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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2, Court or Organization U.S.D.C., Southern Dist. Texas
5a. Report Type (check appropriate type) [] Nomination, Date [] Annual [] Final

Re~,r, Required by the Ethics


in Government Act of 1978

~s u.s.c, app. lot-!


3, Date of Report

1. Person Reoorting (last name, first, middle initial) Kazen, George P.


4. Title (Article IIl judges indicale active or .~nior stalus; magistrate judges indicate full- or part-time) U, S, District Judge--Senior

08!02/2010
6. Repo~ting Period 0 I101/2009 to 12/31/2009

[] Initial

5b. [] Amended Report 7, Chambers or Office Address P, O. Box 1060 Laredo, Texas 78042 8. On the basis of the information contained in this Report and any modif~atioas pertaining thereto, it [% in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date.

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete aft parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~*,oran~ ~na~,~t o~ty; ~,, ~. 9-~ oY m~ in,~ao,,.)


~ NONE (No reportable positions. ) POSITION
1. Lifetime Director (Inactive)

NAME OF ORGANIZAT|ONfENTIT~
Boys & Girls Clubs of Laredo

~. ~
~ ......

NONE(No reportable agreements.)


PART~S AND "~RMS

1.

2.

FINANCIAL DISCLOSURE REPORT


Page 2 of 7

Name of Person Reporting

Date of Report

[ Kazen, George P.

o81o212o~o

IlL NON-INVESTMENT INCOME. CR,poni.e i,~,~uat a,d ,po,,e; s,, p~,. 17-24 of filing instruclions.)
A. Fliers Non-Investment Income NONE (No reportable non-investment income.) ~DATE SOURCE AND TYPE ~COME
(yours, not spouses)

2. 3.
4.

B. Spouses Non-Investment Income - tf you were married during any portion of the reporting year, complete this section,
(Dollar amoa~t not required except f!~r honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -. ,~,n,~,on~no,, tod~,~, foo~ entertainment.


( Incl~es those to spouse and dependent children; see pp. 25-27 of filing instructions. )

NO~ (No reportable reimbursements.) SO~CE


1.

LOCATION

PU~OSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name o1 Person Reportin.g Kazen, George e.

Date of Report 08/02/2010

~-~

NONE (No reportable gifts.) ~ DESCRIPTION VALUE

1. 2. 3, 4. 5.

VI. LIABILITIES. a,ctud,, tSos, oy,p .... and dependent children; see pp. 32.33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5,

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT

[ Name of Person Reporting


I Kazen, George P.

Date of Report 08/02/2010

Page 4 of 7

VII. INVESTMENTS and TRUSTS 2. income, voW.e, ~.,~ao~ (t.a~, t~ose o/ ~.. ..d dependent children; see pp. 34-60 of filing instructions.)
[] NONE (No reportable income, assets, or transactiqns, ) A. Description of Assets (including trust assetS) Place "(x)" after each asset exempt from prior disclosure B. Income during reporting period (~) (2) Amount Type (e.g., Code I dlv., reut. (A-H) or int.) C. Gross value at end of reporting period (|) (2) Value Value C(xlc 2 Method Code 3 (J-P) (Q-W) J K J J J K W U W W W T D. Transactions during reporting period (I) Type (e.g., buy, sell. ~odemption) (2) (3) (4) t . Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/sel~er , (if private transaction)

1. 2. 3. 4. 5. 6.

Royalty lmerest Webb County, Texas Hilltop Farms, Ltd, (1.8%) Webb County, Texas Royalty Interest-Parcel I, Shackelford County, Texas Royalty Interest-Parce~ 2, Shackelford County, Texas Undivided 113 Interest, R~nch, Shackelford County. Texas MFS Mutual Funds-IRA

Royalty None

Royally None None None

: 7,
8. 9. 10. I1. 12. 13. 14. 15. 16. 17.

MFS Emerging Growth A


MFS Emerging Growth B MFS Sector Fund A Wachovia Securities Money Market Fund Nationwide Health Properties Slock (Stock) (IRA) ING Annuity Royalty Interest-Parcel 3 Shackelford County, Texas Real Estale. Bowie County. Texas Royalty Interesl. Dickens County Texas Coin Collection Duke Energy Corp. New (stock) (IRA) A B A A C D Dividend Dividend Interest Royalty None Royalty None Dividend J J M J O J J J T T T W W W W T

Column C2)

U =B~k Value

V ~r

W =Estimated

FINANCIAL DISCLOSUREREPORT Page 5 of 7

Name of Person Reporting

Date of Report

08/02/201o

I Kazen, Georse P.

VII. INVESTNflgNTS and TRUSTS -- .co., ~t.e, .~n,~o.~ URn.de, ,ho,e o/,~n~e ~ dependent Children; see pp. 34-60 of filing instructions.)
D

NONE(No reportable income, assets, or transactions. )


A. Description of Assets (inctoding trust assets~l Place "iX)" after each asset exempt from prior disclosure B. Income during reporting period {l) Amount Code 1 (A-H) (2) "Pyp~ (e.g., div., rent, or int.) I C. Gross value at end of reporting period (1) ! (2) Value Code 2 (J-P) , Value Method Co, de 3 (Q-W) (I) Type (e.g.. buy, sell, redemption) D. Transactions during reporling period (2) (3) (4) Date Value mm/ddiyy Code 2 O-P) (5) Identity of hnyer/seller (if private Uansaction)

Gain Code 1 (A-H)

18.

TeppcoPartners, L.P. (Stock) (IRA)

Dividend Interest

J N

i9.

Texas Community Bank Accounts

20. 21. 22. 23. 24. 25. 26. 27.

USAA Federal Savings Bank Account Royalty Interest--Parcel4-- Shackelford County, Texas American Balanced Fund-A Compass Bank Royalty interest--Parcel 5--Shackelford County, Texas Royalty interest--Parcel 6--Shackelford County Spectra Energy Corp. (IRA) Technology Sector Fund (IRA)

A A C A B

Interest Royalty Dividend Interest Royalty None

K J M K J K J J

T W T T W W T T

A A

Dividend Dividend

28.
29.

<Sce Co urnns BI and D4 Value Codes

F --,$50.001 - $100.000 J 415.00~ or less

G --,$1t~J.0~l - $ I.ffO0.O00 K 415.001 - $50.000

HI ~$t.000.001 - $5.0~0,000 L =$50.~01 - $100.0~0

H2 =More than M --~ 100,~.~l - $250.000

(See Column C2)

U =Be, ok Value

V =Olh~r

W =Estimated

FINAN CIAL DISCLOSURE REPORT Page 6 of 7

[ Name of Person Reporting


I Kazen, George P.

Date of Rel~rt 08/02/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~.~nofS~o~.~


Paragraph VII, Line ! 8: As of October 26, 2009, Teppco Partners merged into Enterprise Products Partners, LP (EPD).

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Na,~e of Person Reporting Kazen, George P.

Date of Report 08/02/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any informalion not reported was withheld becau~ it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatm

NOTE: ANY INDIVIDUAl., WHO KNOWINGLY AND WILFULLY FALSIF AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544