Ao l0

.~. t/2oo~

I
I

.FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Central District of California 5a. Report Type (check appropriate lype) [] Nomination, [] initial Date ~1~ Aanual [] Final

Report Required by the Ethics

in Government Act of 1978

0 u,s.c, app..~ lot-riO

! 3. Date of Report 05/14/2010 6. Reporting Period 01/01/2009 to 12/31/2009

1. Person Reporting (last name, first, middle initial) Matz, Howard A. 4. Title (Article Ill judges indicate active or senior status; magbtmt judges indicate full- or U.S. District Judge-Active

5b. [] Amended Report 7. Chambers or Office Address U.S, Districl Court 312 N. Sprlng St., Room 170 Los Angeles, CA 90012 8. On the basis of the informalion contained in this Report and any modifiealions pertaining thereto, It is, In my opinion, in compliance with applicable laws and regulations. Reviewing Officer__ Date

[MPORTANT NOTES: The htstructlons accompanying this form must be fidlowed, Complete all parts, checking the ,NONE box ~/br each part where yau have no reportable information. Sign on last pag~

I. POSITIONS. ~,~oning
[--] NONE (No reportable positions.) POSITION
1. Co-Trustor and Co-Trustee Trust

NAME QF QRGANIEATIONiENTITY

II. AGREEMENTS.
~ NONE ~o reportab& agreements.)

1.

Matz, Howard A.

FINANCIAL DISCLOSURE REPORT Page 2 of 13

Matz., Howard A.

05114/2010

llI. NON-INVESTMENT INCOME. (Repo~ingi~dividualandspause;seeplx !7-24of filing instruclior~)

A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
I. 2. 3. 4.

SOURCE AND TyPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - if you were married during any porti~n of the reportlng year, complete th~ section
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS _,.,,,.,.o,-,,,,~.,., ~oagi.g. ,rooa ~ ....,. ......

(Includes those to spouse and dependent children; see pp 25-27 offiling inst~wtions.)

NONE (No reportable reimbursements.)

~
1. State Bar of California

~
November 12-13, 2009

LOCATION
Dana Point, Cati~brnia

PURPOSE
Recipient of Award

ITEMS PAID 0t~ PROVIDEI)

Reimbursement for food and lodging, $60 0.00

2.

3.
4. 5.

Name of Pe~on Repot-ling FINANCIAL DISCLOSURE REPORT I mat~ now~ra A. Page 3 of 13

Date of Report

os/14aolo

NONE (No rwortable g~s.)

SOURCE
1.
2. 3. 4.

DESCRIPTION

5,

Vl. l.~l!~J~t I ,IlIF~.~. (Includes ~ho$~ of ~p .... nd dependent children; ~e~ pp. 32-33 of filing ir~ruclion.~-)

NONE (No reportable liabilities.)

CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting } Matz~ Howard A.

Date of Report

Page 4 of 13

0~/14/~o~0
a d~endent ehOdren; see pp. 34-60 offalng ~aio~.)

VII. INVESTMENTS and TRUSTS -~,co.,~ ..~e. ,ra,~.~ a,~l.ac, ~no,~ oS~ .....
~ NONE (No reportable income, assets, or ~ansactions.) Description of A~ (including ~s ~sets) Place~(X)"after~ch~se, exempl from prior disclosure lnceme during m~aing peri~ Amo~t~ T)~(e.g., C~e I div., ~n~ (A-H) ~ or int.) ! Gross v~ue at end of r~ng ~ ....... Value Code 2 (J-I) Value Mc~od C~e 3 T~(e.g., buy, ~1~ r~emption)

T~ctions during re~ng period

; Date [Value [ G=in [ Mon~ - j C~e 2 [ C~e I [ Day ~ (J-P) ] (A-H)

ld~ti~of buys/seller (ifp~vate

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. I1. 12. 13. 14. 15. 16. 17.

TRUST NO. 3 AllianceBernstein Tax Mged AllianceBernstein Tax Mged AllianceBernstein Tax Nlged AllianceBernstein Tax Mged AtlianceBernstein Tax Mged AllianceBernstein Tax Mged AllianceBernstein Tax Mged AtlianceBernstein Tax Mged AllianceBernstein Tax Mged AllianceBernstein Tax Mged AtlianceBernslein Tax Mged AIlianceBernstein Tax Mged AllianceBernsteia Tax Mged AllianceBernstein Tax Mged AllianceBemstein Tax Mged Bernstein California Municipal Portfolio

Dividend

T Buy Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Buy Sold 1/5 118 1/30 2/27 3/3 } 4/7 4/30 5F29 6130 7/t3 7/31 8/31 9/4 10/21 12/22 1/8 J J J J J J J J J J J J L J J J A A A B D A A A A A A A E A [

FINANCIAL DISCLOSURE REPORT

~ .... ~P .... ~epo,~

Page 5 of 13
VII. INVESTMENTS and TRUSTS - i. .......

m,,t~, Howard A. [
~,,, ~a~a~o~ (tnct~a~ ~ost of s~ ..... ~ depe~ent ch~dren; see pp. 34~0 of f cling

05114,t2010

NONE ~o repo~able income, assets, or transactions.) De~ription of As~ (including trus~ ~ts) Place(X)a~,ch~sel exempt from pgor disclosure ..................................... J ............... 18. 19. 20. 21. 22. 23.
24.

Incomc during rc~rlin~ ~fi~

t Gross value at ~d of ~poning peri~ [ Value ! C~e2 ~ (J-P) ~ [Value I Mefl,~ ~ C~e3 (Q-W) Ty~(e.g.. buy, sell redemption)

T~nsacfions ~ng ~poaing period

]A ..... ~1 Type{e.g., [ C~e I [div. xm, (A-H) orint.)

Date ~ Value Gain: Mon~- ] Code2 ~ C~e I U-P) (A-H) [ [ Day : j 1 ~ 4/7 7/13 913 J J L A A D

ldenti~of buyeds~ller (ifpfivate t ...... tion)

Bemstein Califo~ia Municipal Portlblio Bemstein California Municipal Portfolio Bemstein California Municipal Portfolio IRA ONE AllianceBerastein Wealth Apprec Alliance 13emstcin Wealth Apprec
Alliance Bernstein Wealth Apprec

Sold Sold Sold B Dividend M T Sold Sold

Buy Buy Sold

1/8 4/7
3/17

J J

A A

25. 26.

Alliance Bernstein Wealth Apprec Alliance Bemstein WeaIth Apprec

3/23 7/12

27. 28. 29. 30. 3t. 32. 33. 34.

Alliance Bernstein Wealth Apprec Alliance Bernstein Wealth Apprec IRA TWO Alliance Bernstein Wealth Apprec Alliance 1Bernstein Wealth Apprec Alliance Bernstein Wealth Apprec Alliance Bernstein Wealth Apprec Alliance Bernstein Wealth Apprec t3 Dividend M T

Sold Buy

i0/21 l~21

J J

Sold Buy Sold Sold Sold

1/8 3/17 4i7 7/13 10/21

J J J J J

A A A

FINANCIAL DISCLOSURE REPORT Page 6 of 13

:N ....f re~n. Repo.iog

~lam Howard A.

[
[

Dat~ o~ Report
05/14/2010

VII. INVESTMENTS and TRUSTS - ~.,,.e, ~.l.e, tra~ao,,~-a-d,,,~., ,h,,,. oy,p ..... a dependent children; seepp. 34-60 of filing i~aucdon.v.)
NONE (No reportable income, assets, or transactions.)
D~cfipfion of A~ (including t~t ~) Place "{X)* afi ..... ....l h .... pt.om prior disc[ ..... ln~ d~ing re~ing ~fi~ ~ Gro~ value at ~d of ~ reining T~(e.g,. buy, selk T~cfions during r~aing

,Amount ~ T~(eg. [ Vaue VMue ~ C~ 1 [ ~ ..... C~e 2 ~ M~ k

/ Date [V~ne Gain Mon~- C~e 2 C~c I

Identibof

35, 36, 37.

Alliance Bemstein Weal~ Apprec TRUST ONE Allia~ Occ

Buy D Dividend N T

I2/21

38.
39_ 40. 41. "~2. 43. 44.

Artisan Intl. Fund

AT&T Sold 9/2

Black Rock Equity Dividend Fund Comcas~ Corp Fidelity Advisor Mid Cap Ill Fidelity Floating Rate High Income Fidelity Ftoatir~g Rate High Income General Electric Goldman Sachs Small Cap Value Instituti onal Harbor Capital Appreciation Harbor International Fund JP Morgan Mid. Cap Value

Sold

9/2 5/28 1/23 5/t 5

Sold Buy Sold

45. 46. 47. 48. ~9. 50,

Sold Sold Sold

6/I 8 2/l 8 7/1

Merger Fund Morgan Stanley Inst. Emerging Markets

51.

I. Income Gain Co&~: (See Columns IBI ~nd D4)

A =$1.000 m" less F =$50.00| - $100.0(K)

B -$ 1.001 - $2.509 (; --$I~),0(11 - $1,009.000

C =$2.50 t - $5.{XIO Ill =$1.00~.001 - $5,004).0~0

D =$5.0OI - $15.00~ H2 -Moron ~n $5,000.000

E =515.0t) I - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 13

s ....~ P~o. Reporti.~ lvlatz, Howard A.

Dat~ o~ Repot,
05/14/2010

VII. INVESTMENTS and TRUSTS - ~ ....... ~,,,, .... ~ions (lnctudes those of spa .... d dependent chltaren; see pp. 34-~0 of fiting instructi*nsO
NONE (7/0 reportable income, assets, or transactions.) Description of Assets Income during Gross value at end of Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

Amount Typ~ (e.g., Code I i div., rent.

Value [ Value Method Code 2

TyI~ (e.g., buy, sell.

! Month -

Date Value ] Gain Code 2 ! Code I

Identity of buyer!seller transaction)

............................................................. 52. 53. 54. 55. "56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Pem~anent Portfolio Permanent Portfolio Schwab Money Fund Selected American Shares SPDR S&P lntl Small Cap Vefizon Comm. Walt Disney Co. Fidelity Contra Fund TCW Total Return Bond Fund TCW Total Return Bond Fund Morgan Stanley Inst. Mid Cap Fund Oakmark International Small Cap Fund I:M Small Company Portlblio Dodge & Con Intl. Stack Fund Forward Tactical Growth Inst. JP Morgan Strategic Income Fund IRA ROLLOVER E Dividend Pl T Buy Buy Sold Buy Buy Buy Buy Buy Buy Sold Sold Sold

~ . _~[ ................. l/22 5/15 J J A A

6/1

2/19 5/18 12/14 5/29 6/3 6/19 7/2 12/15 12/15

J K K B

FINANCIAL DISCLOSURE REPORT Page 8 of 13 VII. INVESTMENTS and TRUSTS - ~o~, ~,

r~u, no,~ard *.

0~4~0~0

NONE (No reportable income, assets, or transactions.)

A. Description of As~ (including tms~ ~sets) Place(X)" aft .... I .... , R C. " Income d~ng re~ing ~i~ ~A .... t T~ (e.g.. (A:H) orlnl.) D. Gro~ val~ at

Va~ue ~ Value [ T~ (~.g., ~ Date [ Valuo I G~n ~ O-P) ] Code3 [ redemption) [ Day (J-P) (A-H) ~

Id~fi~ of (ifp~vate

] 69. 70. 71. 72. "~~. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84.

Allianz Occ Oppoa Aaisan International Chesapeake Core Fund ~ge & Cox Intl. St~k Fund Dodge & Cox Stock Fund Fideli~ Floating Rate High Income Fidelity Floating Rate High Income FideliD Floating Rate High Income Fideli~ Floating Rate High Income ICM Small Company Po~folio JP Morgan Mid-Cap Value Fund Merger Fund MS Inst. Emerging M~ke~ k1S Inst. Mid-Cap Growth O~mark Intl. Small Cap Fund ?e~nent Poafolio Sold 1,~2 K A Sold Buy Buy Sold Sold 2/2 1~3 4/29 5/22 6,~9 L K K L K D B A Sold 2/19 L A

FINANCIAL DISCLOSURE REPORT Page 9 of 13

Name of Person Reporting

Date of gepor~ 0~/~4:~2010

I Matz, Howard A.

VII. INVESTMENTS and TRUSTS - i.o~, 0~.,, ~ ..... no.~ (Incl.d~ those of sp ...... d ~peMent chUdren: seepp. 34~0 of fding ~s#uc~)
NONE ~ro repo~able income, assets, or ~ansactions.) A. Description of A~ [including ~l ~sets) B. tnco~ during re~ing ~riod - ......... ~. ............ Gross value at end of ~epoming ~ri~ D. T~c~ons d~ng ~ning ~fiod ~ ~

(A-H)

or int.)

(J-P)

,, C~e 3

~demption)

Day

] (J-P)

~ ~A-H) ]

(if private

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. "96. 97. 98. ~9.

Permanent Portfolio Selecled American Sh~es Schwab Money Fund Black R~k Equiw Dividend Fund Fidelity Contra Fund TCW Tolal Re~ Bond Fund TCW Total Re~ Bond Fund TCW To~l ReU~m Bond Fund TCW Total Return Bond Fund Fo~ard Tactical Growth Inst. Fund JP Morgan S~ategic Income Fund "IRUS~ NO. TWO Op~nheimer M!M ~ittierCA ~on E Interest O T

Sold

5/19

Buy Buy Buy Buy Buy Sold Buy Buy

213 2/20 5/20 5/26 6!30 12114 IZ/I5 12/15

I. L L L K M L I. D

t00. Calif St G/O Bond 2035 101. Contca Cosla LA Bond 102. Hayward CA Bond Redeemed 8/3 K C

FINANCIAL DISCLOSURE REPORT N ....fP ....ae0orti.g Page 10 of 13 Matz, Howard A.

D=e ,fR~ort
05/14/20!0

NO~ ~o repo~able income, assets, or transactions.)

D~fipfion of A~ In.me during Gr~ value at ~nd of Tmn~c~ions d~ng

Phce"(X)" after ~ch a~et exert ~om p~or disclosure

~ount [ Fy~(e.g., . i (A-H) t or int.) ~

V~ue C~e 2 (J-P)

Value T~ (e,g., bleth~ ~y, sell C~c3 redemption) (Q-W) ..................

[ Da~e Value ~ Gain Mon~ - i C~ 2 ~ C~e 1 [ Day / ~ ......... ~ ...........

ldentiD of buyedsell~r ~ction)

103. Calif. St G!O 2033 104. CA Edl Fac Bond 105. San Bemard~no Bond I06. Cal St G/O Bond 2015 107. To~ce CA Bond i08. Capis~oCA Bond 109. South "r~ 110. Bonita Canyon CA Bond 1 I 1. Ce~t~ CA ~nd 112. Willis CA Bond 113. Cupertino CA Bond I t4. Calif. |IPA (Purchase 2005) 115. Calif. Sewde 5/.75% (State Water Dev.) 16. Calif. HFA 5.975% 17. Bell Gardens 5% 18. TRUST NO. 6 19. TIAA-CREF B D Interest Interest L N T T Redeemed 12/I K A

Buy

8/5

Columns C 1 and D31

N --$250,001 - $500.000 P3 =525.0~0.001 - $50,000.000

O ~$500,001 - $1,000,000

P l =51,000.001 - $5,000,000 P4 =More t~an

P2 =$5,000.001 - $25,000,000

FINANCIAL DISCLOSURE REPORT

Page 1 1 of 1 3

] N~ o~ P ....

ae~,~iog

r~lat~, Howard A.

05114/2010

VI I. INVESTMENTS and TRUSTS - ~ ....... ~ ......... no~ (lnclu~ thee of s~ .... d depe~nt children; see pp.
NONE (No r~ortable income, ~sets, or transactions.)
A. Description of A~ (including l~st ~ts) B. Income during reining ~fi~ C. G~ss value at ~d of ~ ~ing ~ ] D. T~etions d~ng re~ing pe~od

-~~-~ ....~ .........~ .......~-- ~ ~i~ ......1--i~-~

exempt from p~or disclos~e Code (A-H) ~ v.. mn~ ~ orint.) [ C~c. ! (J-P) 9 ~ i Meth~ ] buy, sell, C~e3 [ r~emption) ~ Mon~ - : C~e - ~ C~e I [ ~ : ~ Day ~ (J-P) ~ (A-H) buys/seller

FINANCIAL DISCLOSURE REPORT Page 12 of 13

r~ .... fPerson Reporting M~ Uo~,~d A.

Date of Repor~

0.~/~4/20~0 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 13 of 13 IX. CERTIFICATION.

~am. 0t eo.o. ~po~.~ Ma~ Ho,~ard n.

[ [

D~,. o~ R~po. 05/14/20i0

I certify that all information given ~bove (including information perlaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq,, 5 U.S.C. 7353, and Judicial Couference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544