Beruflich Dokumente
Kultur Dokumente
Re,,. 1/2o~o
AOtO
ReportRequiredbytheEthics
in Government Act of 197~
(5 u.s.c, app.
I, Person Reporting (fast name. first, rr~i~le initial) Goldberg, Mitchell S. 4. Title (Article ll! judges indicate active or senior status; magistrate judges indicate full- or part-time) U. S. District Judge- Active Status
7. Chamber~ or Office Address Room 4000, U.S. Courthouse 601 Market Street Philadelphia, PA 19106
8. Ola the basis of the information ontained In this Report and any modUicatlons pertaining theretol it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be fottowea~ Complete all parts.
checking the NONE box for each part where you have no reportable information. Sign on last page.
P_OSITION
I. Board of Directors
NAME OF ORGANIZATION/ENTITY
Bucks County Opportunity Council
2.
Advisor), Board
C73
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of fili.g inxtractfanx.)
~-] NONE (No reportable agreements.) DATE I. 203 Pennsylvania. Employee Retirement System PARTIES AND TERMS
2.1i97
Goldberg, Mitchell S.
I [ Goldberg,
Date of Report
Mitchell S.
5/12/2010
III. NON-INVESTMENT INCOME. ~e~o,~n~i,~lv~,otand~e: ,ee ~. ~-~d o/;~.~ ~.~ion~.~ A. Fliers Non-Investment Income [---] NONE (No reportable non-investment income.) DATE
1. 2009 2. 2009
INCOME
(yours, not spouses) $6,500.00 SI,615.00
3. 2009
4.
$13,818.00
B. Spouses Non-lnvestment Income - ~f ~,ou .ere married during any portion of the reponing year, complete this section.
(Dollar amount not required except ~>r honoraria.)
2.
3.
4.
LOCATION
PURPOSE
5/12/2010
VALUE
2.
3.
4.
5.
VI. LIABILITIES. a~.~ ~,o,, o~ .~ ~ ~i~,.~ ~,~ ~ n-~ o~,~ NONE (No reportable liabilities.) CRF~ITOR
I.
2.
DESCRIPTION
3.
4. 5.
Goldberg, Mitchell S.
VII. INVESTMENTS and TRUSTS -- i ....... lueo tra .... tions (lnclud~ tho,e of sp ..... ml depertdent childrcn; see pp. J4-60 of filing instrallons.)
NONE (No reportable i~come, assets, or transactions.) De~ption ofAss~s (including ~st assc~) Place "(X)" after each asset exempt from p~or di~losure ~ Income d~ng ~ing period ~ount [ Code 1 i~ (A-H) I. 2. 3. 4. 5. 6. 7. 8. .... ~ T~st - 1/3 interest- prope~ located Wells Fargo ~1- Hartford AnnulS: AMR Blue Chip Income and Growth AMR Global Growth AIM Mid Cap Core Equity Fund F-T Small-Mid Cap Growth AM R Growth-Income Wells Fargo #2 - Hartford Annuity: None None None None None J J J J .I T T T T T B Rent M T~e (e.g.. div., ~nL or int.) Gross value ~t ~d of repo~ng period V~ue Code 2 (J-P) " Va~e Me~od T~sactio~ d~ng r~ing ~od . Value [ Date mm~d&~ Code 2 (J-P) Gain C~e I (A-H) ld~ti~ of b~;se]]er ~n~ction)(if phrase
9.
AMR Growth-Income
None None
None None None None None None None
K K
J J K K K K K
T T
T T T T T T T
S =As~ss~nt W =Esl~tcd
T =Cash Mark~
Date of Report
5/12/2010
buy, lL
redemption)
18.
None
19.
None
20.
21. 22. 23, 24. 25. 26. ,27. 28. 29. 30.
None
J J J J
T T T T
K K K K
T T T T
31.
32. 33. 34.
None
None None None
K
J J J
T
T T T
I. laco,-ne Gain Codes! iSee Col~s BI and D4) ~ Val~ C~ (See Columm CI and D]) 3. Vat~ Meted C~ts (Se~ Col~ C2)
A -$1.000 o less F -S50.~1 - $1~,~ J "$15,~ or l~s N =$250.001 - $5~,~ P3 "$25,~,~1 - $50,~,~ Q =Ap~ai~l U -B~k Value
B -$ I.O01. [2,500 G ~1~.~1 - $ I,~,0~ K =$15.~1 - $~0.~ O ~$5~,001 - $1,~,~ R ~ost (~al E~ale O~y) V ~h~
C ~$2.501 - 55.~ II1 =$1.~,~1 - $5,~,0~ L =$~0.~1 - $1~,~ PI P4 ~More ~a $~0,~,~ S -~s~cnt W
E ~$15,001 -[~,~
T ~ash Market
Oataofa.po.
5/12/2010
Place"(X}"a~r,ch~set
exempt from prior disclosure
/ ~) : ~ IAm~t T~(e.g.,
b~ ......
buy~/seller 0fp6vate t~nsacti~a)
(See Columns B I and 04) Value Codes (Set Columns C I and 0.1} Value Method Codes (See Colurrm C21
F -$50.001 - $100.000 ) -$ I 5.000 or less N =1250,001 - $500.000 P.1 -$~,000.001 - $50,000,000 Q =Appraisal U =Book Valuc
G -$100,001 - $1,000,000 K ~$15,001 - $50.000 0 =1500,001 - $ 1,000,000 R =Cost (Real Estate Only) V -~Olh~
111 -$1,000,001 - $5,000,0~0 L -$50,001 - $I00,000 PI =$1,000,001 - $5.000.000 P4 =More ~han $50.000.000 S =Asscssme]at W =Estimated
Page 7 of 8
Goldberg, Mitchell S. I
5/12/2010
I certi~ that all information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and befief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature__
NOTE: ANY INDIVIDUAL WltO KNOWINGLY AND WLLFULLY FALSIFIES OR FAlLs TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRI~,IlNAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
MITCHELL S. GOLDBERG
JUDGE
August 1 l, 2010
Honorable Bobby R. Baldock, Chair Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 RE: Financial Disclosure Report - Calendar Year 2009
I write in response to your July 30, 2010 letter requesting additionalln~gtlon" - ..... ~ --o.% regarding my financial disclosure report dated May 12, 2010. ~; ~
-- .77 k_~
You note that in Part VII, page 5, lines 18-21 and 26-34, I listed assets fflaich v~re not listed in my prior nomination report. Please be advised that these assets were obtainec~after the filing of my nomination report, but prior to the submission of my 2009 report. Please do not hesitate to contact me should you have any further questions.
MSG:cjl