aO to

Rev. t/:O/O

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
L Coag or O~ma~t~a U.S. Eastern District C~ of PA ~a. Re~ Type (~cck approp~atc I~) ~ N~in~tton. Da~ ~ Annul ~ Final

neportRequtredbylheEthi~"
0 U, SC ~pp..~,~" ~o~./I/~
3. D~e or R~pog 05q2~010 6. Re~ln~ Period 01/01~9 12/3 I~009 in Government ~t1 of 1978

I. Person Reporting ([a.~ name. firaL middle inilia[) Gold,n, ~omas M. 4, Tilt [Article Ill j~dges ind~c~c aclwc o~ ~mor ~t~ magi+irate judges ~mate full. ~ O. S. District Judge -Active

~ Imfi=t 5b. ~ Am~cd

~. Ch~mbe~ or O~ce Add~s ~ Madison Building - Rm 401 400 W~hington R~ding. PA 19601

8, De the basis of the Informafloa ont~ln~ in t~it Re~ medlficalJOaS ~aalnlng tb~eto, t( tS, in my epinion, in with tppficable lawt and r~ulailons. R~viewlng O~er Dale

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete a[Iparts, checking the NONE ~ox for teach part where)ou bw,e no reportable information. Sign on la~ttpage.

1. POSITIONS. R,mr,i.~
[~ NONE (No reportable positions.) POSITION
I. Trustee

NAME OF ORGAN1ZATION/~NTITY
Pennsylvania Bar Insurance Fund & Trust - See Pan VIll

NONE (No reportable agreements.) DATE

I. 2009

PAKTIES AND
M~ano Bradley. LLP - purchase ag~ement ofla~ fi~ inlerest, h is a five (5) ~t ont~l. S~ Paa VIII - 2

Golden, Thomas M.

FINANCIAL DISCLOSURE REPORT

m.,~ or~,~.o. ~,o~,~;

o,,t,~ o~=~,~

Page 2 of 14

~o~a~,. ~,~ ~.

o~2no~o

I I I. NON-INVESTMENT INCOME. ~,~,~ ~,~~ ~ ~.:~ ~i,, ~,~,~

A. Fliers Non-lnv~tment Income NONE (No reportable non-investment income.) DAT~ I. ZOO9 2. ~OURCE A~ ~PE, M~=no ~radly, LLP ~COME
[you~, n~t spouses)

S ~1,329.~

B. Spouses Non-Investment Income - IZvo~a~rcmarrlcdduringanyporlivnof#h~rcporlt~gJato omp&llhi~.vectlo~. ----] NONE (No reportable non-investment income.) DATE I. 2009 2. 3. 4. SOURCE AND TyPF~ Goggle Works - salary

(Ira hd~ those la ~l~,U~ ~nd dtpen~n~ t ~ildrrn." see pp 2$.27 o[ fihng ~n~t~,~o~ I

NONE (No reportable reimbu~ements.) ~ i. 2. 3.

4.

LOCATIQN

P~OSE

~EMS PAID OR PROVIDED

5.

FINANCIAL DISCLOSURE REPORT

Page 3 of 14

Goldea, Thom~ M.

05/12/2010

NONE (No repoaable g~s.) ~ DESCRIPTION VALUE

1, 2. 3.

5.

NONE (~o reparcable liabilities.) ~ DES~IP~ON VALUE CODE

I. 2,

5.

FINANCIAL DISCLOSURE REPORT

N ....
Golden,Thom,s M.

Page 4 of 14

05/12~010

NONE ~o reportable income, assets, or transactions.) ~pt~ of Assets (including ~m~t ~seB) Place "(X)" a~ ~ch as~

A.

~ .... ~, " " "

I~o~ during ~ ~ing ~fi~ Amounl {A-H) Ty~ reg.. or int.)

G~ value at cad ofrepo~g p~od V~lt~e C~ 3

c.

- "T~ (e.g. rc~n~ptma)

T~n~cfions during re~ng ~n~ Idcn~i~y of (~fprwa~

~. "
Gain (A-H)

Value (J-P)

Date

V~luc (l-P)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. Ii 12. 13 14.

15.

US Allianz Alterity annt~ity Nattonal Penn Bancshares. inc. - common stock Sovereign Oancorp Inc. - common slock Brokerage Account # I - Cilibank NA Bank Deposit Program - Citicorp Trusl Bank. FSB - Citibank NA South Dakota Bank Deposit Program - Olcy Vallcy PA School Districl munictpal bond Bunco Santander S.A - common stock IRA - account #1 A - Ci!ibank. NA South Dakot= Bank Deposit Program - Apache Corp - com~non stock - Conocophillips - olnmon stock - Drill-Quip Inc common ~tock
- Exxon Mobil Corp - common stock

N~e C A Dividend Dividend

K L K

T T T 02/04/09 J See Purl VIII//3

A A A

Interest Interesl Intere.st None

K L M

T T T Matured 05/15109 02/04/09 K J See Pan VIII #3

A C

Dividend Int./Div. Interest Dividend Dividend Dividend

Dividend

K M

T T

16. 17.

- Johnson & Johnson - commoo slock - Kraft Foods lnc CI A

Dividend Dividend

FINANCIAL DISCLOSURE REPORT Page 5 of 1 4 VI I. I N VESTMENTS and TRU S TS - i. ......

A. Description o( Assc~ B. Income during

~ .... ~r .... R~o~.=

Golden, Thom~ M.

05112~010

t.,. ~a~a,lo~, ([ncl~d~ ~o~ of ,pouS and dtpcndrnt childtem ~ pp. J~O of filing Inslr~ian~)
C. Gross value =1 ~d D. T~io~ du~g rc~ng

NONE (No reportable income, assets, or transactions.)

Ph"(X)" a~cr cach~t ~cmpt horn p~r discl~ur

L A~nt T~ (e.g., " C~ I div,. rent. ~ (A-H) i orint.)

Val~ C~e 2 (J-P)

Value Mc~ C~c3

T~ (~.g., ~y, sell. r~mpfion)

~ D~ ~ Va~ ~ Gain ~d~yy , C~ 2 : C~c I [ ~ (I-P) : (A-~

l~ntitdof buy~/s~l~r (ifpnvale

18. 19,

- Sovcrclgn Banco~ Inc - common stock - Banco Sanlandcr S. A. - common stock

Dividend

02/04/09 02/~/09

S Pa~ VIII ~4

Dividend

20. 21. 22. 23. 24. 25. 26.

. Tyco International LrD Now. common sl.ock - Wachovia Corp 2nd New Corn - common stock - Wells Fargo & Co New common stock - Pepsico inc. NC - common stock - tiuaneng Power lml SP ADR. common stock - Covidicn Ltd- common stock . Tyco Electronics Ltd. common stock

Dividend Dividend Dividend D~vidcnd Dividend Dividend Dividend 01/02/09 01/0~09 See Part VIII #5 Se~ Part VHI #5

27. 28.
29.

- Philip Morris lnt! Inc - common stock - Altria Group Inc - common stock
IRA - accotmt ~2A C

Dividend Dividend
Int./Div. M T

30. - Citibank, NA South Dakola Bank Deposit Fund 31.

32. 33.

Imerr~l Dividend
Dwidcnd " Dividend

- Apache Corp - common stock

-Conoeophillips- common stock - Drill-Quip Inc - common slock

34.

- Johnson & Iohnson - common stock

Dividend

FINANCIAL DISCLOSURE REPORT

.~ ....r~ .....

VI I, 1 N VESTMENTS a~d TRUSTS - ~ ........ ~. , ...... ~0~, a~ ~,o~, ~, .....

NONE (No reportable income, assets, or transactions.)

Place(X)" ~Rcr each as~ cxcmpt f~ prior di~losurc

11) A~nt C~e I (A-H)

(21 "" (I) (21 T~ (e.g.. Value / V~Iu dlv, tcnl, . C~ 2 [ Mc~ orinl.) ~ (J-P) ~ Co~3

-- (I} "~21 ~ ~ T~ (e.g., ~ Date buy, ~11, ,edcmptlon) .~

35. 36. 37. .18. 39. 40

41, 47.

- Kraft Foods In Ct A . Sovereign 13ancolp Inc - common stock - Banco Santander S.A. - common stock . Tyco International Ltd New - common stock - Wachovia Corp 2nd New Corn - tom,non slock - Wells Fargo & Co New - common ~aock
- Huaneng Power Intl SP ADR - comm~r~ slock - Pepsico Inc. NC - common stock

Divided Dividend Dividend Dividend Dividend Dividend

Dividend Dividend

02tiM/09 02/04/09

See Part Vlll #6 !See Part VIII tt6

01/02/09 01!02/09

See Pail VIII #7 See Pan VIII ,~7

43 44. i45. 46. 47. 48. 49. 50. 51.

- Altria G*oup Inc. - comm~ stock - Covidien Ltd- common stock - Tyeo Eleclronics Lid - common stock - Philip Morris Iml Inc - common stock Inherited IRA - account #3 - Schwab Money Markel Fund - General Electric - common stock - General Electric. common stock - Concophillips - common stuck D

Dividend Dividend Dividend Dividend Im./Div. Interest Dividend Dividend Dividend Sold 01s20109 J Sold 01/22/09 J O "F

FINANCIAL DISCLOSURE REPORT Page 7 of 14

s .... rr .... aepo,~,g Golden, Thoma= M.

u.teofaepo.
05/12/2010

NONE dNo reportable income, assets, or transactions.)

~.
Dc~plt~ Of As~ts (including t~sl as~) Place(X)" afl~ cech ttsct xempl from prior dtsct~urc

a
I~ during rc~rtizg ~ T)~e (cg., dry. ~nt. or rot.)

-6.
Gr~s value ~l end ofr~ing ~riod Value ~ C~e 2 {J-P) : Value Mcth~ C~c 3 (Q.W)

7 ---

o.

Amount C~e I (A-if) ..... ;; .............

T~(e.E. buy. ~11. re~mption)

DeI Value ~ Gain .m~d~yy . Co~ 2 ; C~ I (J-P) t. ~A-H} ~ ~ ~ ,. 03106109 J

Id~layof bu~cdscl~ (ifwi~tc Ir~ction)

~2. - Johnson and/ohnson - common stock Inc. - common stock 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. - A T & T Inc. - common stock o Hartford Financial Scmices Group o common stock - Hartford Financial Sen,ices Group common t~tock - Hartford Financial Services Group - Harlford Financial Services Group- Noble Cvrp- common sto(.k - Noble Carp- common - Noble Carp- common stock - Noble Carp- common -Abbott L,~boratories - common slack - Abbott Laboratories eommo~ stock - Hams Carp - common stock - Hewlett-Packard Co- common s~ock - Hewlctl-Paeknrd Co - common stock - J P Morgan Chase & Co - common stock

Dividend Dividend Otwdend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Sold

Buy (addJ) Sold Sold Sold Sold Buy Sold (part)

05/22/09 02106/09 02/06109 05101109 05,01/09 05/28109 02/23109

J J J J J J J J J

Buy" 06/01/09 (addl) Buy (addl) 07/23109

Buy (addl) Sold t3uy (addl)

05/22/09 01/22/09 0526/09 J J J

Buy 10114/09 (addl) Sold 02~3/09

FINANCIAL DISCLOSURE

REPORT ....

*, .... . or.o
Golden, Thomas M.

Page 8 of 14

I
0511212010 !

VII. INVESTMENTS and TRUSTS-t.u,.~..~.e., .... ~o.~ a.,~d. ,~o= o:,~ ..... d depend~nt ~hildrt~i ~et pp. J#~O of filing i~,r.~i~~
NONE ~o reportable income, assets, or transactions.)
D~p~ion o~As~~ (~l~in$ ~ ~sct~) Ptace"(X}aflcre~h ~t exempt from~rlor discl~m ~ ~ Income d~Hn~ ~ofling pe~ ~ Gro~ va~uc ~t c~d , o~rc~rting ~riod V~lu [ Valu~ C~ 2 / Mclh~ T~ ~,g., ~y, scll, T~sac~oas

A~ Ty~ .(e.~, C~ I div.,~t.

Value " Gain .m~d~yy C~c2 Co~ I

Id~y of buycffscllcr

69.

- J P Morgan Ch~e & Co - common stock

Dividend

Sold

0~2~/09

70.
71.

- Tcrcx Corp- common stuck

- Tcrcx Corp- common stock

Dividend
Dividend

Sold
Sold

01120/09
01/22/09

J
J

72. 73. 74. 75. 76, 77. 78. 79. 80, 81. 82. 83. 84. ~.

T~rex Corp - common stock - Aluia Group Inc - common stock - Coming Inc- common s~ock - Coming {no- common stock - Dawson G~ophysical Co - common stock - McDonalds Corp- common slock - McDonalds Corp- common - McDonalds Corp- comn~on - McDonald.~ Co~p- common - Pe~oleo BPasilclm SA ADR - common stock - Pctrolco BrasHciro SA ADR - common stock - Pc~roleo Bra~ileiro SA ADR - common s~o~k - Pcltol~o BrasiZeiro SA ADR - common slock - Vcrizon Communicalions - common slock

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Sold

01/22/09

Buy 0526/09 (~ddl) Buy 05128109 (addl) Sold 06/11/09

Buy 06109/09 (addl) Buy (addl) Buy (addl) Buy (addl) Sold Sold Sold Sold 07/20/09i 08104109 10123109 01120/09 01120109 01/20/09 01/20/09

FINANCIAL DISCLOSURE REPORT Page 9 of 14 I VII. INVESTMENTS and TRUSTS -~.~,,

],lONE (No reporlab& income, assets, or transactions.) A, ~npt~oa of A~ B. lmome during ~nt Ty~ (e.~. C~el ; ~v,.~nL . Gr~i val~ Velue C~e2 D.

Co~de., Tho~.s M,

Place ~X)" alter ~ch as~t cx~ptfrompfordi~lo~urc

86. 87 88. 89. 90, 191 92. 93. 94. 95. 96. 97. 98. 99

- Aragon - common - Atwood O~nic~ Ine - common - Bully Technologies Inc - com~n - Bully Technologies Inc- common - Ball} Technologies [no - common - Ball), Technologies Inc - common - Bcton Dickinson & Co - common - BP PLC- common - Bristol-Mycr~ Squibb- common - l~ristol-Mye~s Squibb- common - Centurytel Inc - common -Ccntur~el Ine - common - Diamond Offshore Drilling Inc - common - DNP Select lncomo Fund

Divid~md Divided Dividend Dividend Dividend Dividend Div)dend Dividend Dividend Dividcnd Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Buy

08t~/09

Buy Sold Buy Sold Buy t~uy Buy Boy Buy Buy Buy Buy Buy Sold Buy

! 05126109 07127/09 06/09,09 07/27/09 05/26/09 05122109 05122/09 05126109 0502/09 07/23/09 10106/09 09/08/09 05/26/09 09/15/09 07120/09

J J

I00. - Express Scrtpls lnc. common 101. Exprcs~ S.ripts lnc - common 102, - Exprcs,~ Scripts Inc - common

FINANCIAL DISCLOSURE REPORT Page I 0 of 14

~.meo~eerSo. Repo,,l~=
Golden, Thomas M.

VI 1. I N VESTMENTS an d T RUSTS - ~ ....... ~., ..... ~ a.a~ ~ o/,~ .... ~ ~,~.~.t ~i~.: ~,
NONE ~o reportable income, assets, or transactions.) ~plion of At~c~ (including t~l ~ss~] Place "(X)" after c~ ~t cxcm~ I?~ prior disclosu~ Income during ~mg ~lod (IJ {2) ~ T~ I.g., C~e I div., ~L (A-H) or int.) ~ Gro~s val~ at ~d of ~oamg (I) [ (2) Value [ Value C~ Z Mc~ (J-P) I U~ $ ] (Q-W) T~n~ions dunng t~o~ing pen~ (I) T~ (.~, buy. sell. r~mpl~n) (2) j (3) Date V~I~ Gain ~d~yy . C~ 2 C~ I (JP) i (A-H)

Idcmity of ~ym/scllct (if~vnte tr~taclioa]

103. - Expres~ Sctipt~ Inc - common 104. Family Dollar S~or~. common

Dividend Dividend Divld~d Dividend Dividend Dwidend Dividend Dividend Dividend Dividend Dividend Dividend Divided Di*idend Divi~nd Dividend Dividend

Sold Buy Buy Buy Buy Buy Buy Buy Sold Buy Sold Buy Sold B~ Buy Buy ~u~

09/15/09 10106109 10114/09 07~0/09 07~/09 109/08~9 1~23109 07~0109 11/25/09 07~3/09 1125/09 09108/~ I 1/25i09 10f01/09 I~l~/~ 10~09 O6~1/09

J J J

IO5. - Family Dol]~ Stot~ - common 106. - 1Sh~r~ FTS~Xinhua China 101. - IShares FTSF~inhua China 10X. - IShare~ ~S~inhua China 109 - IShare~ F~FJXinhua China I IO - ISha~ MSCI B~zil I I I. - IShare~ MSCI B~zil 112. - IShares MSCI Brazil 113. -ISh~es MSCI Brazil 114. - IShnrcs MSCI B~zil 115. - IShates MSCI Brazil 16. - IShare~ MSCI Pacific Ex Japan 17. - 1Sha~ MSCI Pacific Ex Japan 18. - IShares MSCI Pacific Ex J~pan 19. - Ma~tbon O11 Co~ - common

J J J J J J J J J B B B

FINANCIAL DISCLOSURE REPORT Page I I of 14

r~ .... fP .... aepo.Ja=

Goldea, Thomas M,

[
05/12/2010 [

NONE (No reportable income, assets, or transactions.) & D~fiplion orA~et~ (includingt~st ~scls) PI~cc(X)" ~fler ~ch asset exempt from p~r di~Ios~e B, I~mc during reining ~ri~ i c. ~ Gr~s v~luc at cad ~ ofrcp~ing p~ Value C~c 2 , (J-F) i l Va~uc Meth~ C~ 3 (Q-~ T~ (c,g., ~y. scll. ~mplioa} D, T~nsacliom dunng ~i~

)Amoun( . T~(e.g.. Code I ~ d~v.. ~nl (A-H) orint.)

~ ~tc ! Vtlue ~ Gain ~m~d~ IC~c 2 C~ I " i (J.p) (A-H) i 1012]109 05t26/09 12~8~9 05~g/09 10~6/09 05~2109 J 05122109 09t08/09 J 05~2109 05~6~9 05~/09 0~07109 K J J J J J B

[dcntilyof bu~/~l~r

120. - Nimnce Commtinicalions lnc - common 121. - Pepsico Ine - common 122. - Pepsico I~ - omm~n 12~, . Royal DutchShell PLC - omlnon 124. - The Molaic Ca - comm~n 125. - Total Finn SA Spun ADR

Dividend Divi~nd Diwd~d Dividend Dividend Dividend Divided Dividend Dividend Divide~ Dividend Dividend A A A A C lni~rcst Interest Dividend Dividend Interesl K J J J K T T T T T

Buy Buy Sold Buy Buy Buy Buy Bu# Buy Buy Buy Sold

126. - Trans~n Lid - ~oinmoa 127, - Traast~e~a Ltd - common 128. - Waste Ma~gemenl Ine- ~mmon

129, - W~te Managemcm Inc - c~mmon 130.. Whirlp~l ~o~ - common 131. - WhiHpool C~ common ! 132. Nationnl Penn Dank - iccount 133. Sovereign [lank. account 134. AXA Equilablc - whole life policy 135. AXA Equilable - whole life policy 136. MelLife. flexible premium life policy

FINANCIAL DISCLOSURE REPORT r~ ....f~~o, a,~,or~lng

I
0511 I

Page 12 of 14

Golden. Thomls M.

VII. INVESTMENTS and TRUSTS - i.~ ...... t~.. , .... .~o.. a.a.a~ ,h~, o~,~,, ..~ s,,~.a,., ~t~,,.: ,,, ~. u-~o oy~
NONE (No reportable income, ~sets. or transactions,)
A, ~cription of A~s B. l~ome dunng C. Oro~ v~lue at ~d D. T~actions dung reining

Pl~cc "{X)" a~cr each asset xcmM f~ prior disdorurc

; A~tml T~ (c,g,. C~ I ~ div., rent. , (A-H~ or im J

Value Code 2 (J-P}

Value Mc~ ~~

T~ (elg.,

buy. ~ll, redemption)

D=~ { VIIU Gain 1 m~d~y C~c 2 C~e I : (J-P) (A-H)

bu)ertmllcr (nfprnv~te

137. MetLifc - flexible premium life policy 13R. flroketagc Accoum #2

Interest

139. - Nationnl Penn Bimcshares. ln - common Stock

Dividend

Page 1 3 of 14

Golden, Thom~l M.

0.SII2/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

I ) Pan I. Page I. Line # I - Uncompensated to serve as one or several Trustees o[a TnJst Fund of the Pennsylvania Bar Association to promote education and charitable pu~ses as~ia~d wilh the legal profe~ion and the ~minist~don ofjuslic, wi~h pa~icu]ar reference 1o the p~molion of such pu~os~ in the Commonweallh of Pennsylvania. 2). Pa~ II, Page I, Line ~ I - The Agreemen~ p~vid~ for monthly paymcn~ of51 I.?~?.3~ over ~he remaining I~ of ~ July I, 20~ and will germi~e on luly I. 201 I. 3). Pare VII. Page 4, Lines #3 & #9 - Sove~ign Banco~ Inc. com~n sha~ were convefled b~ merger to Banco Sandier S.A. common shares on Fcb~ 4, 2009. Allot gh~ m~gcr, ~[d shares ]is~ on line #3 w~re then I~nsfe~ed to Brokerage Accounl g I and are now listed on 4}. P~ VII, Page 5. Lines ~18 & #19 -Sovercign B~ca~ Inc. com~n sh~es wer~ convem~ by merger Io B~nco Santander S.A. camman shares on Febmaq4. 20~ and are now lisled on Line #19. S). Pail VII, Pag~ 5, Lines #21 & #22 - Wachovia Co~ 2nd New Corn common shar~ were convened by merger 1o Wells Fargo & Co New common shar~ Janua~ 2, 2009 and arc ~w lis~ed on Line #22. 6). P~ VII. Page 6. Lines #36 & #37 - Sov~ign Banco~ Inc. ~ommon sha~es w~ converted by merger 1o Bano San~ander S.A. common shar~ on Fcboa~ 4, 2~g and are now list~ on Line 7). Pan VII. Page 6. Lin~ ~39 & #40 - Wachovia Co~ 2nd New Corn common sh~s were conv~cd by merger la Wells Fargo & Co New common sharm~ Janua~ 2. 200g and are now lisled on Line ~40.

FINANCIAL DISCLOSURE REPORT [ Golden, ThomasM. Page 14 of 14 IX. CERTIFICATION.

Da~,otRepor~ o~n2no~o

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the b~st of my knowledge and belief, and that any information nut reported was withheld because it met applicable statutory provisions permitting non-disclosure. I Iurthcr certify that earned income from outside employment and honoraria and the acceptance of gilts which have been reported arc in compliance with the provisions of 5 U.S.C. app. E01 et, ~;eq., S U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WlLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAV BE SUBJECT TO CIVIL AND CRIMINAl, SANCTIONS (5 U.S.C, app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure AdministTative Office of the United Stales Courts Suite 2-30 I One Columbus Circle, N.E. Washington, D.C. 20544