AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Court of Appeals, 2d Circuit
5a. Report Type (check appropriate t3~e) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C, app. ,~~ 101-111)

I. Person Reporting (last name, first, middle initial) JACOBS, DENNIS 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/02/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

Circuit Judge - Active

fib. [] Amended Report

7. Chambers or Office Address U. S. Courthouse 500 Pearl Street New York, N.Y. 10007

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Revie~tng Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRepo,ing individual only; seepp. 9o!3 of filing instructions.)

~]

NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Repo,~i,g individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE

PARTIES AND TERMS

Jacobs, Dennis

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting JACOBS, DENNIS

Date of Report 05/02/201 I

I11. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

~
I. 08/10 2. 3. 4.

N ONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME (yours, not spouses) $500.00

Poetry Foundation, article fee (see part VIII for additional information)

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE I. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS -,r,,nsp,,r, utio,,, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D
1. 2.

NONE (No reportable reimbursements.)

SOURCE
US Dept. of State Harvard University Law School Federalist Society The Federalist Society

DATES
Feb. 5 - 12, 2010 April 23, 2010

LOCATION
Bangkok, Thailand Cambridge, MA

PURPOSE
Inter-judiciary conference Delivered lecture: "Pro Bono and the Public Good"

ITEMS PAID OR PROVIDED

Travel, meals, lodging Travel, lunch

3.

November 18 - 20, 2010

Washington, DC

Delivered the 10th Annual Travel, meals, lodging Barbara K. OIson Memorial Lecture Panelist: Morris Tyler Moot Court Competition Travel, meals, lodging

4.

Yale University School of Law

December 6, 2010

New Haven, CT

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting JACOBS, DENNIS

Date of Report 05/02/2011

V. G [ FTS. ancludes ,hose to spoa~e u.d dependen, children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. indades those of spoase and dependent children; seepp. J2-3J of fillng instructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting JACOBS, DENNIS

Date of Report 05/02/201 I

VII. INVESTMENTS and TRUSTS - incomo, ,,.rue, t,uns.c,io., a~t~a~ tho~e o:,~o~o ~.a aepe~a~.t children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempl from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method
(J-P) Code 3 (Q-W) Transactions during reporting period

O) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mrrddd/y~ Code 2 Code I

(J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10.

Muni Bond: New York ST DORM AUTH REVS SER-B-E.T.M. 7/I/90 Muni Bond: LI NY ~ Au Elec Sys Gen Rv DTD 5/I/98 Muni Bond: Greenwich NY Cent Sch Dist Rfdg DTD 6/24/02 Muni Bond: NY St Twy Auth Hwy & Brdg Rfdg Ser C 7/I/02 Muni Bond: NY St TWY Auth Hwy & Brdg Rfdg Ser C DTD7/I/02 Muni Bond: NY St Twy Auth Hwy & Brdg Rfdg Ser B DTD 7/I/00 Mur~i Bond: NYS Twy Auth Svc Cont Rev Rfdg DTD 8/7/02 Muni Bond: NY St UDC Corr & Youth Facs Svc Contract 11/26/02 Muni Bond: NYS Dorm Au Rev Upstate CNMTY 3/3/05 Muni Bond: NYC G/O Ser E RefFSA 11/10/04

A D C C C C C B B B D C B B B B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest L K K K L L K L K L T T T T T T .T T M L L L T T T T

Redeemed 05/15/10 K

Redeemed

04101110

I 1. Muni Bond: NYNY Ser H-FGIC 3/29/01 12. 13. 14. 15. 16. 17. Muni Bond:NYNY Rfdg-SerG-6/3/02 Muni Bond: NYSt.Thruway Auth. 2nd Highway & Bridge 9/8/05 Muni Bond: NYSt. Thruway Auth. 2nd Highway & Bridge 9/8/05 Muni Bond: NYC G/O Ser.O 6/2/05 Muni Bond: NYC G/O Ser C 8/3/05

Muni Bond: NYSt, Thruway Gen Rev Ser H B I0/I 1/07

1. Income Gain Codes: (See Columas B I and D4) 2. Value Codes ( See Columns C I and D3) 3. Value Method Codes ISec Colunm C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G ~$I00,001 - $1,000.000 K =$15,001 - $50.000 O -$500.001 - $ 1,000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000.001 - $5,000.000 L -$50.001 - $ 100.000 P I =$1.000,001 - $5.000.000 P4 =More than $50.000,000 S =Assessment W =E:,timalcd

D =$5.001 - $15.000 tt2 =More than $5.000.000 M -$100.001 - $250,000 P2 =$5.000.0OI - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting JACOBS, DENNIS

Date of Report 05/02/201 I

VII. INVESTMENTS and TRUSTS -i,co,,o. .a~ue~transacti~ns(~nc~udes~h~se~fsp~useanddependentchi~dren;seepp~34-6~f~inginstructi~n~-)

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset
exempt from prior disclosure

Income during reporting period

(I) (2)

Amount
Code I (A-H)

Type (e.g.,
div., rent, or int.)

Gross value at end of reporting period O) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) L T T K K K K K K K K K K M J T T T T T T T T T
T T T

Transactions during reporting period (2)

Type (e.g., buy, sell, redemption)
Date

(3)
Value (J-P)

(4)
Gain (A-H)

mm/dd/y~ Code 2 Code 1

(5) Identity of buyer/seller (if private transaction)

18.

Muni Bond: NYS UDC ST Pers Income Tax 10/9/03 Muni Bond: Metro Govt. Nashville & Davidson Co. Elec. 3/1/01

C A

Interest Interest None None

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

09/17/10 09/23/10 09/23/10 09/22/10 10/06/10 09/14/10 09/15/10 10/12/10 10/21/10 10/18/10 09/15/10

K K K K K K K K K K K

20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Muni Bond: Tampa FL Sales Tax Rev Rfdg 10/6/10 Muni Bond: Arizona Transp. Bd. Excise Tax Ser A 1 I/I/07 Muni Bond: Metro Govt. Nashville & Davidson Co. RfdgJSer D Muni Bond: King Co. Wash Sch Dist. No 412 10/21/10 Muni Bond: Baton Rouge LA Pub Impt. Sales Tax Ser B 9/28/10 Muni Bond: Fort Bend Tex Flood Ctrl Water Supply I0/1/10 Muni Bond: Ohio St. Rfdg Common Schs. Ser C 10/8/10 Muni Bond: N. Carolina ST. Grant Antic Rev Vehicle 8/5/09 Muni Bond: UConn. Ser A 5/25/10 Muni Bond: Ohio St. Univ. Gen Rcpts Rfdg Ser D 10/6/10 Money Market: Western Asset Govt. Money Fund, Class A Checking: Chase Manhattan Bank, NYC Fidelity Rollover IRA - Fidelity Cash Reserves - Baron Growth Fund A A F A A A A A

Interest None None Interest Interest Interest Interest None Int./Div. Interest Int./Div.

Sold (part)

07/21/10 K

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (see Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$1,000 or less F =$50.001 - $ 100.000 J =$15.1)00 or less N =$250.001 - $500.000 P3 $25.1~0.001 - $50.000.000 Q =Appraisal U =Book Value

B -$1,001 - $2,500 G =$100,001 - $1,000.000 K -$ I 5,001 - $50,000 O = $500,001 - $1,000.000 R =Cost (Real E~lale Only) V :Olhcr

C =$2.501 - $5,000 H 1 =$ 1,000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 -More than $50.000.0~O S =Assessment W =E~limatcd

D =$5,001 - $15,000 H2 -More than $5.000.000 M $100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Market

E -$| 5,0~1 -

FINANCIAL DISCLOSURE REPORT Page 6 of 9

VII. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting JACOBS, DENNIS

Date of Report 05/02/2011

,, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (i) (2)
Value Code 2 (J-P) Value Method Code 3

Transactions during reporting period O) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy (3) (4) Value Gain Code2 Code I (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. - RoyceTotal Return Fund - American Growth Fund of America - Dreyfus Mid-Cap Fund - Bond: Fedl Home Loan Bank Bonds - Bond: Fedl Farm Cr Bks Cons Bd - Bond: Fedl Farm Credit Banks Funding Corp - Bond: Fedl Home Ln Bk 5/13/I I - Bond: Fedl Farm CR Bks FDG 12/20/10 - Bond: Fedl Home Ln Bk 11/15/I 1 - Bond: Fedl Home Ln Bk 11/15/11 - Bond: Fedl Home Ln Bks Glbl 9/16/13 - Bond: Fedl Home Ln Bks 02/13/15 - Fidelity Contrafund - Tweedy Browne Global Value Fund - Eaton Vance Large Cap Value Fund CL I - Bond: Fedl Farm Credit Bk 2/19/16 - Bond: Fedl Farm Credit Bks Const 6/4/18 Redeemed 12/20/I 0 L Redeemed 11/22/10 Sold 07/21/10 O7/2 I/I 0 07/21/10 K K K

(part)
Sold (part) Sold (part)

Sold (part) Sold (part)

07~1/10 K 07~1/10
K

1. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)

A ~$ 1,000 or less F ~$50.0OI - $100.000 J $15,0OO or less N =$250.001 - $500.000 P3 -$25.000.0OI - $50.000.000 Q =Appraisal U =Book Value

B =S 1,001 - $2,500 G -$100.0OI - $1,000,000 K $15.001 - $50.000 O -$500.001 - $1.000.000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 HI =$1.000,001 - $5.000,0OO L -$50,001 - $ 100,000 PI =$1.000,001 - $5,000.000 P4 =More than $50,000,000 S =Asscssmenl W =Eslimated

D = $5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 -$5,000,001 - $25.000.000 T =Cash Markct

E =$I 5.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting JACOBS, DENNIS

Date of Report 05/02/2011

VII. INVESTMENTS and TRUSTS - i.come, ,,alue, transactions (Includes those of spouse and dependent children: seepp. 34-60 of filing instructionsO
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during repotaing period

(1)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value
Code 2 (J-P)

(2)
Value
Method Code 3 (Q-W)

(I) Typ~ (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

IdentRy of buyer/seller (if private ~ransaction)

52. 53. 54. 55. 56. 57. 58. 59.

- Fidelity US Government Reserves - Blackrock Global Allocation - PimcoTotal Return Instl - Ivy Asset Strategy Fund CL I - Morgan Stanley Global Long/Short Fund A - Templeton Global Bond Advisor Class TIAA-CREF - CREF Stock Account None L T

Sold Buy Buy Buy Buy Buy

01/22/10 01/22/10 01/22/10 01/22/10 07/28/10 tl/22/t01

O M N M M M

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes ISee Columns C I and D31 3. Value Method Codes (Scc Colunm C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or k~.s N =$250.001 - $500.000 P3 =$25.000.001 - $50,000.000 Q -Appvai,al U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,0OO K $15.001 -$50,000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5.000 H I =$1.0(X).001 - $5,000.000 L ~$50.001 - $100,000 PI =$1.000.001 - $5,000,000 P4 =More Ihan $50.0~0,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting JACOBS, DENNIS

Date of Repor~ 05/02/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. anaicatepartofrepoa.)

Part Ill-A: Non-lnvestment Income: Line I : The fee received from the Poetry Foundation was sent by them to a charitable organization. A letter will be sent to the Committee on Financial Disclosure with the name and address of the organization.

Part Vll Investments & Trusts: Line 30: Formerly Western Asset NY Money Market (name change only) Line 46: Fidelity Rollover IRA: Please note that the correct date on this bond is: 02/13/15, not 02/13/05 as listed at line 41 in the 2009 Financial Disclosure Repon

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporting JACOBS, DENNIS

Date of Report 05/02/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/DENNIS

JACOBS

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544