Beruflich Dokumente
Kultur Dokumente
1/2011
Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~,~" 101-111)
[] Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followe"t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
II. AGREEMENTS. me, o,lng indivla.at only; see pp. 14-16 of fillng instructions.)
~-] NONE (No reportable agreements.) DATE PARTIES AND TERMS
Thompson, Alvin W.
11I. NON-INV ESTMENT INCOME. t R,por~ng indivlduot and spouse; see pr~ 17-24 of ~ling i~s,ru,~o,~ )
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
2. 3. 4.
B.. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~--~
I. 2010 2. 3. 4.
SOURCE
I. ABA/Section of Business Law ABA/Section of Business Law ABA/Section of Business
Law
DATES
January 14-17, 2010
LOCATION
Indian Wells, California
PURPOSE
Midwinter Council Meeting
2.
Denver, Colorado
Spring Meeting
3.
Annual Meeting
4. 5.
DaleofRepo~ 5/11/2011
V. GIFTS. anclud,~ ,hose ,o spot, and derend~n~ childre,; s~e pp. 2S-3 ~ of filing instruction~) NONE (No reportable g~s.) SOURCE
I. 2. 3.
4.
DESCRIPTION
VALUE
V I. LIABILITIES. anclude~ ,ho~e o/~po,se and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
lue, VI I. INVESTMENTS and TRUSTS - inc ...... transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (I) Transactions during reporling period (2) (3) (4) Value Date mm/dd~,y Code 2 (J-P) (5) Gain Code I (A-H)
Type (e.g.,
buy, sell, redemption)
Identity of
buyer/seller (if private transaction)
O J K J
T T T T
Redeemed (pan)
01/07/10
Vanguard Tax-Managed Growth Income Fund Webster Bank Accounts Nationwide: Whole Life Policy*
5.
10.
11.
I. Income Gain Codes: (Scc Columns BI and D4) 2. Value Codc~ (See Columns CI and D31 3. Value Method Codes (See Column C21
=$1.000 or less =$50.001 - $100,000 =$15.000 o less =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal =Book Value
B =$1,001 - $2,500 G =$100,001 - $ 1.000.000 K =$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Olher
C =$2.501 - $5,000 Ill =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5,000.000 P4 =More than $50.000.000 S =Assessm~.mt W =Estimated
D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000.001 - $25.000.000 T =Cash Markel
E =$15.001- $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544