I

~e~. 2/~qIO :ii [

FINANCIAL DISCLOSURE REPORT .. :ic~Jo:); !~i;.:.[

Report Requir~aby rhea,hies

in Government Acf of 1978

FOR C~E~AR ~AR 2009

2. Court or Organization U.S. Court of Appeals for the Third Circuit 5a. Report Type Ccheck appropria~ type) [] Nomination, [] Initial Date [] Final

ff U.SC app. ffff 101-111)

3. Date of Report 5/12/20 i 0 6. Reporting Period

l. Person Reporting (last name. fu~t, middle initial) Greenaway, Jr., Joseph A. 4. Title (Art.icle Ill judge~ indicate active or senior status; magistrate judges indicate full- or part-tlme) Active Articlelll

01101/2009
to 12/31/2009

7, Chamber~ or Office Addrt~ U.S.P.O. & Federal Courthouse Federal Square and Walnut St. Newark, NJ 07101

~] Annual .. 5b. [] Amended Report 8. On the basis of the information contained in thi~ Report and any modifications pertaining thereto, it In, in my opinion, in compliance with appfieable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable i~formation. Sign on last pagr.

I. POSITIONS. ~R,po~,~ ~n~ivU~ao~,e, ~ ~-13

[~] NONE (No reportable positions.) ~
1. Board Member (emeritus)

of falng tnstruction~)

NAME O_F Qp~GANIZATION/ENTITY

Columbia College Black Alumni Council

2.
3. 4. 5.

Associate Editor
Board Member Council Member

ABA Litigation Magazine

Board of Visitors of Columbia College Newark Museum

NONE ~o reportable a~eements.) ~

1.94-96 J~h~on & Jonson Employee Sa~qngs Plan

PARTIES A~ TE~S

t ,j

2.95-96

Johnson & Johnson Pension Plan

Greenway Jr., Joseph A.

FINANCIAL DISCLOSURE REPORT

Page ~- of 7

[ NameofPerson Reporting
I Greenaway, Jr., Joseph A.

DateofReport

5/12/2010

IH. N ON-INVES TMENT INCO ME. ~eepo~.z individual and sp ....

A. Filers Non-Investment Income
--] NONE (TVo reportable non-investment income.) DATE 1. 2009 2. 2009 3. 4.

; see

pp. 17-24 of filing instructions.)

SOURCE AND TYP]~ Columbia College - teaching fall semester Cardozo School of Law - teaching spring semester

.INCQME (yours, not spouses) $I 3)000.00 $13,500.00

B. Spouses Non-Investment Income - If ),ou were married during any portion of the repo~ing year, complete
~ollar amount not required ~cept for honora~a.)

NONE ~o reportable non-investment income.) ~ I. 20~ SOURCE A~ ~YPE self, replayed legal consultant

2. 3. 4.

IV. REIMBURSEMENTS -,,o~ro,,.,~., toagi.t, yooa, ..,.r,.i ....

(Include4 those to ~pou%e a~ depe~ent children." see pp. 2J-27 of filing inst~ctio~.)

NONE (No reportable reimbursements.) SOURCE ~ Febma~ 12-I 7, 2009 March 11, 2~9 March 27-28, 2009 LOCATION Orlando, FL New YorL NY New York, NY PU~OSE Speaker at s~inar Speak~ at ~1 Profassoc. meeting ITEMS PAID OR PROV~ED u~s~ation, lading, transpoaation l~g~g, me~

1. 2. 3.

~efican Bar A~oeiation Cardozo Sch~l of ~w New York lntellec~l Prope~ Law A~ociation ~efic~ Bar As~ciation

4.

Octo~r 1-3, 2~9 October 15-17, 2009

Chicago, IL Smta ~a Pueblo, NM

Pro~ ~s~. m~fing Prof. ~soc. meet~g

tr~po~tion, lodging, ~spo~ation, lodging, m~ls

5. Amedcan Bar Ass~iation

FINANCIAL DISCLOSURE REPORT Page 3 of 7

S~me of Person Reporting Grcenaway, Jr. Joseph A.

Dale oi" IRepod 5/12/2010

NO~ ~o reportable liabilities.) ~ ~

Line of Credit

VALUE CODE
L

1.

Ma~ Savings Ba~

2. 3. 4. 5.

Amed~ Expr~s Citiba~ M~te~ard

Credit C~d Credit C~d

J J

FINANCIAL DISCLOSURE REPORT

] Name elPerson Reporting

[ Greenaway, Jr., Joseph A.

Date of Repor~ 6/12~010

Page 4 of" 7

NO~ ~o reportable income, ~sets, or transactions.)

A. ~cfiption of A~s~ts B. ~m~ du~g (I) Amo~l C~e 1 (A-H) (2) T~ (e.g., div.. rcn~ or int.) C. G~ss ~lue at cnd (I)J (2) Val~ j Va~e C~ 2 Me~ (J-P) (Q-~ .. C~e 3 J T (I) T~ (.g.. ~y, ~11. redemption) D. T~action* d~ng ~ing ~Hod (2) , (3)(4) [ Da~ Value ~in ~] C~ 2 ] C~e 1j (J-P)] (A-H) (5) ld~ti~ of buyer/sdler (ifp~vate ~ction)

Place "(X)" ~er ~h ~t exempt ~m ~or discl~

1.

Amfi~n ~p~ss ~on stock

Di~dend

2. 3.
4.

Merck common s~ck Microsoft common stock

McDonalds common stock

A A
A

Di~dend Dividend
Dividend

J J
J

T T
T

5.

Johnson & Johnson common stock

Dividend

I 6. 7. 8.
9.

U.S. Savings Bonds Citibank (checking ~ savings) Disney common stock

lntel common stock

A A A
A

Interest Interest Dividend

Dividend

J J J
J

T "1" T
T

i"0.

Johson & Johnson 401(k)

Interest

~ 1.
12.

Nextel common stock (Y)

AT&T common stock

13.

6.S. Treasury Strips

Interest

14.

AT&+ Wireless common stock (Y) ~E common stock

15.

Dividend

16. i 7.

Chase 401K Pfizer common stock

A A

Dividend Dividend J T

Sold

03/2009

1. Income Gain Codes; (Sue Columns Et I and IM) 2. Value Codes (See Colonms CI and D3) 3, Value Method Codes (See Colunm C2)

A =$1,0~ or less F - $ 50,001 - $100,000 J -$1 $,000 or lest N -1250,001 - 1;500.000 P3 -1;25,000.001 - $50,000,000 Q -Appraisal U -Book Vtlu~

B =,t 1,001. $2,500 G ~$ I D0.001 - $ 1,000,000 K -S I 5,001 - $50,000 O =1500,001 - $1,0~t,000 R ~Cost (Real Estate Only) V -Other

C =1;2.501 1;5,000 H I =$ 1.000,001 - $5,000,000 L =$50.001 - $ 100,000 P I =$ I.D00,001 - $5,000.000 P4 =More than 550.000.000 S -Assessment W =Estimated

D =E,001 - 1; 15.00 H2 =More than $5,000.000 M P2 =$5.00~,001 - $25,000,000 T =Cash Mitrke~

E *$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting [ Greenavvay, Jr., Joseph A.

Date f l~epo~

5/~2:2o~o

VII. INVESTMENTS and TRUSTS - t~ ..... ~, t ...... tions (Inctud~ those of $t~ .... d aepend~t children; ,e I~p. 34-60 of fding in~ruction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X}" after each asset exempt from prior dJ.sclosure B. Income during reporting period (1) (2) Amount Type (.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporfng period {I) Value Code 2 (J-P) (2) Value Method Code 3 (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Dat~ Value mm/dd/yy Code 2 (J-P) (5) ldeatit3 of buyer/seller (if private

Gain Code I (A-H)

(Q-W) 18. 19, 20. 21. Comcast common stock Wachovia Securities IlLa, money market Northwestern Mutual Life Insurance Vanguard 401K (See note in Section VIII.) A A A Dividend lnt./Div. None Dividend J L L O T T W T Buy 03/2009 O

transaction)

1. Income Gain Cc~lel: (See Colutnms B I and D4) 2. V~la Codes (See Coluraas C I and D3) 3. Value Method Code~ (Se Colunm (32)

A =$1,000 or less F =550,001 - 5100,000 J -$15,000 oless N -$250.1~01 - $500,000 P3 -$25,000,001 - $50,0~0,000 Q -Appraisal U -Book Value

B =$1,00 i - $Z,500 O =$I0~,0~ I - 51,0~,~00 g =$15,001 - $50,000 O ~$500.001 - $1.000,000 R -Cost (Rl Estal Only) V -Other

C =52.501 - $3,000 HI ~$I,000,0~ I - $5,000,000 L =550,001 - $100,000 PI -$1,000,001 - $5,1~00,000 P4 "Mm than 550,0~30,000 S =Assessmenl W =E~.irna ted

D =$5,001 - $15.000 H2 =More than M -$100,001 P2 =$5.000,001 - $25,000,000 T ~-C as h Markl

E ~$1 $,O01 - $50,000

EINANCLAL DISCLOSUREREPORT

Page 6 of 7

I I
I

Name of Person Reporting

Date of Report

Greenaway, Jr., Joseph A.

5/1212010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

transferred her 401K account from Chase to Vanguard in 2009. I do nof have information on the exact date the transfer occurred.

FINANCIAL DISCLOSURE REPORT

Name ef P .... Reporting Greenaway, Jr., Jo~eph A.

Date of Rpor~ 5/1212010

Page 7 of 7
IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the b~t of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of glfts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature.

NOTE: ANY INDIVIDUAL WlfO KNOWINGLY AND WILFULLV FALSIFIE AND CRIMINAL SANCTIONS {5 U.S.C. app. 104)

.,..3 CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544