Beruflich Dokumente
Kultur Dokumente
AO 10 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
1. Person Reporting (last name, first, middle initial) Conti, Joy Flowers 4. Title (Arlicle I!1 judges indicate active or senior status; magistrate judges indicate full- or part-time)
Nomination,
[] Initial
7. Chambers or Office Address 5250 US Courthouse 700 Grant Street Pittsburgh, PA 15219
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.
D
I. 2. 3. 4. 5.
POSITION
Board of Directors Counselor
NAME OF ORGANIZATION/ENTITY
Catholic Charities Free Health Care Center
II. AGREEMENTS. Reporting indiviaaat onty; see ~,~,. 14-16 of filing instructions.)
~
IIl. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~-] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reportingyear, complete this section.
(Dollar amount not required except for honoraria.)
DATES
March 26-28, 2010
LOCATION
New York, NY
PURPOSE
NYIPLA Annual Federal Judges Dinner Allegheny County Bench Bar Conference 2010 Masters Conference Annual Masters of Trial Advocacy Retreat Annual National Conference of Bankruptcy Judges
2.
Champion, PA
3. 4.
Washington, DC Fannington, PA
5.
New Orleans, LA
V. GIFTS. anaudes ,hose ,o spouse und d~pcnden, children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a, clua~s those o/spous, und dep~n,~ent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2.
DESCRIPTION
VALUECODE
3.
4. 5.
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (2) (D Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
Transactions during reporting period
(2) (3) (4) Date Value Gain mm/ddIyy Code2 Code 1 (J-P) (A-H)
1. 2. 3. 4.
BROKERAGE ACCOUNT #1 (Part VIII) -Neoprobe Corp Stock -Pa Muni Cash Trust (Money Market) -Franklin Cnty Pa IDA Bond 5.25% due 7/1/14 A A None Dividend Interest J J T T Buy Redeemed 07/01/10 07/28/10 J J
6. 7.
ROTH IRA ROLLOVER ACCOUNT #1 (Part Vlll) -Pershing Government Money Market Fund -General Motors Accep Corp Smartnotes (7.125% due 8/15/12)
Int/Div
9.
10.
-General MotorsAccepCorpSmartnotes (7.25%due9/15/17) -GSMtg Secs Corp2005-7FMtgNotes (5% due 9/25/35) -GenemlMotorsAccepCorpMedTerm (8.4%due 4/15/10) Sold Matured 10/20/10 04/15/10 K K A
12.
-Deere & Co Stock -General Motors Accep Corp Smartnotes (7% due 1/15/13)
-General Motors Accep Corp Smartnotes (0% due 11/15/201 I) Buy Buy 07/06/10 I0/28/10 :
K K
-Lee Street Investors LLC Class B Units RETIREMENT PLAN #2 -CREF Stock Fund C Interest N
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ( See Columns C I and D3 ) 3. Value Method Codes IScc Colunm C2)
A =$1,000 or less F =$50,001 - $100.000 J =$15.000 or less N ~$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $I.000.000 K = $15,001 - $50.000 O =$500,01) I - $ 1,000,000 R =Cost (Real Eslate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50.001 - $ 100,000 P 1 -$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E=$15,001- $50.000
VII. INVESTMENTS and TRUSTS - i.co~.e, ~uc, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (t) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 Transactions during reporting period
(1)
Type (e.g,
buy, sell,
(2)
Date
(3)
Value (J-P)
(4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private transaction)
mm/dd/yy Code 2
redemption)
(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -Lee Street Investors LLC Class B Units IRA ROLLOVER ACCOUNT #6 -Gateway Bank Of Pennsylvania Stock IMMEDIUS, INC CONV PREFERRED STOCK IMMEDIUS, INC COMMON STOCK MELLON BANK: ACCOUNTS None None None J J K T T T None T -TIAA Traditional Annuities ROTH IRA ROLLOVER ACCOUNT #3 (Part VIII) -Pershing Government Money Market Fund -Neoprobe Corp Stock -Quanta Svcs, lnc - Stock -Genl Mtrs Accep Corp Smartnotes (7% due 01/15/13) -Goldman Sachs Group - Stock -lshares TR Dow Jones Select Div Fund -Standard & Poors Depositoff Receipts (SPDRs) -Knox Cnty, KY Hosp Bond (5.875% due 12/01/36) Sold Sold Sold Buy Buy (addl) Buy 04/26/10 I 02/05/10 02/05/10 06/09110 09/01/10 10/28/10 J K K J K B Sold (part) Sold 10/20/10 J D Int./Div. M T
10/19110 K
I. Income Gain C0dcs: (See Columns BI and D4) 2. Value Codes (See Columns CI and DJ) 3, Value Melhod Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J = $15.000 or less N ~$250,001 - $500,000 P3 ~$25,000,001 - $50,000,0011 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$ 100.O01 - $1.000.000 K = $15.001 - $ 50.000 o = $500.001 - $ I ,oo0,ooo R : Cost (Real Estate Only) V : t)thcr
C =$2,501 - $5.000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000.000 S :Assessment W :Estlmatcd
D =$5.001 -$15,000 H2 =More than $5,000,000 M=$100.001- $250,000 P2=$5,000,001 -$25,000,000 T =Cash Markct
E =$15,001- $50.000
VII. INVESTMEN TS and TRU STS -inrome, vatue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~] NO~NE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
Transactions during reporting period
(1)
Type (e.g., buy, sell, redemption)
(2)
(3)
(J-P)
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
35.
36. 37. 38. 39. 40. 41. 42. 43.
CITIZENS BANK:ACCOUNTS
MASSACHUSETTS MUTUAL: WHOLE LIFE POLICY MASSACHUSETTS MUTUAL: WHOLE LIFE POLICY NORTHWESTERN: WHOLE LIFE INS POLICY METROPOLITAN LIFE: WHOLE LIFE POLICY GENERAL AMERICAN: WHOLE LIFE POLICY MASSACHUSETTS MUTUAL: WHOLE LIFE POLICY METROPOLITAN LIFE: WHOLE LIFE POLICY NORTHWESTERN: WHOLE LIFE INS POLICY
None
None None None None None None None None
J
J J J J J J J J
T T T T T T T T
I. Income Gain Codes: ( See Column s B I a nd D4 ) 2. Value Codes (See Columns C I and D3 ) 3. Value Mclhod Codes (See Column C2)
A =$1.000 or less F = $ 50.001 - $ 100.000 J =$15,000 or less N ~ $250.001 - $500.000 P3 -$25.000d)01 - $51).0()0.000 Q =Appraisal U = Book Value
B =$1,001 . $2,500 G = $ 100.001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1.000,000 I~. = Cost (Real E~tale Only) V - Other
C =$2.501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000.001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Additional Information for Part VII (Investments and Trusts): From prior years: On the 2009 report, the only brokerage accounts listed were #1 and #3 o In 2009, Brokerage Account #3 was no longer required to be reported. Accordingly, the only active brokerage account was Brokerage Account #1. There is no Retirement Plan # 1 There is no IRA/IRA Rollover Account # 2, 4 or 5
Current year:
Line 6: (former) IRA Rollover Account #1; Line 19: (former) IRA Rollover Account #3 Assets in each of these accounts were converted to Roth IRA accounts in October 2010. Since the accounts were transferred intact, reporting of information on these assets is shown on a combined basis for activity within the old/new accounts. The account titles have been changed to Roth IRA Rollover Accounts #1 and #3
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544