5% 10/15/14 Bond

None

48.

Cmn Stk, Adobe Systems

None

I. Income Gain Codes:


(See Columns B I and D4 )
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
(See Column C2I

A $1,000 or less
F = $ 50.001 - $ 100,000
J =$15.000 or h."ss
N $250.0(}1-$500.000
P3 =$25.0~3.001 - $50.0~0.000
Q -Appraisal
U =Book Value

B =$1,001 . $2.500
G =$ 100.001 - $ 1.0~0.000
K -$15.001 - $50.0~0
O=$500.001-$1,000.00(I

C =$2.501 - $5,0~0
I I I =$ 1.000,001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000.00~

D-$5,001 - $15.000
112 = M ore Ihan $5.0~0.000
M =$100.001 - $250.000
P2 = $5.0~).0~ I "$25.000-000

R Cost (Real Estate Only)


V Olhcr

P4 =More than $50.009,000


S ~Assessmcm
W -Estimatod

T =Cash Market

E =$15,0~1 - $50.000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 7 of 46

05/15/201 I

Stahl, Norman H.

V II. IN V EST MENTS and TRU STS -ineo,.e, ,at.e, ~a,~actio,~ (Includes those of spouse and dependent children; see ptx 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

Income during
reporting period

(including trust asset~)


Place "(X)" after each asset
exempt from prior disclosure

(1)

(2)

, (t)

(2)

i Amount

Type (e.g.,
div.. rent,

Value

Value

Code 2

Method

or int.)

(J-P)

Code 3

i Code I
i (A-H)

Transactions during reporting period

Gross value at end


of reporting period

(i)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
mnddd,~y Code 2
(J-P)

Gain
Code I
(A-H)

(Q-W)
52.

Buy

06/28/101

10II3/10

03/03/10

(5)
Identity of
buyer/seller
(if private
transaction)

(addl)
53.

Buy

(addl)
54.

Cmn Stk, Celgene

None

Sold

(part)
55.

Sold
(part)

05/11/10

56.

Sold
(parl)

05/12/10

57.

Sold
(part)

05/14/10

58.

Sold

05/19/10

Buy
(addl)

03/26/10

Buy
(addl)

04/30/10

Buy
(addl)

01/27/10

63.

Buy
(addl)

02/04/I 0

64.

Buy
(addl)

03/19/10

65.

Buy
(addl)

04/06/10

66.

Buy
(addl)

04/12/10

67.

Buy
(addl)

04/30/10

68.

Buy
(addl)

05/04/10

59.

Cmn Stk, Google

None

60.
61.

Restricted Cash Acet, DSM Capital Partners


LLC - IRA

62.

Cmn Stk, Adobe Systems - IRA

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
|See CohlmrLs CI and D3)
3. Value Method Codes
(See Column C2)

=$1,000 or less
=$50.001 - $10~.000
= $15.000 o~ I,"~s
-$250.001 - $50Q.0OO
P3 =$25.000.001 - $50.000.0~0
Q =Appraisal
-Book Value

Interest

None

B =$1,001 - $2.500
G =$I00.001 - $1.000,000
K =$15.001 O =$500.001 - $I .00~.000
R =Cost (Real Estate Only)
V =Olhcr

C =$2.501 - $5,000
I I I =$ 1.0~0,001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000,000
P4 =More than $50.000.000
S = Asscssmen!
W Estimated

D =$5.001 - $15.0~0
112 =More than $5.0Q~.00~
M =$100,001 - $250,000
P2 =$5.1)00,001 - $25,000.000
T ~~h Markc~

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 8 of 46

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - i.co,~e, ,atue, ,ra,~aaio,~ (tnctade~ those of spoase and dependent chitdren: see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust asset.s)

Income during

Gross value at end

reporting period

of reporting period

O)
Place "(X)" after each asset
exempt from prior disclosure

Amount
Code I
(A-H)

(2)
Typ~ (e.g.,
div., rent,
or int.)

(i)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

Transactions during reporting period

(i)
Type (e.g.,
buy, sell,
redemption)

(2)

(3)

Date
Value
mm/ddhyy Code 2
(J-P)

(4)

(5)

Gain
Code I

Identity of
buyer/seller
(if private

(A-H)

transaction)

69.

Buy
(addl)

05/05/10

70.

Buy
(addl)

06/28/10

71.

Buy
(addl)

08/24/10

72.

Sold
(part)

09/09/10

73.

Buy
(addl)

10/08/10

74.

Buy
(addl)

10/12/10

75.

Buy
(addl)

11/29/10

76.

Buy
(addl)

12/16/10

77.

Buy
(addl)

12/28/10

Sold
(part)

02/18/10

79.

Sold
(part)

03/03/10

80.

Sold
(part)

03/17110

81.

Sold
(part)

05/I I110

82.

Sold
(part)

05112/10

83.

Sold

05114110

Buy
(addl)

03/26110

Buy
(addl)

04/27110

78.

84.

Cmn Stk, Celgene - IRA

None

Cmn Stk, Google - IRA

None

85.

I. Income Gain Codes:


(See Columns B I and D4 )
2. Value Cod,,..s
{See Columns CI and D3)
3. Value Method Codes
ISce Column C2)

A =$1.000 or less
F =$ 50.001 - $100.000
J =$15.000 or less
N :$250.001 - $500,000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value

B =$1,001 - $2.500
G =$ 100.001 - $ 1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
I t I =$ 1.000,001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000,000
P4 =More than $50.000.000
S =Asscssmenl
W =Estimated

D =$5.001 - $15,000
112 = M ore t hart $5.000.000
M =$100.001 - $250.000
P2 =$5.0(~.001 - $25,000.000
T =Cash Market

E -$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 9 of 46

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seeptx 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

(including trust assets)

Income during

reporting period
, (i) (2)

Gross value at end

of reporting period
(])
(2)

Transactions during reporting period

(i)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
mm/ddhjy

(3)
Value
Code 2
(J-P)

86.

Buy
(addl)

04130110

87.

Buy
(addl)

05/04/10

88.

Buy
(addl)

05/14/10

89.

Sold
(part)

10/28/10

90.

Buy
(addl)

I I/29/10

Sold
(part)

01/22/10 K

Sold

01/25/10 K

Place "(X)" after each asset


exempt from prior disclosure

Amount
Code

Type (e.g.,
div., rent,

(A-H)

or int.)

Value
Code 2
(J-P)

Value
Method
Code 3

(4)
Gain
Code I
(A-It)

(Q-W)

91.

Restricted Cash Acct, DSM Capital Partners I


LLC

Dividend

92.

Massachusetts St Sch Bldg Auth Bond, 5%,


10/15/14

Interest

93.

Jefferson Cnty AI Ltd Oblig Bond, 5.25%,


1/1/16

Interest

94.

Schwab Cash Reserve

Dividend

95.

Cmn Stk, Abbot Labs- IRA

Dividend

96.
97.

Cmn Stk, Coca-Cola Co - IRA

Buy
(addl)

02/17/10

98.

Buy
(addl)

03/02/10

99.

Buy
(addl)

03/03/10

100.

Buy
(addl)

04/30/10

101.

Sold
(part)

08/24/10

102.

Sold
(parl)

08/27/10

I. Income Gain Codes:


(See Columns BI and D4)
2.Value Codes
ISce Columns CI and D3)
3. Value Method Codes
(~c Column C2)

A =$1.000 or less
F =$50.0OI - $100,000
N =$250,001 - $500,0OO
P3 =$25.0~O.001 - $50,000.090
Q =Appraisal
U =Book Value

Dividend

B =$1,001 - $2.500
G=$ 100.001 - $1.000.000
K =$15.001 - $50.000
O=$50~.001 - $1,000,000
R =Cost (Real Estate Only)
V =O~hcr

C =$2.501 - $5,000
II I =$1.0~0.001 - S5.0~0.000
L =$50.001 - $100.000
PI =$1,000,001 - $5.000.0~0
P4 =More than $50.000.000
S =Assessment
W =Estimated

D =$5,001 - $15.000
112 =Morc than $5,000.000
M =$100.001 - $250.000
P2 =$5.0~0.001 - $25.000.0~O
T =Cash Market

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 10 of 46

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

VII. INV ESTMENTS and T RU STS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
B.
Income during
reporting period

A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

(I)
I Amount
Code I
(A-H)
[

(2)
Type (e.g.,
div., rent,
or int.)

C.
Gross value at end
of reporting period
(I)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell,
~:lemption)

(2) (3) (4)


Date
Value
Gain
mm/dd~y Code 2 Code I
(J-P)
(A-It)

103.

Buy
(addl)

10/14/10

104.

Sold
(part)

11/16/10

105.

Sold
(part)

12/14/10

106.

Sold
(part)

12/16/10

107.

Sold
(part)

12/30/I 0

Buy
(addl)

02/10/10

109.

Buy
(addl)

05/10/10

110.

Buy
(addl)

05/19/10

111.

Sold
(part)

06/30/10

112.

Sold
(part)

07/22/10

113.

Sold
(paa)

08/20/10

114.

Sold
(part)

08/23/10

115.

Buy
(addl)

12/06/10

116.

Buy
(addl)

12/17/10

117.

Buy
(addl)

12/20/10

Sold
(part)

06/08/10

Buy
(addl)

07/27/10

108. Cmn Stk, Diageo PLC - IRA

118. Cmn Stk, Kellogg Co - IRA

Dividend

Dividend

119.

I. Income Gain Codes:


(See Columns BI andlM)
2. Value Codes
ISee Columns CI and D3)
3. Value Method Codes
(See Column C2)

A =$1.000 or less
F=$50,001 -$100,000
J =$1.5.000 ot less
N =$250.001 - $500.000
P3 =$25,000.001 - $50.000.000
Q =Appraisal
U =Book Value

B =$ 1,001 - $2.500
G=$100.001-$1.000,000
K =$15.001 - $5;0.000
O =$500.001 . $1.000.000
R =Cost (Real Estate Only)
V =Olh~"r

C =$2,501 - $5.1300
III =$1.000,001 -$5.000.000
L =$50.001 - $100.0,00
PI $1.000.1301 - $5.000.000
P4 =More than $50.000.000
S =Ass~ssrocrtt
W -Esllmalcd

D -$5.001 - $15,000
112 Morc than $5.000.000
M =$100.001 - $250.tg30
P2 =$5.0(10.001 - $25.000.000
T =Cash Markc~

(5)
Identity of
buyer!seller
(if private
transaction)

E =$15.0~1 - $50.000

VII. INVESTMENTS and TRUSTS - i .......

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 11 of 46

05/15/201 I

Stahl, Norman H.

,alue, transactions (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


Income during
reporting period

Description of Assets
(including trust assets)

Place "(X)" after each asset


exempt from prior disclosure

(1) (2)
! Amount Type (e.g.,
Code I
div., rent,
i (A-H)

or int.)

Transactions during reporting period

Gross value at end


of reporting period
(1) (2)
Value
Value
Method
Code 2
Code 3
(J-P)

O)
Type (e.g.,
buy, sell,
redemption)

(2)

(3)

(4)

Date

Value

Gain
Code I

mm/dd~y Code 2
(J-P)

(A-H)

(Q-W)
120.

Sold
(pan)

08/17/10

121.

Sold
(paa)

10/01/10

122.

Sold
(pad)

10/28/10

Sold
(pad)

02/01/10

124.

Sold
(pad)

02/03/10

125.

Sold
(pad)

06/03/10

126.

Sold
(pad)

06/08/I 0

127.

Sold
(pad)

06/09/10

128.

Sold
(pan)

06/15/10

129.

Sold
(paN)

06/21/10

130.

Sold
(pan)

07/07/10

131.

Sold
(pad)

08/25110

Sold
(pad)

02/18110

133.

Sold
(pan)

03104110

134.

Sold
(paN)

03109/10

135.

Sold
(pan)

03125/10

136.

Sold
(pad)

03/29/10

123. Cmn Stk, McDonalds - IRA

132. Cmn Stk, Netflix.com - IRA

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Value bdclhod Codes
(See Column C2)

A =$1.000 or less
F mS50.001 - $100.000
J =S 15.000 or less
N =$250.001 - $500.000
P3 =$25.000.0OI - $50.000.090
Q =Appraisal
U =Book Value

Dividend

None

B =$1.001 - $2.500
G =$ 100.001 - $1.000.000
K =$15.001 - $50.000
O $50~.0OI-$1.000.00~
R -~Sos! (Real Estate Only)
V =01hcr

C =$2.501 - $5,000
I I I =$ 1.000,001 - $ 5,000.000
L =$50.001 - $109.000
PI =$1.000.00l - $5.000.000
P4 =Marc than $50.000.(X)0
S = Asscssnkn!
W -Estimated

D =$5,091 - $I 5,0(10
112 =Marc than
M =$I00.001 - $250.0(}0
P2 =$5.00).001 - $25,000.O00
T -~azh Markc~

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 12 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS -i.co~,e,


NONE (No reportable income, assets, or transactions.)
Income during
reporting period

Description of Assets
(including trust asset,s)

i O)
Place "(X)" after each asset
exempt from prior disclosure

Amount
~ Code 1
:! (A-II)

(2)
Type (e.g.,
div., rent,
or int.)

Transactions during reporting period

Gross value at end


of reporting period
(I) (2)
Value
Value
Code 2
Method
Code 3
(J-P)

(I)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
mm/dd/yy

(3) (4)
Value
Gain
Code 2 Code I
(J-P)
(A-H)

(Q-W)
137.

Sold
(pan)

03/30/10

138.

Sold
(pa~)

04/05/10

139.

Sold
(pan)

04/14/10

140.

Sold
(paa)

04/26/10

141.

Sold

05/24/10

Sold
(part)

01/07/10

144.

Sold
(part)

01/11/10

145.

Sold
(part)

01/20/10

146.

Buy
(addl)

02/17/10

147.

Sold
(part)

06/15/10

148.

Buy
(addl)

08/24/10

149.

Buy
(addl)

08/27/10

150.

Sold
(part)

11/02/10

151.

Sold
(part)

1 1/04/10

152.

Sold
(part)

1 1/17/10

Sold
(part)

04/07/10

142. Cmn Stk, Nestle SA - IRA

Dividend

143. Cmn Stk, Scripps Networks InteractiveIRA

Dividend

153. Cmn Stk, Charles Schwab Corp - IRA

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
ISee Columns CI and D3)
3. Value Method Codes
(See Cohlmn C2)

A =$1.000 or less
F =$50,001 - $10~.000
J =$15.000 or less
N $250.001-$500.000
P3 =$25.000.001 - $50,090.00)
Q =Appraisal
U =Book Value

Dividend

B =$1,001 - $2,500
G =$100,001 - $1.000.000
K =$15.001 - $50.00~
O =$500.001 . $1,000.000
R =Cost (Real [..stale Only)
V =Other

C =$2,501 - $5,0~)
Ill =$1.000,001 - $5.000.000
L =$50.0OI - $10~.00~
p I =$1,000.001 - $5.000.000
P4 =More than $50.000.000
S =Ass~ssn~-~l
W =Estimated

D =$5,001 - $15.000
112 =More than $5.000.000
M =$10~.001 - $250.000
p2 =$5.00).001 - $25,000.000
T =Cash Markcl

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15.0~1 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 13 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

VII. IN VESTMENTS and TRU STS -i.come, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporting period
[ (I)
! Amount
] Code I
(A-H)

(2)
Type (e.g.,
div., rent,
or int.)

C.
Gross value at end
of reporting period
(I)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value Gain
mm!dd!yy Code 2 Code I
(J-P)
(A-H)

154.

Buy
(addl)

06/04/10

155.

Buy
(addl)

06114110

156.

Buy
(addl)

06/22110

157.

Buy
(addl)

08/09/I 0

158.

Buy
(addi)

08/23/10

159.

Buy
(addl)

08/30/10

160.

Sold
(part)

09/21/10

161.

Sold
(part)

09/23/10

162.

Sold

10/05/10

Buy
(addl)

01/11/10

164.

Buy
(addl)

01/27/10

165.

Buy
(addl)

01/28/10

166.

Buy
(addl)

02/09/10

167.

Sold
(part)

03/05/10

168.

Sold
(part)

04/08/10

169.

Sold
(part)

04/09/I 0

170.

Sold
(part)

04/20/I 0

163. Cmn Stk, Time Warner - IRA

I. Income Gain Codes:


(Scc Columns BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
(Scc Cohmm C21

A =$1.000 or less
F =$50.001 - $100,000
J =$15.0~0 or less
N =$250.001 - $500.0~0
P3 =$25,000.001 - $50,0~0,000
Q =Appraisal
U -Book Value

Dividend

B =$1.001 - $2.500
G =$100.001 - $1.000.000
K =$15.0OI - $50.000
O -$500.001 - $1.000.000
R =:Cost (Real Estate Only)
V =Other

C =$2.501 111 =$1,000,001 - $5.0~O.000


L =$50.1)O1 - $100.0OO
PI =$1.000.COI - $5.000,000
P4 =More than $50.000.000
S =Asscssmcxl!
W -Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

D =$5,001 - $15,000
112 =More than $5.000,000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =C~h Market

E =$15.001 - $50,000

VII. INVESTMENTS and TRUSTS -inco .....

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 14 of 46

05/15/201 I

Stahl, Norman H.

I.e, transaction~ (lnclude~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


A.

B.

C.

Description of Assets
(including trust assets)

Income during
reporting period

Gross value at end


of reporting period

Place "(X)" after each asset


exempt from prior disclosure

i (I) (2)
! Amount
! Code 1
(A-H)

Type (e.g.,
div., rent,
or int.)

(I) (2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

171.

D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell.
redemption)

Sold

(2) (3) (4)


Date
Value
mm/dd~ Code 2
(J-P)

08/27/10

10/0g/10

Gain
Code I
(A-H)

(5)
Identity of
buyer/seller
(ifprivate
transaction)

(part)
Buy

172.

(addl)
173.

Buy
(addl)

10/12/10

174.

Sold
(part)

10/28/10

175.

Buy
(addl)

11/29/10

Buy
(addl)

04/14/10

177.

Sold

04/29/10

178.

Sold
(part)

04/30/10

179.

Sold
(part)

05/04/10

180.

Sold
(part)

05/05/10

.I

181.

Sold
(part)

05/18/10

.I

182.

Sold
(part)

06/04/10

183.

Sold

06/07/10

Sold
(part)

01/22/10

Sold

01/25/10

Sold
(part)

06/28/10

176. Cmn Stk, Wal-Mart Stores - IRA

Dividend

(part)

184. Massachusetts St Dev Fin Bond, 5%, 9/1/19

Interest

185. Cmn Stk, Abbot Labs

Dividend

186.
187. Cmn Stk, Nestle SA

I. Income Gain Codes:


(See Columns BI and 1)4)
2. Value Codes
(SccColumnsCI and D3)
3. Value Method Codes
(See Colunm C2)

A =$1.000 or less
F =$50.001 - $100,00O
J =$15.000 or less
N =$250.0OI -$500.000
P3 =$25,000.~31 - $50.00~.000
Q =Appraisal
U =Book Value

Dividend

B =$1,001 - $2,500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$500.001 o $1.000.000
R =Cost (Real Estate Only)
V =Olher

C =$2,501 - $5,000
II I =$1.000,001 - $5.000.000
L =$50,001 - $100.000
PI =$1.000,001 -$5.000.000
P4 :More Ihzn $50.000.000
S :Assessment
W :Eslimatcd

D =$5.001 - $15.000
112 =More than $5.0~0.000
M =$100.001 - $250.000
P2 $5.000.001 -$25.000.000
T -C~h Markc~

E =$15.001 - $50.000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 15 of 46

05/15/2011

Stahl, Norman H.

VI I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp 34-60 of filing instructiong)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
relmrting period
(1)
IAmount
Code I
] (A-H)

(2)
Type (e.g.,
div., rent,
or int.)

C.
Gross value at end
of reporting period
(I)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
Gain
mm/dd~yy Code 2 Code I
(J-P)
(A-II)

Sold
(part)

02/04/10

189.

Sold
(part)

02/I 1/10

190.

Sold

02/12/10

Sold
(part)

01/15/10

192.

Sold
(part)

03/04/10

193.

Sold
(part)

03/05/10

194.

Sold

03/29/10

188. Cmn Stk, Qualcomm

None

191. Cmn Stk, Hasbro Inc - IRA

Dividend

(5)
Identity of
buyer/seller
(if private
tran~ction)

(part)
195.

Sold
(part)

03/30/10

196.

Sold
(part)

04/19/10

197.

Sold
(part)

05/18/10

198.

Sold
(part)

05/26/10

199.

Sold

05/27/10

(part)
200.

Sold
(part)

06/16/10

201.

Sold

06/24/10

06/25/10

06/30/10

08/18/I0

(part)
202.

Sold

(part)
203.

Sold

(part)
204.

Sold

(part)

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columr~ CI and D3)
3. Value Mc~hod Codes
(See Cohlmn C2)

A =$1,000 or less
F =$50,001 - $100,000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25,000.001 - $50.000.000
Q =App~isal
U -B~ok Value

[:1 =$1,001 - $2,500


G =$100.001 - $1,000.0~0
K =$15.001 - $50.000
O =$500,001 - $1,000,000
R =~osl (Real [:state Only)
V =Other

C =$2.501 - $5,000
III =$1,000,001 - $5.000.000
L =$50.001 o $100.000
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.000
S =Ass,essmcn!
W -Estimated

D =$5.001 - $15,000
112 =More than $5,000.000
M =$100.001 - $250.000
P2 =$5.000,~OI - $25.000.000
T ~sh Markcl

=$15.001 - $50,000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 16 of 46

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO
NONE (No reportable income, assets, or transactions.)
A.

B.
Income during
reporting period

Description of Assets
(including trust assets)
i (1)
Place "(X)" after each asset
exempt from prior disclosure

Type (e.g.,

(I) (2)
Value

div., rent,
or int.)

Code 2
(J-P)

(21

i Amount
! Code I
[ (A-H)

C.

D.
Transactions during reporting period

Gross value at end


of reporting period

Value
Method
Code 3
(Q-W)

(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Value
Date
mm/dd?yy Code 2
(J-P)

Gain
Code I
(A-II)

transaction)

205.

Sold
(part)

09/13/10

206.

Sold
(part)

11/02/10

Buy
(addl)

01/27/10

208.

Buy
(addl)

01/28/10

209.

Buy
(addl)

02/09/10

210.

Buy
(addl)

02/15/10

211.

Buy
(addl)

02/16/10

212.

Sold
(part)

03/17/10

213.

Sold
(part)

03/25/10

214.

Buy
(addl)

04/27/10

215.

Buy
(addl)

05/07/10

216.

Buy
(addl)

05/25/10

217.

Sold
(part)

07/08/10

218.

Sold
(part)

07/14/10

219.

Sold
(part)

07/22/10

220.

Sold
(part)

07/27/10

221.

Sold
(part)

07/28/10

207. Cmn Stk, EBAY Inc - IRA

I. Income Gain Codes:


(See Columns B I and 04)
2. Value Co&s
(See Columns CI and D3)
3. Value Method Codes
(S~:e Column C2)

A =$1,000 or less
F =$50.001 - $ 100,000
l =S 15.000 or less
N =$250,001 - $500.000
P3 =$25,000,001 o $50,000,000
Q =Appraisal
U =Book Value

None

B =$1,001 - $2,500
G =$ 100.001 - $1.000,000
K = $15.001 - $50,000
O =$500.001 - $1,000.(3~0
R ~ost (Real Estate Only)
V =O~hcr

(5)
Identity of
buyer/seller
(if private

C $2,501 - $5.000
I I I =$ 1.000.001 - $5.000.000
L =$ 50.001 - S 100.000
PI =$1,000,001 - $5.0(IO.090
P4 =?-.lore than $50.0D0,000
S =Asscssn~:nt
W Estimated

D $5,001 - $15,000
112 = More than $ 5,000,000
M =S 100.001 - $ 250.000
P2 =$5.000,001 - $25,000,000
T =Cash Market

E =$15,001 - $50.000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 17 of 46

05/15/2011

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - ineo.,e, ,,alue, ,,a,~uetions a.clade$ those o/ ,po.,. and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

Income during
reporting period

(including trust assets)


Place "(X)* after each asset
exempt from prior disclosure

(1)

(2)

i Amount

Type (e.g.,
div., rent,

i Code I
i (A-It)

or int.)

Transactions during reporting period

Gross value at end

of reporting period
(1)
(2)
Value

Value

Code 2
(J-P)

Method
Code 3

(1)
Type (e.g.,
buy, sell,
redemption)

(2)
(3)
(4)
Date
Value
Gain
mm/dd,3ry Code 2 Code I
(J-P)
(A-H)

222.

Sold
(part)

07/29/10

223.

Sold
(part)

08/04/10

224.

Sold
(part)

08/16/10

225.

Sold
(part)

08/19/10

226.

Sold
(part)

08/20/10

227.

Sold
(part)

09/21/10

228.

Sold
(part)

09/22/10

229.

Sold
(part)

10/12/10

230.

Sold
(part)

10/14/10

231.

Sold
(part)

10/15/10

232.

Sold
(part)

10/28/10

233.

Sold
(part)

11/02/10

234.

Buy
(addl)

12/29/10

Buy
(addl)

03/22/10

236.

Sold
(part)

04/22/10

237.

Sold
(part)

04/23/I 0

238.

Sold

04/27/10

235. Cmn Stk, Gilead Sciences Inc - IRA

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columrts CI and D3)
3. Value Method Codes
(See Column C2)

A -$1.000 or less
F =$50.001 - $100.000
J =$15.0(10 or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
O =Book Value

None

B -$1.001 - $2.500
G =$100.001 - $1.0~0.000
K =$15.001 - $50.000
O =$500.001 - $1
R ~Cost {Real Estalc Only)
V =Other

C =$2.501 - $5.000
I I I =$ 1.000,001 - $5.000.000
L =$50.001 . $100.000
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.000
S =Asscssmcflt
W =Estimated

D =$5.001 - $15.000
112 =More than $5.000.000
M =$1(30.001 - $250.000
P2 =$5.000.001 - $25,000.000
T -C~sh Market

(5)
Identity of
buyer!seller
(if private
transaction)

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 18 of 46

Date of Reporl

Name of Person Reporting

05/15/201

Stahl, Norman H.

VI I. INVESTMENTS and TRUSTS - income, votue, transactions ~lnctudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)

Income during

Gross value at end

reporting period

of reporting period

(I)
Place "(X)" after each asset
exempt from prior disclosure

(2)

Amount
Code 1

Type (e.g.,
div., rent,

(A-H)

or int.)

(1)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

Transactions during reporting period

(I)
Type (e.g.,
buy, sell,
redemption)

(2)

(3)

Date
Value
mm/dd:3ry Code 2
(J-P)

02/04/10

240.

Sold
(part)

02/10/10

241.

Sold
(part)

02/11/10

242.

Sold

02/12/10

Buy
(addl)

01/26/10

244.

Sold
(part)

02/26/10

245.

Sold
(part)

03/16/10

246.

Sold
(part)

03/18/10

247.

Sold
(part)

03/19/10!

248.

Sold

03/22/10

Buy
(addl)

01/12/10

250.

Buy
(addl)

02/10/10

251.

Buy
(addl)

04/20/10

252.

Buy
(addl)

05/03/10

253.

Buy
(addl)

05/10/10

254.

Buy
(addl)

05/17/10

~255.

Buy
(addl)

05/19/10

243. Cmn Stk, Weight Watchers - IRA

249. Cmn Stk, Unilever - IRA

I. Income Gain Codes:


(See Columns B1 and D4)
2. Value Codes
(Scc Cob,runs CI and D3)
3. Value Mlhod Codes
{See Column C2)

A $1.000 or less
f $50.001-$100.000
J =$15.0~0 o~ h.~s
N -$250.001 - $500.000
P3 =$25.0~0.001 - $50.000~090
Q -Appraisal
U =Book Value

Dividend

Dividend

Dividend

B -$1.001 - $2.500
G =$100.001 . $1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R =Cosl (Rcal Estate Only)
V =Olhcr

Gain
Code I
(A-H)

(5)
Identity of
buyer/seller
(if private
transaction)

Sold
(part)

239. Cmn Stk, Qualcomm Inc - IRA

(4)

C =$2.501 - $5,000
I I I =$1.000.001 - $5.000.000
L =$50.001 - $100.000
PI -$1.000.001 - $5,000.000
P4 =More than $50.000.000
S =Assessment
W =Eslimatcd

D =$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T -~2ash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 19 of 46

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

VI I. INVESTMENTS and TRUSTS - income, ralue, tr ....

tion~ (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructlons~)

NONE (No reportable income, assets, or transactions.)


Description of Assets

Income during

(including trust assets)

reporting period

Place "(X)" al~er each asset


exempt from prior disclosure

i (i) (2)
! Amount Type (e.g.,
i Code 1
div., rent,
or int.)
i (A-H)

Gross value at end


of reporting period
(])
(2)
Value

Value

Code 2

Method
Code 3

(J-P)

Transactions during reporting period


(I)

Type (e.g.,
buy, sell,

(2)

(3)

(4)

Date
Value Gain
mm/dd:~y Code 2 Code I
(J-P)

redemption)

(A-H)

256.

Sold
(paa)

07/22/10

257.

Buy
(addl)

10/22/10

258.

Buy
(addl)

11/29/101

259.

Buy
(addl)

12/03/10

Buy
(addl)

03/19/10

261.

Sold
(part)

05/07/I 0

262.

Sold
(part)

06/01/10

263.

Sold
(part)

06/08/I 0

264.

Sold
(part)

06/23/10

265.

Sold

06/24/I 0

Buy
(addl)

04113110

: 267.

Buy
(addl)

04115110

:268.

Buy
(addl)

04/20/10

269.

Buy
(addl)

04/26/10

270.

Sold
(part)

11/17/10

271.

Sold
(part)

12/09/10

Sold
(part)

102/17/I 0

260. Cmn Stk, Sherwin-Williams Co. - IRA

266. Cmn Stk, Costco Wholesale Corp - IRA

272. Cmn Stk, Gartner Inc - IRA

Dividend

Dividend

None

I. Income Gain Codes:


(See Columns BI and D4)

A =$1,000 or less
F =$50.001 - $100,000

B $1,001 - $2.500
G =$100.001 - $1.000.000

2. Value Coda
ISec Columlts CI and D31

l ~$15,000 or l~s
N =$250.001 - $500.00)
P3 =$25.000.001 - $50.090.000
Q =Appraisal
U -Book Value

K =$15.1)01 - $50.000
O =$500.001 - $1.00O.0~)

3. Value Method Codes


ISce Column C2)

R -~?ost (Real Eslale Only)


V =Oih~n"

C =$2,501 - $5,000
Ill =$1,000,001 - $5.000.000
L =$50.0~1 - $100.00~
PI =$1.000.001 - $5,000,000
P4 =More than $50.000.000
S =Asscssmcnl
W =Estimated

D =$5,001 - $15.000
112 =More than $5.000.000
M =$10~.00l - $250.0~0
P2 =$5.0~0,001 - $25,000.000
T =C~h Markel

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 20 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - i .... o, vatue, ~ra~uaio,~ a.ct~d~s those of spouse a.d de~,e.de., children; see pp. 34-60 of fillng instructiong)
NONE (No reportable income, assets, or transactions.)
Income during

Description of Assets
(including trust assets)

Place "(X)" after each asset


exempt from prior disclosure

reporting period

Transactions during reporting period

Gross value at end


of reporting period

(I)
Amount
Code I

(2)
Type (e.g.,

(I)
Value

(2)
Value

div., rent,

(A-H)

or int.)

Code 2
(J-P)

Method
Code 3
(Q-W)

(I)
Type (e.g.,
buy, sell,
redemption)

(2)
(3)
Date
Value
mm!dd.~ Code 2
(J-P)

(4)
Gain
Code I
(A-H)

273.

Sold
(part)

03104110

274.

Sold
(part)

I0/29/I0

275.

Sold
(part)

I 1/10/10

276.

Sold
(part)

I 1/30/I0

277.

Sold
(part)

12/01/10

278.

Sold
(part)

12/07/10

279.

Sold
(part)

12/08/10

280.

Sold

12/13/10

Sold
(part)

04/12/10

282.

Sold
(part)

04/13/10

283.

Sold

04/15/10

Sold
(part)

01/05/10

Sold

01/06/10

Sold

06/24/I 0

281. Cmn Stk, McCormick Co Inc - IRA

284. Cmn Stk, Alcon Inc - IRA

Dividend

None

285.
286. Billerica Mass Bond 2.5%, 11/01/10

Interest

287. Town ofBraintree MA 5%, 05/15/19

Interest

288. Houston Tex ARPT Sys Rev 5%, 07/01/21

Interest

289. Massachusetts St Wtr 5 %, 08/01/21

Interest

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Code~
(See Columns CI and D3)
3. Value Mclhod Codes
(See Colmnn C2)

A -$1.000 or tess
F =$50.001 - $100.000
J =$15.000 or le~s
N =$250.001 - $500.000
P3 =$25.000.0OI - $50.000.000
Q =Appraisal
U =Book Value

B =$1,001 - $2.500
G =$100.001 . $1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R =Cost (Real Estate Only)
V =Olht"r

C =$2,501 - $5,000
III =$1,000.001 - $5.000.000
L =$50.001 - $ 100,000
PI =$1,0(10.001 - $5.000.000
P4 =More than $50.000.0(X)
S =As.~ssmcn!
W =Eslimated

D =$5,001 - $15,000
112 =More lhan $5.000.000
M =$100.001 - $250.000
P2 =$5.000,001 o $25.000.000
T =Cash Market

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15.001 - $50,000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 21 of 46

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS -inc ......

lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


Description of Assets

Income during
reporting period

(including trust assets)

I O)
Place "(X)" after each asset

i Amount

exempt from prior disclosure

! Code I
(A-H)

(2)
Type (e.g.,
div., rent,
or int.}

Transactions during reporting period

Gross value at end


of reporting period
(I) (2)
Value
Code 2
(J-P)

Value
Method
Code 3

(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Value
Gain
Date
mm/dd/~ Code 2 Code I
(J-P)
(A-H)

(Q-W)
B

Sold
(part)

01/05/10

Sold

01106/10

Buy
(addl)

02/18/10

293.

Buy
(addl)

03/03/10

294.

Buy
(addl)

04130110

295.

Sold
(part)

08/27110

296.

Sold
(part)

12/14/10

A
B

290. Cmn Stk, Alcon Inc

None

291.

292. Cmn Stk, Coca Cola Company

Dividend

297. Cmn Stk, Costco Wholesale Corp

Dividend

Sold
(part)

12/09/10

298. Cmn Stk, Diageo PLC

Dividend

Buy
(addl)

05/19/10

299.

Sold
(part)

07/22/10

300.

Sold
(part)

08/23/10

1301.

Buy
(addl)

12/17/10

Buy
(addl)

03/22/10

304.

Sold
(part)

: 04/22/10

305.

Sold
(part)

04/23/10

306.

Sold

!04/27/10

302. Cmn Stk, Gartner Inc

None

303. Cmn Stk, Gilead Sciences Inc

None

I. Income Gain Codes:


(See Columns BI and
2. Value Codes
Isee Columns CI and D3)
3. Value Method Codes
[See Column C2)

A =$1,0O0 or less
F =$50.0~1 - $100,000
J =$15.0~0 or less
N =S250,001 - $500,000
P3 =$25.0~.001 - $50,0(10.000
Q = Appraisal
U =Book Value

B =$1,001 - $2.500
G =$100.001 - $1,0~0.000
K =$15,001 - $50.0~
O =$500.0~1 - $1.00~.000
R =Cost {Real Estate Only)
V =O~her

(5)
IdentiD of
buyer/seller
(if private
transaction)

=$2.501 - $5,000
I =$ 1.000,001 - $5.0~0.0~0
:$S0.001 - $100,000
P4 =More than $50.000.000
=Assessment
W =Estimated

D =$5.001 - $15.000
112 =More than $5.000.00~
M =$100,001 P2 =$5,000,001 - $25.0~O.0OO
T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 22 of 46

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRU STS - inco,,e. ~olue, transactio,~ anctud,~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

Income during
reporting period

(including trust assets)

~ O)
Place "(X)" after each asset
exempt from prior disclosure

(2)

l Amount
[ Code I

Type (e.g.,
div., rent,

II (A-H)

or int.)

Transactions during reporting period

Gross value at end


of reporting period
(1) (2)
Value
Value
Code 2
Method
Code 3
(J-P)
(Q-W)

(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
mm/ddhiy

Code 2
(J-P)

(5)
Gain
Code I
(A-H)

transaction)

Sold
(part)

03/04/10

308.

Sold
(part)

03/29/10

309.

Sold
(part)

06/21/10

310.

Sold
(part)

06/24/10

311.

Sold
(part)

06/25/10

312.

Sold
(part)

06/30/10

313.

Sold
(part)

11/03/10

Sold
(parl)

04/13/10

Sold

04/15/10

Sold
(part)

02/01/10

317.

Sold
(pa~)

06/08/10

318.

Sold
(part)

06/15/10

319.

Sold
(part)

07/07/10

320. Cmn Stk, Netflix lnc

Sold
(part)

02/18/10

321.

Sold
(part)

03/09/10

322.

Sold
(part)

03/30/10

323.

Sold
(part)

05/11110

307. Cmn Stk, Hasbro Inc

314. Cmn Stk, McCormick & Co lnc

Dividend

Dividend

315.
316. Cmn Stk, McDonalds Corp

I. Income Gain Codes:


(See Columm BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
lSee Column C2)

=$1.000orless
=$50.001- $100.000
=$15.000orle~s
=$250.001- $500.000
P3 =$25.000.001- $50.0110.000
Q=Appraisal
Book Value

Dividend

B $1,001 - $2,500
G =$100,001 - $1,000.000
K =$15.001 - $50.000
O =$50~.001 - $1.000.000
R ~osl (Real Estate Only)
V =O~hcr

Identity of
buyer/seller
(if private

C $2.501- $5.000
III =$1.0~.001- $5.0~).000
L -$50.001 PI -$1.000.001 - $5.000.000
P4 =More than $50.000.090

D =$5.001 - SI5,000
112 =More than $5.000,~00
P2 -$5.0~O.001 - $25.000.000
T =C~sh Markcl

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 23 of 46

Date of Report

Name of Person Reporting

05/15/2011

Slahl, Norman H.

V I I. INVESTME NTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust asse~.)

Income during
reporting p~riod

Place "(X)" after each asset


exempt from prior disclosure

(I) (2)
Amount Type (e.g.,
Code I
div.. rent,
(A-H)
or int.)

Transactions during reporting period

Gross value at end


of reporting period
(I) (2)
Value
Code 2
(J-P)

Value
Method
Code 3
(Q-W)

(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
mm!dd/yy Code 2
(J-P)

Gain
Code I
(A-H)

Sold
(paa)

05/13/10

325.

Sold

06/11/10

Sold
(part)

01/11/10

327.

Buy
(addl)

08/24/10

328.

Sold
(part)

11/17/10

Buy
(addl)

03/19/10

330.

Sold
(part)

05/07/10

331.

Sold
(part)

06/08/10

332.

Sold
(part)

06/23/[0

333.

Sold

06/24110

Buy
(addl)

01/11/10

335.

Buy
(addl)

01/27/10

336.

Buy
(addl)

02/09/10

337.

Sold
(part)

03/05/10

338.

Sold
(part)

04/08/10

339.

Sold
(part)

04/20/10

340.

Buy
(addl)

10/21/10

329. Cmn Stk, Sherwin-Williams Co

334. Cmn Stk, Time Warner lnc

I. Incomc Gain Codes:


(See Columns BI and D4)
2. Value Codes
~Sec Columns CI and D31
3. Value Me~hod Codes
lSce Column C2)

A =$1.000 or less
F =$50,001 - $10~,00O
J =$15.000 or less
N =$250.00| - $500.000
P3 =$25,000.0OI - $50,000.0~0
Q =Appraisal
U =B4:~k Value

Dividend

Dividend

Dividend

B =$1,001 - $2.500
G =$100,001 - $1.000.0~0
K =$15.001 - $50.1K~)
0 $500,001-$1.000.0~0
R ~Sost lRcal Estate Only)
V =Other

buyer/seller
(if private
transaction)

324.

326. Cmn Stk, Scripps NTWK

(5)
Identi~y of

C $2,501 - $5,000
111 =$1.0~0,001 - $5.000,000
L =$50.0~1 - $10~.0(~
P I =$1.0~O.001 - $5,000,000
P4 =More than $50.00~.000
S =Ass,cssmcrtt
W -Estimated

D =$5,001 - $15.000
112 =More than $5.000.000
M =$100,001 - $250.000
P2=$5,000,001-$25.000.00~
T =Cash Mark~

E =$15.091 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 24 of 46

Date of Report

Name of Pe~on Reporting

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - i,,co,,,. ,.al,,e, ~a~c,io~ a,d, aes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporting period
O)
~, Amount
Code I
(A-H)

(2)
Type (e.g.,
div., rent,
or int.)

D.
Transactions during reporting period

Gross value at end


of reporting period
(t) (2)
Value
Value
Code 2
Method
Code 3
(J-P)

(~)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
Gain
mrn/dd~/y Code 2 Code I
(J-P)
(A-H)

(Q-w)
B

341.

Sold
(part)

10/28/10 i

342.

Buy
(addl)

11/29/10

Buy
(addl)

04/20/10

344.

Buy
(addl)

05/10/10

345.

Buy
(addl)

11/29/10

Sold
(par,)

04/29/10!

347.

Sold
(part)

04/30/10

348.

Sold
(part)

05/04/10

349.

Sold
(part)

05/05/10

350.

Sold
(part)

05/18/10

351.

Sold

06/07/l 0

Sold
(part)

06/16/10

353.

Sold
(part)

03/18/10

354.

Sold
(part)

03/19/10

355.

Sold

03/22/10

343. Cmn Stk, Unilever

346. Cmn Stk, WaI-Marl Stores, Inc

352. Cmn Stk, Weight Watchers Intl Inc

Dividend

Dividend

Dividend

356. MM Acct, HS Mgmt Partners - IRA

Int./Div.

357. MM Acct, HS Mgmt Parlners

Dividend

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codcs
(See Columns CI and D3)
3. Value Method Codes
(See Column C2)

A =$1.000 or less
F =$50,001 - $10~.000
J =$15,000 or le~s
N =$250.001 - $50~.000
P3 =$25,000.0~1 Q =Appraisal
U =Book Value

B =$1,001 - $2,500
G =$100,001 - $1,000.000
K =$15.001 - $50.0~1
0 =S500,001 - SI,000.000
R ~ost (Real Estate Only)
V =O~her

C =$2.501 I11 =$1.000.001 - $5.000,000


L =$50.001 - $100.00~
PI =$1.000.001 - $5.000.000
P4 =More than $50.00~.000

D =$5,001 - $15,000
112 =More than $5.009,000
M =$10~,001 - $250.000
P2 =$5.0~0.001 - $25,000.000
T =C~h Marko

W =Estimated

(5)
Identity of
buyer/seller
(if private
tran.~ction)

E =515.001 - 550,000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 25 of 46

05/15/2011

Stahl, Norman H.

NONE (No reportable income, assets, or transactions.)


Description of Assets
(including trust asset~)

Income during
reporting period

O)
Place "IX)" after each asset
exempt from prior disclosure

(2)

Amount

Type (e.g.,

Code I

div., rent,

(AdD

or int.)

Transactions during reporting period

Gross value at end


of reporting period
(I) (2)
Value
Code 2
(J-P)

(1)
Value
Method

Code 3

Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
mnddd~ Code 2
(J-P)

Gain
Code I
(A-H)

(Q-w)
358. Cmn Stk, Adobe Systems Inc

None

Buy

03/19/10

359.

Buy
(addl)

05/04110

360.

Buy
(addl)

06/28/10

Buy

03/24/10

362.

Buy
(addl)

06/11/10

363.

Sold
(part)

11/08/10

Buy

03/18/10

365.

Buy
(addl)

03/30/10

366.

Buy
(addl)

04/29/10

367.

Sold
(part)

I I/I 1/10

Buy

03/30/10

369.

Sold
(part)

05/14/10

370.

Sold

05/19/10 J

Buy

03/I 1/10 J

361. Cmn Stk, Amaxon.com Inc

None

364. Cmn Stk, Anheuser-Busch InBev

Dividend

368. Cmn Stk, Celgene Corp

None

371. Cmn Stk, Coca Cola Company

Dividend

372.

Buy
(addl)

04130110

373.

Sold
(part)

09/23/I 0

Buy

03110110

374. Cmn Stk, Costco Wholesale Corp

I. Income Gain Codes:


(See Columns BI and
2. Value Codes
ISee Columm C! and D3)
3. Value Method Codes
ISc Cohmm C2]

A $1.000 or less
F =$50,001 - $100,000
J =S 15,000 or le~s
N =$250.001 - $500.000
P3 = $25.O~0.001- $50.000.000
Q =Appraisal
U -Book Value

Dividend

B =$1,001 - $2,500
G =$100.001 - $1.090.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R =Cost (Real Estate Only)
V -Olher

C =$2,501 - $5,000
Ill =$1,000,00l - $5,000.000
L =S50.001 - SI00.000
PI =$I,O00.DOI P4 =More than $50.000.0~0

D =$5,001 - $15,000
tl2 :More than $5.000.000
M =$100.001 - $250.0(~O
P2 =$5.000.001 - $25,000.000
T =Cash Markc~

W =Estimated

Identity of
buyer/seller
(if private
transaction)

E =$15.001 - $50.000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 26 of 46

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - i.cor.., ,atue, .a,,.u.lo.~ andudes thosof spouse and dependent chiIdren; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Income during
reporting period

Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

(0
Amount
! Code I
~! (A-H)

Type (e.g.,
div., rent,
or int.)

Transactions during reporting period

Gross value at end


of reporting period
O)
Value
Code 2
(J-P)

{2)
Value
Method
Code 3

O)
Type (e.g.,
buy, sell,
redemption)

375.
376. Cmn Stk, Darden Restaurants Inc

Dividend

377.
378. Cmn Stk, Diageo PLC

Dividend

379.
380. Cmn Stk, Walt Disney Co

None

381.
382. Cmn Stk, Ebay lnc

None

(2) (3) (4)


Value Gain
Date
mm/dd/yy Code 2 Code I
(J-P) (A-tl)

Buy
(addl)

04/29110

Buy

03119/10

Sold

I I112110 J

Buy

03/05/10 J

Sold
(part)

11/17/10

Buy

09/24/I 0

Buy
(addl)

10/15/I0

Buy

03/05/I 0

383.

Sold
(part)

03/17/10 J

384.

Buy
(addl)

05/07/10 J

385.

Sold
(part)

07/28/10 J

386.

Sold
(part)

08/20/10 J

387.

Sold
(part)

! 10/15/10 J

Buy

!03/24/10 J

389.

Buy
(addl)

04/05/10 J

390.

Buy
(addl)

05/05/10 J

391.

Buy
(addl)

05/18/10 J

388. Cmn Stk, GAP Inc

1. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
ISce Column C2)

A =$1,000 or les~
F =$50,001 - $100,000
J=$15.000 or less
N =$250.001 - $500,000
P3 =$25.000.001 - $50.000,000
Q =Appraisal
U =Book Value

Dividend

B=$1,001 - $2,500
G =$100,001 - $1,000.0~)
K =$15.C~1 - $50.000
O =$500.001 - $1,000,000
R =Cost (Real Estate Only)
V =Other

C =$2.501 - $5,000
II1 =$1.000,001 . $5.000.000
L =$50.COI - $100.000
PI =$1,000.001 - $5,000,000
P4 =More than $50.000.000

D =$5.001 - $15,000
112 =More than $5,000.000
M =$10~.001 - $250.000
P2 =$5.000.001 - $25.000.1300
T =Cash Markc~

W =Estimated

O)
Identity of
buyer!seller
(if private
transaction)

=$15,001 - $50.0~0

Date of Reporl

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 27 of 46

05/15/2011

Stahl, Norman H.

VII. I NVESTMENTS an d TRUSTS - i.come. ..alu.. .a.~octio~ a.ctud~ ,hose o/spouse o.d depende~, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" atier each asset
exempt from prior disclosure

B.
Income during
reporting period
(2)
(0
Type (e.g.,
l Amount
Code I
div., rent,
(A-H)
or int.)

C.
Gross value at end
of reporting period
(I)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

D.
Transactions during reporting period
(i)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value Gain
mrrddd~,y Code 2 Code 1
(J-P)
(A-H)

392.

Buy
(addl)

07/20/10

393.

Sold
(part)

09/23/10

394.

Sold

10/05/10

395. Cmn Stk, Gartner, Inc

None

Buy

03/15/10 J

Buy
(addl)

04/05/10

Buy

03/05/10

398.

Buy
(addl)

04/05/10

399.

Sold
(part)

04/23/10

400.

Sold

04/27/10

Buy

03/18/10 J

Buy
(addl)

06/14/10 J

396.
397. Cmn Stk, Gilead Sciences lnc

401. Cmn Stk, Google Inc

None

None

402.

Buy

07/06/10

404.

Buy
(addl)

08/03/I0

405.

Buy
(addl)

09/23/I0

406.

Buy
(addl)

12/14/10

Buy

03/18/10

Buy
(addl)

04/06/I 0

403. Cmn Stk, Hanesbrands Inc

407. Cmn Stk, Hasbro Inc

None

Dividend

408.

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
lSee Columns CI and D3)
3. Value Method Codes
(See Colunm C2)

=$1,000 or le~s
=$50,001 - $100.00O
=$15.000 or less
=$250.001 - $500.000
P3 =$25.000.001 - $50.090.000
=Appraisal
=Book Value

B =$1,001 - $2.500
G =$100.001 - $1.0~0.000
K =$15.001 - $50.000
0 =$500.001 - $1.000.000
R =Cost (Real [state Only)
V =O~hcr

C =$2,501 - $5,000
Itl =$1.000,001 - $5.000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000.1~0
P4 =More than $50.00~.000

D -$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000
T =Cash Market

W :Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15.001 - $50,000

Date of Reporl

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 28 of 46

05/15/201 I

Stahl, Norman H.

VI I. INV ESTMENTS and T R U STS - income, val.e, ~.n~actio.s anti.des ,hose o/ sp ......d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

Income during
reporting period
(i)
(2)
Amount Type (e.g.,
Code I
div., rent,
(A-It)
or int.)

Gross value at end


of reporting period
(0
(2)
Value
Value
Code 2
Method
Code 3
(J-P)
(Q-W)

Transactions during reporting period


(i)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value Gain
mm/ddh/y Code 2 Code I
(J-P) (A-H)

409.

Sold
(part)

06/21/10

410.

Sold
(part)

06/25/I0

Buy

10/12/10

Buy
(addl)

12/03/10

Buy

08/25/10

414.

Buy
(addl)

09/28/10

415.

Buy
(addl)

10/26/10

416.

Sold

11/23/10

Buy

03/11/10

Buy

03122/10

419.

Buy
(addl)

03/30/10

420.

Sold

04/15/10

Buy

03/09/10 J

422.

Sold
(part)

06/08/I 0

423.

Sold
(part)

09/23/10

Buy

03/08/10

Buy

05/27/10 J

41 I. Cmn Stk, HJ Heinz Co

None

412.
413. Cmn Stk, J Crew Group Inc

None

417. Cmn Stk, Kellogg Company

Dividend

418. Cmn Stk, McCormick & Co Inc

Dividend

421. Cmn Stk, McDonalds Corp

Dividend

424. Cmn Stk, Nestle

Dividend

425. Cmn Stk, Paychex Inc

Distribution

I. Income Gain Codes:


(See Columns BI and D4)
2.Value Cod~
(See Columns CI and D3)
3. Value Method Codes
(See Column C2)

A =$1,000 or less
F =$50,001 - $100,000
J =$15,000 o I~s
N -$250,001 - $500.000
P3 =$25.00~,001 - $50.0~0.000
Q =Appraisal
U =Book Value

B =$1,001 - $2.500
G =$100.001 - $1,000,000
K =$15.001 - $50.000
0 =$500,001 - $ 1.000.000
R =Cost (Real Estate Only)
V =Or h,x

C $2.501 - $5.000
I I I -$1.000.001 - $ 5.000.000
L -$50.001 - $100.000
PI -$1.000.001 - $5.000.000

D =$5,001 - $15.000
112 =More llmn $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25.000.000

P4 =More than $50,000.0~3


S = Assgssmenl

T =Cash Mm-kel

W =Eslimated

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 29 of 46

Date of Report

Name of Person Reporling

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - income, value, transactions anclud~ those of spouse aria dependent children; see pl~ 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A.

B.

C.

Description of Assets
(including trust assets)

Income during
reporting period

Gross value at end


of reporting period

: 0)
Place "(X)" after each asset
exempt from prior disclosure

(2)

Amount
Code 1
(A-H)

(0
Type (.g.,

Value

div., rent,
or int.}

Code 2
(J-P)

D.
Transactions during reporting period

(i)

(2)
Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

(2)

(3)

(4)

Dale

Value

Gain
Code 1

mm!ddhyy Code 2
(J-P)

(A-|I)

Sold

09/20/10

Buy

04/30/I 0

428.

Buy
(addl)

05/04/10

429.

Buy
(addl)

06/25/10

Buy

03/19/10

Buy

03/19/10

432.

Sold
(part)

06/08/10

433.

Sold
(part)

06/23/10

434.

Sold

06/24/10

Buy

06/10/10

~436.

Buy
(addl)

06/25/10

437.

Buy
(addl)

07/01/10

438.

Buy
(addl)

09/28/l 0

Buy

03/05/I 0

Sold
(part)

04/12/10

Buy

03/15/10

Buy
(addl)

05/10/10

426.
427. Cmn Stk, Scoffs Miracle Grow Inc

Distribution

430. Cmn Stk, Scripps NTWK

Dividend

431. Cmn Stk, Sherwin Williams Co

Dividend

435. Cmn Stk, Target Corporation

439. Cmn Stk, Time Warner lnc

Dividend

Dividend

440.
441. Cmn Stk, Unilever

Dividend

442.

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
1S Columr~ CI and D3)
3. Value Method Codes
(See Column C2)

A =$ 1.000 or less
F =$50.001 - $100.000
J =$i 5.000 or less
N $250.001 - $500.000
P3 =$25.000.001 . $50.000.000
Q Appraisal
U =Book Value

B =$1,001 - $2.500
G =$100.001 - $1.000.000
K $15.001 - $50.000
O =$500.1901 R =Cost (Real Estate Only)
V -Other

C =$2.501 - $5,0~0
I I I =$1,000,001 - $5.000.000
L =$50.001 - $100.0~O
PI =$1,000,001 - $5,000,000
P4 =More than $50,000,00)

D =$5.001 - $15.000
112 =More lhan $5.000.000
M =$100.001 - $250.0~0
P2 =$5.000.001 o $25.000.000
T ~sh Market

W =Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 30 of 46

Date of Report

Name of Person Reporting

0511512011

Stahl, Norman H.

VI I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp~ 34-60 of fillng instructlons~)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting i~riod
[ (1)
(2)
Type (e.g.,
[ Amount
div., rent,
[ Code I
~ (A-H)
or int.)

C.
Gross value at end
of reporting period

D.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
mm/dd/yy

Buy

03/05/10

444.

Sold
(part)

04129110

445.

Sold
(part)

05/05/10

446.

Sold

06/07/10

Buy

11/17/10 J

Place "IX)" after each asset


exempt from prior disclosure

443. Cmn Stk, WaI-Mart Stores, Inc

447. Cmn Stk, Walgreen Company

(t)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

Distribution

None

448.
449. Cmn Stk, Weight Watchers Intl lnc

None

450.

451. Cmn Stk, Western Union Company

Dividend

452.

Buy
(addl)

12/31/10

Buy

03/05/10

Sold

03/22/10

Buy

11/16/10 J

Buy
(addl)

453. Cmn Stk, 3M Company

Distribution

(3) (4)
Value Gain
Code 2 Code I
(J-P)
(A-H)

Buy

11/22/10

10/14/10 J

Buy
(addl)

11/15/10

455.

Buy
(addl)

11/29/10

457. Cmn Stk, Amazon.com lnc

A Distribution

Buy

03/04/10 J

458.

Buy
(addl)

06/I 1/10 J

459.

Sold
(part)

09/29/10

I. Income Gain Codes:


(See Columns B I and D4 )
2. Value Codes
(See Columns CI and D3)
3. Value Method Cod,.s
(see Cohmm C2)

A =$1.000 or less
F =$ 50.001 - $ 100,00O
J -$15.000 or less
N =$250.001 - $500.000
P3 =525.000.001 - $50.090.000
Q -Appraisal
U -Book Value

None

B =$1,001 - $2.500
G = $ 100.001 - $1.0~).000
K =515.001 - $50.000
O =$50~.001 - $1,009.00~
R =:Cost (Real Estate Only)
V =Olhcr

C =52.501 - $5,000
l 11 =$ 1.0~0.001 - $5.0~.000
L =550.001 - 5100.000
PI =51.000.001 - $5.000.000
P4 =lMore than $50.00<).0~X1
S =Ass.cssn~ent
W =Estimated

454.

456. MM Acct, HS Mgmt Partners (X)

(5)
Identity of
buyer/seller
(if private
transaction)

D =$5.001 - $15.000
112 =More t hart 55.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25,000.00~
T =Cash Markcl

E =515.001 - $50.000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 31 of 46

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRU STS - i.come, vulue. ~ansac,ious anciades ,hose o/spouse und dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Income during
reporting period

Description of Assets

(including 1rust assets)

(I)

(2)

Amount

Type (e.g.,

Value

Value

Type (e.g.,

Date

Code 1
(A-H)

div., rent,
or int.)

Code 2
(J-P)

Method
Code 3
(Q-W)

buy, sell,
redemption)

(I)

Place "(X)" after each asset


exempt from prior disclosure

Transactions during reporting period

Gross value at end


of reporting period

(2}

(1)

(2)

(3)

(5)

(4)

Value

Gain

Identity of

mm/dd,,~y Code 2
(J-P)

Code 1

buyer/seller
(if private

(A-H)

transaction)

Buy

01/22/10

461.

Buy
(addl)

01/28/10

462.

Buy
(addl)

05/03/10

463.

Buy
(addl)

06/29/10

464.

Sold
(paa)

11/10/10

465.

Sold
(part)

11/11/10

466.

Sold

11/12/10

Buy

03/18/10

468.

Buy
(addl)

03/24/I 0

469.

Buy
(addl)

04/06/10

470.

Buy
(addl)

04/20/10

471.

Buy
(addl)

04/26/10

472.

Sold
(part)

09/30/l 0

Buy

09/17/10

474.

Buy
(addl)

09/24/10

475.

Buy
(addl)

09/27/10

476.

Buy
(addl)

09/28/l 0

460. Cmn Stk, Darden Restaurants Inc

467. Cmn Stk, Anheuser-Busch InBev

473. Cmn Stk, Walt Disney Co

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
ISee Columns CI and
3. Value [,lcthod Codes
(See Column C2)

=$1.000 or less
=$50,001 - $100,009
J =$15.000 or less
=$250.001 - $500.000
P3 =$25,000.001 - $50.000.000
=Appraisal
-Book Value

Dividend

Dividend

None

B =$1,001 - $2.500
G =$100.001 - $1.000.000
K -$15.001 - .$50.000
0-$500.001 - $1.0~.000
R =Cost (Real I:~tat Only)
V =Olher

C =$2.501 - $5,0~0
I I I =$ 1.0~,001 - $5.000,000
L =$50.001 PI =$1,000.001 - $5.000,000
P4 =More lhan $50,000.000

D =$5,001 - $15,000
112 =More than $5.000.000
M =$100.1301 - $250.1)00
P2 =$5.000.001 - $25,000.000
T =C~h Markc~

W -Estimated

E =$15.0~1 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 32 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS -inc~m~value~t~ansacti~ns(Includ~th~se~fsp~us~anddep~nd~ntchi~dren;seepp.34~6~f~inginstructi~ns~


NONE (No reportable income, assets, or transactions.)
A.

B.
Income during
reporting period

Description of Assets
(including trust assets)
I (I)
Place "(X)" after each asset
exempt from prior disclosure

(2)

[ Amount
j Code I
i (A-H)
!

C.

D.
Transactions during reporting period

Gross value at end


of reporting period

Type (e.g.,

(I)
Value

div., rent,
or inL)

Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

(I)
Type (e.g.,
buy, sell.
redemption)

(2)
(3) (4)
Value
Gain
Date
mm/dd~,y Code 2 Code 1
(J-P)
(A-H)

transaction)

477.

Buy
(addl)

10/04/I 0

478.

Sold
(pan)

11/17/10

Buy

03/23/10

480.

Buy
(addl)

03/24/10

481.

Buy
(addl)

03/26/10

482.

Buy
(addl)

04/01/10

483.

Buy
(addl)

04/06/10

484.

Buy
(addl)

04/28/10

485.

Buy
(addl)

04/30/10

486.

Buy
(addl)

05/12/10

487.

Buy
(addl)

05/18/10

488.

Buy
(addl)

06/28/10

489.

Buy
(addl)

06129110

.I

490.

Buy
(addl)

08106110

491.

Sold
(part)

08119/10

492.

Sold
(part)

09/02110

493.

Sold
(part)

09/22/10

479.

Cmn Stk, GAP lnc

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columns CI and D3I
3. Value Method Codes
(See Column C2)

A =$1.000 or less
F =$50.001 . $100.000
l =$15.0~0 or less
N =$250,001 - $500.000
P3 =$25,000.0OI - $50.000,000
Q ~Appraisal
U =Book Value

Distribution

B =$1,001 - $2.500
G =$100.001 - $1.000.000
K =$15,001 - $50.000
O =$500.001 - $1,000.000
R =Cost (Real Estate Only)
V =Other

(5)
Identity of
buyer/seller
(if private

C =$2.501 - $5.000
III =$1.000,001 . $5.000.000
L =$50.001 - $100.000
PI =$1.000.0~1 . $5.000,000
P4 =More than $50.000,000
S =Assessment
W =Estimated

O =$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.~OI - $25,000.000
T =Cash Market

E =$15,001 -

Date of Reporl

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 33 of 46

05/15/2011

Stahl, Norman H.

VI I. INVESTM ENTS a n d TRUSTS - i.come. .atue. ~a.s~c,io~ a.d~es ,hose o/spouse ~.d ~.pe.~e., children; see pp. 34-60 o/filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "CX)" after each asset
exempt from prior disclosure

Income during
reporting period
] Amount
[ Code I

Type (e.g.,
div., rent,

(1)
Value
Code 2

I (A-H)

or int.)

(J-P)

i (i)

(2)

Transactions during reporting period

Gross value at end


of reporting period
(2)
Value
Method
Code 3

(0
Type (e.g.,
buy, sell,
redemption)

(2)
(3) (4)
Date
Value
Gain
mm!dd/yy Code 2 Code I
(J-P)
(A-H)

(Q-W)

494.

Sold

10/05/10 K

Buy

07/06/10

496.

Buy
(addl)

07/08/10

497.

Buy
(addl)

07/22/10

498.

Buy
(addl)

07/27/10

499.

Buy
(addl)

08/02/I 0

500.

Buy
(addl)

08/03/10

1501.

Buy
(addl)

09/23/10

502.

Buy
(addl)

12/14/10

Buy

10/08/10

504.

Buy
(addl)

10/12/10

505.

Buy
(addl)

12/03/10

Buy

08/25/10

507.

Buy
(addl)

08/27/10

508.

Buy
(addl)

09/01/10

509.

Buy
(addl)

09/24/10

510.

Buy
(addl)

10/26/10 J

495. Cmn Stk, Hanesbrands Inc

503. Cmn Stk, HJ Heinz Co

3. Value Method Codes


(See Column ~)

None

506. Cmn Stk, J Crew Group Inc

1. Income Gain Codes:


(See Columns BI and D4)
2. Value Co&s
(See Columns CI and D3)

None

A =$1,000 or less
F=$50,001 - $100,000
J=$15,0~0 or lens
N =$250.001 - $500.000
P3 =$25.000.001 - $50,000.090
Q =Appraisal
U =Book Value

None

B =$1,001 - $2,500
G =$100,001 - $1.000,000
K =$15.001 - $50.000
O =$500.001 - $1.000,000
R =Cost (Real Eslate Only)
V =O~her

C =$2,501 - $5,000
I I I =$ 1.000.001 - $5.000,000
L =$50.001 - $100,000
PI :$1.000.001 - $5.000.000
P4 =More than $50,000.000
S =Asscssmcnt
W =Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

D =$5.001 - $15.000
112 =More than $5.000,000
M =$100.001 - $250.000
P2 -$5.000,001 - $25,000,000
T ~ash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 34 of 46

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRU STS - incomo, ,.aluo, ~ .....,io~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions0
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)

Income during
reporting period

Gross value at end


of reporting period

Place "(X)" after each asset


exempt from prior disclosure

(I) (2)
Amount Typo (e.g.,
Code I
div., rent,

(I) (2)
Value
Value
Code 2
Method
Code 3
(J-P)
(Q-W)

(Aott)

or int.)

Transactions during reporting period


(I)
Type (e.g.,

(2) (3) 14)


Date
Value

buy, sell,
redemption)

mm!dd~ Code 2
(J-P)

Gain
Code I
(A-H)

transaction)

511.

Sold
(part)

11/22/10

512.

Sold

11/23/10

Buy

05/27/10 J

513. Cmn Stk, Paychex Inc

Dividend

514.

Buy
(addl)

06/10/10

515.

Sold
(part)

09/17/10

516.

Sold

09/20/10

Buy

04/30/10

518.

Buy
(addl)

05/04/10

519.

Buy
(addl)

05/07/10

520.

Buy
(addl)

05/14/10

Buy

06/10/10

517. Cmn Stk, Scotts Miracle Grow Co

521. Cmn Slk, Target Corporation

Dividend

Dividend

522.

Buy
(addl)

06/11/10 J

523.

Buy
(addl)

06/24/I 0

524.

Buy
(addl)

06/29/10

525.

Buy
(addl)

06/30/10

526.

Buy
(addl)

07/13/10

527.

Buy
(addl)

08/23/10

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Colum~ CI and D3)
3. Value Method Codes
(See Column C2)

A =$ 1.000 or less
F ~$50.001 - $100.000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value

B $1,001 - $2,500
G =$ 100.001 - $1.090.000
K =$15,001 - S50.000
O =$500.001 - $1
R =Cost (Real Estate Only)
V =O~hcr

(5)
Identity of
buyer/seller
(if private

C =$2,501 - $5,000
I I I ~$ 1.000,0~ I - $5.009.000
L =$50.0~1 - $10~.00~
PI =$1.000.001 - $5.000.000
P4 =More than $50.000.0~0
S =Assessmenl
W =Eslimalcd

D ~$5.0~1 . $15,000
112 =More lhan $5.009,000
M =$10~.001 - $250.000
P2 =$5.000.001 - $25.00~.000
T =Cash Market

E =$15,001 - $50.000

VII. 1NVESTM ENTS and TRU STS -i ....


F--]

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 35 of 46

05/15/201 I

Stahl, Norman H.

e, value, tr ....tlons (Includes those of spouse and dependent children; seepp. 34-60 of JTllng instruction~.)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including m~st assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporting period
(i)
Amount
Code I
(A-H)

528. Cmn Stk, Walgreen Company

(2)
Type (e.g.,
div., rent,
or int.)

None

D.
Transactions during reporting period

Gross value at end


of reporting period
(I) (2)
Value
Value
Code 2
Method
Code 3
(J-P)

(i)
Type (e.g.,
buy, sell,
zedemption)

Buy

(2) (3) (4)


Date
Value
Gain
mm/dd/yy Code 2 Code I
(J-P)
(A-H)

11/17/10 J

529.

Buy
(addl)

11/22/10

530.

Buy
(addl)

11/29/10

Buy

11/16/10

532.

Buy
(addl)

11/17/10

533.

Buy
(addl)

11/29/10

534.

Buy
(addl)

12/21/10

Buy

10/14/10

536.

Buy
(addl)

10/15/10

!537.

Buy
(addl)

11/02/10

538.

Buy
(addl)

11/10/10

539.

Buy
(addl)

11/26/10 J

Buy

10/13/10 K

531. Cmn Stk, Western Union Company

535. Cmn Stk, 3M Company

540. Cmn Stk, 3M Co - IRA

Dividend

Dividend

Dividend

541.

Buy
(addl)

10/14/10

542.

Buy
(addl)

10/15/10

543.

Buy
(addl)

11/02/10

544.

Buy
(addl)

11/03/10 J

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columr~ CI and D3I
3. Value Method Codes
(See Column C2]

A =$1.000 or less
F =$50,001 - $1190.000
J -$15.000 or less
N =$250.001 - $500.000
P3 =$25.000.001 . $50.000.0~O
Q Appraisal
U -Book Value

B =$1,001 - $2.500
G = $ 100.001 - $ 1.000,000
K -$1S.001 - $50.000
O =$500.0OI - $1,000.000
R =Cost (Real Estate Only)
V =Other

C =$2.501 - $5,000
I I I =$ 1,000,001 - $5.000.000
L =$50.001 - $100.000
PI =$1,000.001 - $5.000.000
P4 =More than $50,000.000
S =Assessment
W =Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

D =$5.001 - $15.000
112 =More than $5.000.000
M =$100,001 - $250.000
P2 = $5.000.001 - $ 25,000.000
T =Cash Markc~

E =$15,001 - $50.000

Date of Repor~

Name of Person Repot-ling

FINANCIAL DISCLOSURE REPORT


Page 36 of 46

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - inco,.e, ,al.e, ,ransaaions re.etudes those of spouse a.d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" al~er each asset
exempl from prior disclosure

B.
Income during
reporting period
i O)
[ Amount
i Code I
i (A-H)
i

(2)
Type (e.g.,
div., rent,
or int.)

D.
Transactions during reporting period

C.
Gross value at end
of reporting period
0)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

(i)
Type (e.g.,
buy, sell,
~demption)

(2) (3) (4)


Gain
Date
Value
mm!dd.~y Code 2 Code I
(J-P)
(A-H)

545.

Buy
(addl)

11/10/10

546.

Buy
(addl)

11126110

547.

Buy
(addl)

1 I129110

548.

Buy
(addI)

12110110

Buy

03/04/10

550.

Buy
(addl)

05/19/10

551.

Buy
(addl)

06/I 1/10

552.

Buy
(addl)

06/14/10

553.

Sold
(part)

09/13/10

554.

Sold
(part)

09/28/l 0

555.

Sold
(part)

09/29/I 0

556.

Sold
(part)

10/21110

557.

Sold
(part)

12115110

558.

Sold
(part)

12/22/10

Buy

03/18/10

549. Cmn Stk, Amazon.corn - IRA

559. Cmn Stk, Anheuser-Busch InBev - IRA

None

Dividend

560.

Buy
(addl)

03/24/10 J

561.

Buy
(addl)

03129110 J

I. Income Gain Codes:


(See Columns BI and D4}
2. Value Codes
(See Columns CI and D3)
3. Value IVlcthod Codes
[Scc Column C2)

A =$1.000 or less
F =$50,001 - $10~,000
J =$15.000 or less
N =$250.001 - $500,0(g)
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Bc~k Value

B =$1,001 - $2,500
G =$100.00l - $1.0~0,000
K =$15.001 . S50.000
O =$500.001 - $1,000.000
R =cost (Real F.slate Only)
V =Olhcr

C -$2,501 - $5,000
III =$1.000.091 - $5.000.000
L =$50.001 . $100.OO0
PI =$1.000,001 - $5.000,000
P4 =More than $50.000.000
S =Asscssn~.nt
W =Estimated

D -$5,001 - $15,000
112 =More than $5,000.000
M =$1D0.001 - $250.~
P2 =$5,000,001 - $25.000.000
T =Cash Markcl

(5)
Identity of
buy~r/seller
(if private
Iransaction)

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 37 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporting period
[ (i)
I Amount
[ Code I
[ (A-H)
i

(2)
Type (e.g.,
div., ~nt,
or int.)

C.
Gross value at end
of reporting period
(i)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q+W)

D.
Transactions during reporting period
(i)
Typ~ (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
Gain
mm/dd/yy Code 2 Code I
(J-P)
(A-H)

562.

Buy
(addl)

04/06/10

563.

Buy
(addl)

04/08/10

564.

Buy
(addl)

04/16/10

565.

Buy
(addI)

04/20/10

566.

Buy
(addl)

04/21/10

567.

Buy
(addl)

04/26/10

568.

Buy
(addl)

05/12/10

569.

Sold
(part)

07/08/I 0

570.

Sold
(part)

07/15/10

571.

Sold
(part)

07/26/10

572.

Sold
(part)

09/30/10

573.

Sold
(part)

10/21/10

574.

Buy
(addl)

11/29/10

575.

Buy
(addl)

12/14/10

Buy

01/22/10

577.

Buy
(addl)

01/27/10

578.

Buy
(addl)

01/28/10

576. Cmn Stk, Darden Restaurants Inc - IRA

I. Income Gain Codes:


(See Columns BI and I)4)
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
(See Column C2)

A =$1.000 or less
F =$50.001 - $100.00~
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25.00~.001 - $50.000.0~0
Q =Appraisal
U =Book Value

Dividend

B =$1.001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.1)00
O =$500,001 - $1,000.000
R =Cost (Real Estate Only)
V =O~her

C =$2.501 - $5,000
Ill =$1.000,001 - $5.000.0~0
L =$50.001 - $100.000
PI =$1.000.001 - $5,000,000
P4 =More Ihan $50.000.000
S =Asseasrnent
W =Estimated

D =$5,001. $15,000
112 =More than $5.000.000
M =$10~.001 - $250.000
P2 =$5.000.001 . $25.000.000
T =Cash Mark,a

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 38 of 46

Date of Repor~

Name of Person Reporting

05/15/2011

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - income, val~e, ~ .... ,io,~ (tnclude~ those of spouse and dependent children; see pl~ 34-60 of fillng instructions.)
---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporting period
(I)
Amount
Code I
] (A-H)
I

(2)
Type (e.g.,
div., rent.
or int.)

D.
Transactions during reporling period

C.
Gross value at end
of reporting period
(I)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
Gain
mm/dd/3,y Code 2 Code I
(J-P)
(A-H)

579.

Buy
(addl)

03/02/10

580.

Buy
(addl)

05/03/10 :

581.

Buy
(addl)

06/09/10

582.

Buy
(addl)

06/29/10

583.

Sold
(pan)

11/08/10

584.

Sold
(part)

11/10/I0

585.

Sold
(part)

11/11/I0

586.

Sold

11/12/10

Buy

03/23/10

588.

Buy
(addl)

03/24/I0

589.

Buy
(addl)

03/26/10

590.

Buy
(addl)

04/01/10

591.

Buy
(addl)

04/06/10

592.

Buy
(addl)

04/09/10

593.

Buy
(addl)

04/13/10

594.

Buy
(addl)

04/28/I 0

595.

Buy
(addl)

04/30/10

587. Cmn Stk, GAP Inc -IRA

I. Incomc Gain Codes:


(See Columns BI and D4)
2. Value Codes
(Sc Columrts CI and D3)
3. Value Method Codes
(See Column C2)

A =$1.000 or less
F =$50.001 - $100,000
J =115.000 or Ices
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U Book Value

Dividend

B -$1,001 - $2,500
G =$100.001 - $1.000.000
K =$15,001 - $50.000
O =$500.001 - $1,000.000
R =Cost (Real Estate Only)
V =Olher

C =$2,501 - $5,000
III =$1.000.001 - $5.000.000
L =$50.001 - SI00.000
PI =$1,000.001 - $5.000.000
P4 =More Ihan $50.000.000

D =$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 , $25.000.000
T =Cash Market

W =Eslimaled

(5)
Identity of
buyer/seller
(ifprivate
transaction)

E =$ 15.001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 39 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
B.
Income during
reporting period

A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

(I)
i Amount
I Code 1
(A-H)

(2)
Type (e.g.,
div., rent,
or int.)

C.
Gross value at end
of reporting period
(I)
(2)
Value
Value
Code 2
Method
(J-p)
Code 3
(Q-W)

D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell,
redemption)

(2)
(3) (4)
Date
Value
Gain
mrn/dd?yy Code 2 Code I
(A-H)
(J-P)

596.

Buy
(addl)

05/05/10

597.

Buy
(addl)

05/12/10

598.

Buy
(addl)

05/18/10

599.

Buy
(addl)

06/08/10

600.

Buy
(addl)

06/28/10

601.

Buy
(addl)

06/29/10

602.

Buy
(addl)

07/20/10

603.

Buy
(addl)

08/06/10

604.

Sold
(part)

09/02/10

605.

Sold
(part)

09/22/10

606.

Sold

10105/10

607. Cmn Stk, HJ Heinz - IRA

Dividend

Buy

10/08/10 K

608.

Buy
(addl)

10/12/10

609.

Buy
(addl)

11/10/10

610.

Buy
(addl)

11/22/10

611.

Buy
(addl)

12/08/10

Buy

07/06/10

612. Cmn Stk, Hanesbrands Inc - IRA

I. Income Gain Codes:


(See Columns BI and IM)
2. Value COd~
(Scc Columns CI and D3)
3. Value Method Co~cs
ISce Cohtmn C2)

A =$1,000 or less
F =$50,001 - $100,000
J ~$15.000 or less
N =$250.001 - $500.000
P3 =$25.009.001 - $50.000.000
Q =Appraisal
U =Book Value

None

B =$1.001 G =$100.001 - $1.000.000


K =$15.001 - $50.0~)
O =S500.001 - $1.0~.00~
R =Cost IReal Estate Only)
V =Other

C -$,2.501 - $5.000
111 =$ 1.000.0~1 - $5.000.000
L =$,50.001 . SI00.0~)
PI =$,1.000.0~)1 - $5.000.000
P4 =/.lore than $50.000.000
W =Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

D =$5.001 - $15.0~1
112 =More lhan $5.000.000
M =$,100.001 - $250.000
P2 =$,5.000.001 - $25.000.000

E =$.15.001 - $50.000

VII. INVESTMENTS and TRUSTS - inc .......

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 40 of 46

05/15/2011

Stahl, Norman H.

lue, transactions (Includes those of spouse and dependent children; seeplx 34-60 of filing instructionsO

NONE (No reportable income, assets, or transactions.)


Description of Assets

Income during

(including trust assets)

reporting period

i (i)
Place "(X)" after each asset
exempt from prior disclosure

i Amount
" Code I
(A-H)

(2)
Type (e.g.,
div., rent,
or int.)

Transactions during reporting period

Gross value al end


of reporting period
(I) (2)
Value
Value
Method
Code 2
(J-P)

Code 3

0)
Type (e.g.,
buy, sell,

redemption)

(2)

(3)

Date
Value
mm/dd~ Code 2
(J-P)

613.

Buy
(addl)

07/07/10 J

614.

Buy
(addl)

07/08/10

615.

Buy
(addl)

07/13/10 J

616.

Buy
(addl)

07/22/10

617.

Buy
(addl)

07/27/10 J

618.

Buy
(addl)

07/30/10 J

619.

Buy
(addl)

08/02110 J

620.

Buy
(addl)

08/03/10 J

621.

Buy
(addl)

09/23/10

622.

Buy
(addl)

09/27/10

623.

Buy
(addl)

09/28/10 J

624.

Buy
(addl)

11/03/10 J

625.

Buy
(addl)

12/14110 J

626.

Buy
(addl)

12/16/10 J

627.

Buy
(addl)

12/28/10 J

628. Cmn Stk, J Crew Group Inc - IRA

None

629.

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codc~
{See Columrts CI and
3. Value Method Codes
ISee Column C2)

A =$1.000 or less
F=$50.001 - $ 100,000
1 =$15.000 o less
N -$250.001 - $500,000
P3 = $25.000.001 - $50.000.000
Q =Appraisal
U =Book Value

B =$1.001 - $2.500
G=$100,001 - $1.000,000
K =$15.001 - $50,000
O-$500.001 - $1.000.000
R =Cost (Real Estate (Drily)
V =O~ho"

(5)

Gain
Code I
(A-H)

Identity of
buyer/seller
(if private
transaction)

J
J

Buy

08/25/10

Buy
(addl)

08/26/10

C =$2.501 - $5,000
II I -$1.000.001 - $5,000.000
L =$50,001 - $100,000
PI =$1.000,001 - $5,000.000
P4 =More Ihan $50.000.000
S =Asscssmt~nl
W =E~timatcd

(4)

D =$5,001 - $15.000
112 =More than $5.000,000
M =$100.001 - $250.000
P2 =$5.0~O.0OI o $25,000.000
T =C~h Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT.


Page 41 of 46

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

VII. INVESTMENTS and TRUSTS - i, com,. s.atue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

Income during
reporting period

(including trust assets)

(~)
Place "(X)" after each asset
exempt from prior disclosure

i Amount
Code I
(A-H)

(2)

Transactions during reporting period

Gross value at end


of reporting pedod

(I)

Typ~ (e.g.,

Value

div., rent,
or int.)

Code 2
(J-P)

(2)
Value
Method
Code 3

(i)
Type (e.g.,
buy, sell,
redemption)

(2)

(3)

Date

Value
mm!dd/yy Code 2
(J-P)

(4)

(5)

Gain
Code I

Identity of
buyer/seller
(if private

(A-H)

transaction)
630.

Buy
(addl)

08/27/10

631.

Buy
(addl)

09/01/10

632.

Buy
(addl)

09/22/I 0

633.

Buy
(addl)

09/24/10

634.

Buy
(addl)

10/04/10

635.

Buy
(addl)

10/08/10

636.

Buy
(addl)

10/26/10

637.

Sold
(part)

11/16/10

638.

Sold

11/23/10

Buy

05/27/10 K

639. Cmn Stk, Paychex Inc - IRA

A Distribution

640.

Buy
(addl)

06/01/10

641.

Buy
(addl)

06/09/10

642.

Buy
(addl)

06/10/10

643.

Buy
(addl)

07/15/10

644.

Sold
(pan)

09/16/10

645.

Sold
(part)

09/17/10

646.

Sold

09/20/10

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
ISee Column

=$1.000 or less
=$50.001 - $I00.000
=$15,000 or less
$250.0~1 - $50~,000
P3 =$25.000.00 t - $50.000.000
Q -Appraisal
Book Value

B =$1,001 - $2.500
G =$100.001 - $1,000.0~0
K =$15.001 - $50,00~
O =$500.001 - $ l,O00.OOO
R =Cost (Real Eslate Only)
V =Other

C =$2,501 - $5,000
I 11 =$ 1.000,0~ I - $5,000.0~0
L =$50,001 . SI00.0(~
P4 =More than $50,000.0(~
S =Assessment
W =Estimated

D -$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 $5.000.001 - $25.000.000
T =C~h Markcl

E =$15.001- $50.0~O

FINANCIAL DISCLOSURE REPORT


Page 42 of 46
VI I. INVESTMENTS and TRUSTS - i ....

Date of Report

Name of Person Reporting

05/15/201 I

Stahl, Norman H.

e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instruction~)

NONE (No reportable income, assets, or transactions.)


Income during

Description of Assets
(including trust assets)

reporting period

~ (I)
Place "{X)" after each asset
exempt from prior disclosure

i Amount
[ Code I
i (A-H)

(2)
Type (e.g.,
div., rent,
or int.)

Transactions during reporting p~riod

Gross value at end


of repining period

O)

(2)

Value

Value

(I)
Type (e.g.,

Code 2
(J-P)

Mefi~od
Code 3

buy, sell,
redemption)

(2) (3) (4)


Date
Value
mm/dd~y Code 2
(J-P)

Gain
Code I
(A-H)

(Q-W)
647. Cmn Stk, Scotls Miracle Grow - IRA

Dividend

Buy

04/30/10 K

Buy
(addl)

05/03/10

649.

Buy
(addl)

05/04/I0

650.

Buy
(addl)

05/07/10

651.

Buy
(addl)

05/10/10

652.

Buy
(addl)

05/14/10

653.

Buy
(addl)

05125/I0

654.

Buy
(addl)

06/21/10

655.

Sold
(part)

10/28/10

656.

Sold
(part)

10/29/10

Buy

06/10/10

658.

Buy
(addl)

06/11/10

659.

Buy
(addl)

06/24/10

660.

Buy
(addl)

06/29/I 0

661.

Buy
(addl)

06/30/10

662.

Buy
(addl)

07/12/10

663.

Buy
(addl)

07/13/10 J

657. Cmn Stk, Target Corp - IRA

I. Income Gain Codcs:


(See Columns BI and D4)
2. Value Coda
IScc Columns CI and D3)
3. Value Method Codes
ISce Cohlmn C2)

A =$1,000 or less
F =$50,001 - $10~.000
J =$15.000 ot less
N $250.001 - $500.000
pJ =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value

Dividend

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R =Cost (Real Estate Only)
V -Other

C =$2,501 - $5,000
L -$50.001 - $100.000
PI =$1.000,001 - $5,000.0~0
P4 =More than $50.000.000

O =$5.001 - $15.000
112 =More than $5.000.000
M =$100.001 - $250.000
P2 =$5.000.001 - $25,000.000
T -~a.sh Markc~

W =Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 43 of 46

Date of Report

Name of Person Reporting

05/15/2011

Stahl, Norman H.

V II. INV ESTMENTS and TRU STS - i .... o, value, transactions (lnclude~ those of spouse and dependent children; see pp. 34-60 off!llng instructions.)

[~]

NONE (No reportable income, assets, or transactions.)


A.

B.
Income during

Description of Assets
(including trust assct~)

reporting period

(1)
Place "(X)" after each asset
exempt from prior disclosure

! Amount
Code I
(A-H)

(2)

D.
Transactions during reporting period

Gross value at end


of reporting period

(1)

(2)

Typ~ (e.g.,

Value

Value

div., rent,
or int.)

Code 2
(J-P)

Method
Code 3

(I)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Gain
Date
Value
mm/dd~,y Code 2 Code I
(J-P)
(A-H)

(Q-W)
664.

Buy
(addl)

07/19/10

665.

Buy
(addl)

08/19/10

666.

Buy
(addl)

08/23/10

667.

Buy
(addl)

10/19/10

668.

Buy
(addl)

I 1/02/10

669.

Sold
(part)

12/22/I 0

Buy

I 1/17/10

671.

Buy
(addl)

I 1/19/10

672.

Buy
(addl)

11/22/10

673.

Buy
(addl)

11/29/10

Buy

09/17/10

675.

Buy
(addl)

09/21/10

676.

Buy
(addl)

09/24/10

677.

Buy
(addl)

09/27/10

678.

Buy
(addl)

09/28/10

679.

Buy
(addl)

10/04/10

680.

Sold
(part)

11/17/10

670. Cmn Stk, Walgreen Co -IRA

674. Cmn Stk, Walt Disney Co -IRA

I. Income Gain Codes:


(Scc Columns BI and D4)
2. Value Codc~
(See Columns CI and D3)
3. Value Method Codes
(See Column C2)

A =$1.000 or less
F ~$50.0~1 - $100.000
l ~$15.0~0 or less
N =$250.001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appraisal
U =Book Value

None

Dividend

B =$1,001 - $2.500
G =$100.001 - $1.000.000
K =$15.001 - $50.000
O =$500.001 - $1.000.000
R =Cost (Real Estate Only)
V =Other

C =$2.501 - $5.000
III =$1,000,001 - $5,000.000
L =$50.001 - $100.000
PI =$1.000.001 - $5.000,000
P4 =More than $50.000.000
S =As~ssment
W =Esfima~cd

D =$5.001 - $15,000
112 =More Ihan $5.000.000
M =$100.001 . $250.000
P2 =$5.0~.0OI - $25.090.000
T =Cash Markc~

(5)
Identily of
buyer/seller
(if private
transaction)

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT


Page 44 of 46

Date of Repov~

Name of Person ReporHng

05/15/201 I

Stahl, Norman H.

V I1. I NV ESTMENTS and TR U STS -i.eome, ,al.e, ~ansac,io~, anel.d,~ ,hose o/~po~o and dependent children; see pp. 34-60 of filing instructionsO
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)

Income during

Gross value at end

reporting period

of reporting period

Place "IX)" after each asset


exempt from prior disclosure

O) (2)
Amount
Type (e.g.,
Code I
div., rent,
~ (A-H)

681. Cmn Stk, Western Union Co - IRA

or int.)

(I) (2)
Value
Code 2
(J-P)

Transactions during reporting period

(i)
Value
Method
Code 3

Dividend

Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value Gain
rarn/dd/yy Code 2 Code 1
(J-P)
(A-tl)

Buy

11/12/10

682.

Buy
(addl)

11/16/10

683.

Buy
(addl)

11/17/10

684.

Buy
(addl)

11/19/10

685.

Buy
(addl)

11/22/10

686.

Buy
(addl)

I 1/29/10

687.

Buy
(addl)

12/21/10

688.

Buy
(addl)

12/28/I0

689. Norwood Mass Mun 5%, 08/15/2013

Interest

Buy

06/22/10

690. Broward Cnty Fla 5%, 10/01/2017

Interest

Buy

07/08/10

Interest

Buy

07/01/10

691. Pittsfield Mass Rfdg St 5%, 03/01/2020

I. Income Gain Codes:


(See Columns BI and D4)
2. Vahte C~tc~
(See Columns CI and D3)
3. Value Melhod Codes
IScc Column C2)

A =$1,000 or less
F =$50,001 - $I 00,000
J =$15.000 or less
N =$250.001 - $500.000
P3 =$25,000.001 - $50.000,000
Q =Appraisal
U -Book Value

B =$1,001 - $2,500
G =$100,001 - $1,0~0,000
K =$15.001 - $50.0~
O =$500.001 - $1,000,000
R =Cost (Real Estate Only)
V =Olher

C =$2,501 - $5,000
Ill =$1,000,001 - $5,000.000
L =$50.0~1 - $100,000
PI =$1,000.0<)1 - $5.000,000
P4 =More than $50.000,0<30
S =Asscssnlg~l
W =Estimated

D =$5.001 - $15.000
112 =More than $5.000.000
M =$10~.001 - $250,000
P2 =$5.000.001 - $25.000.000
T =Cash Market

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15,001- $50.tXX)

FINANCIAL DISCLOSURE REPORT


Page 45 of 46

Name of Person Reporting


Stahl, Norman H.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)

Date of Report
05/15/2011

FINANCIAL DISCLOSURE REPORT


Page 46 of 46

Name of Person Reporting


Stahl, Norman H.

Date of Report
05/15/201 I

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my kno~ledge and belief, and that any information not reported ~vas withheld because it met applicable statutory
provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Norman H. Stahl

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure


Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544

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