Beruflich Dokumente
Kultur Dokumente
Ao .0 n~. t/2010
4. Title (Article I[I judges indicate active or senior status;. magistrate judges indicate full- or pa.~-t~me) US DistrictJudg 7. Chambers or Office Address US Courthouse., Room CH 151 150 Carlos Chardon Ave. San Juan, PR 00918-0483
5a. Report Type (ch~ck appropriau: type) [] Nomination, [] laitiM Date [] Annual [] Final
; 5h. [] AmencL-d Report 8. On the basis of the information contained in this Report and any modifications p~rtalning thereto, it is, in my opinion, in ompllance with applicable taws and regulations, Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying Ibis form must be followed. Complete all parts,
checking the NONE box for each part where.you have no reportable information. Sign on last pag~
POSITION
I. Di~tor 2. ~air - A~it Commi~e
NAME OF ORGA~TIO~~
F~e~I Bar Ass~iation Federal Bar A~iation ~-~ """
5.
[~]
I.
Gelpi, Gustavo A.
[ NamearPenon Reporting
Gelpl, Gustavo A.
B. Spouses Non-lnvestm ant Income - If you were married during uny potCion of the repordng year. complete this section.
(Dollar amount not required ~xcept for honoraria.)
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE self employed (attorney)
I. 2009 2. 3. 4.
[---]
I. 2. 3. 4. 5.
Federal Bar Association Federal Bar Association Vermont Law School Federal Bar Association
FINANCIAL
DISCLOSURE REPORT
Page 3 of 6
Gelpi, Gustavo A.
VAL~
I. 2.
4. 5.
DESCR~ON
VAL~ CODE
[ NameefPersen Reporting
~ Gelpi, Gustavo A.
Date of R~por!
0M04/2010
Page 4 of 6
VII. INVESTMENTS and TRUSTS - ~o~, ~. ~,~,~, a~, ~o,~ ol~o~ ~ ~m~,~t ,~
NONE ~o reportable income, ~sets, or transactions.)
" exempt ~m prior di~lo~rt (A-H) A. ~pti~ of Assets (including ~st ~e~) B. In.me d~ng ~ing pefi~ (I) (2) div., ~n~ or ioL) C, ~ Gro~ value at cad [ ofr~ing p~fi~ (I) [ (2) C~ 2 (J-P) (I) M~ C~e 3 ~, ~11. ~d~ption) D. T~n~ctiom d~ng ~ing (2)
~)2
[ (A-H)
(ifpfiwt*
I.
Di~dend
2.
Di~dend
3,
Dividend
4.
lntxrcst
12.
13.
14,
15.
16. 17.
I Inme Gain Codes: (~e Columns BI and D41 2. Value Codes (S-t Colunm$ Cl and D3) 3, Vtl~e Method C[:~de$
A -$1.000 ot I~t F -$50.00 ) - $100.000 J -$ I~.000 e lea N =$250.001 - $500.000 P3 -$25.000.001 - iS0.000.000 Q -Apprai~l
B =$1,001 - $2.50~ G "$104).001 - $1.00O.000 K =$15.001 - 150.000 O -$500.001 - $1.000.00~ R ,-Cost 0(cal Es~ O~y)
~ =$2~01 , $5.000 H I -$1.000.0~1 - $3.000.000 L ~$S0.001 - $ 100.000 PI =$1.000.001 - $5.000.000 P4 =Mor~ than $.~0.000.000 ~1 =Ass_,~stax:nI
D =$5,001 -$15.000 H2 -More th~a M =I:100.001 - $2~0.000 P2 -$~.000.001 - $25.C00.000 T =Cash Martl
Date of Repor~
Part Vll Line I The specific name of the mutual fund is the Legg Mason Partners Aggressive Growth Fund Class A (previously was with Smith Barney which was acquired in Puerto Rico by UBS).
I Gelpi, Gustavo A.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my "knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-.disclosure. 1 further certify that earned income from outside employment and honoraria and the accentance of ~ifts which have been renorted are In compliance with the provisions ors U,S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicia
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FA AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
VIL
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544